2015-08-14T08:18:34-05:00 2014-09-30 420714325 MCGLADREY LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2013-10-01 521501082 CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES CENT 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 LISA POOLE CHIEF FINANCIAL OFFICER 2028870200 2015-08-14 1 YONG ZHANG CPA P01249785 7033366400 2013 2016-04-25 22:37:26Z CSIS JOHN J HAMRE 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 43529802 0 X WWW.CSIS.ORG X 1987 DE A PUBLIC POLICY RESEARCH INSTITUTION DEDICATED TO ANALYSIS AND POLICY IMPACT. 46 43 340 191 19425 -13597 31265190 32802653 4422450 7273002 1576590 1196125 -103469 15729 37160761 41287509 0 0 0 0 19819725 19784223 0 0 2136128 12154576 17688697 31974301 37472920 5186460 3814589 154140883 152752779 67514128 61185372 86626755 91567407 X CSIS IS A BIPARTISAN FOREIGN POLICY THINK TANK PROVIDING STRATEGIC INSIGHTS AND POLICY SOLUTIONS TO DECISION MAKERS IN GOVERNMENT, INTERNATIONAL INSTITUTIONS, PRIVATE SECTOR, AND CIVIL SOCIETY. CSIS CONDUCTS POLICY STUDIES AND STRATEGIC ANALYSIS FOCUSED ON DEFENSE AND SECURITY; REGIONAL STABILITY; AND TRANSNATIONAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION. 0 0 5595782 1877038 INTERNATIONAL SECURITY PROGRAM: THE CSIS INTERNATIONAL SECURITY PROGRAM (ISP) IS A CONSTANT SOURCE OF RELIABLE ANALYSIS ON THE THREATS AND OPPORTUNITIES SHAPING U.S. SECURITY INTERESTS AT HOME AND ABROAD. BUILDING ON A SOLID FOUNDATION OF POLITICAL-MILITARY ISSUES, ISP IS COMMITTED TO ADDRESSING A GROWING RANGE OF NONMILITARY ASPECTS DEFINING U.S. FOREIGN AND SECURITY POLICY. IN 2013, ISP LAUNCHED ITS GLOBAL SECURITY FORUM (GSF) WITH A KEYNOTE ADDRESS BY CHUCK HAGEL, THEN U.S. SECRETARY OF DEFENSE ON THE EVOLUTION OF LONG-TERM NATIONAL SECURITY CHALLENGES AND THE ROLE OF THE U.S. MILITARY IN CONFRONTING THESE CHALLENGES. THIS ALL-DAY CONFERENCE FEATURED BREAKOUT SESSIONS ON BUILDING NATIONAL SECURITY CONSENSUS, SURVEILLANCE PRACTICES POST-SNOWDEN, SEQUESTRATION EFFECTS ON DEFENSE, U.S.-CHINA ECONOMIC RELATIONS, THE GEOPOLITICAL IMPACTS OF UNCONVENTIONAL ENERGY RESOURCES, THE ROLE OF FINANCIAL POWER IN NATIONAL SECURITY, THE LEGACY OF IRAQ AND AFGHANISTAN, MARITIME TENSIONS IN ASIA, EXPANDED U.S. ENGAGEMENT TO COMBAT EBOLA IN WEST AFRICA, AND A SIMULATED CRISIS BETWEEN EUROPE AND RUSSIA. IN 2014, CSIS LAUNCHED THE FEDERATED DEFENSE PROJECT, A MULTIYEAR EFFORT LOOKING AT HOW THE UNITED STATES AND ITS PARTNERS CAN BUILD A COMMON APPROACH TO SECURITY ARCHITECTURES. OVER THE COURSE OF THE YEAR, CSIS CONDUCTED STUDIES ON THE "INSTITUTIONAL FOUNDATIONS" OF FEDERATED DEFENSE TO ASSESS THE CHALLENGES PRESENTED BY U.S. GOVERNMENT REGULATIONS, PROCESSES, AND CULTURE TO PROVIDING ASSISTANCE AND EQUIPMENT TO U.S. ALLIES AND PARTNERS. 