2015-11-10T12:24:32-06:00 2014-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2014-01-01 770440090 LUCILE PACKARD FOUNDATION FOR CHILDREN'S HEALTH LUCI 6504978365 400 HAMILTON AVENUE NO 340 PALO ALTO CA 94301 KATHRYN COULBOURN CFO 6504978365 2015-11-04 1 JANE M SEARING P00000565 4254544919 2015-11-04 2014 2016-04-25 22:37:26Z DAVID ALEXANDER 400 HAMILTON AVENUE NO 340 PALO ALTO CA 94301 137431428 0 X WWW.LPFCH.ORG X 1996 CA TO ELEVATE THE PRIORITY OF CHILDREN'S HEALTH AND INCREASE THE QUALITY AND ACCESSIBILITY OF CHILDREN'S HEALTH CARE THROUGH LEADERSHIP AND DIRECT INVESTMENT. 27 26 88 271 105849 0 66087824 89425660 12009207 12711177 1465232 2239517 -409324 -124100 79152939 104252254 71192469 94981107 0 0 9879332 10117716 0 20284 11211675 4931138 5745313 86002939 110864420 -6850000 -6612166 204422905 211981433 74267373 84906779 130155532 127074654 X THE MISSION OF THE LUCILE PACKARD FOUNDATION FOR CHILDREN'S HEALTH IS TO ELEVATE THE PRIORITY OF CHILDREN'S HEALTH AND INCREASE THE QUALITY AND ACCESSIBILITY OF CHILDREN'S HEALTH CARE THROUGH LEADERSHIP AND DIRECT INVESTMENT. WE WORK IN ALIGNMENT WITH LUCILE PACKARD CHILDREN'S HOSPITAL AND THE CHILD HEALTH PROGRAMS OF STANFORD UNIVERSITY. OUR VISION IS THAT ALL CHILDREN IN THE COMMUNITIES WE SERVE ARE ABLE TO REACH THEIR MAXIMUM HEALTH POTENTIAL. 0 0 4074101 4074101 CHILD HEALTH RESEARCH GRANTS: THE FOUNDATION PROVIDES GRANTS TO THE PEDIATRIC PROGRAMS AT THE STANFORD SCHOOL OF MEDICINE AND THE LUCILE PACKARD CHILDREN'S HOSPITAL TO FUND CLINICAL PROGRAMS, RESEARCH, EDUCATION, TRAINING, AND FACILITIES. THE GRANTS ARE FUNDED BY A GRANT RECEIVED FROM THE DAVID AND LUCILE PACKARD FOUNDATION BETWEEN 2000 AND 2004. THE FOUNDATION OVERSEES THE DISBURSEMENT OF THE PACKARD FOUNDATION GRANT FUNDS THROUGH INDEPENDENT REVIEW OF THE RESEARCH PROGRAMS. ANY FOUNDATION OVERSIGHT EXPENSES ARE PAID FOR BY THE INVESTMENT EARNINGS ON THE ORIGINAL GRANT. 89540974 89540974 12711177 DEVELOPMENT: THE FOUNDATION RAISES MONEY TO SUPPORT THE LUCILE PACKARD CHILDREN'S HOSPITAL AND THE PEDIATRIC PROGRAMS AT THE STANFORD SCHOOL OF MEDICINE. ONE HUNDRED PERCENT OF FUNDS RAISED ARE TRANSFERRED TO THE HOSPITAL AND SCHOOL OF MEDICINE ON A MONTHLY BASIS. THE FOUNDATION COMPLETED ITS LAST CAMPAIGN AT THE END OF 2012, RAISING A TOTAL OF $548M AGAINST A CAMPAIGN GOAL OF $500M. THE FOUNDATION IS CURRENTLY WORKING WITH THE HOSPITAL AND SCHOOL OF MEDICINE TO ESTABLISH STRATEGIC PRIORITIES WHICH WILL FRAME THE NEXT CAMPAIGN. 