2015-10-29T11:19:18-05:00 2014-12-31 MAI Capital Management 1360 E 9th St Ste 1100 Cleveland OH 441141717 990PF 2014-01-01 134080144 THE D J MCMANUS FOUNDATION INC % JASON D MCMANUS DJMC 420 WEST BROADWAY PH A NEW YORK NY 100123741 DEBORAH MCMANUS PRESIDENT 2169204815 2015-05-11 true Carla M Wainwright P00165578 2169204800 2014 2016-04-25 22:37:26Z X 13912882 X 0 90785 90785 240510 240510 1291050 2107364 1291050 30148 1652493 1622345 5967 0 0 0 105583 105583 905 905 16372 4084 750 750 129577 111322 0 0 486310 486310 615887 111322 0 486310 1036606 1511023 137323 178418 178418 9814195 10820159 13536173 200000 200000 197800 994 491 491 10152512 11199068 13912882 300 10250 300 10250 X 10152212 11188818 10152512 11199068 10152212 1036606 11188818 11188818 0.625 SHS TIME INC P 2014-06-12 2014-06-12 14 5 9 9 0.875 SHS TIME INC. P 2014-06-12 2014-06-12 20 20 20 7,194.245 SHS FIDELITY DISCIPLINED FD P 2005-05-16 2014-08-22 250000 181408 68592 68592 1,342.642 SHS FIDELITY DIVERSIFIED INTL FD P 2003-01-24 2014-08-22 50000 28026 21974 21974 1,686.341 SHS GATEWAY INDEX PLUS FD P 2009-10-21 2014-11-26 50051 41789 8262 8262 2,400 SHS ISHARES FTSE/IXNHUA CHINA P 2005-05-16 2014-08-22 98162 43560 54602 54602 8,403.361 SHS MUTUAL BEACON CL A P 150000 125230 24770 24770 2,403.076 SHS THIRD AVENUE VALUE FD P 2006-03-09 2014-08-22 149980 134225 15755 15755 919 SHS TIME WARNER CABLE P 135352 24342 111010 111010 7,499 SHS TIME WARNER INC. P 602105 224270 377835 377835 1,310.50 SHS TIME INC. P 1993-12-08 2014-08-06 31706 13459 18247 18247 CAPITAL GAIN DIVIDENDS P 507565 1291050 false 470247 8944890 0.052572 434265 9598606 0.045243 417754 9676174 0.043173 357030 9076310 0.039336 584090 7551886 0.077344 0.257668 0.051534 13196598 680073 15110 695183 486310 30220 30220 30220 35326 35326 389 4717 4717 false false false false false false false true true NY true false false false false true N/A JASON D MCMANUS 2128747426 420 WEST BROADWAY PH A NEW YORK NY 100123741 false false false false false false false false false false false false false false false false false false false false JASON D MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 SECRETARY 0 0 DEBORAH H M MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 PRESIDENT 0 0 SOPHIE MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 VICE PRESIDENT 0 0 THE D J MCMANUS FOUNDATION ENGAGED IN NO DIRECT CHARITABLE ACTIVITIES DURING 2014. THE D J MCMANUS FOUNDATION MADE NO PROGRAM-RELATED INVESTMENTS DURING 2014. 13418978 -21417 0 13397561 0 13397561 200963 13196598 659830 659830 30220 30220 629610 629610 629610 486310 0 0 0 0 486310 486310 629610 0 2012 2011 2010 0 208220 40302 248522 486310 0 486310 0 143300 143300 105222 0 0 0 0 64920 40302 40302 JASON D MCMANUS NONE DEBORAH MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 2128747426 REQUESTS SHOULD BE SUBMITTED ON CORPORATE LETTERHEAD WITH FUNDING REQUIREMENTS AND SPECIFIC USES FOR GRANTS. NONE NONE ARCHEOLOGIGICAL INSTITUTE OF AMERICA 657 BEACON STREET BOSTON MA 02215 NONE PC GENERAL SUPPORT 500 BREAKTHROUGH COLLABORATIVE 454 SANSOME STREET SUITE 700 SAN FRANCISCO CA 94111 