2713595 GLOBAL HEALTH POLICY CENTER: THE CSIS GLOBAL HEALTH POLICY CENTER (GHPC) CONCENTRATES ON THE INTERSECTION OF SECURITY AND GLOBAL HEALTH, INCLUDING THE LINKS TO U.S. NATIONAL INTEREST, BY WORKING WITH DIVERSE STAKEHOLDERS TO MAKE U.S. GLOBAL HEALTH EFFORTS MORE STRATEGIC, INTEGRATED, AND SUSTAINABLE OVER THE LONG-TERM. IN 2014, GHPC BECAME A HIGHLY ACTIVE, PREMIER VENUE FOR UNDERSTANDING THE SWIFTLY EVOLVING EBOLA CRISIS IN WEST AFRICA. THROUGH A SERIES OF LARGE PUBLIC EVENTS, MANY PRIVATE CLOSED-DOOR CONSULTATIONS, PUBLISHED COMMENTARIES, AND MEDIA APPEARANCES, THE CENTER EXAMINED THE SUDDEN U.S. MILITARY DEPLOYMENT, THE CRASH EMERGENCY RELIEF LED BY THE U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) AND CENTERS FOR DISEASE CONTROL AND PREVENTION (CDC), AND THE ACCELERATED EFFORTS TO BRING FORWARD VACCINES AND OTHER TECHNOLOGIES TO CONTROL THIS UNPRECEDENTED, PATHOGENIC THREAT. IN 2014, GHPC HOSTED THE PUBLIC LAUNCH OF THE OBAMA ADMINISTRATION'S GLOBAL HEALTH SECURITY AGENDA (GHSA) AND CARRIED FORWARD THEREAFTER MULTIPLE CONSULTATIONS. GHPC HELD A SERIES OF SIGNIFICANT DIALOGUES WITH CONGRESS THAT SHAPED THE PRIOR KNOWLEDGE AND SUPPORT ON THE HILL FOR THIS HEALTH SECURITY INITIATIVE. 2292160 329694 JAPAN CHAIR: CSIS' JAPAN CHAIR SEEKS TO DEFINE A STRATEGIC AGENDA FOR THE U.S.-JAPAN RELATIONSHIP BY RAISING CONSCIOUSNESS OF U.S.-JAPAN POLICY ISSUES IN A BILATERAL, REGIONAL, AND GLOBAL CONTEXT. THE JAPAN CHAIR CONDUCTS RANGE OF RESEARCH PROJECTS ON U.S.-JAPAN RELATIONS AND ISSUES AFFECTING THE ASIA-PACIFIC REGION. WITH A FOCUS ON DEVELOPING JOINT STRATEGIES FOR THE U.S.-JAPAN ALLIANCE, THE PROGRAM'S AGENDA INCLUDES AN ANNUAL PUBLIC FORUM ON ASIA-PACIFIC ECONOMIC INTEGRATION IN COLLABORATION WITH THE JAPAN EXTERNAL TRADE ORGANIZATION; A TRILATERAL STRATEGIC DIALOGUE ON U.S.-JAPAN-INDIA RELATIONS; AND THE U.S.-JAPAN STRATEGIC LEADERSHIP PROGRAM, A SEMINAR FOR JAPANESE PARLIAMENTARIANS TO FACILITATE DIALOGUE AND GENERATE STRATEGIC THINKING AS A FOUNDATION FOR U.S.-JAPAN POLICY COORDINATION IN THE LONG TERM. THE PROGRAM HAS HOSTED LEADING GOVERNMENT OFFICIALS. LAST YEAR, CSIS HOSTED DEFENSE MINISTER ITSUNORI ONODERA FOR A STATESMEN'S FORUM AND WELCOMED FIRST LADY AKIE ABE FOR AN ADDRESS ON WOMENOMICS. THE CHAIR ALSO SPEARHEADED A GROUNDBREAKING INITIATIVE TO RESEARCH AND TRACK THE AREAS OF POTENTIAL CONTEST AND CONFLICT AMONG THE POWERS IN THE EAST AND SOUTH CHINA SEAS WITH AN ORIGINAL WEB MAGAZINE, THE ASIA MARITIME TRANSPARENCY INITIATIVE (AMTI.CSIS.ORG). THIS RESOURCE PROVIDES UNBIASED ANALYSIS AND DEPTH TO A CRITICAL AND INCREASINGLY COMPLICATED SECURITY ISSUE. 17190550 5017423 OTHER PROGRAMS. 