2015-05-14T15:43:19-05:00 2014-06-30 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2013-07-01 041679980 NORTHEASTERN UNIVERSITY % THOMAS NEDELL NORT 6173735947 360 HUNTINGTON AVENUE Suite BOSTON MA 02115 THOMAS NEDELL VP & CFO 6173735374 2015-05-14 true GWEN SPENCER P00641463 6173735374 2013 2016-04-25 22:37:26Z Joseph E Aoun 360 Huntington Ave Boston MA 02115 1398992273 false X www.neu.edu X 1898 MA SEE SCHEDULE O. 30 25 15437 1000 10859880 136157007 156697000 1016136628 1077749940 46181491 38161876 13104145 14948573 1211579271 1287557389 244795654 261186843 0 0 482964534 512283288 472919 478432 21453331 376280815 392519265 1104513922 1166467828 107065349 121089561 2226464071 2652261000 1031390832 1277070000 1195073239 1375191000 X SEE SCHEDULE O. false false 362680538 0 952168730 Instruction NORTHEASTERN ENABLES 33,109 STUDENTS TO FULFILL THEIR EDUCATIONAL GOALS BY PROVIDING TEACHING AND ADVISING THAT RESULT IN THE GRANTING OF ASSOCIATE, BACHELOR, MASTER AND DOCTORAL DEGREES IN A VARIETY OF ACADEMIC DISCIPLINES. THE UNIVERSITYS ACADEMIC AREA CONSISTS OF THE BOUVE COLLEGE OF HEALTH SCIENCE, COLLEGE OF ARTS, MEDIA AND DESIGN, D'AMORE-MCKIM SCHOOL OF BUSINESS, COLLEGE OF COMPUTER AND INFORMATION SCIENCE, COLLEGE OF ENGINEERING, COLLEGE OF PROFESSIONAL STUDIES, COLLEGE OF SCIENCE, COLLEGE OF SOCIAL SCIENCES AND HUMANITIES, AND SCHOOL OF LAW. 245454049 245454049 0 Student financial aid Northeastern awards grants and scholarships to students from several sources: federal and state governments, institutionally-funded and endowment/donor funded. The Office of Student Financial Services administers financial aid and is committed to working with students to identify financial aid options that can help make a Northeastern education affordable. 108875825 0 125581210 Auxiliary enterprises Northeastern provides student housing in 32 residential buildings and operates conference centers mainly used for University events. 344475395 15732794 0 1061485807 true true false true false false false false false true true true false true true true false true true false true true false true true false false true true true true false false false false false true false false true true true true false false true true true true false false true 39554 0 true 15437 true true true false false false false true true false false false false X 30 25 true false true false false true true true true false false true true true true true true true true false MA X THOMAS NEDELL 6173735374 360 HUNTINGTON AVE BOSTON MA 02115 X JOSEPH E AOUN PRESIDENT/TRUSTEE 40.0 0.0 X X 865028 0 232982 PETER B CAMERON Trustee 1.0 0.0 X 0 0 0 CHAD GIFFORD Trustee 1.0 0.0 X 0 0 0 WILLIAM J COTTER Trustee 1.0 0.0 X 0 0 0 EDMOND J ENGLISH Trustee 2.0 0.0 X 0 0 0 WILLIAM S HOWARD Trustee 2.0 0.0 X 0 0 0 KATHERINE S MCHUGH Trustee 2.0 0.0 X 0 0 0 HENRY J NASELLA CHAIR/Trustee 5.0 0.0 X 0 0 0 KATHRYN NICHOLSON Trustee 1.0 0.0 X 0 0 0 RONALD L ROSSETTI Trustee 1.0 0.0 X 0 0 0 CAROLE J SHAPAZIAN Trustee 2.0 0.0 X 0 0 0 SEYMOUR STERNBERG Trustee 1.0 0.0 X 0 0 0 MICHAEL J ZAMKOW Trustee 2.0 0.0 X 0 0 0 MARGOT BOTSFORD TRUSTEE 1.0 0.0 X 0 0 0 NONNIE S BURNES TRUSTEE 1.0 0.0 X 0 0 0 VENETIA G KONTOGOURIS TRUSTEE 1.0 0.0 X 0 0 0 BARBARA C ALLEYNE TRUSTEE 1.0 0.0 X 0 0 0 Richard A D'Amore Trustee 2.0 0.0 X 0 0 0 Edward G Galante Trustee 2.0 0.0 X 0 0 0 ALAN S MCKIM Trustee 1.0 0.0 X 0 0 0 RONALD L SARGENT Trustee 1.0 0.0 X 0 0 0 Joseph M Tucci Trustee 1.0 0.0 X 0 0 0 WILLIAM J CONLEY TRUSTEE 1.0 0.0 X 0 0 0 DAVID HOUSE TRUSTEE 1.0 0.0 X 0 0 0 JOHN PULICHINO TRUSTEE 1.0 0.0 X 0 0 0 ARTHUR ZAFIROPOULO TRUSTEE 1.0 0.0 X 0 0 0 JEFFREY J CLARKE TRUSTEE 1.0 0.0 X 0 0 0 SPENCER T FUNG TRUSTEE 1.0 0.0 X 0 0 0 LUCIAN GRAINGE CBE TRUSTEE 1.0 0.0 X 0 0 0 FRANCES N JANIS TRUSTEE 1.0 0.0 X 0 0 0 DAVID J MONDRAGON TRUSTEE 1.0 0.0 X 0 0 0 PHILOMENA V MANTELLA SENIOR VP ENROLLMENT MGMT 40.0 0.0 X 438352 0 66589 SAMUEL B SOLOMON DIR. OF FINANCE & TREASURER 40.0 0.0 X 202491 0 46941 DIANE N MACGILLIVRAY SR VP OF UNIV. ADVANCEMENT 40.0 0.0 X 559394 0 72766 MICHAEL A ARMINI SENIOR VP - EXTERNAL AFFAIRS 40.0 0.0 X 320589 0 68344 STEPHEN W DIRECTOR PROVOST & SVP ACADEMIC AFFAIRS 40.0 0.0 X 633059 0 79835 RALPH C MARTIN II SR VP & GENERAL COUNSEL 40.0 0.0 X 545927 0 56693 THOMAS NEDELL VICE PRES & CFO 40.0 0.0 X 427943 0 51784 STEVE KADISH SR. VP & COO 40.0 0.0 X 526079 0 48760 NANCY MAY VP - FACILITIES 40.0 0.0 X 227578 0 36518 JANE BROWN VP - ENROLLMENT MGMT 40.0 0.0 X 285557 0 49448 NADINE AUBRY DEAN - COLLEGE OF ENGINEERING 40.0 0.0 X 461005 0 51735 HUGH COURTNEY DEAN D'AMORE-MCKIM SCHL OF BUS 40.0 0.0 X 372538 0 53425 TERRY FULMER DEAN-BOUVE' COLL OF HEALTH SCI 40.0 0.0 X 356020 0 28451 MARC H MEYER PROFESSOR - ENTREPRENEURSHIP 40.0 0.0 X 626961 0 28255 ALEXANDROS MAKRIYANNIS PROFESSOR & BEHRAKIS CHAIR 40.0 0.0 X 511146 0 27260 Albert-Laszlo Barabasi Distinguished Professor 40.0 0.0 X 476170 0 51458 WILLIAM COEN HEAD COACH MEN'S BASKETBALL 40.0 0.0 X 448082 0 44860 MICHAEL B SILEVITCH Distinguished Professor 40.0 0.0 X 410674 0 49703 ROBERT P GITTENS VP PUBLIC AFFAIRS 40.0 0.0 X 210967 0 44156 VINCENT J LEMBO VP AND SENIOR COUNSEL 40.0 0.0 X 262023 0 42251 JACK MOYNIHAN VP ALUMNI RELATIONS 40.0 0.0 X 235158 0 46889 KATHERINE N PENDERGAST VP HUMAN RESOURCES MANAGEMENT 40.0 0.0 X 235964 0 26634 JOHN H MCCARTHY SR ADVISOR TO THE PRESIDENT 30.0 0.0 X 337036 0 33780 ALLEN SOYSTER DISTINGUISHED PROFESSOR 40.0 0.0 X 159235 0 41601 DAVID LUZZI EXEC DIR STRATEGIC