2015-11-12T10:32:49-06:00 2014-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2014-01-01 451204321 ROCK HEALTH INC ROCK 6507017559 455 MISSION BAY BLVD S SUITE 124 SAN FRANCISCO CA 94158 MALAY GANDHI CEO 6507017559 2015-11-12 1 RICHARD CROGHAN P00089862 4159561500 2014 2016-04-25 22:37:26Z HALLE TECCO 455 MISSION BAY BLVD S SUITE 124 SAN FRANCISCO CA 94158 1902117 0 X WWW.ROCKHEALTH.ORG X 2011 CA ROCK HEALTH'S SOLE PURPOSE IS EDUCATING, TEACHING, INSTRUCTING, TRAINING AND COACHING HEALTHCARE ENTREPRENEURS FOR THE PURPOSE OF IMPROVING AND DEVELOPING THE ENTREPRENEURS' CAPABILITIES, SKILLS AND KNOWLEDGE BASE. TO MEET THIS EDUCATIONAL PURPOSE, ROCK HEALTH IS ENGAGED IN A NUMBER OF EDUCATIONAL ACTIVITIES THAT ARE AVAILABLE TO THE GENERAL PUBLIC, THE PRIMARY ACTIVITY OF WHICH IS HOSTING THE BUSINESS INCUBATOR PROGRAM. 5 3 10 6 0 0 906000 1213408 496370 640115 215 120 21686 10556 1424271 1864199 50000 40500 0 0 639712 736363 0 0 0 381343 398225 1071055 1175088 353216 689111 1156213 1838413 0 0 1156213 1838413 X THE SPECIFIC AND PRIMARY PURPOSE OF THIS CORPORATION IS TO ENGAGE IN EDUCATIONAL ACTIVITIES WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, AND THE TREASURY REGULATIONS PROMULGATED THEREUNDER, PER THE CORRESPONDING PROVISION OF ANY FUTURE UNITED STATES INTERNAL REVENUE LAW (THE "CODE"). 0 0 516489 40500 BUSINESS INCUBATOR: PROGRAMMING AND GRANTS FOR HEALTHCARE: IN KEEPING WITH ITS MISSION TO SUPPORT INNOVATION AT THE INTERSECTION OF HEALTHCARE AND TECHNOLOGY, ROCK HEALTH SUPPORTED 16 NEW COMPANIES IN 2014, OFFERING AN AVERAGE OF 10 HOURS OF STRATEGIC SUPPORT PER COMPANY. AMONGST OUR ENTIRE PORTFOLIO, OVER $200M IN GROWTH FUNDING WAS RAISED BY 2014, CREATING HUNDREDS OF NEW JOBS. OUR EXPERT NETWORK OF INDUSTRY PROFESSIONALS AND HEALTHCARE THOUGHT LEADERS IS CRITICAL TO THE SUCCESS AND FUNCTION OF THE ACCELERATOR PROGRAM, AND THROUGH ROCK HEALTH'S SERVICE EXCELLENCE IN 2014, THE LOYAL AND GROWING COMMUNITY OF EXPERTS AND ALUMNI CONTINUE TO GENEROUSLY OFFER STRATEGIC GUIDANCE AND EXPERTISE TO ROCK HEALTH STARTUPS, EVEN BEYOND THE PROGRAM TIMELINE. 231797 0 273967 PUBLIC EDUCATIONAL EVENTS: ROCK HEALTH HOSTED MULTIPLE EVENTS IN 2014, SERVING 2,377 PEOPLE. WE HOSTED OVER 100 DIVERSE THOUGHT LEADERS AS TEACHERS, SPEAKERS, AND DISCUSSION LEADERS. THE MAIN THEMES COVERED INCLUDED: HEALTHCARE INNOVATION, HEALTH DATA, BUSINESS, HEALTHCARE REFORM, AND ENTREPRENEURSHIP. THE EVENTS RANGED FROM SMALL INTIMATE CLASSES WITH 20-30 ATTENDEES TO A 400+ HEALTH INNOVATION SUMMIT. 0 0 366148 RESEARCH ROCK HEALTH OFFERS AN EXTENSIVE ARRAY OF DIVERSE ONLINE EDUCATIONAL RESOURCES. THE CORE OF THESE RESOURCES IS OUR ROCK REPORTS, WHICH ARE BASED ON PRIMARY AND SECONDARY RESEARCH AND PROVIDE AN IN-DEPTH LOOK AT TRENDS IN HEALTH TECHNOLOGY. FOUR ROCK REPORTS PUBLISHED IN 2014 RECEIVED OVER 268,000 VIEWS OVER THAT YEAR, ON TOPICS RANGING FROM THE FDA TO THE AFFORDABLE CARE ACT TO FEMALE LEADERSHIP IN HEALTHCARE. OUR VIDEO SERIES ON YOUTUBE HIGHLIGHTS THE BEST DIGITAL HEALTH CURRICULUM IN A VIDEO LECTURE SERIES, AND VIEWED 110,622 TIMES IN 2014. WE ALSO CAREFULLY CURATE A JOBS PAGE AND DIGITAL HEALTH STARTUP GUIDEBOOK AND RESOURCES WHICH ARE FREE TO THE PUBLIC ON OUR WEBSITE. 