2015-11-16T15:55:37-06:00 2014-12-31 990 2014-01-01 431747502 SAINT LUKES HEALTH SYSTEM INC SAIN 8169323377 901 EAST 104TH STREET MAILSTOP 900S KANSAS CITY MO 64131 CHARLES V ROBB SR VP FINANCE/ADMIN &CFO 8169323377 2015-11-16 2014 2016-04-25 22:37:26Z CHARLES V ROBB 901 EAST 104TH STREET MAILSTOP 900S KANSAS CITY MO 64131 140400436 0 X WWW.SAINTLUKESHEALTHSYSTEM.ORG X 1996 KS OPERATE INTEGRATED HEALTH CARE DELIVERY SYSTEM 12 9 1258 12 487575 0 363998 358572 98139611 139993389 6950 48475 0 0 98510559 140400436 330175 353179 0 0 47613309 75560632 0 0 0 51246372 65434804 99189856 141348615 -679297 -948179 172159026 173132978 104837319 136294191 67321707 36838787 X SAINT LUKE'S HEALTH SYSTEM IS A FAITH-BASED, NOT-FOR-PROFIT ALIGNED HEALTH SYSTEM COMMITTED TO THE HIGHEST LEVELS OF EXCELLENCE IN PROVIDING HEALTH CARE AND HEALTH RELATED SERVICES IN A CARING ENVIRONMENT. WE ARE DEDICATED TO ENHANCING THE PHYSICAL, MENTAL AND SPIRITUAL HEALTH OF THE COMMUNITIES WE SERVE. 0 0 138142984 353179 139993389 SAINT LUKES HEALTH SYSTEM (SLHS) MANAGES AN INTEGRATED HEALTHCARE DELIVERY SYSTEM AND PROVIDES COMMON MANAGEMENT AND VARIOUS CENTRALIZED SERVICES TO AFFILIATED ENTITIES. SLHS MANAGES AND OPERATES 10 HOSPITALS AND THEIR AFFILIATES AS A COMMON MISSION-ORIENTED HEALTH CARE DELIVERY SYSTEM TO SERVE THE HEALTH-RELATED NEEDS OF GREATER KANSAS CITY AND SURROUNDING AREAS. PRIMARY BUSINESS OPERATIONS OF THE SYSTEM INCLUDE ACUTE AND BEHAVIORAL HEALTH-RELATED SERVICES IN BOTH HOSPITAL AND CLINIC SETTINGS, HOME CARE, AND CARE TO THE TERMINALLY ILL. SLHS ALSO OFFERS WEB-BASED HEALTH INFORMATION TO THE COMMUNITY THROUGH ITS WEBSITE. 138142984 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 0 1 1 1 0 0 1 629 0 1 1258 1 1 1 0 0 0 0 0 0 0 0 0 X 12 9 0 0 1 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X THE ORGANIZATION 8169323377 901 EAST 104TH STREET MAILSTOP 900S KANSAS CITY MO 64131 X GREGORY BENTZ DIRECTOR 2.00 X 0 0 0 MARSHALL DEAN DIRECTOR - TREASURER 2.00 X X 0 0 0 DAVID GIBSON DIRECTOR - VICE CHAIR 2.00 X X 0 0 0 MELINDA ESTES MD DIR - PRESIDENT AND CEO 50.00 X X 1621971 0 236083 RET REV MARTIN FIELD DIRECTOR 2.00 X 0 0 0 J CHRIS PERRYMAN MD DIRECTOR & PHYSICIAN 2.00 40.00 X 0 261339 30689 THOMAS W WAGSTAFF DIRECTOR - CHAIR 2.00 X X 0 0 0 RICHARD NORDEN DIRECTOR 2.00 X 0 0 0 JOHN PHILLIPS DIRECTOR - SECRETARY 2.00 X X 0 0 0 JOHN MACDONALD DIRECTOR 2.00 X 0 0 0 THOMAS BROWN DIRECTOR 2.00 X 0 0 0 THOMAS JACKSON DIRECTOR 2.00 X 0 0 0 CHERYL BEVEL VP DIVERSITY-TERM END IN 2014 50.00 X 124702 0 15056 ROBERT BONNEY ASST SECR & SR VP 50.00 X 625726 0 229444 DEBORAH GASH VP CHIEF INFORMATION OFFCR 50.00 X 422577 0 69624 RANDALL HOUSE VP HEALTH INFORMATICS 50.00 X 293900 0 60310 ELIZABETH CESSOR VP MISSION & COMMUNITY SVC 50.00 X 225553 0 34885 CAROL MEYER VP FINANCE 50.00 X 300329 0 41500 DAWN MURPHY SR VP HUMAN RESOURCES 50.00 X 410780 0 158157 SCOTT PESTER VP REIMBURSEMENT 50.00 X 240079 0 55279 CHARLES V ROBB SR VP & CFO 50.00 X 932663 0 246296 NANCY SEELEN VP TERM END IN 2014 50.00 X 112563 0 8450 DON SIPES VP REGIONAL SERVICES 40.00 10.00 X 427605 0 61083 SALLY THIEMAN VP RISK & COMPLIANCE 50.00 X 265606 0 62476 DIANE