SECURITY 40.0 0.0 X 333678 0 51505 HARRY LANE DISTINGUISHED PROFESSOR 40.0 0.0 X 239767 0 47119 STEPHEN ZOLOTH DEAN EXT PROGRAMS&VICE PROVOST 40.0 0.0 X 313440 0 53775 11021861 0 1533517 908 true true false EMBANET 225 SPARKS AVENUE TORONTO, ON MSH 2S5 0 CA ONLINE LEARNING SVCS 19848750 COMPASS GROUP PO BOX 91337 CHICAGO IL 606931337 FOOD SERVICES 18203486 CONSOLIDATED SERVICE GROUP 176 WILLIAMS STREET CHELSEA MA 02150 CLEANING SERVICES 11190729 SHAWMUT DESIGN CONSTRUCTION 560 Harrison Ave Suite 200 BOSTON MA 02118 CONSTRUCTION 8302852 TISHMAN CONSTRUCTION CORPORATION OF 66 Long Wharf 2nd Floor BOSTON MA 02110 CONSTRUCTION 8128340 255 196967 81758636 74741397 1622784 156697000 TUITION,RM BD,FEES 900099 1067504668 1067504668 PARKING 812930 7754263 3707389 4046874 FOOD SERVICE 900099 2491009 2491009 1077749940 12649760 852074 11797686 3956 3956 0 11442290 2727300 8714990 0 8714990 8714990 134061556 -39000 108514396 25547160 -39000 25508160 25508160 126354 196967 193188 -66834 -66834 0 0 CONFERENCE CENTERS/ARENA 532000 5539586 5539586 ADVERTISING/SPORTS INCOME 900099 47260 47260 FEE FOR SERVICE INCOME 900099 713571 713571 6300417 1287557389 1067504668 10859880 52495841 15300148 15300148 245454049 245454049 432646 432646 0 8197719 2842898 4758686 596135 2330452 743681 1151600 435171 409152038 375175748 24327240 9649050 22678670 20467551 1633975 577144 45743971 41284036 3295806 1164129 24180438 21822899 1742176 615363 573674 573674 3315810 118426 3183175 14209 634198 634198 420217 400000 20217 478432 478432 1303833 1303833 13672889 13657463 11025 4401 10271028 6750176 3490385 30467 35898999 29817008 4215061 1866930 36518649 22403456 13665193 450000 86125 86125 51933796 48583449 2239131 1111216 23337702 21716679 839969 781054 0 5449883 5319200 23557 107126 30857362 29450249 1040333 366780 0 55993651 49090838 5103051 1799762 2209251 960959 1248292 CONSULTANTS 35689536 32795902 2334290 559344 EQUIPMENT 16234020 15981786 166961 85273 MEAL PLAN AND FOOD COST 17008601 17005522 3079 PUB, BOOKS, & SUBSCRIPTIONS 12821113 10989806 1127705 703602 38288928 32261433 5969752 57743 1166467828 1061485807 83528690 21453331 0 78537000 267313678 237228000 78645000 99468000 44768771 50897000 1840000 1800000 0 0 32998000 33627000 0 0 16785622 15061000 1735278000 639950000 1059251000 1095328000 341141000 504035000 370101000 382678000 0 0 0 0 13620000 153602000 2226464071 2652261000 141089832 149169000 4644000 4644000 65366000 67584000 643240000 779592000 0 0 0 0 73080000 170875000 0 900000 103971000 104306000 1031390832 1277070000 X 825275239 944548000 186009000 231461000 183789000 199182000 1195073239 1375191000 2226464071 2652261000 X 121089561 67396847 -8368647 X false true X true true true X 105704000 122376000 165358991 136157007 156697000 686292998 0 0 105704000 122376000 165358991 136157007 156697000 686292998 13040857 673252141 10668574 18126650 17700666 17396199 24096006 87988095 0 178224 103565 57065 72629 126354 537837 774818930 4753214842 0.86891 0.00000 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 480 false false true 445600 false true 20217 466297 false Schedule C, Part II-B, Line 1 The University retains legal counsel and other firms and employs staff who perform occasional lobbying activities. The University also pays membership dues to membership organizations which may engage in lobbying activities. Lobbying activities are focused on the interests of Northeastern University (including scientific research & student aid), its students and the higher education industry. During Fiscal Year 2014, payments for these services totaled $466,297. 671710000 29751000 105372000 21756000 3942000 1415000 779720000 618924000 13438000 66081290 21862000 3426000 1445290 671710000 611478000 34072000 -280000 22502000 2353000 1491000 618924000 532487000 11705000 93060000 23780000 601000 1393000 611478000 507346000 5376000 30370000 7808000 1767000 1030000 532487000 0.60840 0.37150 0.02010 false false 26103000 26103000 1357515000 398747000 958768000 351660000 241203000 110457000 1095328000 PRIVATE EQUITY 124480000 F HEDGE FUNDS 214562000 F OTHER ALTERNATIVE INVESTMENTS 27914000 F OTHER INVESTMENTS 15722000 F 382678000 DEPOSITS WITH TRUSTEES 139547000 OTHER ASSETS 14055000 153602000 0 CAPITAL LEASE 29057000 INTEREST RATE SWAP AGREEMENTS 46584000 FEDERALLY FUNDED LOANS 28665000 104306000 X SCHEDULE D, PART V, LINE 4 SPENDING POLICY INCOME FROM QUASI ENDOWMENT FUNDS ARE TO BE USED AS DESIGNATED BY THE BOARD OF TRUSTEES FOR OPERATIONS. TERM ENDOWMENTS ARE TO BE USED AS PER THE DONOR WISHES UPON TERMINATION OF THE CONTRACT. SPENDING POLICY INCOME FROM TRUE ENDOWMENT FUNDS ARE TO BE USED AS SET FORTH BY THE DONOR. CURRENTLY THESE FUNDS PRIMARILY SUPPORT SCHOLARSHIPS AND PROFESSORSHIPS. SCHEDULE D, PART X, LINE 2 GAAP requires that Northeastern evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service ("IRS"). The University has analyzed the tax positions taken and has concluded that as of June 30, 2014, there are no significant uncertain tax positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. true true true true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY SCHEDULE E, LINE 3 THE UNIVERSITY PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY IN THE LEGAL NOTICE SECTION OF LOCAL NEWSPAPERS, IN UNIVERSITY PUBLICATIONS AND ADVERTISEMENTS, ONLINE, AND VIA EMAIL. GOVERNMENTAL AID OR ASSISTANCE SCHEDULE E, LINE 6A THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FOR ITS FINANCIAL