4149314 1366032 FOUNDATION PROGRAMS: THROUGH ITS PROGRAMS AND PARTNERSHIPS WORK, THE FOUNDATION SEEKS TO BUILD AWARENESS ABOUT ISSUES AFFECTING CHILDREN'S HEALTH AND INVESTS IN PROGRAMS TO ENHANCE THE SYSTEM OF CARE FOR CHILDREN WITH SPECIAL HEALTH CARE NEEDS AND THEIR FAMILIES. IN 2014, THE FOUNDATION INVESTED APPROXIMATELY $4.1M IN THIS AREA. 97764389 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 72 0 1 88 1 1 1 0 0 0 0 1 1 0 0 0 0 X 27 26 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CT FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TN UT VA WV WI X X KATHRYN COULBOURN 6504978365 400 HAMILTON AVENUE SUITE 340 PALO ALTO CA 94301 DAVID ALEXANDER PRESIDENT & CEO 40.00 X X 705145 0 52890 J TAYLOR CRANDALL CHAIR 1.00 X X 0 0 0 CHRIS SCHAEPE VICE CHAIR 1.00 X X 0 0 0 ELAINE CHAMBERS SECRETARY 1.00 X X 0 0 0 GEORGE PHIPPS TREASURER 1.00 X X 0 0 0 TIMOTHY BRACKNEY DIRECTOR 1.00 X 0 0 0 C BRYAN CAMERON DIRECTOR 1.00 X 0 0 0 HARVEY COHEN DIRECTOR 1.00 X 0 0 0 CHRISTOPHER DAWES DIRECTOR 1.00 X 0 0 0 GARY DILLABOUGH DIRECTOR 1.00 X 0 0 0 KEITH FOX DIRECTOR 1.00 X 0 0 0 KEN GOLDMAN DIRECTOR 1.00 X 0 0 0 TESSIE GUILLERMO DIRECTOR 1.00 X 0 0 0 CYNTHIA GUNN DIRECTOR 1.00 X 0 0 0 MANUEL HENRIQUEZ DIRECTOR 1.00 X 0 0 0 BRAD KOENIG DIRECTOR 1.00 X 0 0 0 JOHN KRIEWALL DIRECTOR 1.00 X 0 0 0 ANNE LAWLER DIRECTOR 1.00 X 0 0 0 DAVID LEE DIRECTOR 1.00 X 0 0 0 LLOYD MINOR DIRECTOR 1.00 X 0 0 0 DAVID ORR DIRECTOR 1.00 X 0 0 0 SUSAN P ORR DIRECTOR 1.00 X 0 0 0 THAD PADUA DIRECTOR 1.00 X 0 0 0 ANTOINETTE TONI PATERSON DIRECTOR 1.00 X 0 0 0 MINDY ROGERS DIRECTOR 1.00 X 0 0 0 STEVEN SCHROEDER DIRECTOR 1.00 X 0 0 0 WILLIAM BILL SONNEBORN DIRECTOR 1.00 X 0 0 0 MATT WILSEY DIRECTOR 1.00 X 0 0 0 KATHRYN COULBOURN CFO 32.00 X 218700 0 39543 BRIAN PERRONNE SR. VP DEVELOPMENT & ADMIN 40.00 X 398656 0 65277 LINDA COLLIER THRU 32014 SR. VP/CAMPAIGN DIRECTOR 40.00 X 372320 0 48256 EDWARD SCHOR SR. VP/DIRECTOR PROGRAMS & PRTNSHIP 40.00 X 328879 0 55218 EILEEN WALSH VP/DIRECTOR PROGRAMS & PARTNERSHIPS 40.00 X 234839 0 31951 ANDREW COPE DIRECTOR OF MAJOR GIFTS 40.00 X 172948 0 39924 JAMES DEASY DIRECTOR OF CORPORATE RELATIONS 40.00 X 168180 0 43400 ANN ROSE SENIOR DIRECTOR FOUNDATIONS 40.00 X 162599 0 37423 JEFFORY JOLIN DIRECTOR OF CORPORATE RELATIONS 40.00 X 153202 0 43562 DUNCAN BURGERMEISTER ASSOCIATE VP, CHILDREN'S FUND 40.00 X 166445 0 28694 3081913 0 486138 25 0 1 0 PATSONS PRESS INC 970 STEWART DRIVE SUNNYVALE CA 94085 PRINTING 368548 POPULATION REFERENCE BUREAU 1875 CT AVE NW STE 520 WASHINGTON DC 200095728 DATA COLLECTION FOR WEBSITE 227848 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 60691 INVESTMENTS 227451 DATA MARKETING INC PO BOX 519 SANTA CLARA CA 95052 MARKETING 220246 SPECK PRODUCT DESIGN INC 3221 PORTER DRVIE PALO ALTO CA 94304 MARKETING 178743 9 9991 729193 88686476 1755530 89425660 FUNDRAISING REIMB. 