WATKINS VP REVENUE CYCLE 50.00 X 246282 0 45847 RENE GILLESPIE VP TAXATION 50.00 X 240531 0 42711 KATHERINE HOWELL CHIEF NURSE EXEC 50.00 50.00 X 410299 0 74745 KAREN KRAMER VP INTERNAL AUDIT 50.00 X 196916 0 46663 LEONARDO LOZADA MD CHIEF PHYSICIAN EXEC 50.00 X 739810 0 123129 JULIE QUIRIN SR VP CONTINUUM CARE & HOSP CEO 10.00 40.00 X 0 712230 136944 ANNE STRASSFELD SR VP GENERAL COUNSEL 50.00 X 452113 0 81078 ROBERT OLM-SHIPMAN VP PLANNING&PROJECT MGT 50.00 X 196370 0 48946 REBECCA SESLER VP MARKETING & COMMUNICATIONS 50.00 X 203283 0 47864 TIMOTHY VANZANDT VP PUBLIC AFFAIRS 50.00 X 160120 0 31430 MICHAEL DARLING VP SUPPLY CHAIN 50.00 X 132178 0 23588 CYNTHIA CHRISTENSEN CONTROLLER 50.00 X 286410 0 45945 TODD HATTON IT DIRECTOR 50.00 X 223776 0 35300 WILLIAM DANIEL CHIEF QUALITY OFFCR & PHYS 50.00 X 563406 0 85868 JAMIE ALLEN SENIOR COUNSEL 50.00 X 209668 0 21349 GARY RIPPLE CHIEF MEDICAL OFFCR-TELEMED 50.00 X 303596 0 28774 10568812 973569 2229513 108 0 1 0 EPIC SYSTEMS CORP PO BOX 88314 MILWAUKEE WI 532880314 CONSULTING SERVICES 11366232 JE DUNN 1001 LOCUST ST KANSAS CITY MO 64106 CONSTRUCTION AND CONSTRUCTION MGMT 6842166 NORDIC CONSULTING PARTNERS INC 740 REGENT ST STE 400 MADISON WI 53175 CONSULTING SERVICES 6475754 TEK SYSTEMS 7437 RACE RD HANOVER MD 21076 SOFTWARE SUPPORT 6017720 MCKESSON INC ONE POST ST SAN FRANCISCO CA 94104 SOFTWARE SUPPORT 5009935 74 358572 358572 HEALTH SYSTEM SERVICES 561000 138911630 138911630 EICU PROGRAM 621110 738427 738427 OTHER PROGRAM REVENUE 561000 343332 343332 139993389 48475 487575 -439100 140400436 139993389 487575 -439100 353179 353179 10826600 10826600 49180725 49180725 3925728 3925728 7641235 7641235 3986344 3986344 2697274 2697274 500957 500957 86813 86813 2385 2385 4945576 4938176 7400 3465284 3465284 1660412 1660412 32621750 32621750 4033998 4033998 549268 549268 1218141 1218141 -61776 -61776 12927135 12927135 337408 337408 DUES/MEMBERSHIPS 315773 315773 OTHER EXPENSES 134406 134406 141348615 138142984 3205631 0 20038265 26205090 44055592 20073544 169367 203401 7980478 9541381 141886808 72751818 49403965 69134990 9916 50501443 47974572 172159026 173132978 45681103 44107922 9916 59146300 92186269 104837319 136294191 X 67321707 36838787 67321707 36838787 172159026 173132978 X -948179 -12301824 -17232917 X 0 1 X 1 0 X X 4 ST LUKES HOSPITAL OF KANSAS CITY 440545297 LINE 3, 501C3 1 138142984 0 SAINT LUKES EAST HOSPITAL 562488077 LINE 3, 501C3 0 0 0 SAINT LUKES SOUTH HOSPITAL INC 481203262 LINE 3, 501C3 0 0 0 SAINT LUKES NORTHLAND HOSPITAL CORPORATION 440565393 LINE 3, 501C3 0 0 0 4 138142984 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 1 SAINT LUKE'S HEALTH SYSTEM, INC. (SLHS) SERVES AS THE PARENT ENTITY FOR AN INTEGRATED HEALTH CARE SYSTEM. AS SUCH, ITS SUPPORTED ORGANIZATIONS ARE DESIGNATED BY CLASS AND PURPOSE: ORGANIZATIONS THAT PROVIDE FOR AND PROMOTE THE EFFICIENT DELIVERY OF QUALITY HEALTH CARE, HEALTH CARE RELATED SERVICES INCLUDING EDUCATIONAL, TRAINING AND RESEARCH PROGRAMS, AND OTHER HEALTH RELATED ENDEAVORS IN FURTHERANCE AND SUPPORT OF THE MISSION OF ITS CORPORATE MEMBERS EACH OF WHICH ARE AFFILIATED 501(C)(3) HOSPITALS. PART IV, SECTION B, LINE 1 DURING ALL OF 2014, SAINT LUKE'S HEALTH SYSTEM'S CORPORATE MEMBERS, WHICH WERE AFFILIATED 501C3 HOSPITALS, APPOINTED SAINT LUKE'S HEALTH SYSTEM'S BOARD OF DIRECTORS. AS DESCRIBED IN SCH O, NARRATIVE FOR FORM 990, PART VI, SEC A, LINE 4, AT THE END OF THE YEAR, THE ORGANIZATION AMENDED AND UPDATED SELECTED PROVISIONS OF ITS ARTICLES AND BYLAWS. AS A RESULT, BEGINNING IN 2015, THE ORGANIZATION WILL BE A TYPE III SUPPORTING ORGANIZATION. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 1 68452 1 212720 0 0 281172 0 PART II-B, LINE 1: LINE F - PORTION OF DUES PAID TO ASSOCIATIONS AND CHAMBERS USED TOWARD LOBBYING ACTIVITIES. LINE G - DIRECT CONTACT WITH GOVERNMENT REPRESENTATIVES TO COMMUNICATE HEALTH SYSTEM'S POSITION ON MAJOR HEALTHCARE ISSUES AND TO COMMUNICATE COMPLEXITIES OF HEALTHCARE POLICIES. COSTS INCLUDE PUBLIC AFFAIRS DEPARTMENT EXPENSES AND PAYMENTS TO CONSULTANTS. 17067261 6357483 10709778 49263874 36834661 12429213 75555673 29559674 45995999 69134990 DEFERRED COMP PLAN ASSETS 20685273 LAND HELD FOR DEVELOPMENT 7506640 RECEIVABLES FROM AFFILIATES 6435285 OTHER ASSETS 3894735 INVESTMENT IN RISK RETENTION GROUP 9452639 47974572 PAYABLE TO AFFILIATES 1248489 DEFERRED COMPENSATION 23894232 INTEREST RATE SWAP CONTRACTS 33413247 PENSION OBLIGATION 32784652 OTHER LIABILITIES 845649 92186269 PART XI, XII, AND XIII THE ORGANIZATION'S FINANCIAL STATEMENTS ARE INCLUDED IN THE CONSOLIDATED AUDIT OF SAINT LUKE'S HEALTH SYSTEM. 1 CAYMAN ISLANDS 0 0 INVESTMENTS 37600000 IRELAND 0 0 INVESTMENTS 1600000 BERMUDA 0 0 INVESTMENTS 14900000 CAYMAN ISLANDS 1 1 CAPTIVE INSURANCE CAPITAL 800000 CAYMAN ISLANDS 1 1 CAPTIVE INSURANCE PREMIUMS 3500000 2 2 0 0 2 2 58400000 0 58400000 1 0 1 1 0 0 PART I, LINE 3: SHARE CAPITAL AND SHARE PREMIUM 1 SUSAN G KOMEN BREAST CANCER FOUNDATION INC 1111 MAIN STREET KANSAS CITY MO 64105 751835298 501(C)(3) 15000 SUPPORT PEOPLE AFFECTED BY BREAST CANCER KANSAS CITY AREA LIFE SCIENCES INSTITUTE INC 1055 BROADWAY SUITE 130 KANSAS CITY MO 64105 431889037 501(C)(3) 51475 SUPPORT FOR HEALTHCARE EDUCATION AND COMMUNITY PROGRAMS AIDS SERVICE FOUNDATION OF GREATER KANSAS CITY PO BOX 32192 KANSAS CITY MO 64171 431613911 501(C)(3) 8000 SUPPORT OF AIDS RESEARCH MARCH OF DIMES FOUNDATION 4400 COLLEGE BLVD SUITE 180 OVERLAND PARK KS 66211 131846366 501(C)(3) 9800 SUPPORT FOR HEALTHCARE NEEDS CENTER FOR PRACTICAL BIOETHICS 1111 MAIN STREET KANSAS CITY MO 64105 480985815 501(C)(3) 35000 SUPPORT FOR HEALTHCARE NEEDS AMERICAN HEART ASSOCIATION PO BOX 4002902 DES MOINES IA 50340 135613797 501(C)(3) 31793 SUPPORT FOR RESEARCH OF HEART DISEASES JEWISH FAMILY & CHILDRENS SERVICES 5801 W 115TH ST STE 103 OVERLAND PARK KS 66211 440545992 501(C)(3) 12500 SUPPORT FOR HEALTHCARE NEEDS MUSEUM OF PRAIRIEFIRE FOUNDATION 5801 W 135TH STREET OVERLAND PARK KS 66233 271040521 501(C)(3) 50000 SUPPORT FOR HEALTH EDUCATION MID-AMERICA COALITION ON HEALTHCARE 6901 SHAWNEE MISSION PKWY STE 216 OVERLAND PARK KS 66202 431248648 501(C)(3) 24000 SUPPORT FOR HEALTHCARE NEEDS AMERICAN DIABETES ASSOCIATION 6900 COLLEGE BLVD STE 250 OVERLAND PARK KS 66211 131623888 501(C)(3) 12000 SUPPORT FOR HEALTHCARE NEEDS SALVATION ARMY