AID PROGRAMS FROM VARIOUS PROGRAMS OF THE DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. true Sub-Saharan Africa Program Services CONFERENCE/Workshops 3187 Central America and the Caribbean Program Services Program Development 16377 Central America and the Caribbean Program Services Study Abroad 659314 East Asia and the Pacific Program Services Program Development 927 East Asia and the Pacific Program Services CONFERENCE/Workshops 69636 East Asia and the Pacific Program Services Recruiting 219750 East Asia and the Pacific Program Services Research 33431 East Asia and the Pacific Program Services Study Abroad 3796506 Europe (Including Iceland and Greenland) Program Services Co-op Job Development 1580 Europe (Including Iceland and Greenland) Program Services Program Development 4601 Europe (Including Iceland and Greenland) Program Services Recruiting 123 Europe (Including Iceland and Greenland) Program Services Research 47189 Europe (Including Iceland and Greenland) Program Services Study Abroad 9919582 Europe (Including Iceland and Greenland) Program Services CONFERENCE/Workshops 142592 Middle East and North Africa Program Services Research 10616 Middle East and North Africa Program Services CONFERENCE/Workshops 8130 Middle East and North Africa Program Services Study Abroad 86390 North America Program Services Recruiting 10082 North America Program Services Research 4225 North America Program Services Study Abroad 85941 North America Program Services Team Travel 243 North America Program Services CONFERENCE/Workshops 55265 Russia and the Newly Independent States Program Services Research 2228 Russia and the Newly Independent States Program Services Study Abroad 10163 Russia and the Newly Independent States Program Services CONFERENCE/Workshops 11818 South America Program Services Program Development 1705 South America Program Services Research 1700 South America Program Services Study Abroad 339306 South America Program Services CONFERENCE/Workshops 7064 South Asia Program Services Study Abroad 242947 South Asia Program Services CONFERENCE/Workshops 4943 Sub-Saharan Africa Program Services Study Abroad 406754 Europe (Including Iceland and Greenland) Investments 87312056 East Asia and the Pacific Investments 759331 Central America and the Caribbean Investments 64833153 15019931 154088924 169108855 Europe (Including Iceland and Greenland) SUB-AWARD 126438 CHECK North America SUB-AWARD 167997 CHECK East Asia and the Pacific SUB-AWARD 55690 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 29643 CHECK East Asia and the Pacific SUB-AWARD 54378 CHECK 4 1 true false true true true false SCHEDULE F, PART I, LINE 2 NORTHEASTERN UNIVERSITY (NU) HAS A FULL TIME EMPLOYEE TO MONITOR SUBAWARDS AND NU FOLLOWS FEDERAL REGULATIONS AS PART OF THE SUBRECIPIENT MONITORING UNDER A-133. NU REVIEWS THE FEDERAL AUDIT CLEARINGHOUSE AND INSTITUTION'S A-133 REPORTS. DESK REVIEWS ARE PERFORMED AND PRINCIPAL INVESTIGATORS APPROVE ALL INVOICES. 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to Autism dba iluminu 485 Massachusetts Ave Suite 300 Cambridge MA 12180 270596411 501(c)(3) 155787 Sub-Award Rensselaer Polytechnic Institute 110 8th Street Troy NY 12204 141340095 501(c)(3) 165746 Sub-award Research Foundation for Mental Hygiene 150 Broadway Menands NY 14260 141410842 501(C)(3) 263525 SUB-AWARD Research Foundation of Buffalo 402 Crofts Hall Buffalo NY 14260 141368361 501(C)(3) 918181 SUB-AWARD Schepens Eye Research Institute 20 Staniford Street Boston MA 02114 042129889 501(C)(3) 23152 Sub-award SemiConductor Research Corp 1101 Slater Rd STE 120 Durham NC 27703 581483645 77428 Sub-Award Siemens Corporation 170 Wood Avenue South Iselin NJ 08830 132623356 20797 Sub-Award Silent Spring Institute 29 Crafts St Newton MA 02458 043237106 501(c)(3) 36246 Sub-Award Simmons College 300 The Fenway Boston MA 02115 042103629 501(C)(3) 33180 Sub-Award Simons Foundation 160 Fifth Ave 7th Floor New York NY 10010 133794889 501(C)(3) 143250 Sub-Award Simpson Gumpertz & Heger Inc 41 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115 101674 Sub-Award University of Florida 219 Grinter Hall PO Box 115500 Gainesville FL 32611 596002052 115 74803 Sub-Award University of Florida Research Foundation PO Box 115500 Tallahassee FL 32611 592729133 115 230597 SUB-AWARD University of Hawaii 2530 Dole Street Honolulu HI 99164 996000354 115 73485 Sub-award University of Massachusetts 70 Butterfield Terr Amherst MA 01003 043167352 115 341742 SUB-AWARD University of Massachusetts Lowell 600 Suffolk Street Lowell MA 01854 043167352 115 117249 Sub-award University of Minnesota 200 Oak Street Minneapolis MN 55455 416007513 115 97403 Sub-award University of Missouri 118 University Hall Columbia MO 65211 436003859 115 11797 Sub-award University of Nebraska 3835 Holdrege Street Lincoln NE 68583 470049123 115 53544 SUB-AWARD University of New Hampshire 51 College Road Durham NH 03824 026000937 115 75914 Sub-award University of New Mexico 1700 Lomas NE Albuquerque NM 87131 856000642 115 19350 Sub-award University of North Carolina 104 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115 10714 Sub-award University of Washington PO Box 43113 Olympia WA 98504 916001089 115 107122 Sub-award University of Wisconsin 600 Highland Avenue Madison WI 53792 391835630 115 108575 SUB-AWARD Virginia Institute of Marine Science 1375 Greate Rd PO Box 1346 Gloucester Point VA 99164 542027915 115 7379 Sub-Award Washington State