17190550 5017423 27792087 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 162 0 1 340 1 1 1 0 0 0 0 0 0 0 0 0 X 46 43 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ CA CO CT DC DE FL GA HI IL KS KY ME MD MA MI MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X LISA POOLE 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 SAM NUNN CHAIRMAN 1.00 X 0 0 0 LINDA W HART VICE CHAIRMAN 1.00 X 0 0 0 KENNETH G LANGONE VICE CHAIRMAN 1.00 X 0 0 0 GEORGE L ARGYROS TRUSTEE 1.00 X 0 0 0 RICHARD ARMITAGE TRUSTEE 1.00 X 5500 0 0 OTHMAN BENJELLOUN TRUSTEE 1.00 X 0 0 0 WILLIAM E BROCK TRUSTEE & COUNSELOR 1.00 X 0 0 0 HAROLD BROWN TRUSTEE & COUNSELOR 1.00 X 0 0 0 ZBIGNIEW K BRZEZINSKI TRUSTEE & COUNSELOR 1.00 X 0 0 0 CARLOS A BULGHERONI TRUSTEE 1.00 X 0 0 0 SUE M COBB TRUSTEE 1.00 X 0 0 0 WILLIAM S COHEN TRUSTEE 1.00 X 0 0 0 LESTER CROWN TRUSTEE 1.00 X 0 0 0 ANDREAS C DRACOPOULOS TRUSTEE 1.00 X 0 0 0 JONATHAN FAIRBANKS TRUSTEE 1.00 X 0 0 0 HENRIETTA H FORE TRUSTEE 1.00 X 0 0 0 WILLIAM H FRIST TRUSTEE 1.00 X 0 0 0 MICHAEL P GALVIN TRUSTEE 1.00 X 0 0 0 HELENE D GAYLE TRUSTEE 1.00 X 0 0 0 MAURICE R GREENBERG TRUSTEE 1.00 X 0 0 0 JOHN HAMMERGREN TRUSTEE 1.00 X 0 0 0 BENJAMIN W HEINEMAN JR TRUSTEE AND SENIOR ADVISER 1.00 X 0 0 0 JOHN B HESS TRUSTEE 1.00 X 0 0 0 CARLA A HILLS TRUSTEE 1.00 X 0 0 0 RAY L HUNT TRUSTEE 1.00 X 0 0 0 KAZUO INAMORI TRUSTEE 1.00 X 0 0 0 E NEVILLE ISDELL TRUSTEE 1.00 X 0 0 0 JAMES L JONES JR TRUSTEE 1.00 X 0 0 0 WILLIAM T KEEVAN TRUSTEE 1.00 X 0 0 0 MUHTAR KENT TRUSTEE 1.00 X 0 0 0 FRED KHOSRAVI TRUSTEE 1.00 X 0 0 0 HENRY A KISSINGER TRUSTEE & COUNSELOR 1.00 X 30900 0 7655 DONALD B MARRON TRUSTEE 1.00 X 0 0 0 W JAMES MCNERNEY JR TRUSTEE 1.00 X 0 0 0 JOSEPH S NYE JR TRUSTEE 1.00 X 0 0 0 THOMAS J PRITZKER TRUSTEE 1.00 X 0 0 0 FELIX G ROHATYN TRUSTEE 1.00 X 0 0 0 CHARLES A SANDERS TRUSTEE 1.00 X 0 0 0 BRENT SCOWCROFT TRUSTEE 1.00 X 0 0 0 REX W TILLERSON TRUSTEE 1.00 X 0 0 0 ROMESH WADHWANI TRUSTEE 1.00 X 0 0 0 FREDERICK B WHITTEMORE TRUSTEE 1.00 X 0 0 0 HOWARD LEACH TRUSTEE 1.00 X 0 0 0 SEOK-HYUN HONG TRUSTEE 1.00 X 0 0 0 JOHN J HAMRE PRESIDENT & CEO 40.00 X X 357600 0 27500 RALPH A COSSA TRUSTEE & PRESIDENT PACIFIC FORUM 40.00 X X 157418 0 18229 JOHN HEYL SR. VP - DEVELOPMENT 40.00 X 199224 0 24301 LISA V POOLE CHIEF FINANCIAL OFFICER 40.00 X 122370 0 18484 JOHN MORRISON SR. VP AND DIR. 40.00 X 192370 0 25980 DAVID BERTEAU SR. VP AND DIR. 40.00 X 186324 0 29364 FRANK VERRASTRO SR. VP 40.00 X 168210 0 25477 H ANDREW SCHWARTZ SR. VP 40.00 X 158540 0 24499 STEPHEN FLANAGAN SR. VP 40.00 X 7150 0 353 MICHAEL J GREEN SR. VP 40.00 X 184532 0 18827 CRAIG COHEN EXECUTIVE VP 40.00 X 185610 0 24822 ALICE BLEVINS SR. VP- OPERATIONS 40.00 X 155941 0 17490 JOHANNA N TUTTLE SR. VP - STRATEGIC PLANNIN 40.00 X 143212 0 25140 KAREN WONG SR. VP - MEMBERSHIP GROUPS 40.00 X 148292 0 18246 KATHLEEN HICKS SR VP AND DIR 40.00 X 43871 0 6173 JOSIANE GABEL VP 40.00 X 36853 0 4217 HEATHER CONELY VP 40.00 X 154514 0 