MISSOURI SHIELD OF SERVICE 5100 EAST 24TH KANSAS CITY MO 64127 440545998 501(C)(3) 12775 SUPPORT FOR COMMUNITY PROGRAMS BROOKSIDE COMMUNITY 6814 TROOST AVE KANSAS CITY MO 64131 203382578 501(C)(3) 10000 ART ANNUAL SPONSOR 12 0 PART I, LINE 2: GRANTS ARE PROVIDED TO QUALIFIED CHARITIES FOR GENERAL OPERATIONS AND TO BE USED IN FULFILLING THE EXEMPT PURPOSE OF THE GRANTEE CHARITABLE ORGANIZATION. SUCH GRANTS FURTHER OR SUPPORT A CHARITABLE PURPOSE OF SAINT LUKE'S HEALTH SYSTEM. X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 MELINDA ESTES MD DIR - PRESIDENT AND CEO 1261068 0 315965 0 44938 0 210400 0 25683 0 1858054 0 0 0 J CHRIS PERRYMAN MD DIRECTOR & PHYSICIAN 0 258602 0 0 0 2737 0 20800 0 9889 0 292028 0 0 ROBERT BONNEY ASST SECR & SR VP 417635 0 87768 0 120323 0 214605 0 14839 0 855170 0 49271 0 DEBORAH GASH VP CHIEF INFORMATION OFFCR 294214 0 46979 0 81384 0 44800 0 24824 0 492201 0 21280 0 RANDALL HOUSE VP HEALTH INFORMATICS 229228 0 39008 0 25664 0 39576 0 20734 0 354210 0 16000 0 ELIZABETH CESSOR VP MISSION & COMMUNITY SVC 163187 0 27388 0 34978 0 26064 0 8821 0 260438 0 12512 0 CAROL MEYER VP FINANCE 227460 0 37821 0 35048 0 38998 0 2502 0 341829 0 17280 0 DAWN MURPHY SR VP HUMAN RESOURCES 261532 0 54855 0 94393 0 136077 0 22080 0 568937 0 35000 0 SCOTT PESTER VP REIMBURSEMENT 206272 0 0 0 33807 0 36484 0 18795 0 295358 0 16160 0 CHARLES V ROBB SR VP & CFO 507904 0 106935 0 317824 0 217740 0 28556 0 1178959 0 97471 0 DON SIPES VP REGIONAL SERVICES 266388 0 43570 0 117647 0 41153 0 19930 0 488688 0 19120 0 SALLY THIEMAN VP RISK & COMPLIANCE 208308 0 0 0 57298 0 36593 0 25883 0 328082 0 16480 0 DIANE WATKINS VP REVENUE CYCLE 189342 0 32054 0 24886 0 35059 0 10788 0 292129 0 14640 0 RENE GILLESPIE VP TAXATION 185733 0 31546 0 23252 0 26064 0 16647 0 283242 0 14400 0 KATHERINE HOWELL CHIEF NURSE EXEC 289216 0 61141 0 59942 0 54184 0 20561 0 485044 0 18800 0 KAREN KRAMER VP INTERNAL AUDIT 171156 0 10000 0 15760 0 21844 0 24819 0 243579 0 12960 0 LEONARDO LOZADA MD CHIEF PHYSICIAN EXEC 606323 0 127200 0 6287 0 96080 0 27049 0 862939 0 0 0 JULIE QUIRIN SR VP CONTINUUM CARE & HOSP CEO 0 461537 0 96333 0 154360 0 115250 0 21694 0 849174 0 56700 ANNE STRASSFELD SR VP GENERAL COUNSEL 361190 0 76055 0 14868 0 61630 0 19448 0 533191 0 0 0 ROBERT OLM-SHIPMAN VP PLANNING&PROJECT MGT 172498 0 22260 0 1612 0 24362 0 24584 0 245316 0 0 0 REBECCA SESLER VP MARKETING & COMMUNICATIONS 171122 0 29680 0 2481 0 22607 0 25257 0 251147 0 0 0 TIMOTHY VANZANDT VP PUBLIC AFFAIRS 158311 0 0 0 1809 0 21288 0 10142 0 191550 0 0 0 MICHAEL DARLING VP SUPPLY CHAIN 98716 0 32436 0 1026 0 1109 0 22479 0 155766 0 0 0 CYNTHIA CHRISTENSEN CONTROLLER 201500 0 33920 0 50990 0 41200 0 4745 0 332355 0 19300 0 TODD HATTON IT DIRECTOR 177564 0 45201 0 1011 0 13683 0 21617 0 259076 0 0 0 WILLIAM DANIEL CHIEF QUALITY OFFCR & PHYS 528985 0 27913 0 6508 0 56392 0 29476 0 649274 0 0 0 JAMIE ALLEN SENIOR COUNSEL 196061 0 12720 0 887 0 8613 0 12736 0 231017 0 0 0 GARY RIPPLE CHIEF MEDICAL OFFCR-TELEMED 299452 0 0 0 4144 0 10400 0 18374 0 332370 0 0 0 PART I, LINE 1A THE ORGANIZATION SPENT $6,098 TO CHARTER A PLANE FOR ONE TRIP FOR 2 OFFICERS OF THE