University PO Box 64133 Pullman WA 99164 916033434 115 10005 Sub-award Wellesley College 106 Central St Wellesley MA 02181 042103637 115 250060 Sub-Award West Virginia University One Waterfront Place Morgantown WV 26506 550665758 115 24644 Sub-award Western Michigan University 3081 Seibert Admin Bldg Kalamazoo MI 49008 386007327 115 25984 SUB-AWARD President & Fellows of Harvard College 1350 Massachusetts Avenue Cambridge MA 02138 042103580 501(C)(3) 70323 SUB-AWARD Public Health Institute 102 Fenway Boston MA 02115 042668916 501(C)(3) 199294 SUB-AWARD Texas Technical University 111 East 17th Street Austin TX 78711 746000089 115 106815 SUB-AWARD Trustees of Tufts College 169 Holland Street Somerville MA 02144 042103634 501(C)(3) 509776 SUB-AWARD Tufts University 169 Holland Street Somerville MA 02144 042103634 501(C)(3) 225357 SUB-AWARD UMass Donahue Institute 70 Butterfield Terrace Amherst MA 01003 043167352 115 62942 SUB-AWARD New York University Office of Sponsored Programs 665 Broadway Suite 801 New York NY 100122331 135562308 501(c)(3) 69970 SUB-AWARD 95 20 Student Financial Aid 13864 245454049 COST TUITION OFFSET SCHEDULE I, PART I, LINE 2 GRANT FUNDING IS AWARDED TO STUDENTS BY STUDENT FINANCIAL SERVICES WITHIN ESTABLISHED BUDGET LEVELS BASED ON UNIVERSITY POLICIES. GRANT FUNDS ARE CREDITED TO INDIVIDUAL STUDENT ACCOUNTS ELECTRONICALLY. STUDENT FINANCIAL SERVICES WORKS WITH ADVANCEMENT STAFF TO ENSURE THAT RESTRICTED FUNDS ARE AWARDED WITHIN ESTABLISHED CRITERIA, AND WITH FINANCE STAFF TO DETERMINE AVAILABILITY OF FUNDS. STUDENT FINANCIAL SERVICES MAINTAINS INTERNAL POLICIES AND PROCEDURES FOR THE CORRECT AWARDING AND ADJUSTING OF INSTITUTIONAL FUNDS. ANNUAL AUDITS ARE CONDUCTED TO ASSURE COMPLIANCE WITH ALL POLICIES AND PROCEDURES. NORTHEASTERN UNIVERSITY (NU) HAS A FULL TIME EMPLOYEE TO MONITOR SUBAWARDS. - NU FOLLOWS FEDERAL REGULATIONS AS PART OF THE SUBRECIPIENT MONITORING UNDER A-133. - NU REVIEWS THE FEDERAL AUDIT CLEARINGHOUSE AND INSTITUTION'S A-133 REPORTS. - DESK REVIEWS ARE PERFORMED, AND PRINCIPAL INVESTIGATORS APPROVE ALL INVOICES. X X X X true true X X X X X false true false false false false false true true true JOSEPH E AOUN PRESIDENT/TRUSTEE 725764 0 85000 0 54264 0 99050 0 133932 0 1098010 0 0 0 PHILOMENA V MANTELLA SENIOR VP ENROLLMENT MGMT 384980 0 37900 0 15472 0 61750 0 4839 0 504941 0 0 0 SAMUEL B SOLOMON DIR. OF FINANCE & TREASURER 192810 0 8600 0 1081 0 20300 0 26641 0 249432 0 0 0 DIANE N MACGILLIVRAY SR VP OF UNIV. ADVANCEMENT 381809 0 38250 0 139335 0 46333 0 26433 0 632160 0 104167 0 MICHAEL A ARMINI SENIOR VP - EXTERNAL AFFAIRS 286759 0 29000 0 4830 0 42167 0 26177 0 388933 0 0 0 STEPHEN W DIRECTOR PROVOST & SVP ACADEMIC AFFAIRS 495059 0 60000 0 78000 0 46333 0 33502 0 712894 0 0 0 RALPH C MARTIN II SR VP & GENERAL COUNSEL 473395 0 46800 0 25732 0 46334 0 10359 0 602620 0 0 0 THOMAS NEDELL VICE PRES & CFO 382323 0 30960 0 14660 0 25500 0 26284 0 479727 0 0 0 STEVE KADISH SR. VP & COO 439397 0 35200 0 51482 0 25500 0 23260 0 574839 0 0 0 ROBERT P GITTENS VP PUBLIC AFFAIRS 207981 0 0 0 2986 0 21552 0 22604 0 255123 0 0 0 VINCENT J LEMBO VP AND SENIOR COUNSEL 257671 0 0 0 4352 0 25500 0 16751 0 304274 0 0 0 JACK MOYNIHAN VP ALUMNI RELATIONS 233982 0 0 0 1176 0 24152 0 22737 0 282047 0 0 0 KATHERINE N PENDERGAST VP HUMAN RESOURCES MANAGEMENT 228352 0 4000 0 3612 0 23159 0 3475 0 262598 0 0 0 JOHN H MCCARTHY SR ADVISOR TO THE PRESIDENT 302895 0 25000 0 9141 0 25500 0 8280 0 370816 0 0 0 NANCY MAY VP - FACILITIES 221742 0 4000 0 1836 0 22838 0 13680 0 264096 0 0 0 ALLEN SOYSTER DISTINGUISHED PROFESSOR 155280 0 0 0 3955 0 16392 0 25209 0 200836 0 0 0 JANE BROWN VP - ENROLLMENT MGMT 275061 0 4000 0 6496 0 25500 0 23948 0 335005 0 0 0 NADINE AUBRY DEAN - COLLEGE OF ENGINEERING 374107 0 0 0 86898 0 25500 0 26235 0 512740 0 0 0 HUGH COURTNEY DEAN D'AMORE-MCKIM SCHL OF BUS 332456 0 0 0 40082 0 25500 0 27925 0 425963 0 0 0 TERRY FULMER DEAN-BOUVE' COLL OF HEALTH SCI 344688 0 0 0 11332 0 25500 0 2951 0 384471 0 0 0 DAVID LUZZI EXEC DIR STRATEGIC SECURITY 323647 0 0 0 10031 0 25500 0 26005 0 385183 0 0 0 HARRY LANE DISTINGUISHED PROFESSOR 186732 0 0 0 53035 0 19627 0 27492 0 286886 0 0 0 STEPHEN ZOLOTH DEAN EXT PROGRAMS&VICE PROVOST 303291 0 0 0 10149 0 25500 0 28275 0 367215 0 0 0 MARC H MEYER PROFESSOR - ENTREPRENEURSHIP 260658 0 0 0 366303 0 25500 0 2755 0 655216 0 0 0 ALEXANDROS MAKRIYANNIS PROFESSOR & BEHRAKIS CHAIR 344859 0 0 0 166287 0 25500 0 1760 0 538406 0 0 0 Albert-Laszlo Barabasi Distinguished Professor 306254 0 0 0 169916 0 25500 0 25958 0 527628 0 0 0 WILLIAM COEN HEAD COACH MEN'S BASKETBALL 415183 0 0 0 32899 0 25500 0 19360 0 492942 0 0 0 MICHAEL B SILEVITCH Distinguished Professor 272175 0 0 0 138499 0 25500 0 24203 0 460377 0 0 0 SCHEDULE J, PART I, LINE 1 THE UNIVERSITY WILL APPROVE BUSINESS CLASS AIR TRAVEL (OR FIRST CLASS IF BUSINESS CLASS IS NOT AVAILABLE) FOR THE PRESIDENT AS APPROPRIATE. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. THE PRESIDENT HAS AUTHORITY TO APPROVE FIRST CLASS / BUSINESS CLASS TRAVEL IF NECESSARY IN CERTAIN CIRCUMSTANCES FOR INDIVIDUALS LISTED IN SCHEDULE J, PART II. THE PRESIDENT, THE PROVOST & SENIOR VICE PRESIDENT OF ACADEMIC AFFAIRS, AND THE SENIOR VICE PRESIDENT OF UNIVERSITY ADVANCEMENT ARE THE ONLY LISTED INDIVIDUALS WHO USED FIRST CLASS / BUSINESS CLASS TRAVEL DURING THE YEAR ENDED JUNE 30, 2014. THE PRESIDENT'S SPOUSE TRAVELS ON OCCASION WITH THE PRESIDENT WHEN NECESSARY FOR BUSINESS PURPOSES AND UPON APPROVAL OF THE CHAIRMAN OF THE BOARD. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. HOUSING IS PROVIDED FOR THE PRESIDENT AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER AND IS NOT INCLUDED IN TAXABLE WAGES. A HOUSING ALLOWANCE IS PROVIDED TO THE PROVOST AND THE DEAN OF THE D'AMORE-MCKIM SCHOOL OF BUSINESS AND IS INCLUDED IN TAXABLE WAGES. SOCIAL CLUB DUES ARE PROVIDED FOR THE PRESIDENT. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY AND DUES ARE NOT INCLUDED IN TAXABLE WAGES. SCHEDULE J, PART I, LINE 4B CERTAIN INDIVIDUALS PARTICIPATED IN LONG TERM INCENTIVE PLANS UNDER WHICH A DEFERRED PAYMENT IS AWARDED CONTINGENT ON CONTINUED EMPLOYMENT AND/OR ACHIEVEMENT OF CERTAIN CRITICAL UNIVERSITY GOALS. INDIVIDUALS WHO RECEIVED PAYMENTS UNDER LONG TERM INCENTIVE PLANS ARE LISTED BELOW. A PORTION OF EACH PAYMENT REFLECTED BELOW WAS REPORTED ON PRIOR YEARS' FORMS 990, SCHEDULE J, PART II COLUMN C AS DEFERRED COMPENSATION. DIANE N MACGILLIVRAY $125,000 Schedule J, Part I, Line 7 Payments which are part of a Variable pay plan are included in the SECTION ON BONUS AND INCENTIVE COMPENSATION. THIS PLAN IS BASED ON ACHIEVEMENT OF PRE-ESTABLISHED GOALS. IT IS APPROVED BY THE BOARD OF TRUSTEES FOR THE PRESIDENT AND OTHER OFFICERS. OTHER EMPLOYEES HAVE RECEIVED BONUSES WHICH ARE AWARDED TO A LIMITED NUMBER OF EMPLOYEES FOR EXCEPTIONAL CONTRIBUTIONS. Schedule J, Part I, Line 8 THE PROVOST HAD A LONG TERM CONTRACT, WHICH COVERED HIM DURING 2013. Schedule J, Part II ALLEN SOYSTER, DISTINGUISHED PROFESSOR, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS INTERIM DEAN. STEVEN ZOLOTH, DEAN OF ACADEMIC AFFAIRS FOR EXTERNAL PROGRAMS AND VICE PROVOST FOR HEALTH RESEARCH, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - BOUVE' COLLEGE. DAVID LUZZI, PROFESSOR AND EXECUTIVE DIRECTOR, STRATEGIC SECURITY INITIATIVE MECHANICAL AND INDUSTRIAL ENGINEERING, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - ENGINEERING. HARRY LANE, DISTINGUISHED PROFESSOR, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS ACTING DEAN. AS OF 7/1/2009, THE BY-LAWS OF NORTHEASTERN UNIVERSITY WERE AMENDED SUCH THAT THE VICE PRESIDENTS ARE NO LONGER CONSIDERED OFFICERS OF THE UNIVERSITY. THEREFORE, THEY ARE DISCLOSED, AS APPLICABLE, AS FORMER OFFICERS. A MHEFA SERIES R 042456011 57586C2Z7 2008-05-22 92267998 REFUND SERIES N BONDS false false false B MHEFA SERIES T 042456011 57586CZ57 2008-05-22 210795125 REFUND SERIES P BONDS false false false C MHEFA SERIES Y 042456011 57586EFE6 2009-02-05 64431595 NEW PROJECT/REFUND SERIES F,H,K, false false false D MHEFA SERIES 2010A 042456011 57584ETH4 2010-03-18 266921019 REFUND SERIES I,Q,U,W false false false A 11713818 0 92267998 0 0 0 396998 0 3771000 0 88100000 0 true false true true B 1453803 0 225893991 0 8470410 0 1078308 0 0 0 209716817 0 true false true true C 17114555 0 66093741 0 1517334 0 536194 0 0 38000000 25895401 0 2010 true false true true D 34322654 0 266921019 0 0 0 1281074 0 34652829 0 230987116 0 true false true true A 0 B false true true true false 0.04270 0.04270 false false false true C false true true true false 0.02810 0.02810 false false false true D 0 A false false true true false false 0 false false false 0 false true B false false true true true false 0 false false false 0 false true C false false true true false false 0 false false false 0 false true D false true true true false false 0 false false false 0 false true A true B true C true D true SCHEDULE K, PART VI PART I, LINE B, COLUMN (E) IN APRIL 2012, SERIES T-2 BONDS FOR $70,000,000 WERE CONVERTED TO FULLY REGISTERED FIXED RATE BONDS IN THE AGGREGATE PRINCIPAL AMOUNT OF $66,315,000 WITH A FINAL MATURITY DATE IN OCTOBER 2037. THE BALANCE OF THE INITIAL AGGREGATE PRINCIPAL AMOUNT OF THE SERIES T-2 BONDS IN THE AMOUNT OF $3,685,000 WAS CANCELLED IN APRIL 2012. BOND ISSUANCE COSTS OF $395,335 ARE RECORDED IN PREPAID EXPENSES AND OTHER ASSETS AND WILL BE AMORTIZED OVER THE LIFE OF THE RESPECTIVE BONDS. THE SERIES T-2 BONDS WERE REMARKETED WITH A PREMIUM TOTALING $4,080,335 WHICH IS RECORDED IN LONG-TERM DEBT. THE PREMIUM WILL BE AMORTIZED USING THE EFFECTIVE INTEREST METHOD OVER THE LIFE OF THE RESPECTIVE BONDS. IN FEBRUARY 2012, SERIES T-1 BONDS FOR $70,000,000 WERE CONVERTED TO FULLY REGISTERED FIXED RATE BONDS IN THE AGGREGATE PRINCIPAL AMOUNT OF $63,260,000 WITH A FINAL MATURITY DATE IN OCTOBER 2037. THE BALANCE OF THE INITIAL AGGREGATE PRINCIPAL AMOUNT OF THE SERIES T-1 BONDS IN THE AMOUNT OF $6,740,000 WAS CANCELLED IN FEBRUARY 2012. BOND ISSUANCE COSTS OF $399,790 ARE RECORDED IN PREPAID EXPENSES AND OTHER ASSETS AND WILL BE AMORTIZED OVER THE LIFE OF THE RESPECTIVE BONDS. THE SERIES T-1 BONDS WERE REMARKETED WITH A PREMIUM TOTALING $7,139,790 WHICH IS RECORDED IN LONG-TERM DEBT. THE PREMIUM WILL BE AMORTIZED USING THE EFFECTIVE INTEREST METHOD OVER THE LIFE OF THE RESPECTIVE BONDS. PART I, LINE A, COLUMN (F) MHEFA SERIES R REFUNDED SERIES N BONDS WHICH WERE ISSUED JANUARY 23, 2003. PART I, LINE B, COLUMN (F) MHEFA SERIES T REFUNDED SERIES P BONDS WHICH WERE ISSUED JULY 18, 2007. PART I, LINE C, COLUMN (F) MHEFA SERIES Y (I) FINANCED THE CONSTRUCTION OF A DORMITORY, RENOVATIONS TO VARIOUS ACADEMIC AND ATHLETIC FACILITIES, AND MISCELLANEOUS FURNITURE AND EQUIPMENT ACQUISITIONS, AND (II) REFUNDED SERIES F, H, AND K BONDS WHICH WERE ISSUED JULY 6, 1999, JULY 9, 1998, AND JULY 11, 2000, RESPECTIVELY. PART I, LINE D, COLUMN (F) MHEFA SERIES 2010(A) REFUNDED