900099 12711177 12711177 12711177 2090422 105849 1984573 33042325 32893230 149095 149095 149095 157152 729193 285861 -128709 -128709 4692 83 4609 4609 104252254 12711177 105849 2009568 94981107 94981107 2635007 864166 465288 1305553 5965851 539001 520458 4906392 486211 28387 49292 408532 535712 51705 142471 341536 494935 67906 53915 373114 154884 4489 32648 117747 107331 107331 20284 20284 227451 227451 1200884 193885 39019 967980 372683 20138 352545 430692 21481 48588 360623 439730 179285 18013 242432 1273387 148843 116101 1008443 123123 43727 6970 72426 49375 8379 11627 29369 278748 162218 10389 106141 72355 9821 26911 35623 PRINTING 451393 3041 1158 447194 PROGRAM CONTRACTS 407497 407497 MEMBERSHIPS 56956 8904 3382 44670 MEALS 24244 12140 362 11742 74580 8269 6982 59329 110864420 97764389 1888356 11211675 24050 33238 24724838 32231541 35183290 33906674 161596 148912 600000 600000 299838 378781 1602402 954454 737340 647948 41309036 39456239 101314577 104521457 68340 56643 204422905 211981433 2009680 1883205 1572265 1406962 4028028 8231920 66657400 73384692 74267373 84906779 X 109157919 109535044 20997613 17539610 130155532 127074654 204422905 211981433 X -6612166 3364203 167085 X X 0 1 X 1 0 X 27246669 56776864 64156841 66087824 89425660 303693858 27246669 56776864 64156841 66087824 89425660 303693858 66452260 237241598 1701282 2879871 2037562 1473915 2090422 10183052 27181 1400 28581 313905491 56107603 0.75580 0.80560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 111130080 111130080 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 250000 250000 250000 250000 1000000 1500000 109157919 4927255 1366057 2852625 331448 109535044 98971649 15086728 1769465 2814922 316071 109157919 94732374 9421558 2154297 2681723 346263 98971649 99541587 -1824327 415801 2236221 332864 94732374 90886861 11093742 140040 1930751 368225 99541587 1.00000 0 0 283578 89368 194210 498895 369195 129700 819929 495891 324038 647948 HEDGE FUNDS 29431604 F INTERNATIONAL EQUITY TRUSTS 30003027 F FIXED INCOME FUNDS 7072837 F REAL ASSET FUNDS 18674866 F VENTURE CAPITAL/PRIVATE EQUITY 19339123 F 104521457 DEFERRED RENT 612869 FUNDS TO BE TRANSFERRED TO LPCH AND SOM 72771823 73384692 X 18353111 3364203 14380 -227452 3151131 15201980 89050274 89050274 104252254 21433989 14380 14380 21419609 227452 89217359 89444811 110864420 PART V, LINE 4: THE FOUNDATION USES ITS ENDOWMENT TO FUND ACTIVITIES IN SUPPORT OF ITS CHARITABLE PURPOSE. PROGRAM EXPENSES INCLUDE GRANTS TO THIRD PARTIES AS WELL AS INTERNAL INVESTMENTS TO FURTHER THE FOUNDATION'S PROGRAMMATIC OBJECTIVES, AND ADMINSTRATIVE EXPENSES TO SUPPORT THE ACTIVITIES. PART X, LINE 2: THE FOUNDATION HAS EVALUATED THE FINANCIAL STATEMENT IMPACT OF POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN ITS TAX RETURNS. MANAGEMENT HAS DETERMINED THAT NO TAX LIABILITIES NEED BE RECORDED UNDER APPLICABLE ACCOUNTING GUIDANCE. PART XI, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT EXPENSES -227,452. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT, NET -124,100. FUNDS RAISED 89,341,459. SALE OF DONATED SECURITIES -167,085. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT, NET -124,100. FUNDS RAISED 89,341,459. PART V THE FOUNDATION RAISES FUNDS FOR THE LUCILE PACKARD CHILDREN'S HOSPITAL AND THE PEDIATRIC PROGRAMS AT THE STANFORD SCHOOL OF MEDICINE. FOR PURPOSES OF THE FOUNDATION'S AUDITED FINANCIAL STATEMENTS, FUNDS RAISED ARE RECLASSIFIED FROM REVENUE TO A LIABILITY (FUNDS DESIGNATED FOR OTHERS) AS REQUIRED UNDER ASC 958. THE FOUNDATION IS SUBJECT TO ASC 958 BASED ON ITS INDEPENDENT RELATIONSHIP WITH THE LUCILE PACKARD CHILDREN'S HOSPITAL AND THE STANFORD SCHOOL OF MEDICINE. FOR THE FORM 990, FUNDS RAISED ARE TREATED AS CONTRIBUTION REVENUE AND FUNDS TRANSFERRED TO LUCILE PACKARD CHILDREN'S HOSPITAL AND THE STANFORD SCHOOL OF MEDICINE ARE TREATED AS GRANT EXPENSE. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT 21135803 0 0 0 0 0 0 21135803 0 21135803 0 0 0 1 0 0 SCHEDULE F, PART I THE FOUNDATION'S DISCLOSURE IN PART 1, LINE 3(1) REFLECTS THE DOMICILE OF CERTAIN INVESTMENT ENTITIES WHICH SERVE MERELY AS THE VEHICLE FOR SUBSEQUENT INVESTING OF FUNDS AND IS NOT REPRESENTATIVE OF THE UNDERLYING GEOGRAPHICAL STRATEGY OF THOSE INVESTMENTS. THE FOUNDATION'S INVESTMENTS ARE FULLY DIVERSIFIED ACROSS ASSET CLASSES, STRATEGIES AND GEOGRAPHICAL REGIONS. IT ADHERES TO AN APPROVED STATEMENT OF INVESTMENT OBJECTIVES AND POLICIES AND HAS IN PLACE A STRATEGIC ASSET ALLOCATION POLICY WHICH ALLOWS IT TO ACHIEVE ITS SHORT TERM FINANCIAL AND LONG TERM INVESTMENT OBJECTIVES. X X X 1 RUFFALOCODY 65 KIRKWOOD N RD SW CEDAR RAPIDS IA CEDAR RAPIDS IA 50303 TELEMARKETING 0 34197 20284 13913 34197 20284 13913 AL AK AR CA CT FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TN UT VA WV WI SUMMER SCAMPER 378292 284047 94245 6096 29122 10333 8221 106560 GOLF CLASSIC 300517 270997 29520 21656 1000 17527 20074 2 207536 174149 33387 1700 6 41460 47 22059 886345 729193 157152 1700 27758 71582 27907 8221 148693 285861 -128709 1 FAMILY RESOURCE CENTER 5250 CLAREMONT AVENUE SUITE 148 STOCKTON CA 95207 680277688 501(C)(3) 45000 SAN JOAQUIN COUNTY 5 CS PROJECT ALAMEDA COUNTY PUBLIC HEALTH DEPARTMENT CALIFORNIA CHILDRENS SERVICES 1000 BROADWAY SUITE 500 OAKLAND CA 94607 946000501 GOVERNMENT 45000 THE ALAMEDA COUNTY CALIFORNIA CHILDREN'S SERVICES (CCS)/BEHAVIORAL HEALTH SERVICES INTEGRATED CARE COORDINATION PROJECT ASSOCIATION OF MATERNAL AND CHILD HEALTH PROGRAMS (CORLE) 2030 M STREET NW SUITE 350 WASHINGTON DC 20036 521529448 501(C)(3) 65000 STATE