NONE PC GENERAL SUPPORT 1000 CATS HAVEN PO BOX 30206 INDIANAPOLIS IN 46230 NONE PC GENERAL SUPPORT 250 CENTER FOR REPRODUCTIVE RIGHTS 120 WALL STREET NEW YORK NY 10005 NONE PC GENERAL SUPPORT 1000 CENTRAL PARK CONSERVANCY 14 E 60 NEW YORK NY 10022 NONE PC GENERAL SUPPORT 1000 CLEARWATER SLOOP 112 LITTLE MARKET ST POUGHKEEPSIE NY 12601 NONE PC GENERAL SUPPORT 250 DESMOND FISH LIBRARY 472 NEW YORK RD GARRISON NY 10524 NONE PC GENERAL SUPPORT 200 THE DOE FUND 232 EAST 84TH STREET NEW YORK NY 10028 NONE PC GENERAL SUPPORT 350 DRAMA LEAGUE 359 WILLIS AVENUE BRONX NY 10471 NONE PC GENERAL SUPPORT 1000 ETHS DISTRICT FOUNDATION 1600 DODGE AVENUE EVANSTON IL 60201 NONE PC GENERAL SUPPORT 250 FRESH AIR FUND 633 THIRD AVENUE NEW YORK NY 10017 NONE PC GENERAL SUPPORT 1000 GAY MEN'S DOMESTIC VIOLENCE PROJECT 955 MASSACHUSETTS AVE PMB 131 CAMBRIDGE MA 02139 NONE PC GENERAL SUPPORT 500 GLYNWOOD CENTER INC PO BOX 157 COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 20675 GODDARD-RIVERSIDE 593 COLUMBUS AVENUE NEW YORK NY 10024 NONE PC GENERAL SUPPORT 13000 GREENWICH HOUSE 27 BARRON STREET NEW YORK NY 10014 NONE PC GENERAL SUPPORT 14000 HARTLEY HOUSE 413 WEST 46TH STREET NEW YORK NY 10036 NONE PC GENERAL SUPPORT 36650 HISTORIC HOUSE TRUST OF NYC 830 FIFTH AVE ROOM 203 NEW YORK NY 10065 NONE PC GENERAL SUPPORT 1000 HUDSON GUILD 441 WEST 26TH STREET NEW YORK NY 10001 NONE PC GENERAL SUPPORT 10000 HUDSON HIGHLANDS LAND TRUST PO BOX GARRISON NY 10524 NONE PC GENERAL SUPPORT 7000 HUDSON HIGHLANDS NATURE MUSUEM PO BOX 451 CORNWALL NY 12518 NONE PC GENERAL SUPPORT 1000 HUDSON VALLEY SHAKESPEARE FESTIVAL 155 MAIN STREET COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 5000 LENOX HILL NEIGHBORHOOD HOUSE 331 EAST 70TH STREET NEW YORK NY 10021 NONE PC GENERAL SUPPORT 10000 LIBRARY OF AMERICA 14 EAST 60TH STREET NEW YORK NY 10021 NONE PC GENERAL SUPPORT 23200 MUNICPAL ART SOCIETY 111 W 57TH STREET NEW YORK NY 10019 NONE PC GENERAL SUPPORT 250 NEW DRAMATISTS 424 WEST 44TH STREET NEW YORK NY 10036 NONE PC GENERAL SUPPORT 500 NEW YORK WOMEN'S FOUNDATION 34 WEST 22ND STREET NEW YORK NY 10010 NONE PC GENERAL SUPPORT 500 PHILIPSTOWN DEPOT THEATRE PO BOX 221 GARRISON LANDING GARRISON NY 10524 NONE PC GENERAL SUPPORT 2500 POLICE ATHLETIC LEAGUE 34 1/2 EAST 12TH STREET NEW YORK NY 10003 NONE PC GENERAL SUPPORT 300 PRESERVATION LEAGUE OF NEW YORK STATE 44 CENTRAL AVENUE ALBANY NY 12206 NONE PC GENERAL SUPPORT 300 PUTNAM COUNTY HISTORICAL SOCIETY 63 CHESTNUT COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 200 RIVERKEEPER 828 SOUTH BROADWAY FARRYTOWN NY 10591 NONE PC GENERAL SUPPORT 500 STANLEY M ISAACS NEIGHBORHOOD CENTER 415 EAST 93RD STREET NEW YORK NY 10128 NONE PC GENERAL SUPPORT 10000 VASSAR COLLEGE 124 RAYMOND AVENUE POUGHKEEPSIE NY 12604 NONE PC GENERAL SUPPORT 40000 YOUNG PEOPLE CHORUS OF NEW YOUR CITY INC 1995 BROADWAY SUITE 305 NEW YORK NY 10023 NONE PC GENERAL SUPPORT 25500 CITY HARVEST 575 EIGHTH AVENUE NEW YORK NY 10018 NONE PC GENERAL SUPPORT 1000 HIGH LINE 529 WEST 20TH STREET SUITE 8W NEW YORK NY 10011 NONE PC GENERAL SUPPORT 500 MUSEUM OF MODERN ART 11 WEST 53RD