SERIES I, Q, U, AND W. * SERIES I BONDS WERE ISSUED MAY 26, 1999 TO FINANCE VARIOUS CAPITAL PROJECTS. * SERIES Q BONDS WERE ISSUED MAY 28, 2008 FOR THE PURPOSE OF REFUNDING THE SERIES L BONDS WHICH WERE ISSUED JANUARY 25, 2001 TO FINANCE VARIOUS CAPITAL PROJECTS. * SERIES U BONDS WERE ISSUED JULY 31, 2008 FOR THE PURPOSE OF REFUNDING THE SERIES M BONDS WHICH WERE ISSUED JULY 3, 2002. SERIES M BONDS WERE ISSUED FOR THE PURPOSE OF REFUNDING THE SERIES E BONDS WHICH WERE ISSUED APRIL 1992. * SERIES W BONDS WERE ISSUED DECEMBER 17, 2008 FOR THE PURPOSE OF REFUNDING THE SERIES G BONDS WHICH WERE ISSUED APRIL 1998 TO FINANCE VARIOUS CAPITAL PROJECTS. PART I, LINE A, COLUMN (F) MDFA SERIES 2012 REFUNDED SERIES S BONDS WHICH WERE ISSUED MAY 22, 2008. PART I, LINE B, COLUMN (F) MDFA SERIES 2014A WERE ISSUED JANUARY 23, 2014 TO FINANCE VARIOUS CAPITAL PROJECTS. PART II, LINE 3 - TOTAL PROCEEDS OF ISSUE MHEFA SERIES T - PROCEEDS REPORTED ON LINE 3 INCLUDES $8,470,410 OF CAPITALIZED INTEREST AND $6,628,457 OF INVESTMENT EARNINGS. ACTUAL PROCEEDS OF ISSUE IS $210,000,000. MHEFA SERIES Y - PROCEEDS REPORTED ON LINE 3 INCLUDES $1,517,334 OF CAPITALIZED INTEREST AND $144,812 OF INVESTMENT EARNINGS. ACTUAL PROCEEDS OF ISSUE IS $64,431,595. MDFA SERIES 2014A - PROCEEDS REPORTED ON LINE 3 INCLUDES $3,143,767 OF CAPITALIZED INTEREST AND $120,300 OF INVESTMENT EARNINGS. ACTUAL PROCEEDS OF ISSUE IS $150,000,000. PART II, LINE 9 - WORKING CAPITAL WORKING CAPITAL CONSISTS OF BOND PROCEEDS USED TO FINANCE TERMINATION PAYMENTS DUE TO SWAP COUNTERPARTIES. PART IV, LINE 2C, COLUMN (A) - DATE REBATE CALCULATION WAS PERFORMED MHEFA SERIES R - AUGUST 11, 2014 PART IV, LINE 2C, COLUMN (B) - DATE REBATE CALCULATION WAS PERFORMED MHEFA SERIES T - AUGUST 11, 2014 PART IV, LINE 2C, COLUMN (C) - DATE REBATE CALCULATION WAS PERFORMED MHEFA SERIES Y - AUGUST 11, 2014 PART IV, LINE 2C, COLUMN (D) - DATE REBATE CALCULATION WAS PERFORMED MHEFA SERIES 2010A - AUGUST 11, 2014 PART IV, LINE 2C, COLUMN (A) - DATE REBATE CALCULATION WAS PERFORMED MDFA SERIES 2012 - AUGUST 11, 2014 PART IV, LINE 2C, COLUMN (B) - DATE REBATE CALCULATION WAS PERFORMED MDFA SERIES 2014A - AUGUST 11, 2014 PART IV, LINE 3 - HEDGE PART IV, LINE 3 - HEDGE THE UNIVERSITY HAS ENTERED INTO AN INTEREST RATE SWAP AGREEMENT WITH AIG FOR BOND ISSUE MHEFA SERIES T TO MANAGE THE INTEREST COST AND VARIABLE RATE RISK ASSOCIATED WITH ITS OUTSTANDING DEBT. THE INTEREST RATE SWAP AGREEMENT WAS NOT IDENTIFIED ON THE BOOKS AND RECORDS OF THE ISSUER OR THE INSTITUTION AND WERE NOT IDENTIFIED TO BE TREATED AS A "QUALIFYING HEDGE" WITH RESPECT TO THE SERIES T BONDS. THE INTEREST RATE SWAP AGREEMENT WAS NOT ENTERED INTO FOR TRADING OR SPECULATIVE PURPOSES. UNDER THE TERMS OF THE AGREEMENT, THE UNIVERSITY PAYS A FIXED RATE, DETERMINED AT INCEPTION, TO A THIRD PARTY WHO IN TURN PAYS THE UNIVERSITY A VARIABLE RATE ON THESE RESPECTIVE NOTIONAL PRINCIPAL AMOUNTS. THERE IS NO COLLATERAL POSTING REQUIREMENT FOR THE UNIVERSITY RELATED to the swap with aig. A MDFA SERIES 2012 042456011 57583USRO 2012-09-13 58405024 REFUND SERIES S false false false B MDFA Series 2014A 043431814 57583UA81 2014-01-23 152658416 New Project false false false A 338730 0 58405024 0 0 0 430024 0 0 0 57975000 0 true false true true B 16805 0 155922483 0 3143767 0 1060898 0 0 13908846 0 137688672 false false false true A false false false false 0 false false false true B false false false false 0 false false false true A false true true true false false 0 false false false 0 false true B false true true true false false 0 false false false 0 false true A true B true Stephen W Director Home Loan X 2000000 1800000 false true true 1800000 Peter Lembo BROTHER OF NU FMR OFFICER 118298 NU Employee false Sally Solomon SISTER OF NU OFFICER 74833 NU Employee false CLEAN HARBORS TRUSTEES GALANTE & MCKIM 170354 CLEANING SERVICES false Blue Cross Blue Shield OFFICER RALPH MARTIN 58421145 Health Insurance false Staples TRUSTEE RONALD SARGENT 930745 Provision of Goods false Geoffrey Trussell TRUSTEE CHAD GIFFORD 263313 NU EMPLOYEE false X 1 0 X 53 1401975 MARKET VALUE X EQUIPMENT 6 220809 MARKET VALUE 1 false true false SCHEDULE M, PART I, COLUMN (B) NORTHEASTERN UNIVERSITY REPORTED THE NUMBER OF CONTRIBUTIONS. SCHEDULE M, PART I, LINE 33 NORTHEASTERN UNIVERSITY'S ACCOUNTING POLICY STATES THAT NO REVENUE IS TO BE RECOGNIZED FOR GIFTS IN KIND UNLESS THERE IS AN IDENTIFIABLE USEFUL LIFE OR DETERMINABLE MARKET VALUE. ALL GIFTS IN KIND ARE REVIEWED TO DETERMINE IF THEY MEET EITHER CRITERIA. Mission Statement Form 990, Parts I and III, line 1 To educate students for a life of fulfillment and accomplishment. To create and translate knowledge to meet global and societal needs. This mission inspires members of the University community in whatever they do-as students and scholars, as teachers and researchers, as mentors, as administrators, and as leaders. Northeastern's commitment to this mission is focused in three areas of distinction where the university can have the greatest effect on the lives of students and the wider world: experiential learning, use-inspired research, and global impact. By concentrating its energy in these areas, Northeastern is best positioned to set priorities, make decisions, and focus resources that allow the institution to achieve its goals as a leader in higher education. Form 990, Part III, Line 4d Other program services consist of: Research, academic support, student services, and other