ORGANIZATION. THE BENEFIT WAS NOT TREATED AS TAXABLE COMPENSATION BECAUSE TRAVEL WAS EXCLUSIVELY FOR BUSINESS PURPOSES. CHARTER TRAVEL WAS USED AS THE MOST APPROPRIATE MEANS BASED ON THE TIMING AND LOCATION OF THE MEETING. PART I, LINE 4B 457(F) PLAN PARTICIPANTS AND AMOUNT INCLUDED IN COLUMN C FOR THE PLAN: CHARLES ROBB - $94,080 DEFERRAL MELINDA ESTES - $200,000 DEFERRAL ROBERT BONNEY - $139,886 DEFERRAL DAWN MURPHY - $77,743 DEFERRAL JULIE QUIRIN - $34,762 DEFERRAL PART I, LINE 7 THE ORGANIZATION HAS ADOPTED A MANAGEMENT INCENTIVE COMPENSATION PLAN FOR CERTAIN MEMBERS OF SENIOR AND MIDDLE MANAGEMENT TO PROMOTE EFFECTIVE MANAGEMENT OF OPERATIONS, QUALITY OF CARE AND SERVICE, AND OPTIMAL USE OF RESOURCES. THE INCENTIVES ARE CALCULATED AS A PERCENTAGE OF BASE SALARY CONTINGENT ON ACHIEVING QUALITY, PATIENT SATISFACTION, EMPLOYEE RETENTION, FINANCIAL AND OTHER OPERATIONAL PERFORMANCE TARGETS ESTABLISHED BY THE BOARD'S COMPENSATION COMMITTEE ON AN ANNUAL BASIS. INCENTIVE AWARDS ARE PAID AT THE DISCRETION OF THE BOARD OF DIRECTORS AND DO NOT ACCRUE TO THE BENEFIT OF THE INDIVIDUALS UNTIL AFTER FINANCIAL RESULTS HAVE BEEN DETERMINED FOR THE CALENDAR YEAR. THIS INCENTIVE COMPENSATION IS EVALUATED AS PART OF THE REVIEW OF MARKET COMPETITIVE DATA AND REASONABLENESS OF OVERALL COMPENSATION AND BENEFITS. PART II(B)(III) OTHER REPORTABLE COMPENSATION INCLUDES A ONE-TIME BUY BACK OF ACCUMULATED UNUSED VACATION. PART II JULIE QUIRIN RECEIVED COMPENSATION FROM A RELATED ORGANIZATION FOR DUTIES AS AN OFFICER OF THE FILING ORGANIZATION AND FOR SERVICES RENDERED TO THE RELATED ORGANIZATION. J CHRIS PERRYMAN, MD, DID NOT RECEIVE COMPENSATION FOR DUTIES AS DIRECTOR OF THE FILING ORGANIZATION BUT RECEIVED COMPENSATION FROM A RELATED ORGANIZATION FOR SERVICES RENDERED TO THE RELATED ORGANIZATIONS. DON SIPES RECEIVED COMPENSATION FROM THE FILING ORGANIZATION FOR SERVICES RENDERED TO THE FILING ORGANIZATION AND TO RELATED ORGANIZATIONS. A HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2003A&2003B 431178966 60635RF85 2003-09-17 125000000 NEW 52-BED HOSPITAL. EXPANSION AND CAPITAL PROJECTS AT SLHS HOSPITALS 0 0 0 B HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2004A 431178966 60635RH75 2004-04-28 105136306 REFUND SERIES 1993 BONDS 0 0 0 C HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2005A&2005B 431178966 60635RW45 2005-12-07 100000000 CAPITAL PROJECTS AT ST LUKES HOSPITAL OF KANSAS CITY 0 0 0 D HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2010A 431178966 60635R7U5 2010-06-03 101289824 REFUND SERIES 1996A B&P; FACILITIES EXPANSIONS & EQUIPMENT AT SLEH & SLHKC 0 0 0 A 127221569 771250 2951566 123498752 2006 0 0 1 1 B 58515000 105136306 880192 1615716 102640398 2004 1 0 1 1 C 112609434 2283226 110326208 2011 0 0 1 1 D 11295000 101305784 58252438 43053346 2011 1 0 1 1 A 0 0 1 1 0 0.00340 0.00340 0 0 1 B 0 0 0 0 0.00930 0.00930 0 0 1 C 0 0 1 1 0 0.00090 0.00090 0 0 1 D 0 0 1 1 0 0.00030 0.00030 0 0 1 A 0 0 0 1 0 1 UBS 29.600000000000 0 1 1 MBIA INC 1.900000000000 1 1 1 B 0 0 1 0 0 0 0 0 1 C 0 0 0 1 0 1 UBS 30.100000000000 0 1 1 PALLAS CAPITAL CORP 1.800000000000 1 1 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO: SERIES 20 DATE THE REBATE COMPUTATION WAS PERFORMED: 07/01/2008 ISSUER NAME: HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO: SERIES 20 DATE THE REBATE COMPUTATION WAS PERFORMED: 11/15/2010 SCHEDULE K THE MASTER TRUST INDENTURE PROVIDES THAT THE TAX-EXEMPT REVENUE BONDS ARE THE JOINT AND SEVERAL OBLIGATIONS OF EACH OF THE MEMBERS OF THE OBLIGATED GROUP. IN 2014, THE OBLIGATED GROUP INCLUDES SAINT LUKE'S HEALTH SYSTEM, SAINT LUKE'S HOSPITAL OF KANSAS CITY, SAINT LUKE'S NORTHLAND HOSPITAL, SAINT LUKE'S SOUTH HOSPITAL AND SAINT LUKE'S EAST HOSPITAL. ONLY A PORTION OF THE BONDS WAS USED FOR THE FILING ORGANIZATION'S PROJECTS. PART IV, LINE 2C ISSUER NAME: HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO: SERIES 2003A&2003B REBATE COMPUTATION PERFORMED AS OF 7/1/2008. NO FURTHER COMPUTATION REQUIRED. ISSUER NAME: HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO: SERIES 2005A&2005B REBATE COMPUTATION PERFORMED AS OF 11/15/2010. A HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2012A&2012B 431178966 60637ACH3 2012-08-21 140000000 REFUND SERIES 2008A,B&C BONDS 0 0 0 B HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2012C 431178966 2012-12-13 50000000 CAPITAL PROJECTS AT SLHKC & SLEH 0 0 0 A 140000000 140000000 2012 1 0 1 1 B 50000000 50000000 2012 0 0 0 1 A 0 0 1 1 0 0.00260 0.00260 0 0 1 B 0 0 1 1 0 0.00000 0.00000 0 0 1 A 0 1 0 0 1 1 UBS 19.200000000000 0 0 0 0 1 B 0 1 0 0 1 0 0 0 1 A 1 B 1 AUDREY HILL FAMILY MEMBER OF THOMAS BROWN, DIRECTOR 57545 AUDREY HILL IS EMPLOYED BY SAINT LUKE'S HEALTH SYSTEM. 0 WAGSTAFF & CARTMELL 35% CONTROLLED ENTITY OF THOMAS WAGSTAFF, DIRECTOR 321870 LEGAL SERVICES PROVIDED BY WAGSTAFF AND CARTMELL TO SAINT LUKE'S HEALTH SYSTEM, INC. 0 FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENDED AND UPDATED SELECTED PROVISIONS OF ITS ARTICLES AND BYLAWS DECEMBER 30, 2014. THE CHANGES REMOVE THE CURRENT CORPORATE MEMBERS AND ESTABLISH A SELF-PERPETUATING COMMUNITY BOARD OF DIRECTORS, UPDATE BOARD MEMBER QUALIFICATIONS, CREATE NEW BOARD COMMITTEES AND SPECIFY QUALIFICATIONS FOR SERVING ON CERTAIN COMMITTEES. THE PURPOSE OF THE CHANGES TO GOVERNING DOCUMENTS IS TO ESTABLISH THE ORGANIZATION AS THE CORPORATE PARENT OF ALL ENTITIES IN THE HEALTH SYSTEM AND TO FACILITATE OPERATIONS AS AN ALIGNED AND INTEGRATED HEALTH SYSTEM. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE CORPORATION THROUGH 12/30/2014 ARE SAINT LUKE'S HOSPITAL OF KANSAS CITY, SAINT LUKE'S NORTHLAND HOSPITAL, SAINT LUKE'S EAST HOSPITAL, AND SAINT LUKE'S SOUTH HOSPITAL, INC., EACH A 501(C)(3) ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY IS ELECTED BY THE CORPORATE MEMBERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED JOINTLY BY ACCOUNTING STAFF OF THE ENTITY AND SAINT LUKE'S HEALTH SYSTEM (SYSTEM) TAX STAFF. THE RETURN IS REVIEWED BY THE ENTITY'S CFO BEFORE FILING. THE 990 DRAFT WAS ALSO MADE AVAILABLE TO THE AUDIT COMMITTEE OF THE SYSTEM BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING. THE 990 IS PROVIDED TO THE ORGANIZATION'S BOARD MEMBERS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C SAINT LUKE'S HEALTH SYSTEM AND ITS AFFILIATES HAVE