TITLE V PROGRAM APPROACHES TO FAMILY ENGAGEMENT: PRACTICAL APPROACHES AND BEST PRACTICES TO INVOLVED FAMILIES IN MEANINGFUL WAY BOARD OF TRUSTEES OF LELAND STANFORD JR UNIVERSITY PO BOX 44253 SAN FRANCISCO CA 94144 941156365 501(C)(3) 25000 PLAN FOR LPCH TO BECOME AN EXEMPLAR IN THE POPULATION MANAGEMENT OF CHILDREN WITH COMPLEX MEDICAL NEEDS CATALYST CENTER AT BOSTON UNIVERSITY 715 ALBANY STREET BOSTON MA 02118 042103547 501(C)(3) 70000 OPTIONS FOR FINANCING CARE COORDINATION FOR CHILDREN AND YOUTH WITH SPECIAL HEALTH CARE NEEDS CENTER FOR HEALTH POLICY DEVELOPMENT DBA NASHP 10 FREE STREET 2ND FLOOR PORTLAND ME 04101 521576801 501(C)(3) 73853 STRENGTHENING MEDICAID AND CHIP PROGRAMS' ABILITY TO SERVE CYSHCN CHILDREN'S HOSPICE AND PALLIATIVE CARE COALITION 65 NIELSON STREET SUITE 108 WATSONVILLE CA 93901 020646450 501(C)(3) 12000 BUILDING A NETWORK OF REGIONAL CA COLLABORATIVE FOR PEDIATRIC HOSPICE & PALLIATIVE CARE CHILDREN'S HOSPITAL CORPORATION 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501(C)(3) 232577 IMPLEMENTING A FRAMEWORK FOR HOSPITAL DISCHARGE FOR CHILDREN WITH MEDICAL COMPLEXITY CHILDREN'S NOW 1404 FRANLKIN STREET SUITE 700 OAKLAND CA 94612 943059243 501(C)(3) 60000 CREATING AN ADVOCACY PLAN FOR CSHCN IN CALIFORNIA CHOC CHILDREN'S FOUNDATION 1201 WEST LA VETA ORANGE CA 92868 956097416 501(C)(3) 25000 ORANGE COUNTY CARE COORDINATION COLLABORATIVE FOR KIDS COMMUNITY GATEPATH 350 TWIN DOLPHIN DRIVE SUITE 123 REDWOOD CITY CA 94065 941156502 501(C)(3) 25000 SAN MATEO COUNTY CARE COORDINATION COLLABORATIVE CONTRA COSTA PUBLIC HEALTH 597 CENTER AVE SUITE 200 MARTINEZ CA 94553 946000509 501(C)(3) 25000 CONTRA COSTA CALIFORNIA COMMUNITY CARE COORDINATION COLLABORATIVE COUNTY OF VENTURA PUBLIC HEALTH DEPARTMENT 2240 E GONZALES ROAD SUITE 210 OXNARD CA 93063 956000944 GOVERNMENT 45000 VC- PACT GRANTMAKERS IN HEALTH 1100 CONNECTICUT AVE NW WASHINGTON DC 20036 133206571 501(C)(3) 5750 FUNDING PARTNER CONTRIBUTION LUCILE PACKARD CHILDREN'S HOSPITAL & STANFORD SCHOOL OF MEDICINE 725 WELCH ROAD STANFORD CA 94305 941156365 501(C)(3) 4074101 CHILDREN'S HEALTH LUCILE PACKARD CHILDREN'S HOSPITAL & STANFORD SCHOOL OF MEDICINE 725 WELCH ROAD STANFORD CA 94305 941156365 501(C)(3) 89540974 CHILDREN'S HEALTH LUCILE PACKARD CHILDREN'S HOSPITAL AT STANFORD 700 WELCH ROAD PALO ALTO CA 94025 770003859 501(C)(3) 157300 THE CREATION OF A STATE-WIDE PARENT MENTOR LEARNING COLLABORATIVE: ADVANCING CARE COORDINATION WITH THE SUPPORT OF EFFECTIVE AND SUSTAINABLE PARENT MENTOR PROGRAMS LUCILE PACKARD CHILDREN'S HOSPITAL AT STANFORD 700 WELCH ROAD PALO ALTO CA 94025 770003859 501(C)(3) 19117 CHILDREN'S HEALTH REGENTS OF THE UNVIERSITY OF CALIFORNIA LOS ANGELES 11000 KINROSS BLDG LOS ANGELES