17131 JON B ALTERMAN VP 40.00 X 152372 0 24913 TODD SUMMERS SENIOR ADVISER 40.00 X 213175 0 8510 MATTHEW GOODMAN SENIOR ADVISER 40.00 X 185051 0 7884 CHRISTOPHER JOHNSON SENIOR ADVISER 40.00 X 181815 0 7884 ERNEST BOWER IV SENIOR ADVISER 40.00 X 173727 0 19043 VICTOR CHA SENIOR ADVISER 40.00 X 164442 0 18098 3709013 0 420220 51 0 1 0 JANET FLEISHMAN 7111 CEDAR AVE TAKOMA PARK MD 20912 CONSULTING 159869 JOHN CRISTOPHER DANIEL 7006 WINDSOR LANE HYATTSVILLE MD 20782 CONSULTING 116188 2 1348017 31454636 1061513 32802653 OTHER CONTRACT INCOME 900099 3906427 3906427 CONTRACTS-GOV'T AGENCY 900099 3310833 3310833 CONFERENCE 900099 55742 55742 7273002 826350 826350 1739 1739 678626 678626 0 0 1882662 1466546 46341 416116 -46341 369775 369775 1933 50780 -48847 -48847 OTHER REVENUE 900099 43412 43412 PARKING 812930 19425 19425 62837 41287509 7224155 19425 1241276 X 2785303 1314514 821521 649268 13562457 10707143 2573124 282190 1145333 824640 251973 68720 1192935 847047 299202 46686 1098195 790700 241603 65892 94830 2000 92830 212952 212952 64080 64080 3419738 3242238 166999 10501 1092 1092 555049 180143 348209 26697 643786 568102 23503 52181 3711732 2765479 609010 337243 3082750 3045065 37685 1489552 1227879 3845 257828 3221464 2029522 934225 257717 606288 606214 74 161017 161017 BAD DEBT EXPENSE 169110 144110 25000 BOOKS & PUBLICATIONS 139714 87907 45959 5848 OTHER EXPENSES 115543 14506 88439 12598 37472920 27792087 7544705 2136128 9303994 6536712 1888442 1931054 10634520 9576495 3077084 3964964 53204 0 113503 164186 105819531 3159850 102472337 102659681 24176353 25578795 2416040 2328976 5406 11916 154140883 152752779 10086433 2812605 3415780 2941521 44057225 44084533 9494348 11174998 460342 171715 67514128 61185372 X 48245219 52280708 30148331 27553494 8233205 11733205 86626755 91567407 154140883 152752779 3814589 1126063 0 X X 0 1 X 1 1 1 X 30920185 48135945 33677029 31265190 32802653 176801002 30920185 48135945 33677029 31265190 32802653 176801002 14486464 162314538 830457 1605421 850011 862279 1506715 5654883 55766 49998 8448 59820 62837 236869 182692754 34728222 0.88850 0.88580 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME FROM EXEMPT ACTIVITIES - 2009 AMOUNT: $ 55,766. 2010 AMOUNT: $ 49,998. 2011 AMOUNT: $ 8,448. 2012 AMOUNT: $ 59,820. 2013 AMOUNT: $ 43,412. PARKING - 2013 AMOUNT: $ 19,425. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8233205 3875735 689680 332421 12466199 8233205 8233205 7733205 500000 8233205 7983205 250000 500000 7733205 7733205 250000 7983205 0.05880 0.94120 0 0 33117228 33117228 67696064 1692402 66003662 3247102 1280223 1966879 1759137 187225 1571912 102659681 FMV BOND INTEREST SWAP 171715 171715 X 43078898 1126063 729406 1855469 41223429 64080 64080 41287509 38138246 729406 729406 37408840 64080 64080 