COMPREHENSIVE WRITTEN CONFLICT OF INTEREST POLICIES APPLICABLE TO ALL DIRECTORS, OFFICERS, AND EMPLOYEES. ANY ACTUAL, POSSIBLE OR PERCEIVED CONFLICT OF INTEREST IS EXPECTED TO BE HANDLED THROUGH FULL AND TIMELY DISCLOSURE OF ANY SUCH INTEREST, TOGETHER WITH ABSENCE OF PERSUASION IN ANY DISCUSSION AND IN ANY VOTE WHEREIN THE INTEREST IS INVOLVED. DISCLOSURE IS TO BE MADE WHEN THE INTEREST ARISES, AT ANY TIME THE INTEREST BECOMES A MATTER OF GOVERNING BOARD ACTION, AND THEN ANNUALLY THROUGH COMPLETION OF A CONFLICT OF INTEREST QUESTIONNAIRE. THE SYSTEM VICE PRESIDENT OF INTERNAL AUDIT REVIEWS COMPLETED QUESTIONNAIRES AND FURTHER INVESTIGATES POSSIBLE CONFLICTS OF INTEREST. A REPORT IS PROVIDED TO THE AUDIT COMMITTEE OF THE SYSTEM BOARD OF DIRECTORS AND ANY IDENTIFIED CONFLICT OF INTEREST IS REPORTED TO THE APPLICABLE ENTITY. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, THE SAINT LUKE'S HEALTH SYSTEM BOARD OF DIRECTORS' COMPENSATION COMMITTEE REVIEWS, DISCUSSES, SETS AND APPROVES COMPENSATION FOR THE ORGANIZATION'S TOP MANAGEMENT EXECUTIVE AND OTHER HIGHLY COMPENSATED OFFICERS. INDEPENDENT, EXTERNAL DIRECTORS SERVE ON THE COMPENSATION COMMITTEE. AN INDEPENDENT COMPENSATION CONSULTING FIRM ANNUALLY PROVIDES A WRITTEN REPORT AND REASONABLENESS OPINION. THE CONSULTANT REVIEWS THE SYSTEM'S EXECUTIVE COMPENSATION PHILOSOPHY AND ANALYZES MARKET COMPETITIVENESS (IN TOTAL AND BY EACH COMPENSATION AND BENEFIT ELEMENT) FOR THE EXECUTIVES USING APPROPRIATE COMPARABILITY DATA. COMPENSATION COMMITTEE ACTIONS ARE CONTEMPORANEOUSLY DOCUMENTED. THE PROCESS SATISFIES THE REBUTTABLE PRESUMPTION PROCEDURE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION AND AMENDMENTS THERETO ARE AVAILABLE THROUGH MO AND/OR KS SECRETARY OF STATE. THE ORGANIZATION IS INCLUDED WITHIN THE CONSOLIDATED FINANCIAL STATEMENTS OF SAINT LUKE'S HEALTH SYSTEM INC AND ARE AVAILABLE THROUGH EMMA. THE ORGANIZATION'S OTHER GOVERNING DOCUMENTS AND CONFLICTS OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART VII, SECTION A, COLUMN (B): JULIE QUIRIN RECEIVED COMPENSATION FROM A RELATED ORGANIZATION FOR DUTIES AS AN OFFICER OF THE FILING ORGANIZATION AND FOR SERVICES RENDERED TO THE RELATED ORGANIZATION. J CHRIS PERRYMAN, MD, DID NOT RECEIVE COMPENSATION FOR DUTIES AS DIRECTOR OF THE FILING ORGANIZATION BUT RECEIVED COMPENSATION FROM A RELATED ORGANIZATION FOR SERVICES RENDERED TO THE RELATED ORGANIZATIONS. DON SIPES RECEIVED COMPENSATION FROM THE FILING ORGANIZATION FOR SERVICES RENDERED TO THE FILING ORGANIZATION AND TO RELATED ORGANIZATIONS. FORM 990, PART XI, LINE 9: ADDITIONAL PENSION OBLIGATION -17,759,834. AFFILIATES-BOND PROCEEDS TRANSFERS 526,916. ROUNDING 1. PART X, LINE 11,12,13 INVESTMENTS SAINT LUKE'S HEALTH SYSTEM IS THE OWNER OF VARIOUS INVESTMENTS WHICH ARE ALLOCATED TO AFFILIATED HOSPITALS AND REPORTED ON SUCH HOSPITALS' BALANCE SHEETS. ST LUKES HOSPITAL OF KANSAS CITY 4401 WORNALL ROAD KANSAS CITY MO 64111 440545297 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES NORTHLAND HOSPITAL CORPORATION 601 SOUTH 169 HWY SMITHVILLE MO 64089 440565393 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES SOUTH HOSPITAL INC 