CA 90095 956006143 501(C)(3) 267862 SELF-MANAGEMENT STRATEGIES FOR CSHCN AND THEIR FAMILIES SUPPORT FOR FAMILIES 1663 MISSION STREET 7TH FLOOR SAN FRANCISCO CA 94103 942819062 501(C)(3) 98340 TRAINING FAMILIES TO ADVOCATE FOR SYSTEM CHANGE: PHASE II TIDES CENTER PO BOX 29907 SAN FRANCISCO CA 94129 943213100 501(C)(3) 54450 LEVERAGING TELEHEALTH TO IMPROVE ACCESS TO CARE FOR CHILDREN WITH SPECIAL HEALTH CARE NEEDS 19 0 PART I, LINE 2: PROJECT FUNDING IS BASED ON PROPOSALS SUBMITTED BY ORGANIZATIONS. DECISIONS ARE MADE AFTER STAFF ANALYSIS OF THE ORGANIZATIONS' EXPERTISE, PROPOSED GOALS AND OBJECTIVES AND PROPOSED COSTS. MILESTONES AND DELIVERABLES ARE ESTABLISHED DURING THE REVIEW PROCESS. GRANTS OF $250,000 OR GREATER ARE APPROVED BY THE BOARD OF DIRECTORS. ALL OTHER GRANTS ARE APPROVED BY THE FOUNDATION'S CEO ON BEHALF OF THE BOARD. FOUNDATION STAFF MONITOR PROGRESS TO ENSURE THAT ALL OUTCOMES AND DELIVERABLES ARE COMPLETED. THE FOUNDATION ALSO HAS A FUNDRAISING DEPARTMENT WHOSE PRIMARY OBJECTIVE IS TO RAISE PHILANTHROPIC GIFTS FOR THE LUCILE PACKARD CHILDREN'S HOSPITAL AND THE PEDIATRIC PROGRAMS AT THE STANFORD SCHOOL OF MEDICINE. ALL GIFTS RAISED ARE FORWARDED TO THE HOSPITAL AND SCHOOL ON A MONTHLY BASIS. DONOR RESTRICTIONS ON GIFTS ARE CLEARLY COMMUNICATED WHEN THE GIFTS ARE TRANSFERRED. THE FOUNDATION ALSO MAINTAINS CLOSE ONGOING COMMUNICATION WITH THE SCHOOL AND HOSPITAL TO ENSURE THAT DONOR INTENT IS RESPECTED. X X X X X 1 1 0 0 0 0 0 0 0 DAVID ALEXANDER PRESIDENT & CEO 503470 0 136564 0 65111 0 26000 0 26890 0 758035 0 0 0 KATHRYN COULBOURN CFO 192056 0 26010 0 634 0 22707 0 16836 0 258243 0 0 0 BRIAN PERRONNE SR. VP DEVELOPMENT & ADMIN 318388 0 71919 0 8349 0 40327 0 24950 0 463933 0 0 0 LINDA COLLIER THRU 32014 SR. VP/CAMPAIGN DIRECTOR 41072 0 15787 0 315461 0 11442 0 36814 0 420576 0 0 0 EDWARD SCHOR SR. VP/DIRECTOR PROGRAMS & PRTNSHIP 293408 0 15012 0 20459 0 26000 0 29218 0 384097 0 0 0 EILEEN WALSH VP/DIRECTOR PROGRAMS & PARTNERSHIPS 217977 0 10949 0 5913 0 22993 0 8958 0 266790 0 0 0 ANDREW COPE DIRECTOR OF MAJOR GIFTS 162465 0 9988 0 495 0 15885 0 24039 0 212872 0 0 0 JAMES DEASY DIRECTOR OF CORPORATE RELATIONS 162761 0 3461 0 1958 0 17818 0 25582 0 211580 0 0 0 ANN ROSE SENIOR DIRECTOR FOUNDATIONS 158553 0 3286 0 760 0 16756 0 20667 0 200022 0 0 0 JEFFORY JOLIN DIRECTOR OF CORPORATE RELATIONS 147394 0 3016 0 2792 0 15530 0 28032 0 196764 0 0 0 DUNCAN BURGERMEISTER ASSOCIATE VP, CHILDREN'S FUND 161157 0 3291 0 1997 0 8467 0 20227 0 195139 0 0 0 PART I, LINES 4A-B IN CONNECTION WITH THE RETIREMENT OF LINDA COLLIER, THE FORMER VICE PRESIDENT OF MAJOR AND PRINCIPAL GIFTS AND CAMPAIGN DIRECTOR, THE FOUNDATION AND MRS. COLLIER ENTERED INTO A SEPARATION AGREEMENT. THE