2014-04-01T23:21:16-05:00 2013-06-30 PricewaterhouseCoopers LLP 125 HIGH STREET BOSTON MA 02110 990 2012-07-01 237314834 UC SANTA BARBARA FOUNDATION % MELODIE LEE UCSA 8058938585 UNIVERSITY OF CALIFORNIA SANTA BARBARA Suite SANTA BARBARA CA 931061130 ERIC J SONQUIST 8058938585 2014-03-31 true PRICEWATERHOUSECOOPERS LLP 6175305000 2012 2015-11-30 17:44:51Z Eric J Sonquist 4219 Cheadle Hall UC Santa Barbara CA 931062013 20474287 false X WWW.IA.UCSB.EDU/UCSB-FOUNDATION X 1973 CA SEE SCHEDULE O. 93 85 0 93 9790 20759472 17153399 0 0 1925796 1359546 2643 102918 22687911 18615863 15435218 13257806 0 0 0 0 0 0 2315249 2652070 2553668 18087288 15811474 4600623 2804389 134483495 146991260 3995377 3761356 130488118 143229904 X SEE SCHEDULE O. false false 2006899 2006899 SCHOLARSHIPS AND AWARDS: MONIES WERE TRANSFERRED FROM THE UC SANTA BARBARA FOUNDATION TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA IN SUPPORT OF SCHOLARSHIPS AND AWARDS. THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA ASSUMES FIDUCIARY RESPONSIBILITY FOR AWARDING AND ADMINISTERING THE FUNDS. 11250907 11250907 UNIVERSITY PROGRAMS/OTHER DISBURSEMENTS: FUNDS ARE PROVIDED TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA WHICH ASSUMES RESPONSIBILITY FOR ACTUAL DISBURSEMENT FOR DEPARTMENT SUPPORT, INSTRUCTORS, RESEARCH AND SPECIAL PROJECTS. 13257806 true true false false false false false false true true true false false false false false true false false false false false false false false false false true false true false false false false false false false false true false false false false true false false false false true 0 0 true 0 true true false false false false false false false false false X 93 85 true false false false false false false true true false false true true true true true true false CA X X X MELODIE LEE 8058935274 UCSB FDN 1110 PHELPS UCSB SANTA BARBARA CA 931061130 STEVEN C MENDELL 2.0 X 0 0 0 STEPHEN E COOPER 2.0 X MARK A BERTELSEN 2.0 X BRUCE G WILCOX 5.0 X X KATHRYN D MCKEE 2.0 X SUSAN WORSTER 5.0 X X DAVID G ADISHIAN 2.0 X RICHARD A AUHLL 2.0 X MARCIA L CARSEY 2.0 X ANN CADY COOPER 2.0 X DEANNA C DEHLSEN 2.0 X WILLIAM A DINSMORE III 2.0 X DIANDRA DE MORRELL DOUGLAS 2.0 X ROBERT W DUGGAN 2.0 X SCOTT FRANK 2.0 X WILLIAM GARLOCK 2.0 X MARILYN GEVIRTZ 2.0 X FREDERICK W GLUCK 2.0 X NORMAN N HABERMANN 2.0 X EVA HALLER 2.0 X THOMAS J HARRIMAN 2.0 X W ROGER HAUGHTON 2.0 X JUDITH HOPKINSON 2.0 X BLAIR HULL JR 2.0 X PETER C JORDANO 2.0 X FRED KAVLI 2.0 X MARVEL B KIRBY 2.0 X R MARILYN LEE 2.0 X CARL LINDROS 2.0 X MARK D LINEHAN 2.0 X SHEILA BOURKE MCGINITY 2.0 X DUNCAN A MELLICHAMP 2.0 X ALEX PANANIDES 2.0 X CEIL PULITZER 2.0 X LYNN P REITNOUER 2.0 X LADY LESLIE RIDLEY-TREE 2.0 X HARVEY B SCHECHTER 2.0 X MARK J SCHWARTZ 2.0 X KENNETH P SLAUGHT 2.0 X NORMAN F SPRAGUE III 2.0 X FREDRIC E STECK 2.0 X JAMES S TAYLOR 2.0 X WILLIAM S THOMAS JR 2.0 X MICHAEL TOWBES 2.0 X KENT VINING 2.0 X JAMES R WARREN 2.0 X PHILIP H WHITE 2.0 X GARY L WILCOX 2.0 X RICHARD A WILLIAMS 2.0 X DR HENRY T YANG 2.0 38.0 X 332964 124105 JEAN K SCHUYLER 2.0 X SARAH ARGYROPOULOS 2.0 X DANIEL P BURNHAM 5.0 X X GARY E ERICKSON 2.0 X JANICE JAGELSKI 2.0 X SUSAN TAI 2.0 X GEORGE THURLOW 8.0 32.0 X 160358 70969 JANE WILLIAMS 5.0 X X ERIC J SONQUIST 8.0 32.0 X X 144517 62851 DR GLENN E LUCAS 2.0 38.0 X 276689 95272 JOHN W MARREN 2.0 X PATRICK YAM 2.0 X JANET A ALPERT 2.0 X RICHARD A BOCCI 2.0 X GWENDOLYN A BROWN 5.0 X X WILLIAM K JONES 2.0 X DARRYL T MCCALL 2.0 X RONALD A RUBENSTEIN 2.0 X LILLIAN LOVELACE 2.0 X PAMELA M LOPKER 2.0 X JOSEPH H POLLOCK MD 2.0 X RICHARD K N RYU MD 2.0 X STEPHEN CROWE 2.0 X JUDITH STAPELMANN 2.0 X RICHARD BREAUX 