12300 METCALF AVE OVERLAND PARK KS 66213 481203262 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES EAST HOSPITAL 100 NE SAINT LUKES BLVD LEES SUMMIT MO 64086 562488077 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES MEDICAL GROUP 901 E 104TH ST KANSAS CITY MO 64131 451598353 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 CRITTENTON 10918 ELM AVENUE KANSAS CITY MO 64134 440545808 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HOSPITAL OF KANSAS CITY 0 SAINT LUKES HEALTH SYSTEM HOME CARE AND HOSPICE 3100 BROADWAY SUITE 1000 KANSAS CITY MO 64111 431127200 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 ST LUKES OF TRENTON 191 IOWA BOULEVARD TRENTON MO 64683 431707306 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES HOSPITAL OF GARNETT 421 SOUTH MAPLE GARNETT KS 66032 742849611 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 CABOT WESTSIDE HEALTH CENTER 901 E 104TH ST KANSAS CITY MO 64131 440546280 HEALTH CARE MO 501(C)(3) 170B1AVI SAINT LUKE'S HEALTH SYSTEM 0 MIDWEST EAR INSTITUTE INC 4320 WORNALL RD STE 420 KANSAS CITY MO 64111 480905027 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HOSPITAL OF KANSAS CITY 0 SAINT LUKES HOSPITAL OF CHILLICOTHE 2799 N WASHINGTON CHILLICOTHE MO 64601 431735565 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES CUSHING HOSPITAL 711 MARSHALL LEAVENWORTH KS 66048 480543792 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES CARE 901 E 104TH ST KANSAS CITY MO 64131 260185090 HEALTH CARE MO 501(C)(3) 509(A)(3) - TYPE 1 SAINT LUKE'S HEALTH SYSTEM 0 MEDICAL PLAZA IMAGING ASSOCIATES LLC 4401 WORNALL ROAD KANSAS CITY MO 64111 431609584 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES COLLEGE OF HEALTH SCIENCES 624 WESTPORT ROAD KANSAS CITY MO 64111 272716128 POST-SECONDARY NURSING EDUCATION MO 501(C)(3) 170B1AII SAINT LUKE'S HOSPITAL OF KANSAS CITY 0 SLCC INC 4330 WORNALL ROAD SUITE 2000 KANSAS CITY MO 64111 271994652 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SLNC INC 901 E 104TH ST KANSAS CITY MO 64131 451470888 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 ADVANCED UROLOGIC ASSOCIATES INC 901 E 104TH ST KANSAS CITY MO 64131 454725529 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 MEDICAL PLAZA PARTNERS LP 4320 WORNALL ROAD STE 714 KANSAS CITY MO 64111 431357824 OWN & OPERATE MEDICAL OFFICE BUILDING MO N/A SAINT LUKES SURGICENTER-LEES SUMMIT LLC 11221 ROE AVE SUITE 230 OVERLAND PARK KS 66211 470853481 HEALTH CARE MO N/A SAINT LUKES 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Q 4066945 COST ADVANCED UROLOGIC ASSOCIATES R 315403 COST CRITTENTON K 155280 COST SCHEDULE R, PART V, LINE 1, TRANSACTIONS WITH RELATED ORGANIZATIONS SAINT LUKE'S HEALTH SYSTEM (SYSTEM) AND ITS AFFILIATED ENTITIES OPERATE AS A HIGHLY INTEGRATED HEALTH CARE DELIVERY SYSTEM. THE SYSTEM MANAGES AND OPERATES RELATED HOSPITALS AND THEIR AFFILIATES AS A COMMON MISSION ORIENTED HEALTH CARE SYSTEM IN ORDER TO BETTER SERVE THE HEALTH-RELATED NEEDS OF GREATER KANSAS CITY AND SURROUNDING AREAS. AS A RESULT, THERE ARE NUMEROUS INTERCOMPANY INTERACTIONS INCLUDING CENTRALIZED SUPPORT SERVICES AND SHARING OF RESOURCES AND COSTS.