student aid. Form 990, Part VI, Line 1a PURSUANT TO THE BYLAWS, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS AUTHORIZED TO ACT WITH THE FULL AUTHORITY OF THE BOARD OF TRUSTEES IN THE MONTHS IN WHICH THE FULL BOARD DOES NOT MEET. All members of the Board of Trustees who are not appointed to serve on the Executive Committee shall be authorized to serve as alternates to the Executive Committee with full voting authority. The Secretary shall be authorized to select an alternate whenever a member notifies the Secretary of his or her inability to attend any regular or special meeting of the Executive Committee. A majority of the members of the Executive Committee, including any alternate(s), shall constitute a quorum for any meeting of the Executive Committee. Form 990, Part VI, Line 2 Edward G. Galante Alan S. McKim Business Relationship Form 990, Part VI, Line 4 The University's bylaws were amended to: - Change terms limiting the minimum and maximum size of the Board of Trustees. - Remove maximum age limits for members of the Board of Trustees. Form 990, Part VI, Line 7a & 7b Members of the Corporation have the responsibility of electing members of the Corporation and the Board of Trustees. THE CHAIRMAN OF THE BOARD OF TRUSTEES HAS THE AUTHORITY TO APPOINT ONE EMERITUS/MEMBER ON AN ANNUAL BASIS TO SERVE AS A VOTING TRUSTEE. Form 990, Part VI, Line 11B The University's Form 990 review process is a collaborative effort. The core Form 990 and related schedules were reviewed by four committees of the Board of Trustees, senior management, an independent compensation consultant and a paid tax preparer. All feedback from the above parties was incorporated in the form. The Form 990 as filed is provided to the full board prior to filing with the IRS. Form 990, Part VI, Line 12c THE CONFLICT OF INTEREST POLICY FOR TRUSTEES, OFFICERS, AND OTHER INSTITUTIONAL DECISION-MAKERS APPLIES TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES; CERTAIN MEMBERS OF THE CORPORATION; ALL OFFICERS; AND ALL OTHER INSTITUTIONAL DECISION-MAKERS OF NORTHEASTERN UNIVERSITY. THE POLICY REQUIRES THAT ALL TRUSTEES, OFFICERS AND OTHER GOVERNING BOARD MEMBERS WHO SERVE ON STANDING COMMITTEES ARE REQUIRED TO ADHERE TO A POLICY WHICH REQUIRES DISCLOSURE IN ADVANCE OF ANY CONFLICT; NON-PARTICIPATION IN DECISIONS REGARDING THE POTENTIAL CONFLICT; AND AN ANNUAL REPORTING OF ANY CONFLICTS FOR PERSONAL OR THIRD PARTY INVOLVEMENT. THE SECRETARY TO THE BOARD REVIEWS THE DISCLOSURES TO DETERMINE WHETHER ANY DISCLOSURES ARE SUFFICIENTLY MATERIAL THAT THEY SHOULD BE BROUGHT TO THE ATTENTION OF A SUB-COMMITTEE OF THE TRUSTEESHIP COMMITTEE. THE SUB-COMMITTEE OF THE TRUSTEESHIP COMMITTEE SHALL DETERMINE WHETHER ANY DISCLOSED MATTER IS OF SUCH SIGNIFICANCE THAT IT MERITS REPORTING TO THE BOARD OF TRUSTEES OR THE EXECUTIVE COMMITTEE. IT SHALL BE SOLE PREROGATIVE OF THE BOARD OF TRUSTEES OR EXECUTIVE COMMITTEE TO APPROVE OR TAKE OTHER ACTION RELATED TO A CONFLICTS DISCLOSURE, INCLUDING DETERMINING WHETHER OR NOT A TRANSACTION RELATED TO A DISCLOSURE SHOULD BE PERMITTED (IF THE TRANSACTION HAS NOT BEEN FINALIZED) OR CONTINUED (IF THE TRANSACTION HAS ALREADY BEGUN). PERSONS COVERED BY THIS POLICY ARE REQUIRED TO REFRAIN FROM MAKING ANY DECISION ABOUT, AND FROM PARTICIPATING IN ANY CONSIDERATION OF, ANY TRANSACTION OR OTHER MATTER WITHIN THE LETTER OR SPIRIT OF THIS POLICY, EXCEPT THAT HE OR SHE MAY RESPOND TO REQUESTS FOR INFORMATION BY THE PRESIDENT OR ANY DISINTERESTED TRUSTEE CONCERNING THE MATTER. THE CONFLICT OF INTEREST AND COMMITMENT POLICY IN THE FACULTY HANDBOOK APPLIES TO ALL MEMBERS OF NORTHEASTERN'S FACULTY AND RESEARCH STAFF INCLUDING FACULTY MEMBERS SERVING AS UNIVERSITY OFFICERS (COLLECTIVELY REFERRED TO AS 'THE FACULTY.') ANNUALLY, FACULTY ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST AND COMMITMENT DISCLOSURE STATEMENT THAT REQUIRES DISCLOSURE OF ANY RELATIONSHIPS THAT WOULD PRESENT THE APPEARANCE OF A CONFLICT. THESE DISCLOSURE FORMS ARE REVIEWED BY THE DIRECTOR OF COMPLIANCE TO DETERMINE WHETHER ANY DISCLOSURES ARE SUFFICIENTLY MATERIAL THAT THEY SHOULD BE BROUGHT TO THE ATTENTION OF THE APPROPRIATE COLLEGE DEAN FOR REVIEW. THE POLICY PROVIDES COLLEGE DEANS WITH THE PRIMARY RESPONSIBILITY FOR ENSURING IMPLEMENTATION OF THIS POLICY AND AUTHORITY TO REVIEW AND APPROVE EXCEPTIONS TO THE POLICY. ALL EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST AND COMMITMENT DISCLOSURE STATEMENT THAT REQUIRES DISCLOSURE OF ANY SIGNIFICANT FINANCIAL INTEREST RELATIONSHIP AS DEFINED AND DISCLOSURE OF ANY GIFT OVER $100 FROM A SINGLE THIRD PARTY SEEKING BENEFIT FROM THE UNIVERSITY. THESE DISCLOSURE FORMS ARE REVIEWED BY THE DIRECTOR OF COMPLIANCE TO DETERMINE WHETHER ANY DISCLOSURES ARE SUFFICIENTLY MATERIAL THAT THEY SHOULD BE BROUGHT TO THE ATTENTION OF THE APPROPRIATE UNIT DEAN, VICE-PRESIDENT OR DIRECTOR FOR REVIEW. THE UNIT DEAN, VICE-PRESIDENT OR DIRECTOR ARE RESPONSIBLE FOR REVIEWING THE IDENTIFIED CONFLICT AND FOR RESOLVING THOSE CONFLICTS APPROPRIATELY. CONFLICT OF INTEREST DISCLOSURES ARE ACCESSIBLE BY THE AUDIT COMMITTEE. Form 990, Part VI, Lines 15a & 15b NORTHEASTERN UNIVERSITY FOLLOWS A CAREFULLY DEFINED PROCESS FOR REVIEWING SENIOR EXECUTIVE COMPENSATION LEVELS. THE POSITIONS INCLUDED IN THIS PROCESS DURING 2013 ARE THE PRESIDENT, SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS AND PROVOST, SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT, SENIOR VICE PRESIDENT FOR ENROLLMENT