STREET NEW YORK NY 10019 NONE PC GENERAL SUPPORT 460 NATIONAL WOMEN'S MUSEUM 205 S WHITING STREET SUITE 254 ALEXANDRIA VA 22304 NONE PC GENERAL SUPPORT 500 RIIS SETTLEMENT 10-25 41ST AVENUE LONG ISLAND CITY NY 11101 NONE PC GENERAL SUPPORT 10000 ACLU 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 NONE PC GENERAL SUPPORT 500 ARBOR BROTHERS INC 299 E 11TH STREET SUITE 4B NEW YORK NY 10003 NONE PC GENERAL SUPPORT 40000 BRONXWORKS 66 E TREMONT AVENUE BRONX NY 10453 NONE PC GENERAL SUPPORT 10000 SHE SHOULD RUN FOUNDATION 1900 L ST NEW STE 500 WASHINGTON DC 20036 NONE PC GENERAL SUPPORT 47500 THE GARDEN CONSERVANCY PO BOX 219 COLD SPRINGS NY 10516 NONE PC GENERAL SUPPORT 125 THERAPEUTIC EQUESTRIAN CENTER 115 STONECROP LANE COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 2400 AMERICAN MUSEUM OF NATURAL HISTORY CENTRAL PARK WEST AT 79TH STREET NEW YORK NY 10024 NONE PC GENERAL SUPPORT 200 ARTWORK NYC 975 PARK AVENUE 12C NEW YORK NY 10028 NONE PC GENERAL SUPPORT 1500 BROOKES PLACE 50 EAST 91ST STREET SUITE 103 INDIANAPOLIS IN 46240 NONE PC GENERAL SUPPORT 2000 GARRISON CENTER INC 23 GARRISONS LANDING GARRISON NY 10524 NONE PC GENERAL SUPPORT 500 ICAAN PO BOX 53174 INDIANAPOLIS IN 46253 NONE PC GENERAL SUPPORT 5000 LINC 237 WEST 35TH STREET STE 1202 NEW YORK NY 10001 NONE PC GENERAL SUPPORT 800 NEW YORK LANDMARKS CONSERVANCY ONE WHITEHALL STREET NEW YORK NY 10004 NONE PC GENERAL SUPPORT 200 OPEN SPACE 151 POST ROAD OLD WESTBURY NY 11568 NONE PC GENERAL SUPPORT 500 SOHO ALLIANCE PO BOX 429 PRINCE STREET STATION NEW YORK NY 10012 NONE PC GENERAL SUPPORT 250 THE CHAPEL RESTORATION 45 MARKET STREET COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 100 WNET ONE CENTER STREET NEW YORK NY 10019 NONE PC GENERAL SUPPORT 5000 WOMENS DONOR NETWORK 565 COMMERICAL STREET SAN FRANCISCO CA 94111 NONE PC GENERAL SUPPORT 25000 WNYC ONE CENTER STREET NEW YORK NY 10007 NONE PC GENERAL SUPPORT 5000 ACE PROGRAMS FOR THE HOMELESS 598 BROADWAY 7TH FLOOR NEW YORK NY 10012 NONE PC GENERAL SUPPORT 250 CANAVAN FOUNDATION 110 RIVERSIDE DRIVE NEW YORK NY 10024 NONE PC GENERAL SUPPORT 1000 CENTER FOR HUMANS & NATURE 152 BROADWAY OFFICE 3 DOBBS FERRY NY 10522 NONE PC GENERAL SUPPORT 2500 COMMUNITY FUNDS INC 2 PARK AVENUE NEW YORK NY 10016 NONE PC GENERAL SUPPORT 15000 FINCA SANTA MARTA SA 2901 VIRGINIA PLACE DES MOINES IA 50321 NONE PC GENERAL SUPPORT 500 FRACTURED ATLAS 248 W 35TH STREET 10TH FL NEW YORK NY 10001 NONE PC GENERAL SUPPORT 500 HABITAT FOR HUMANITY 334 FURMAN STREET BROOKLYN NY 11201 NONE PC GENERAL SUPPORT 1000 LEGAL AID SOCIETY ONE BATTERY PARK PLAZA NEW YORK NY 10004 NONE PC GENERAL SUPPORT 500 DOCTORS WITHOUT BORDERS PO BOX 5030 HAGERSTOWN MD 21741 NONE PC GENERAL SUPPORT 500 NEW YORK NEEDIEST CASES FUND 7TH FLOOR EAST LOCKBOX 5193 BROOKLYN NY 11245 NONE PC GENERAL SUPPORT 3500 NATIONAL NEW PLAY NETWORK LTD 641 D STREET NW WASHINGTON DC 20004 NONE PC GENERAL SUPPORT 400 QUEENS COMMUNITY HOUSE 108-25 62ND DRIVE FOREST HILLS NY 11375 NONE PC GENERAL SUPPORT 10000 RAFIKIS PO BOX 711723 SALT LAKE CITY UT 84171 NONE PC GENERAL SUPPORT 10000 SALVATION ARMY 615 SLATER LANE