37472920 PART V, LINE 4: CSIS INVESTS ALL ENDOWMENT FUNDS IN A POOLED FUND MANAGED BY AN INVESTMENT MANAGER ACCORDING TO THE OBJECTIVES AND GUIDELINES OF THE CSIS'S STATEMENT OF INVESTMENT POLICY. THE FINANCE AND AUDIT COMMITTEE IS SPECIFICALLY CHARGED WITH CONDUCTING SEMI-ANNUAL REVIEWS OF THE PERFORMANCE AND MIX OF THE INVESTMENTS THAT MAKE UP THE CSIS ENDOWMENT FUND PORTFOLIO. ANNUALLY, CSIS SPENDS APPROXIMATELY 4.5% OF THE THREE YEAR ROLLING AVERAGE OF THE ENDOWMENT FUND BALANCE. PART X, LINE 2: CSIS IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN ADDITION, CSIS QUALIFIES FOR CHARITABLE CONTRIBUTION DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME THAT IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. CSIS HAD NO NET UNRELATED BUSINESS INCOME FOR THE YEAR ENDED SEPTEMBER 30, 2014. MANAGEMENT HAS EVALUATED CSIS'S TAX POSITIONS AND HAS CONCLUDED THAT CSIS HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE. GENERALLY, CSIS IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2011. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 678,626. COST GOODS SOLD REPORTED ON PART VIII LINE 8B 50,780. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 678,626. COST GOODS SOLD REPORTED ON PART VIII LINE 8B 50,780. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENT 3392191 EAST ASIA AND THE PACIFIC PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 1052382 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 112425 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 30895 NORTH AMERICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 35612 RUSSIA AND NEIGHBORING STATES PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 97818 SOUTH AMERICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 4601 SOUTH ASIA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 19981 SUB-SAHARAN AFRICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 476258 0 0 0 0 0 0 4745905 476258 5222163 0 0 1 0 0 1 PART I, LINE 3: CSIS USES GAAP TO REPORT EXPENDITURES IN A FOREIGN REGION. X 1 1 X X X 0 0 0 0 0 0 0 0 0 JOHN J HAMRE PRESIDENT & CEO 356412 0 0 0 1188 0 25500 0 2000 0 385100 0 0 0 RALPH A COSSA TRUSTEE & PRESIDENT PACIFIC FORUM 153710 0 0 0 3708 0 15631 0 2598 0 175647 0 0 0 JOHN HEYL SR. VP - DEVELOPMENT 197378 0 0 0 1846 0 19281 0 5020 0 223525 0 0 0 JOHN MORRISON SR. VP AND DIR. 191595 0 0 0 775 0 19780 0 6200 0 218350 0 0 0 DAVID BERTEAU SR. VP AND DIR. 185136 0 0 0 1188 0 19501 0 9863 0 215688 0 0 0 FRANK VERRASTRO SR. VP 167022 0 0 0 1188 0 17500 0 7977 0 193687 0 0 0 H ANDREW SCHWARTZ SR. VP 158270 0 0 0 270 0 16615 0 7884 0 183039 0 0 0 MICHAEL J GREEN SR. VP 174118 0 10000 0 414 0 17541 0 1286 0 203359 0 0 0 CRAIG COHEN EXECUTIVE VP 185448 0 0 0 162 0 19115 0 5707 0 210432 0 0 0 ALICE BLEVINS SR. VP- OPERATIONS 