MANAGEMENT AND STUDENT LIFE, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT FOR EXTERNAL AFFAIRS, THE DIRECTOR OF FINANCE & TREASURER, AND SENIOR VICE PRESIDENT & GENERAL COUNSEL. OTHER POSITIONS INCLUDING, BUT NOT LIMITED TO, DEANS MAY BE INCLUDED EACH YEAR. THIS PROCESS EMBRACES THE BEST PRACTICES UTILIZED IN THE HIGHER EDUCATION INDUSTRY. IN 2013, A COMPETITIVE PAY ASSESSMENT WAS CONDUCTED BY A THIRD PARTY INDEPENDENT COMPENSATION CONSULTING FIRM, USING MULTIPLE MARKET REFERENCES, INCLUDING SURVEYS REPRESENTING SIMILAR UNIVERSITIES AND OTHER RELEVANT LABOR MARKETS (AS APPLICABLE FOR CERTAIN POSITIONS). THE ASSESSMENT IS BASED ON PEER REFERENCES THAT REFLECT OTHER UNIVERSITIES OF SIMILAR SIZE AND PROMINENCE WITH WHICH NORTHEASTERN COMPETES FOR EXECUTIVE TALENT. THE INDEPENDENT CONSULTANT ALSO PROVIDED ADDITIONAL PROPRIETARY COMPENSATION MARKET DATA AND AN ASSESSMENT OF THE REASONABLENESS OF THE DATA. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES, ALSO SERVING AS THE CHAIR, ALONG WITH FIVE OTHER INDEPENDENT TRUSTEE MEMBERS. THIS COMMITTEE HAS CONTINUED TO ENGAGE TOWERS WATSON AS ITS INDEPENDENT COMPENSATION CONSULTANT, WITH THE EXPECTATION THAT ITS PROCESSES AND PROCEDURES WOULD CONTINUE TO EVOLVE TO REFLECT EMERGING BEST PRACTICES. THE COMPETITIVE PAY ASSESSMENT AND INDEPENDENT CONSULTANT REVIEW WERE PROVIDED TO THE PRESIDENT FOR HIS USE IN MAKING SALARY AND BONUS RECOMMENDATIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES FOR THE POSITIONS INCLUDED IN THE PROCESS, EXCLUDING HIS OWN. THE PRESIDENT'S RECOMMENDATIONS TO THE COMPENSATION COMMITTEE TAKE INTO CONSIDERATION THE MARKET INFORMATION, AS WELL AS THE RESULTS OF A FORMAL ANNUAL PERFORMANCE ASSESSMENT PROCESS BASED ON PRE-DETERMINED GOALS AND OBJECTIVES. THE COMPENSATION COMMITTEE REVIEWED THE COMPETITIVE INFORMATION AND THE RESULTS OF THE PERFORMANCE ASSESSMENT PROCESS PRESENTED BY THE PRESIDENT, DISCUSSED POTENTIAL CHANGES, AND VOTED TO APPROVE THE FINAL RECOMMENDATIONS, WHICH WERE THEN PRESENTED TO THE FULL BOARD OF TRUSTEES. THE BOARD ALSO VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. IN DETERMINING THE PRESIDENT'S COMPENSATION, THE INDEPENDENT CONSULTANT PROVIDED THE RESULTS OF THE MARKET PAY ASSESSMENT FOR THE PRESIDENT DIRECTLY TO THE COMMITTEE. THE COMMITTEE ALSO CONDUCTED A FORMAL PERFORMANCE ASSESSMENT OF THE PRESIDENT, UTILIZING PRE-DETERMINED GOALS AND OBJECTIVES. THE COMMITTEE THEN DISCUSSED POTENTIAL CHANGES TO THE PRESIDENT'S COMPENSATION BASED ON THE MARKET DATA AND THE RESULTS OF THE PERFORMANCE ASSESSMENT, AND PRESENTED ITS RECOMMENDATIONS TO THE FULL BOARD OF TRUSTEES FOR THEIR APPROVAL. THE BOARD VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. Form 990, Part VI, Line 19 Original hard copy Financial Statements and Governing documents are available upon request. The Conflict of interest policy and the annual financial statements are available via the internet at www.NEU.EDU. FORM 990, PART VII, COLUMN (A) ALLEN SOYSTER, DISTINGUISHED PROFESSOR, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS INTERIM DEAN. STEVEN ZOLOTH, DEAN OF ACADEMIC AFFAIRS FOR EXTERNAL PROGRAMS AND VICE PROVOST FOR HEALTH RESEARCH, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - BOUVE' COLLEGE. DAVID LUZZI, PROFESSOR AND EXECUTIVE DIRECTOR, STRATEGIC SECURITY INITIATIVE MECHANICAL AND INDUSTRIAL ENGINEERING, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - ENGINEERING. HARRY LANE, DISTINGUISHED PROFESSOR, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS ACTING DEAN. AS OF 7/1/2009, THE BY-LAWS OF NORTHEASTERN UNIVERSITY WERE AMENDED SUCH THAT THE VICE PRESIDENTS ARE NO LONGER CONSIDERED OFFICERS OF THE UNIVERSITY. THEREFORE, THEY ARE DISCLOSED, AS APPLICABLE, AS FORMER OFFICERS. Form 990, Part VII, Column (B) 40 hours constitutes a full-time equivalent employee at Northeastern University. Form 990, Part XI, Line 9 SWAP ADJUSTMENT ($9,279,000) NU Housing Adjustment $910,353 ___________ ($8,368,647) Renaissance Park Garage LLC 1209 Orange St Wilmington DE 19801 043480384 Parking svcs DE 1896369 17727551 NORTHEASTERN NU Research LLC 360 Huntington Ave Boston MA 02115 170388661 Research Ctr MA 0 NORTHEASTERN NU Innovation LLC 360 Huntington Ave Boston MA 02115 270388561 Research Ctr MA 0 NORTHEASTERN George J Kostas Research Institute Suite 250 CP 360 Huntington Avenue Boston MA 02115 465228806 Research Ctr MA 26000 NORTHEASTERN NU Housing Corporation c/o NU 716 Columbus Ave Boston MA 02120 260874402 Real Estate MA 501(C)(3) 9 NORTHEASTERN true The Mass Green High Perf Computing Ctr 77 Mass Ave Cambridge MA 02139 273014805 Research Ctr MA 501(C)(3) 11A-I NA false MGHPCC Holyoke Inc 77 Mass Ave CAMBRIDGE MA 02139 452257442 RESEARCH CTR MA 501(C)(3) 11A-I NA false Azland Inc c/o NU 360 Huntington Avenue Boston MA 02115 042454917 Real Estate DE NORTHEASTERN C Corp 23166 221099 1.00000 true Charitable Remainder Trust (1) INVESTING CA NORTHEASTERN TRUST true Charitable Remainder Trust (1) INVESTING ME NORTHEASTERN TRUST true Charitable Remainder Trust (11) INVESTING MA NORTHEASTERN TRUST true Charitable Remainder Trust (3) INVESTING NH NORTHEASTERN Trust true Pooled Income Trust (1) INVESTING MA NORTHEASTERN TRUST true Perpetual Trust (1) INVESTING MA Northeastern Trust true Perpetual Trust (1) Investing ME Northeastern Trust true false false false false false false false false false false false false false false false false false true NU Housing Corporation S 292808 FMV