SEPARATION AGREEMENT PROVIDED THAT, IN EXCHANGE FOR MRS. COLLIERS'S RELEASE OF ALL CLAIMS, MRS. COLLIER WOULD RECEIVE MONTHLY SALARY CONTINUATION PAYMENTS AND HEALTH INSURANCE PREMIUM COVERAGE THROUGH COBRA OVER THE TWELVE MONTH PERIOD FOLLOWING HER DATE OF RETIREMENT. THESE SALARY AND HEALTH INSURANCE CONTINUATION PAYMENTS TOTALED $272,653. THE FOUNDATION OFFERS A 457(F) PLAN FOR SELECT MEMBERS OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. DURING 2014, THE CEO AND TWO SR. VPS WERE ELIGIBLE FOR 457(F) CONTRIBUTIONS. THE TOTAL AMOUNT CONTRIBUTED TO THE PLAN FOR 2014, BUT NOT PAID OUT WAS $14,327. THE TOTAL AMOUNTS PAID OUT UNDER THE PLAN WERE $40,539 AND $5,871 TO DAVID ALEXANDER (CEO) AND ED SCHOR (SR VP PROGRAMS & PARTNERSHIPS), RESPECTIVELY. DAVID ALEXANDER CEO HOUSING X 600000 600000 0 1 1 600000 X 81 1721122 AVERAGE MARKET VALUE X AUCTION ITEMS 107 31038 RETAIL VALUE X SUPPLIES 4 3370 RETAIL VALUE 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS WAS DETERMINED BASED ON THE NUMBER OF DONORS WHO MADE CONTRIBUTIONS. FORM 990, PART I, LINE 6: VOLUNTEERS INCLUDE THE FOUNDATION'S BOARD OF DIRECTORS AS WELL AS VOLUNTEERS WHO SUPPORT VARIOUS FOUNDATION FUNDRAISING EVENTS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS THE AUTHORITY TO TRANSACT ALL REGULAR BUSINESS OF THE BOARD BETWEEN BOARD MEETINGS WITH THE EXCEPTION OF CERTAIN SPECIFIC POWERS WHICH INCLUDE APPOINTING, REMOVING, OR AMENDING TERMS OF EMPLOYMENT OR ENGAGEMENT OF OFFICERS, AGENTS, AND KEY EMPLOYEES OF THE FOUNDATION; CHANGING THE LOCATION OF THE PRINCIPAL OFFICE OF THE FOUNDATION OR OTHERWISE EFFECTING CHANGES TO THE PRIMARY LOCATION FOR THE BOARD MEETINGS OR OPERATIONS; ADOPTING AND USING A CORPORATE SEAL AND/OR ALTERING THE FORM OF THE SEAL; AND BORROWING MONEY OR INCURRING INDEBTEDNESS. THE EXECUTIVE COMMITTEE IS COMPOSED OF THE CHAIRMAN OF THE BOARD, THE PRESIDENT/CEO OF THE FOUNDATION, AND THE CHAIRS OF ALL OTHER STANDING COMMITTEES. ALL MEMBERS OF THE EXECUTIVE COMMITTEE ARE MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 2 DAVID ORR AND SUSAN ORR HAVE A FAMILY RELATIONSHIP. CHRISTOPHER DAWES, DAVID ALEXANDER, J TAYLOR CRANDAL, LLOYD MINOR, SUSAN ORR, AND MINDY ROGERS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 REVISIONS TO THE BY LAWS WERE APPROVED BY THE BOARD AT ITS MEETING IN NOVEMBER 2014. REVISIONS INCLUDED UPDATES TO BE MORE CONSISTENT WITH BEST PRACTICES UNDER CALIFORNIA LAW. IN ADDITION, A PROVISION WAS ADDED TO CREATE "ADVISORY COMMITTEES" WHICH DO NOT HAVE THE POWER AND AUTHORITY OF THE BOARD, AND WHICH PERMIT NON DIRECTORS TO SERVE AS VOTING MEMBERS. FINALLY, THE REVISED BYLAWS CLARIFY THE TERM OF THE BOARD CHAIR AS BEING FOR ONE YEAR WITH THE OPTION TO