148779 0 7000 0 162 0 15115 0 2375 0 173431 0 0 0 JOHANNA N TUTTLE SR. VP - STRATEGIC PLANNIN 143032 0 0 0 180 0 15288 0 9852 0 168352 0 0 0 KAREN WONG SR. VP - MEMBERSHIP GROUPS 148022 0 0 0 270 0 15115 0 3131 0 166538 0 0 0 HEATHER CONELY VP 154334 0 0 0 180 0 15588 0 1543 0 171645 0 0 0 JON B ALTERMAN VP 152102 0 0 0 270 0 16092 0 8821 0 177285 0 0 0 TODD SUMMERS SENIOR ADVISER 212761 0 0 0 414 0 0 0 8510 0 221685 0 0 0 MATTHEW GOODMAN SENIOR ADVISER 184637 0 0 0 414 0 0 0 7884 0 192935 0 0 0 CHRISTOPHER JOHNSON SENIOR ADVISER 181635 0 0 0 180 0 0 0 7884 0 189699 0 0 0 ERNEST BOWER IV SENIOR ADVISER 173457 0 0 0 270 0 17500 0 1543 0 192770 0 0 0 VICTOR CHA SENIOR ADVISER 164028 0 0 0 414 0 16555 0 1543 0 182540 0 0 0 PART I, LINE 1A THE FOLLOWING EMPLOYEE RECEIVED NONTAXABLE CLUB DUES: JOHN HAMRE: $8,100 JOHN HEYL: $1,704 A DISTRICT OF COLUMBIA 536001131 25483VEF7 2011-06-16 44815000 REFINANCE LAND PURCHASE 0 0 0 A 44815000 3646875 1380422 39787703 2013 0 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 0 0 0 0 0 1 A 1 X 13041 1061513 SELLING PRICE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED IN DETAIL BY THE CEO, EXECUTIVE VICE PRESIDENT, CFO AND OTHER MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM. AFTER THE FORM 990 IS REVIEWED INTERNALLY BY MANAGEMENT, A FINAL DRAFT IS PROVIDED TO THE FINANCE & AUDIT COMMITTEE THEN MADE AVAILABLE FOR REVIEW BY THE FULL BOARD OF TRUSTEES. AFTER A BRIEF PERIOD FOR REVIEW AND COMMENT PERIOD BY THE BOARD, THE FORM 990 IS THEN ELECTRONICALLY FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN A COI OR AN OUTSIDE BUSINESS DISCLOSURE (OMD) STATEMENT UPON HIRE, WHENEVER SIGNIFICANT CHANGES OCCUR AND ANNUALLY, AT A TIME DESIGNATED BY CSIS MANAGEMENT. A THREE-PERSON CONFLICT OF INTEREST REVIEW PANEL DESIGNATED BY CSIS PRESIDENT & CEO REVIEWS ALL OBD STATEMENTS AT LEAST ANNUALLY OR WHENEVER UPDATES ARE SUBMITTED. THE COI REVIEW PANEL CONVENES WHENEVER NECESSARY TO DISCUSS POTENTIAL VIOLATIONS OF THIS POLICY OR TO HELP ADVISE STAFF ON COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR THE PRESIDENT AND CEO IS REVIEWED ANNUALLY USING COMPENSATION SURVEY DATA AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE COMPENSATION OF OTHER SENIOR MANAGEMENT AND CORPORATE OFFICERS ARE REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE USING COMPARABLE THINK TANK SURVEY DATA AND IS APPROVED BY THE PRESIDENT AND CEO AND THE FINANCE & AUDIT AND EXECUTIVE COMMITTEES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 20: INTEREST EXPENSE INTEREST EXPENSE IS THE SUM OF THE TAX-EXEMPT BOND DEBT SERVICE AND CONSTRUCTION LOAN INTEREST RELATED TO THE LAND PURCHASE AND BUILDING CONSTRUCTION OF THE CSIS HEADQUARTERS IN WASHINGTON, DC. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS.