2014-03-28T11:46:51-05:00 2013-06-30 464001827 SAXBST LLP 855 VALLEY ROAD CLIFTON NJ 070132483 990 2012-07-01 210683073 UNITED WAY OF GREATER MERCER COUNTY UNIT 6098961912 3150 BRUNSWICK PIKE NO 230 LAWRENCEVILLE NJ 086482420 HERBERT KLEIN III 6098961912 2014-03-28 1 MARQUS WHITE P00053187 9734726250 2012 2015-11-30 17:44:51Z HERBERT KLEIN III 3150 BRUNSWICK PIKE SUITE 230 LAWRENCEVILLE NJ 086482420 4394563 0 X WWW.UWGMC.ORG X 1941 NJ TO IMPROVE PEOPLE'S LIVES BY MOBILIZING THE CARING POWER OF COMMUNITIES. 13 12 20 798 0 0 4396226 4318034 0 0 12174 26745 26216 11199 4434616 4355978 2876943 2207658 0 0 1334940 1134236 0 0 275332 944676 802818 5156559 4144712 -721943 211266 3238184 2923072 1251208 807326 1986976 2115746 X UNITED WAY OF GREATER MERCER COUNTY IS COMMITTED TO HARNESSING, LEVERAGING AND STRATEGICALLY ENGAGING THE COLLECTIVE POWER OF DONORS, ADVOCATES AND VOLUNTEERS TO DRIVE MEASURABLE RESULTS THAT PRODUCE SOCIAL AND ECONOMIC BENEFIT TO THE COMMUNITY AT LARGE. 0 1 102773 60484 HELPING CHILDREN SUCCEED - EDUCATION COLLABORATIONS:UWGMC FUNDS AN "EDUCATION" COLLABORATION THAT HELPS HIGH SCHOOL STUDENTS TO STAY IN SCHOOL AND GRADUATE BY DEVELOPING SOCIAL/EMOTIONAL LEARNING AND LEADERSHIP SKILLS, WHILE ALSO WORKING WITH PARENTS TO HELP THEM BECOME MORE INVOLVED IN THEIR CHILDREN'S LIVES. 148471 101580 FOSTERING SELF-SUFFICIENCY - INCOME COLLABORATIONS:UWGMC FUNDS TWO COLLABORATIONS IN THIS FOCUS AREA, ONE THAT WORKS TO INCREASE FAMILIES' FINANCIAL STABILITY AND ECONOMIC SELF-SUFFICIENCY BY PROVIDING FREE TAX PREPARATION AND FINANCIAL LITERACY CLASSES, AND THE OTHER THAT PROVIDES PERMANENT SUPPORTIVE HOUSING TO CHRONICALLY HOMELESS INDIVIDUALS AND FAMILIES. 244481 161866 CARING FOR SENIORS AND PEOPLE WITH DISABILITIES - HEALTH COLLABORATIONS:UWGMC FUNDS TWO "HEALTH" COLLABORATIONS, ONE THAT WORKS WITH LOW-INCOME SENIORS AND PEOPLE WITH DISABILITIES TO KEEP THEM IN THEIR OWN HOMES SO THEY CAN AGE IN PLACE WITH DIGNITY AND INCREASE THEIR SOCIALIZATION, MOBILITY AND ACCESS TO SERVICES, BY DELIVERING A "NO-WRONG-DOOR" WRAP-AROUND CASE MANAGEMENT PROGRAM THAT INCLUDES NURSING, HOME HEALTHCARE, MEALS AND RIDES. THE OTHER PROGRAM HELPS PEOPLE WITH CHRONIC DISEASES, ESPECIALLY THE FRAIL ELDERLY, TO LEARN TO MANAGE THEIR OWN ILLNESS AND THUS PREVENT COSTLY HOSPITALIZATIONS. 3066280 1868495 BACKPACK, THANKSGIVING COMMUNITY INITIATIVES DONATIONS IN KINDEMERGING LEADERS AND WOMEN'S LEADERSHIPFINANCIAL EMPOWERMENTGREATER MERCER PUBLIC HEALTH PARTNERSHIPLATINO VISION COUNCILMILITARY ASSISTANCENJ 2-1-1DONOR DESIGNATIONS 3066280 1868495 3562005 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 X 1 0 1 20 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 13 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NJ X X HERBERT KLEIN III 6096374916 3150 BRUNSWICK PIKE SUITE 230 LAWRENCEVILLE NJ 086482420 BRIAN RATH 4.00 X 0 0 0 VITO MASTRO 4.00 X 0 0 0 ELAINE MOORIN 4.00 X 0 0 0 L DIANE CAMPBELL 1.00 X 0 0 0 MICHAEL CONLAN 1.00 X 0 0 0 EILEEN CONWAY 1.00 X 0 0 0 YVETTE DONADO 1.00 X 0 0 0 MATTHEW J GRAGLIA 1.00 X 0 0 0 EUGENE MARSH 1.00 X 0 0 0 SCOTT NELSON 1.00 X 0 0 0 ELINOR RIGGS 1.00 X 0 0 0 J MARCUS LEWIS 