SERVE TWO ADDITIONAL ONE YEAR TERMS AND ONE YEAR AS PAST CHAIR. FORM 990, PART VI, SECTION B, LINE 11 THE FOUNDATION'S AUDIT COMMITTEE IS PRIMARILY RESPONSIBLE FOR REVIEWING AND APPROVING THE FOUNDATION'S FORM 990 BEFORE IT IS FILED WITH THE IRS. THE FINAL DRAFT OF THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD IN ADVANCE OF THE AUDIT COMMITTEE MEETING AT WHICH THE FORM WILL BE REVIEWED AND APPROVED. THE AUDIT COMMITTEE REVIEWS THE FORM 990 AND APPROVES IT FOR FILING. ALL MEMBERS OF THE BOARD ARE INVITED TO ATTEND THE AUDIT COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS, OFFICERS, AND KEY EMPLOYEES ("KEY PERSONS") ARE REQUIRED TO REVIEW THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND TO DISCLOSE ALL REAL AND POTENTIAL CONFLICTS OF INTEREST. KEY PERSONS ARE REQUIRED TO CONFIRM THAT THEY HAVE REVIEWED THE POLICY BY SIGNING THAT THEY HAVE DONE SO, EVEN IF NO CONFLICTS ARE DISCLOSED. IN ADDITION, KEY PERSONS ARE REQUIRED TO DISCLOSE REAL OR APPARENT CONFLICTS AT THE TIME WHEN SUCH CONFLICTS ARISE DURING DISCUSSIONS OF THE BOARD, BOARD COMMITTEES, OR STAFF. KEY PERSONS WITH CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM RELATED DISCUSSIONS AND DECISIONS. THE FOUNDATION'S CFO AND CEO ARE RESPONSIBLE FOR ENSURING COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION HAS A COMPENSATION COMMITTEE COMPRISED ENTIRELY OF INDEPENDENT DIRECTORS, NONE OF WHOM HAVE A CONFLICT OF INTEREST WITH THE CEO, CFO OR ANY OF THE KEY EMPLOYEES. THE COMPENSATION COMMITTEE ESTABLISHES THE COMPENSATION PHILOSOPHY FOR THE ORGANIZATION AND MEETS ANNUALLY TO SET THE SALARY FOR THE CEO AND CFO AND REVIEW AND APPROVE SALARIES FOR KEY EMPLOYEES. THE COMMITTEE HAS ENGAGED A THIRD PARTY INDEPENDENT COMPENSATION CONSULTANT TO ATTEND ITS ANNUAL MEETING THE LAST OF WHICH WAS HELD ON NOVEMBER 18, 2014. IN DETERMINING COMPENSATION LEVELS, THE COMMITTEE USES TWO INDEPENDENT THIRD PARTY SALARY SURVEYS, ONE PUBLISHED BY WOODMARK AND ONE PUBLISHED BY LASNIK BROIDA. KEY DELIBERATIONS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED IN MEETING MINUTES WHICH ARE APPROVED AT THE NEXT COMMITTEE MEETING. FORM 990, PART VI, SECTION C, LINE 19 WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND AUDITED FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: SALE OF DONATED SECURITIES 167,085. FORM 990, PART XII, LINE 2C: THE FOUNDATION'S BOARD OF DIRECTORS DELEGATED TO THE AUDIT COMMITTEE ALL POWER AND AUTHORITY OF THE BOARD WITH RESPECT TO THE AUDIT AND FORM 990, EXCEPT THAT THE BOARD RETAINED AUTHORITY OVER THE ANNUAL RETENTION AND/OR TERMINATION OF THE INDEPENDENT AUDITOR. CHARITABLE REMAINDER TRUST (10) INVESTMENT CA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0