PO BOX 269 ALEXANDRIA VA 22313 NONE PC GENERAL SUPPORT 2000 SCENIC HUDSON ONE CIVIC CENTER PLAZA SUITE 200 POUGHSKEEPSI NY 12601 NONE PC GENERAL SUPPORT 1000 SINGLE STOP USA 1825 PARK AVENUE SUITE 503 NEW YORK NY 10035 NONE PC GENERAL SUPPORT 40000 SPECIAL OLYMPICS 504 BALLTOWN ROAD SCHENECTADY NY 12304 NONE PC GENERAL SUPPORT 500 THE COLLEGIATE CHORALE 115 EAST 57TH STREET SUITE 1121 NEW YORK NY 10022 NONE PC GENERAL SUPPORT 1000 THE HILGOS FOUNDATION 406 WOODLAND ROAD HIGHLAND PARK IL 60035 NONE PC GENERAL SUPPORT 500 THE NEIGHBORHOOD SCHOOL (TNSNY) 121 EAST 3RD STREET NEW YORK NY 10009 NONE PC GENERAL SUPPORT 50 VOCAL EASE 240 WEST 73RD STREET SUITE 1403 NEW YORK NY 10023 NONE PC GENERAL SUPPORT 200 WOMEN'S CAMPAIGN FUND 734 15TH STREET NW WASHINGTON DC 20005 NONE PC GENERAL SUPPORT 7000 486310 14 90785 14 240510 18 1291050 MISCELLANEOUS INCOME 7328 MAI WEALTH OPPORTUNITY FUND K-1 22820 1622345 30148 1652493 false false false false false false false false false false 200,000 GOLDMAN SACHS 4.5% 200000 197800 9,4293.056 SHS VANGUARD INDEX 1223238 1790483 7,382.12 SHS HARBOR CAPITAL 243367 432002 36,428.491 SHS COLUMBIA ACORN 874277 1163890 14,418.298 SHS VANGUARD SMALL 349259 805406 3,001 SHS TIME WARNER INC 89750 256345 14,985.948 FIDELITY DIV INTL 325964 516266 8,665.614 FIDELITY DIS EQTY 225195 291425 10,963.467 MATTHEW CHINA FD 182975 235276 18,379.018 MUTUAL BEACON 275390 302702 15,731.953 TROWE PRICE NW ASIA 250246 256274 2,400 SHS ISHARES FTSE/XINHUA 12,309.384 MATTHEWS INDIA FD 180719 325706 12,122.47 T.ROWE PRICE GRWTH 377876 629762 2,720.263 THIRD AVE VALUE FD 151715 154402 3,500 GUGGENHE ETF SABRIENT IN 97027 171710 7,333.283 SHS DODGE & COX INTL 324066 308805 19,060.853 SSGA EMERGING MKTS 399307 200711 5,501 SHS TIME WARNER CABLE 52821 228242 5,174.777 SHS MAI WEALTH INC. 355228 14015 18,000 SHS JP MORGAN ALERIAN 429516 827100 4,320.487 SHS GATEWAY INDEX 108426 127800 25,035.021 GOLDMAN SACHS GRWTH 599276 694694 8,135.938 SHS MERGER FUND 128253 126758 18,639.158 SHS TEMPLETON GLOBA 252050 231312 200,000 BARCLAYS BANK 134000 207626 100,000 PNC BANK 100000 109750 200,000 ENTERPRISE PRODUCTS 215750 219376 200,000 GE CAP CORP 221950 232750 4,539 SHS REINS GROUP 122963 126003 22,831.098 FIDELITY FLOATING 227283 219635 100,000 BARCLAYS BK STRUCTURED 100000 111950 100,000 CREDIT SUISSE EEM NOTE 100000 99700 100,000 GS EAFE NOTE 100000 97448 22,699.553 SHS BLACKROCK STRAT 230020 229492 200,000 BARCLAYS RUSSELL 2000 200000 199800 100,000 STANLEY B&D 102150 107750 2,400 SHS SPDR 400 MIDCAP 586857 633528 1 SH TIME, INC 10 25 18,193.509 SHS DOUBLELINE TOTA 201489 199583 16,561.670 SHS T ROWE GLOB TEC 242530 204043 1,200 SHS SPDR S&P 500 ETF 239216 246648 19,664.717 SHS STONERIDGE REIN 200000 199980 DIVIDENDS RECEIVABLE AT COST 491 491 MCGUIRE WOODS 5967 NEW YORK STATE FILING FEES 750 750 MISCELLANEOUS EXPENSE MISCELLANEOUS INCOME 7327 MAI WEALTH INCOME OPP FUND K-1 22850 MAI WEALTH INCOME OPP FUND K-1 1231 -29 INVESTMENT ADVISORY FEES 100337 100337 MAI WEALTH INCOME OPP. FD 5246 5246 SERVICE FEES FOREIGN INCOME TAXES 4084 4084 FEDERAL INVESTMENT INCOME TAX 12288