1.00 X 0 0 0 HERBERT KLEIN III 37.50 X X 144796 0 12332 CATHERINE DYCIEWSKI 37.50 X 91973 0 8285 236769 0 20617 2 0 1 0 0 160647 41894 4115493 10402 4318034 38865 38865 18375 0 18375 18375 18375 2681 9439 -2681 -9439 -12120 -12120 8912 41894 26465 -17553 -17553 MISC. REVENUE 900099 10377 10377 10377 4355978 0 0 37944 2207658 2207658 262645 159879 91925 10841 656610 432963 94242 129405 114214 76987 16522 20705 100767 67383 17399 15985 158893 130751 10497 17645 19750 19750 11194 8582 960 1652 13101 9865 1191 2045 341981 255802 32146 54033 10709 8949 653 1107 17780 14336 1262 2182 17126 12810 1610 2706 9100 9100 PROGRAM EXPENSES 59452 59452 0 0 CONTRACT SERVICES 38585 38585 0 0 UNITED WAY WORLDWIDE DU 25813 18249 2814 4750 EQUIPMENT EXPENSE 22888 17120 2152 3616 56446 42634 5152 8660 4144712 3562005 307375 275332 57688 74165 212561 289915 1720472 1474193 29200 19349 8000 8017 110462 73924 63102 36538 988702 853236 158459 167659 3238184 2923072 319166 288573 592625 0 170088 307015 169329 211738 1251208 807326 X 1699008 1956973 261946 132751 26022 26022 1986976 2115746 3238184 2923072 X 211266 59322 -141818 X X 0 1 X 1 0 X 5707164 5107760 5398930 4396226 4318034 24928114 5707164 5107760 5398930 4396226 4318034 24928114 24928114 79855 62379 79391 61218 57240 340083 25268197 0.98650 0.98520 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 817406 14347 89314 921067 793440 38521 -14555 817406 612660 30790 149990 793440 525684 11142 75834 612660 668621 24404 -167341 525684 0.97170 0.02830 1 0 110462 73924 36538 36538 BENEFICIAL INTEREST IN ASSETS HELD BY A FOUNDATION 165768 OTHER ASSETS 1891 167659 DESIGNATIONS PAYABLE 137064 DUE TO SERVICE PROVIDERS 74674 211738 X 2483399 59322 51947 26465 137734 2345665 2010313 2010313 4355978 2354629 51947 26465 78412 2276217 1868495 1868495 4144712 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: UNITED WAY OF GREATER MERCER COUNTY'S (UWGMC'S) BOARD OF TRUSTEES ESTABLISED THE ENDOWMENT FUND TO PROVIDE ONGOING SUPPORT TO VARIOUS ASPECTS OF THE UWGMC'S COMMUNITY SERVICE PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: UNITED WAY OF GREATER MERCER COUNTY IS A NOT-FOR-PROFIT CORPORATION EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. AS SUCH, NO PROVISION FOR INCOME TAXES HAS BEEN RECORDED IN THE STATEMENT OF ACTIVITIES AND CHANGES IN NET ASSETS. MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THE ORGANIZATION FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION, AS WELL AS IN THE NEW JERSEY STATE JURISDICTION. WITH FEW EXCEPTIONS, THE ORGANIZATION IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE, OR LOCAL EXAMINATIONS BY TAXING AUTHORITIES FOR YEARS PRIOR TO JUNE 30, 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES 26,465. PART XI, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATIONS 1,868,495. PROVISION FOR UNCOLLECTIBLE PLEDGE 141,818. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 26,465. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATIONS 1,868,495. BULL RUN 14225 14225 816 GRID IRON 16760 15204 1556 14603 9 19821 12465 7356 918 10128 50806 41894 8912 918 25547 26465 -17553 1 AMERICAN RED CROSS 707 ALEXANDER ROAD PRINCETON NJ 08540 530196605 501C3 6902 DONOR DESIGNATION HOMEFRONT 1880 PRINCETON AVENUE LAWRENCEVILLE NJ 08648 223165145 501C3 11570 DONOR DESIGNATION WOMANSPACE INC 1530 BRUNSWICK AVENUE LAWRENCEVILLE NJ 08648 222172522 501C3 11730 DONOR DESIGNATION MERCER STREET FRIENDS 7 DUNMORE AVENUE EWING NJ 08618 210733990 501C3 7236 DONOR DESIGNATION BOYS & GIRLS CLUB OF DAGSBORO 28154 LIGHTHOUSE CROSSING DAGSBORO DE 19939 510068712 501C3 10077 DONOR DESIGNATION UNITED WAY OF DELAWARE 625 NORTH ORANGE STREET WILMINGTON DE 19801 510073399 501C3 6753 DONOR DESIGNATION UNITED WAY OF TOTAWANDAS 34 SEYMOUR STREET TONAWANDA DE 14150 160780940 501C3 5325 DONOR DESIGNATION UNITED WAY HURRICANE SANDY FUND CO UNITED WAY OF NYC 2 PARK AVENUE NEW YORK NY 10016 132617681 501C3 7701 DONOR DESIGNATION BIG BROTHERS BIG SISTERS OF MERCER COUNTY 535 E FRANKLIN STREET TRENTON NJ 08610 061653897 501C3 22000 UNITED YOUTH MENTORLINK PROGRAM GRANT PRINCETON CENTER FOR LEADERSHIP TRAINING 911 COMMONS WAY PRINCETON NJ 08540 222962532 501C3 22849 UNITED YOUTH MENTORLINK PROGRAM GRANT PRINCETON BLAIRSTOWN CENTER 350 ALEXANDER STREET PRINCETON NJ 08540 226075381 501C3 15117 UNITED YOUTH MENTORLINK PROGRAM GRANT JEWISH FAMILY & CHILDREN'S SERVICES OF GREATER MERCER COUNTY 707 ALEXANDER ROAD PRINCETON NJ 08542 210634563 501C3 54000 UNITED AGING & DISABILITY PROGRAM GRANT ENABLE 13 ROSZEL ROAD PRINCETON NJ 08540 222993393 501C3 29500 UNITED AGING & DISABILITY PROGRAM GRANT MOUNT CARMEL GUILD 73 NORTH CLINTON AVENUE TRENTON NJ 08609 210675183 501C3 20000 UNITED AGING & DISABILITY PROGRAM GRANT MERCER STREET FRIENDS 7 DUNMORE AVENUE EWING NJ 08618 210733990 501C3 12000 UNITED AGING & DISABILITY PROGRAM GRANT AMERICAN RED CROSS 707 ALEXANDER ROAD PRINCETON NJ 08540 530196605 501C3 13000 UNITED AGING & DISABILITY PROGRAM GRANT MEALS ON WHEELS OF TRENTON & EWING 180 EWINGVILLE ROAD EWING NJ 08638 221990231 501C3 13000 UNITED AGING & DISABILITY PROGRAM GRANT GREATER MERCER TMARIDE PROVIDE 15 ROSZEL SOUTH PRINCETON NJ 08540 510588324 501C3 10000 UNITED AGING & DISABILITY PROGRAM GRANT INTERFAITH CAREGIVERS OF GREATER TRENTON 3635 QUAKERBRIDGE ROAD HAMILTON NJ 08619 223312846 501C3 7000 UNITED AGING & DISABILITY PROGRAM GRANT GREATER TRENTON BEHAVIORAL HEALTH CARE PO BOX 1393 TRENTON NJ 08607 222351183 501C3 95500 UNITED HOUSING FIRST PROGRAM GRANT MERCER ALLIANCE TO END HOMELESSNESS 3150 BRUNSWICK PIKE 2ND FLOOR TRENTON NJ 08648 201594569 501C3 6080 UNITED FINANCIAL EMPOWERMENT CENTER PROGRAM GRANT NJ 2-1-1 PARTNERSHIP 114 ALGONQUIN PARKWAY WHIPPANY NJ 07981 371446108 501C3 38585 INFORMATION & REFERRAL PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: UWGMC HAS ESTABLISHED A RESOURCE INVESTMENT CABINET (RIC), COMPRISED OF COMMUNITY VOLUNTEERS AS WELL AS UNITED WAY STAFF TO MONITOR CURRENTLY FUNDED PROJECTS AND INITIATIVES. THE RIC REVIEWS REQUIRED REPORTS, CONDUCTS SITE VISITS ON A REGULAR BASIS THROUGHOUT THE GRANT CYCLE AND ASSESSES WHETHER THE PROJECTS ARE ACCOMPLISHING THEIR STATED GOALS. THE RIC ALSO CONTINUALLY ASSESSES THE CHANGING COMMUNITY NEEDS, AND RECOMMENDS NEW OR REVISED FUNDING AS NEEDED. A SECOND METHOD OF FUNDING PROVIDED BY UNITED WAY IS THROUGH DONOR DESIGNATIONS. UWGMC ALLOWS EACH DONOR TO SELF-SELECT A 501(C)(3) HEALTH AND HUMAN SERVICE ORGANIZATION. 1 X X X X 0 0 0 0 0 0 0 0 0 HERBERT KLEIN III 144796 0 0 0 0 0 0 0 12332 0 157128 0 0 0 CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 BEGINNING IN JANUARY 2013, UNITED WAY OF GREATER MERCER COUNTY TRANSFORMED ITS COMMUNITY IMPACT STRATEGY FROM ONE BASED ON AN OPEN REQUEST FOR PROPOSAL GRANT FUNDING MODEL TO A CONTRACTED SERVICE MODEL. THE CONTRACTED SERVICES MODEL ALLOWS UNITED WAY OF GREATER MERCER COUNTY TO ALIGN ITS COMMUNITY INVESTMENTS BASED ON DIRECTLY IMPACTING AN INDIVIDUAL'S LIFE IN A POSITIVE AND PERMANENT MANNER, INVESTING IN EVIDENCE BASED PROGRAMS PROVEN TO DELIVER MEASUREABLE RESULTS AND DELIVERING MEASUREABLE ECONOMIC IMPACT TO THE MERCER COUNTY COMMUNITY. THIS TRANSFORMATION OCCURRED OVER THE SIX MONTH PERIOD FROM JANUARY 2013 THROUGH JUNE 2013. AS OF JULY 2013, PROGRAM FUNDING IS ALIGNED WITH THE FISCAL YEAR. FORM 990, PART I, LINE 5 & PART V, LINES 2A & 2B: EXTENSIS GROUP, LLC(A PROFESSIONAL EMPLOYMENT ORGANIZATION) SERVES AS THE ADMINISTRATIVE EMPLOYER OF RECORD FOR UWGMC EMPLOYEES. ALL FEDERAL AND STATE EMPLOYMENT RETURNS ARE FILED BY EXTENSIS FOR UWGMC EMPLOYEES. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS PREPARED BY INDEPENDENT ACCOUNTANTS, DISTRIBUTED TO THE EXECUTIVE BOARD PRIOR TO THE BOARD MEETING. IT WAS PRESENTED AND REVIEWED BY THE INDEPENDENT ACCOUNTANTS AT THE BOARD MEETING PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT/DUALITY OF INTEREST POLICY AND DECLARATION DISCLOSURE STATEMENT IS REQUIRED OF ALL UWGMC STAFF AND VOLUNTEERS. THIS DISCLOSURE SHALL BE GIVEN ON AN ANNUAL BASIS AND/OR WHENEVER THE STATUS OF A VOLUNTEER CHANGES (I.E.INVOLVEMENT WITH AN AGENCY OR ORGANIZATION SEEKING SUPPORT FROM UNITED WAY). THE DISCLOSURE OF CONFLICT/DUALITY OF INTEREST OF VOLUNTEER IS INCLUSIVE OF THEMSELVES, THEIR SPOUSE OR SIGNIFICANT OTHER, FAMILY MEMBERS, RELATIVES, OR OTHER PERTINENT INDIVIDUALS. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE UWGMC CEO IS SET BY THE BOARD OF TRUSTEES' EXECUTIVE COMMITTEE OR TRUSTEES AS ASSIGNED BY THE EXECUTIVE COMMITTEE. THE CEO PRESENTS THE ACCOMPLISHMENTS OF THE ORGANIZATION AND THE WORK PLAN FOR REVIEW. THE COMMITTEE FROM TIME TO TIME RESEARCHES COMPARABLE ORGANIZATIONS TO ENSURE REASONABLE COMPENSATION. THE BOARD CHAIR INFORMS THE CFO OF THE APPROVED EXECUTIVE COMPENSATION. THE UWGMC CEO SETS THE COMPENSATION FOR ALL OTHER STAFF MEMBERS WITHIN THE CONFINES OF THE APPROVED FINANCIAL PLAN FOR THE FISCAL YEAR. FORM 990, PART VI, SECTION C, LINE 18 FORM 990 IS AVAILABLE FOR PUBLIC INSPECTION BY ANYONE DURING NORMAL BUSINESS HOURS UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 GOVERNANCE DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR VIEWING BY THE PUBLIC AT THE ADMINISTRATIVE OFFICE BY REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: UNCOLLECTIBLE PLEDGES -141,818. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A FINANCE/ AUDIT COMMITTEE WHICH ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT. THIS PROCESS IS UNCHANGED FROM THE PRIOR YEAR.