2015-08-14T15:08:08-05:00 2014-09-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 225 S 6TH ST 2300 MINNEAPOLIS MN 55402 990 2013-10-01 411637962 DISTRICT COOLING ST PAUL INC DIST 6512978955 76 W KELLOGG BLVD ST PAUL MN 55102 ANDREW KASID EXECUTIVE VICE PRESIDENT, CFO 6512978955 2015-08-14 1 LAWRENCE H MOHR CPA P00447603 6128764500 2013 2016-04-25 22:37:26Z KENNETH SMITH 76 W KELLOGG BLVD ST PAUL MN 55102 22675439 0 X WWW.DISTRICTENERGY.COM/SERVICES/COOLING X 1988 MN TO DEVELOP, CONSTRUCT & OPERATE A DISTRICT COOLING SYSTEM FOR ST. PAUL, MINNESOTA & ADJACENT AREAS. 8 8 75 8 1249 224 0 0 12600226 12329644 -34579 -8017 4407 -804662 12570054 11516965 0 7750 0 0 2241129 2284092 0 0 0 10144805 10331627 12385934 12623469 184120 -1106504 42897865 53771171 52228540 64002191 -9330675 -10231020 X TO DEVELOP, CONSTRUCT, AND OPERATE A DISTRICT COOLING SYSTEM TO SERVE THE CENTRAL BUSINESS DISTRICT AND ADJACENT AREAS OF THE CITY OF ST. PAUL, MINNESOTA THAT PROVIDES BENEFITS TO OUR CUSTOMERS, COMMUNITY AND THE ENVIRONMENT. 0 0 11262011 7750 11523733 DISTRICT COOLING ST PAUL PROVIDES SERVICE TO 110 CUSTOMERS TOTALING OVER 20 MILLION SQUARE FEET IN DOWNTOWN SAINT PAUL. CHILLED WATER SERVICES ARE PROVIDED YEAR-ROUND FOR AIR CONDITIONING OFFICES, HOMES, HEALTH CARE FACILITIES, LABORATORIES, AND COMPUTER SERVER STORAGE. THIS YEAR WE CONTINUED OUR WORK TO IMPROVE SYSTEM EFFICIENCIES AND UPGRADE TECHNOLOGY THAT WILL HELP US TO PROVIDE THE MOST ACCURATE DATA FOR OUR SYSTEM AND CUSTOMERS. DISTRICT COOLING REDUCES THE USE OF OZONE-DEPLETING REFRIGERANTS AND REDUCES POTABLE WATER USAGE AT THE BUILDING. BY UTILIZING THERMAL STORAGE, WE ARE ABLE TO REDUCE THE SUMMER STRAIN ON THE ELECTRICAL GRID BY CHILLING WATER AT NIGHT, USING OFF-PEAK ELECTRICITY. AMONG OUR NEW CUSTOMERS, WE WERE PROUD TO ADD TWO PROJECTS THAT ARE GOING TO BE A GREAT ADDITION FOR THE COMMUNITY. WE ARE SERVING THE CUSTOM HOUSE RESIDENTIAL REDEVELOPMENT AND THE NEW CHS FIELD, THE HOME OF THE SAINT PAUL SAINTS BASEBALL TEAM.IN 2014, DISTRICT COOLING ST. PAUL LAID THE GROUNDWORK FOR THE SAINT PAUL ECODISTRICT, A SCIENCE, TECHNOLOGY, AND EDUCATION PLATFORM ESTABLISHED TO PROMOTE SUSTAINABILITY AND INFORM THE COMMUNITY. THIS WORK IS BEING LED BY A GROUP OF LOCAL CIVIC PARTNERS, INCLUDING THE CITY OF SAINT PAUL, SAINT PAUL RIVERCENTRE AND XCEL ENERGY CENTER, SCIENCE MUSEUM OF MINNESOTA, AND VISIT SAINT PAUL. THE INITIAL PHASE OF THE PROJECT WAS COMPLETED, WITH THE LAUNCH OF NEW TOUR SIGNAGE FOR THE DISTRICT ENERGY PLANT AND WINDOW EDUCATION SIGNAGE TO EDUCATE THE LOCAL COMMUNITY AND VISITORS. ADDITIONAL EDUCATION WORK WAS COMMITTED TO ADVANCE ENERGY COMPREHENSION FOR LOCAL LEGISLATORS AND GOVERNMENT OFFICIALS. THIS INCLUDED TOURS, PRESENTATIONS, SEMINARS, AND PARTICIPATION IN LOCAL ADVISORY GROUPS ADDRESSING THE CHANGING ENERGY NEEDS IN THE CITY OF SAINT PAUL AND STATE OF MINNESOTA. 11262011 1 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 15 0 75 1 1 1 0 0 0 0 0 0 0 0 0 X 8 8 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X PAM SARNE 6519258247 345 ST PETER STREET SUITE 1350 ST PAUL MN 55102 X MARK RANCONE CHAIR (12/13/13 - 9/30/14) 1.00 1.00 X X 0 0 0 GEORGE FREMDER CHAIR (10/1/13 - 12/13/13) 1.00 1.00 X X 0 16000 0 RASSOUL DASTMOZD DIRECTOR 1.00 1.00 X 0 0 0 PATRICK HAMILTON DIRECTOR 1.00 1.00 X 0 0 0 JAMES PEDERSON DIRECTOR 1.00 1.00 X 0 0 0 KEN PETERSON DIRECTOR 1.00 1.00 X 0 0 0 KRISTINA TAYLOR DIRECTOR 1.00 1.00 X 0 0 0 DAVID YBARRA DIRECTOR 1.00 1.00 X 0 0 0 PATRICIA WOLF VICE-CHAIR 1.00 0.00 X X 0 0 0 KENNETH SMITH PRESIDENT 13.30 38.00 X 130701 374913 49771 ANDREW KASID EXEC VICE PRES & CFO 14.30 38.00 X 79470 210929 36584 MICHAEL BURNS SVP - OPERATIONS 7.20 40.30 X 36274 203949 40134 ANDERS RYDAKER EVP - SUSTAINABLE ENERGY S 4.90 23.20 X 51833 248448 57095 WILLIAM MAHLUM EVP - GENERAL COUNSEL 8.00 24.40 X 89044 270115 53912 CATHERINE HART SVP ADMINISTRATION 9.20 38.40 X 41349 172493 16400 MICHAEL AHERN SVP - PROJECT DEVELOPMENT 1.00 51.50 X 4737 241819 34860 JOYCE ANDERSON VP ACCOUNTING 2.00 3.70 X 55387 100766 30693 DOUG AUDETTE DIRECTOR OF PRODUCTION 6.20 42.00 X 18205 123136 28039 INGVAR LARSSON SR. ENERGY ENGINEER 1.10 48.90 X 3947 122978 24441 PETER LUJAN PLANT MANAGER 10.50 37.30 X 25913 91712 34391 PAMELA SARNE VP ACCOUNTING 7.30 41.00 X 17786 99921 26128 554646 2277179 432448 1 0 1 0 PIONEER POWER INC 570 HATCH AVENUE ST PAUL MN 55117 REPAIR SERVICES 387221 CARRIER CORPORATION 1 CARRIER PL FARMINGTON CT 06032 REPAIR SERVICES 135815 METRO TRANSIT 560 SIXTH AVE N MINNEAPOLIS MN 55411 ENGINEERING & CONSTRUCTION SERVICES 132306 COLLINS 278 STATE STREEET ST PAUL MN 55107 REPAIR SERVICES 121954 4 COOLING SERVICES 221000 12327344 12327344 AFFILIATE NET INCOME 221000 2300 1051 1249 12329644 49859 49859 11100598 11121181 37293 -20583 -37293 -57876 -57876 LOSS ON DEBT REFINANCING 900099 -804662 -804662 -804662 11516965 11523733 1249 -8017 7750 7750 420665 420665 1316229 1023307 292922 156941 93320 63621 282447 201200 81247 107810 63517 44293 34938 34938 21399 21399 12600 12600 68907 68907 33451 33451 250906 250906 8645 8645 16415 16415 11449 11449 2013280 2013280 2482062 2482062 FUEL & ENERGY 3656262 3656262 PLANT MAINT.& OTHER EXP 1502403 1502403 DISTRIBUTION EXPENSE 218910 218910 12623469 11262011 1361458 0 2664685 4736992 5096619 11905096 1560239 1647690 145218 580751 210877 23841 66445907 39728502 28045473 26717405 4315635 7430783 18756 18756 840363 709857 42897865 53771171 1296518 2549204 37200000 25215000 13139756 35910069 592266 327918 52228540 64002191 X -9330675 -10231020 -9330675 -10231020 42897865 53771171 X -1106504 -3213 209372 X X 0 1 X 1 0 X X X 0 0 0 CITY OF ST PAUL MN 416005521 6 1 1 1 11254261 1 11254261 0 1 0 0 0 0 1 14627 1 358 0 14985 0 PART I-A, LINE 1: DISTRICT COOLING'S LOBBYING ACTIVITY CONSISTS OF EDUCATING FEDERAL AND STATE LEGISLATORS AND MUNICIPAL SUBDIVISIONS OF THE STATE OF MINNESOTA ABOUT DISTRICT COOLING: WHO WE ARE, WHAT WE DO, AND HOW LEGISLATIVE ACTIVITIES MAY AFFECT OUR CUSTOMERS. 443000 443000 25501208 17233798 8267410 40384199 22494704 17889495 117500 117500 26717405 DEFERRED CREDITS AND OTHER 215101 DUE TO AFFILIATES 112817 327918 X 11511442 -3213 -3213 11514655 2310 2310 11516965 12411787 0 12411787 211682 211682 12623469 PART X, LINE 2: THE COMPANY FOLLOWS THE ACCOUNTING POLICY THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN A COMPANY'S FINANCIAL STATEMENTS. THE POLICY PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. WITH FEW EXCEPTIONS, THE COMPANY IS NO LONGER SUBJECT TO EXAMINATIONS BY TAX AUTHORITIES FOR RETURNS FILED FOR THE YEARS PRIOR TO 2013. THE COMPANY IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. PART XI, LINE 4B - OTHER ADJUSTMENTS: AFFILIATE NET INCOME 2,310. PART XII, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN VALUATION OF SWAP AGREEMENTS 211,682. 1 SAINT PAUL RIVERFRONT CORPORATION 25 WEST SIXTH STREET SAINT PAUL MN 55102 363350557 501(C)(3) 3000 GENERAL OPERATIONS PUBLIC ART SAINT PAUL 351 KELLOGG BOULEVARD EAST SAINT PAUL MN 55101 411596908 501(C)(3) 3000 GENERAL OPERATIONS WILL STEGER FOUNDATION 2801 21ST AVENUE SOUTH SUITE 110 MINNEAPOLIS MN 55407 020712905 501(C)(3) 1750 GENERAL OPERATIONS 3 0 PART I, LINE 2: DISTRICT COOLING ST PAUL PARTNERED WITH ORGANIZATIONS TO RAISE AWARENESS OF COMMUNITY ENERGY SYSTEMS, THE SAINT PAUL ECODISTRICT, AND THE PLUME PROJECT, WHICH WILL LAUNCH IN 2015 AND SERVE AS A PLATFORM TO PROMOTE THE INTERSECTION OF ART, TECHNOLOGY, SUSTAINABILITY, AND COMMUNITY. 1 0 0 0 0 0 0 0 0 KENNETH SMITH PRESIDENT 98750 283264 31951 91649 0 0 7836 22476 5030 14429 143567 411818 0 0 ANDREW KASID EXEC VICE PRES & CFO 61053 162046 18417 48883 0 0 6533 17339 3479 9233 89482 237501 0 0 MICHAEL BURNS SVP - OPERATIONS 31446 176803 4828 27146 0 0 3122 17553 2938 16521 42334 238023 0 0 ANDERS RYDAKER EVP - SUSTAINABLE ENERGY S 47644 228371 4189 20077 0 0 7661 36722 2194 10518 61688 295688 0 0 WILLIAM MAHLUM EVP - GENERAL COUNSEL 74153 224941 14891 45174 0 0 9714 29467 3652 11079 102410 310661 0 0 CATHERINE HART SVP ADMINISTRATION 35693 148899 5656 23594 0 0 781 3258 2390 9971 44520 185722 0 0 MICHAEL AHERN SVP - PROJECT DEVELOPMENT 4071 207822 666 33997 0 0 296 15104 374 19086 5407 276009 0 0 JOYCE ANDERSON VP ACCOUNTING 7305 13292 1799 3273 46283 84201 8608 15660 2279 4146 66274 120572 0 0 DOUG AUDETTE DIRECTOR OF PRODUCTION 16431 111140 1774 11996 0 0 1974 13353 1637 11075 21816 147564 0 0 INGVAR LARSSON SR. ENERGY ENGINEER 3885 121040 62 1938 0 0 571 17795 189 5886 4707 146659 0 0 PETER LUJAN PLANT MANAGER 25446 90060 467 1652 0 0 4331 15329 3245 11486 33489 118527 0 0 PART I, LINE 4A JOYCE ANDERSON, VP OF ACCOUNTING, RECEIVED SEVERANCE PAYMENTS IN THE AMOUNT OF $130,484. SCHEDULE J, PART I, LINE 3: THE ORGANIZATION'S OFFICERS ARE COMPENSATED FROM ITS RELATED ORGANIZATION, EVER-GREEN ENERGY, LLC. THE COMPENSATION REPORTED ON FORM 990 PART VII, COLUMN (D), REPORTABLE COMPENSATION FROM THE ORGANIZATION, IS THE AMOUNT PAID BY DISTRICT COOLING ST. PAUL, INC. TO EVER-GREEN ENERGY, LLC. THE FOLLOWING WERE USED BY EVER-GREEN ENERGY, LLC TO DETERMINE THE COMPENSATION OF THE PRESIDENT: 1. COMPENSATION COMMITTEE 2. INDEPENDENT COMPENSATION CONSULTANT 3. WRITTEN EMPLOYMENT CONTRACT 4. COMPENSATION SURVEY OR STUDY 5. APPROVAL BY THE BOARD AND COMPENSATION COMMITTEE A HOUSING AND REDEVELOPMENT AUTHORITY OF THE CITY OF SAINT PAUL 521440935 792907BA4 2013-10-21 4810000 SEE PART VI 0 0 0 B HOUSING AND REDEVELOPMENT AUTHORITY OF THE CITY OF SAINT PAUL 521440935 792907AZ0 2013-10-21 15635000 SEE PART VI 0 0 0 C HOUSING AND REDEVELOPMENT AUTHORITY OF THE CITY OF SAINT PAUL 521440935 NONEAVAIL 2013-10-21 4770000 SEE PART VI 0 0 0 A 4810000 4810000 2014 1 0 1 1 B 15635000 15635000 2014 1 0 1 1 C 4770000 4770000 2014 1 0 1 1 A 0 0 0 0 1 0 1 B 0 0 0 0 1 0 1 C 0 0 0 0 1 0 1 A 0 0 0 1 1 1 DEUTSCHE BANK AG 10.000000000000 0 0 0 0 1 B 0 0 0 1 1 1 DEUTSCHE BANK AG 10.000000000000 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 SCHEDULE K, PART I, DESCRIPTION OF PURPOSE OF BOND ISSUES BOND ISSUE - CUSIP# 792907 AZ0 - BONDS WERE ISSUED TO REFUND PRIOR BOND ISSUES. 2013A (501(C)(3)). BOND ISSUE - CUSIP# 792907 BA4 - BONDS WERE ISSUED TO REFUND PRIOR BOND ISSUES. 2013B (NON-AMT). BOND ISSUE - CUSIP# N/A (PRIVATE PLACEMENT) - BONDS WERE ISSUED TO REFUND PRIOR BOND ISSUES. 2013C (501(C)(3)). SCHEDULE K, PART III, LINES 4-6 BOND ISSUES - CUSIP# 79303MAX7, 79303MBA6, 79303MBB4, 79303MBC2: DISTRICT COOLING FUNDS SYSTEM EXPANSIONS THROUGH THE ISSUANCE OF 501(C)(3) TAX EXEMPT BONDS, EXEMPT FACILITY TAX EXEMPT BONDS, AND TAXABLE BONDS. FOR A PORTION OF THE DISTRIBUTION SYSTEM FUNDING, DISTRICT COOLING ISSUES EXEMPT FACILITY, PRIVATE ACTIVITY TAX EXEMPT BONDS WHICH ARE USED IN PART TO FUND NON-GOVERNMENTAL USES. THESE PROJECT COSTS ARE ELIGIBLE FOR THE EXEMPT FACILITY, TAX EXEMPT BONDING AS PROVIDED IN IRC SECTION 142. FORM 990, PART VI, SECTION A, LINE 3 A RELATED ORGANIZATION, EVER-GREEN ENERGY, LLC PROVIDES MANAGEMENT SERVICES AND STAFF TO DISTRICT COOLING ST. PAUL, INC. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF DISTRICT COOLING ST. PAUL, INC., ARE THE BOARD MEMBERS OF DISTRICT ENERGY ST. PAUL, INC. WITH THE EXCEPTION OF ONE BOARD MEMBER. FORM 990, PART VI, SECTION A, LINE 7A THE EIGHT MEMBERS OF THE BOARD OF DIRECTORS ARE ELECTED AS FOLLOWS: THREE ARE ELECTED BY CUSTOMERS OF DISTRICT ENERGY ST. PAUL, INC., THREE ARE APPOINTED BY THE MAYOR AND CITY COUNCIL OF THE CITY OF ST. PAUL, ONE IS ELECTED BY THE OTHER SIX DISTRICT ENERGY BOARD MEMBERS--THESE SEVEN INDIVIDUALS ALSO SERVE ON THE BOARD OF DIRECTORS FOR DISTRICT ENERGY ST. PAUL, INC. AND THE FINAL MEMBER IS ELECTED BY CUSTOMERS OF DISTRICT COOLING ST. PAUL, INC. FORM 990, PART VI, SECTION A, LINE 7B A RATE CHANGE IMPLEMENTED BY THE ORGANIZATION REQUIRES APPROVAL FROM THE CITY OF ST. PAUL. A CHANGE TO THE UNIFORM PROVISIONS REQUIRES APPROVAL OF THE ORGANIZATION'S CUSTOMERS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY AN OFFICER OF THE COMPANY AND PROVIDED TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILY MEMBERS ARE REQUIRED TO DISCLOSE ANNUALLY, INTERESTS THAT COULD GIVE RISE TO CONFLICTS, WHETHER FINANCIAL OR FIDUCIARY IN NATURE, ON FORMS PROVIDED BY EVER-GREEN ENERGY, LLC. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION'S OFFICERS ARE COMPENSATED FROM ITS RELATED ORGANIZATION, EVER-GREEN ENERGY, LLC. EXECUTIVE COMPENSATION IS ESTABLISHED BY REVIEW OF COMPARABILITY DATA AND CONSIDERATION OF OTHER APPROPRIATE FACTORS, SUCH AS THE AVAILABILITY OF SIMILAR SERVICES IN THE SAME GEOGRAPHIC AREA. THE BASIS FOR SUCH DECISIONS IS DOCUMENTED AT THE TIME THE DECISION IS MADE. ALL OFFICERS OF THE COMPANY UNDERWENT THIS PROCESS IN THE FALL OF 2014. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A THE OFFICERS/KEY EMPLOYEES/HIGHEST PAID EMPLOYEES OF DISTRICT ENERGY ST PAUL,INC. ALSO SERVED AS OFFICERS/KEY EMPLOYEES/HIGHEST PAID EMPLOYEES OF RELATED ORGANIZATIONS. THEIR AVERAGE HOURS PER WEEK AND COMPENSATION FROM EACH ORGANIZATION WERE AS FOLLOWS: HOURS/WEEK SALARY/BENEFITS KENNETH SMITH, PRESIDENT DISTRICT ENERGY ST PAUL, INC 25.60 HOURS/WK 277,137/YR DISTRICT COOLING ST PAUL, INC 13.30 HOURS/WK 143,567/YR EVER-GREEN ENERGY LLC 12.40 HOURS/WK 134,681/YR RENEWABLE ENERGY INNOVATIONS LLC 0.00 HOURS/WK 0/YR TOTAL 51.30 HOURS/WK 555,385/YR ANDREW KASID, EXECUTIVE VICE PRESIDENT, CFO DISTRICT ENERGY ST PAUL, INC 23.40 HOURS/WK 146,051/YR DISTRICT COOLING ST PAUL, INC 14.30 HOURS/WK 89,482/YR EVER-GREEN ENERGY LLC 10.30 HOURS/WK 64,282/YR RENEWABLE ENERGY INNOVATIONS LLC 4.30 HOURS/WK 27,168/YR TOTAL 52.30 HOURS/WK 326,983/YR MICHAEL BURNS, SENIOR VICE PRESIDENT DISTRICT ENERGY ST PAUL, INC 16.60 HOURS/WK 98,209/YR DISTRICT COOLING ST PAUL, INC 7.20 HOURS/WK 42,334/YR EVER-GREEN ENERGY LLC 23.70 HOURS/WK 139,814/YR RENEWABLE ENERGY INNOVATIONS LLC 0.00 HOURS/WK 0/YR TOTAL 47.50 HOURS/WK 280,357/YR MICHAEL AHERN, SENIOR VICE PRESIDENT DISTRICT ENERGY ST PAUL, INC 2.50 HOURS/WK 13,406/YR DISTRICT COOLING ST PAUL, INC 1.00 HOURS/WK 5,407/YR EVER-GREEN ENERGY LLC 48.50 HOURS/WK 259,731/YR RENEWABLE ENERGY INNOVATIONS LLC 0.50 HOURS/WK 2,872/YR TOTAL 52.50 HOURS/WK 281,416/YR ANDERS RYDAKER, EXECUTIVE VICE PRESIDENT DISTRICT ENERGY ST PAUL, INC 11.90 HOURS/WK 151,537/YR DISTRICT COOLING ST PAUL, INC 4.90 HOURS/WK 61,688/YR EVER-GREEN ENERGY LLC 10.80 HOURS/WK 136,889/YR RENEWABLE ENERGY INNOVATIONS LLC 0.5 HOURS/WK 7,262/YR TOTAL 28.10 HOURS/WK 357,376/YR WILLIAM MAHLUM, EXECUTIVE VICE PRESIDENT DISTRICT ENERGY ST PAUL, INC 16.10 HOURS/WK 205,682/YR DISTRICT COOLING ST PAUL, INC 8.00 HOURS/WK 102,410/YR EVER-GREEN ENERGY LLC 8.30 HOURS/WK 104,979/YR RENEWABLE ENERGY INNOVATIONS LLC 0.00 HOURS/WK 0/YR TOTAL 32.40 HOURS/WK 413,071/YR JOYCE ANDERSON, VICE PRESIDENT, ACCOUNTING DISTRICT ENERGY ST PAUL, INC 3.10 HOURS/WK 102,261/YR DISTRICT COOLING ST PAUL, INC 2.00 HOURS/WK 66,274/YR EVER-GREEN ENERGY LLC 0.60 HOURS/WK 18,311/YR RENEWABLE ENERGY INNOVATIONS LLC 0.00 HOURS/WK 0/YR TOTAL 5.70 HOURS/WK 186,846/YR DOUG AUDETTE, DIRECTOR OF PRODUCTION DISTRICT ENERGY ST PAUL, INC 31.70 HOURS/WK 111,435/YR DISTRICT COOLING ST PAUL, INC 6.20 HOURS/WK 21,816/YR EVER-GREEN ENERGY LLC 10.30 HOURS/WK 36,129/YR RENEWABLE ENERGY INNOVATIONS LLC 0.00 HOURS/WK 0/YR TOTAL 48.20 HOURS/WK 169,380/YR PETE LUJAN, PLANT MANAGER DISTRICT ENERGY ST PAUL, INC 35.10 HOURS/WK 111,565/YR DISTRICT COOLING ST PAUL, INC 10.50 HOURS/WK 33,489/YR EVER-GREEN ENERGY LLC 2.20 HOURS/WK 6,962/YR RENEWABLE ENERGY INNOVATIONS LLC 0.00 HOURS/WK 0/YR TOTAL 47.80 HOURS/WK 152,016/YR INGVAR LARSSON, SENIOR ENERGY ENGINEER DISTRICT ENERGY ST PAUL, INC 1.30 HOURS/WK 4,117/YR DISTRICT COOLING ST PAUL, INC 1.10 HOURS/WK 4,707/YR EVER-GREEN ENERGY LLC 16.80 HOURS/WK 63,710/YR RENEWABLE ENERGY INNOVATIONS LLC 20.80 HOURS/WK 78,832/YR TOTAL 40.00 HOURS/WK 151,366/YR CATHERINE HART, SENIOR VICE PRESIDENT DISTRICT ENERGY ST PAUL, INC 18.60 HOURS/WK 89,907/YR DISTRICT COOLING ST PAUL, INC 9.20 HOURS/WK 44,520/YR EVER-GREEN ENERGY LLC 19.70 HOURS/WK 95,427/YR RENEWABLE ENERGY INNOVATIONS LLC 0.10 HOURS/WK 388/YR TOTAL 47.60 HOURS/WK 230,242/YR PAMELA SARNE, VICE PRESIDENT, ACCOUNTING DISTRICT ENERGY ST PAUL, INC 13.10 HOURS/WK 38,921/YR DISTRICT COOLING ST PAUL, INC 7.30 HOURS/WK 21,750/YR EVER-GREEN ENERGY LLC 25.90 HOURS/WK 77,154/YR RENEWABLE ENERGY INNOVATIONS LLC 2.00 HOURS/WK 6,010/YR TOTAL 48.30 HOURS/WK 143,835/YR FORM 990, PART XI, LINE 9: AFFILIATE NET INCOME -2,310. CHANGE IN VALUATION OF SWAP AGREEMENTS 211,682. FORM 990, PART XII, LINE 2C: THE OVERSIGHT AND SELECTION PROCESS FOR THE AUDIT HAS NOT CHANGED FROM THE PRIOR YEAR. DISTRICT ENERGY ST PAUL INC 76 WEST KELLOGG BOULEVARD ST PAUL MN 55102 411358662 DEVELOP, CONSTRUCT, AND OPERATE A DISTRICT HEATING SYSTEM MN 501(C)(3) LINE 11C, III-FI N/A 0 CITY OF ST PAUL MINNESOTA 15 WEST KELLOGG BOULEVARD ST PAUL MN 55102 416005521 GOVERNMENT MN 501(C)(3) LINE 6 N/A 0 EVER-GREEN ENERGY LLC 345 ST PETER STREET SUITE 1350 ST PAUL MN 55102 411938761 CONSULTING & MANAGEMENT SERVICES MN DISTRICT ENERGY ST PAUL INC RELATED 2310 29687 0 0 0.01000 RENEWABLE ENERGY INNOVATIONS LLC 345 ST PETER STREET SUITE 1350 ST PAUL MN 55102 203081500 UTILITIES MN EVER-GREEN ENERGY LLC C -1972 1464 0.01000 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 1 1 0 0 DISTRICT ENERGY ST PAUL INC K 146859 FAIR MARKET VALUE DISTRICT ENERGY ST PAUL INC P 376425 AMOUNT PAID DISTRICT ENERGY ST PAUL INC Q 425880 AMOUNT PAID EVER-GREEN ENERGY LLC O 2383345 BOOK COSTS/VALUE EVER-GREEN ENERGY LLC A 10 AMOUNT ON K-1