748286 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 18 0 1 10 1 0 0 0 0 0 0 0 0 0 0 X 5 3 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 1 0 CA X MALAY GANDHI 6507017559 455 MISSION BAY BLVD S SUITE 124 SAN FRANCISCO CA 94158 HALLE TECCO PRESIDENT/DIRECTOR 40.00 X X 168050 0 0 NATE GROSS DIRECTOR 1.00 X 0 0 0 LINDA AVEY DIRECTOR 1.00 X 0 0 0 MALAY GANDHI CEO 40.00 X X 163883 0 0 BRIDGET DUFFY DIRECTOR 1.00 X 0 0 0 331933 0 0 2 0 1 0 0 1213408 1213408 EARNED INCOME 900099 366148 366148 PUBLIC EVENT INCOME 900099 273967 273967 640115 120 120 47875 37918 9957 9957 9957 OTHER INCOME 900099 599 599 599 1864199 640115 0 10676 40500 40500 331933 331933 339245 339245 13854 13854 51331 25945 25386 13343 13343 13924 13924 43603 43603 8630 8630 12380 12380 4593 4593 70179 63161 7018 20046 20046 6044 6044 6441 6441 EDUCATIONAL PROGRAMMING 150399 150399 START-UP SUPPORT COSTS 26139 26139 INTERN PROGRAM EXPENSES 5967 5967 TAXES & LICENSES 160 160 16377 16377 1175088 748286 426802 0 656153 1813413 500060 0 0 25000 1156213 1838413 0 0 X 1156213 1838413 0 0 0 0 1156213 1838413 1156213 1838413 689111 -6911 0 X 0 0 0 X 555000 1052404 906000 1213408 3726812 555000 1052404 906000 1213408 3726812 1414347 2312465 11588 22465 47995 82048 5371 3547 599 9517 3818377 1436004 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: REIMBURSEMENTS - 2012 AMOUNT: $ 5,371. 2013 AMOUNT: $ 3,547. 2014 AMOUNT: $ 599. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 BENCHLING 170 CAPP STREET SUITE B SAN FRANCISCO CA 94110 455365648 10000 EDUCATION AND R&D SUPPORT FOR HEALTHCARE ENTREPRENEURS DISCOVER SHADOW INC 29 9TH AVE 35 NEW YORK NY 10014 461116590 10000 EDUCATION AND R&D SUPPORT FOR HEALTHCARE ENTREPRENEURS PARE LABS 456 MONTGOMERY ST 7TH FLOOR SAN FRANCISCO CA 94104 463614998 10000 EDUCATION AND R&D SUPPORT FOR HEALTHCARE ENTREPRENEURS SPARK DIAGNOSTICS INC 3000 SAND HILL ROAD BLDG 4 SUITE 210 MENLO PARK CA 94025 450648685 10000 EDUCATION AND R&D SUPPORT FOR HEALTHCARE ENTREPRENEURS 4 PART I, LINE 2: ROCK HEALTH CONTINUES TO WORK CLOSELY WITH THOSE ORGANIZATIONS TO WHICH IT PROVIDES GRANT FUNDS. X 0 0 0 0 0 0 0 0 0 HALLE TECCO PRESIDENT/DIRECTOR 168050 0 0 0 0 0 0 0 0 0 168050 0 0 0 MALAY GANDHI CEO 163883 0 0 0 0 0 0 0 0 0 163883 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM. THE CEO WILL REVIEW THE TAX RETURNS FOR ACCURACY. AN ELECTRONIC COPY OF THE FORM 990 WILL BE EMAILED TO THE ENTIRE BOARD FOR COMMENTS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS, WHO ARE CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, THE INTERESTED PERSON SHALL LEAVE THE BOARD MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. IN THE EVENT THAT THE BOARD DETERMINES THAT A PROPOSED TRANSACTION OR ARRANGEMENT PRESENTS A CONFLICT OF INTEREST, THE BOARD SHALL APPOINT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES, IF APPROPRIATE, AND EXCLUDE THE INTERESTED PERSON FROM THE DISCUSSION OF, AND VOTE ON, THE TRANSACTION. IF THE BOARD HAS REASONABLE CAUSE TO BELIEVE AN INTERESTED PERSON HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE INTERESTED PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD THE INTERESTED PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF THE BOARD DETERMINES THE INTERESTED PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF OFFICERS AND KEY EMPLOYEES, INCLUDING THE TOP MANAGEMENT OFFICIAL, IS DETERMINED BY THE DISINTERESTED DIRECTORS. THE CONTENT OF THE DISCUSSION, INCLUDING THE INFORMATION USED TO DETERMINE THE REASONABLENESS OF THE COMPENSATION, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS SHALL BE MAINTAINED IN THE MINUTES OF THE CORPORATION. THE DETERMINATION OF REASONABLENESS SHALL BE BASED UPON INFORMATION ABOUT COMPENSATION PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR SIMILAR SERVICES, CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS OR ACTUAL WRITTEN OFFERS FROM SIMILARLY SITUATED ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. ROCK HEALTH SEED FUND II LLC 455 MISSION BAY BLVD SUITE 124 SAN FRANCISCO CA 94158 472585488 INVESTMENT PARTNERSHIP CA 0 0 ROCK HEALTH INC