2.0 X BEVERLY J COLGATE 2.0 38.0 X X 164069 68028 ROGER DAVIDSON 2.0 X JACK KROUSKUP 2.0 X ALAN J WYNER 2.0 X EDWARD E BIRCH 5.0 X X SOPHIA ARMEN 2.0 X JOHN P ARNHOLD 2.0 X BARRIE BERGMAN 2.0 X KUM-KUM BHAVNANI 2.0 38.0 X 149206 48442 JOHN F FORAN JR 2.0 X MARIO GALICIA 2.0 38.0 X 13401 5065 ROY C HARDIMAN 2.0 X JOHN MACFARLANE 2.0 X JUSTIN J MORGAN 2.0 X DIANA RAAB 2.0 X PHILIP L SPECTOR 2.0 X SARAH CLINE 2.0 38.0 X 108779 40398 GLENN DUVAL 2.0 X 0 1349983 515130 0 false true false GOLDMAN SACHS 555 CALIFORNIA ST 44TH FLOOR SAN FRANCISCO CA 94104 INVESTMENT MGMT 681546 1 17153399 1858772 17153399 0 1627873 9497 1618376 0 918 918 0 0 0 1590097 1858424 -268327 -268327 293 -268620 0 0 0 TRANSFER FROM UC 900099 100000 100000 MISCELLANEOUS REVENUE 900099 2000 2000 102000 18615863 9790 1452674 13257806 13257806 0 0 0 0 0 0 0 0 0 0 11898 11898 99892 99892 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2262 2262 0 DEVELOPMENT OFFICE 2363500 123000 2240500 ANNUAL FUND 74749 74749 MISCELLANEOUS 1280 1280 BANK FEES 87 87 15811474 13257806 238419 2315249 0 0 688127 209920 11164252 11753824 951215 1233752 0 0 0 0 473258 548218 0 0 0 0 37150 28833 10579 8317 116063322 128389887 5132728 4847331 0 0 0 0 14 11 134483495 146991260 128271 108521 0 0 473258 548218 0 0 3393848 3104617 0 0 0 0 0 0 0 0 3995377 3761356 X 1312944 1119732 54346012 59761484 74829162 82348688 130488118 143229904 134483495 146991260 X 2804389 9933562 3835 X false true X true false X 14745024 17505406 11542101 20759472 17153399 81705402 0 0 14745024 17505406 11542101 20759472 17153399 81705402 5309585 76395817 3329044 2453578 3115812 1468788 1628791 11996013 0 552 18 22000 1911 102000 126481 93827896 0.81421 0.85242 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true 113295430 9391076 10423266 1056578 7750127 124303067 122718789 5991351 -4926656 975209 9512845 113295430 106541167 6823039 19375586 940592 9080412 122718788 97240800 11072363 8437051 1050055 9158992 106541167 117939547 8033282 -19436603 1018889 8276537 97240800 0.25000 0.75000 0.00000 false false 37150 28833 8317 8317 28553260 9933562 3835 9937397 18615863 18615863 15811474 15811474 15811474 Part IV, Line 2b State Street holds our trusts. Part V, Line 4 The UC Santa Barbara Foundation Endowment is utilized to further the goals of the University of California, Santa Barbara. The Foundation seeks to maintain and nurture the University's quality and distinction. THE UC SANTA BARBARA FOUNDATION TRANSFERS MONIES TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA. Part XI, Line 2d Change in Charitable Remainder Trust Liabilities $3,835 true UC Santa Barbara 3201 SAASB Extramural Fund Accounting Santa Barbara CA 931062040 956006145 501(c)(3) 13257806 n/a SCHOLARSHIPS AND UNIVERSITY PROGRAM SUPPORT 1 0 GRANTS - EXPLANATION SCHEDULE I, PART I THE FOUNDATION TRANSFERS MONIES TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA, WHICH ASSUMES RESPONSIBILITY FOR ACTUAL DISBURSEMENT. CRITERIA FOR SELECTION OF RECIPIENTS ARE BASED ON BOUNDARIES SET BY THE ESTABLISHMENT OF THE SCHOLARSHIP. false false false false false false false false false DR HENRY T YANG 332964 0 0 12766 111339 457069 0 GEORGE THURLOW 160358 0 0 6732 64237 231327 0 ERIC J SONQUIST 144517 0 0 5876 56975 207368 0 DR GLENN E LUCAS 276689 0 0 10823 84449 371961 0 BEVERLY J COLGATE 164069 0 0 6806 61222 232097 0 KUM-KUM BHAVNANI 149206 0 0 5930 42512 197648 0 SCHEDULE J, PART III NONE OF THE LISTED INDIVIDUALS RECEIVED ANY COMPENSATION FROM THE FILING ORGANIZATION. DURING FY13, EACH WAS AN EMPLOYEE OF THE UC SANTA BARBARA, A RELATED ORGANIZATION. X 30 1858772 COST false true true Schedule M, Part I, Column (b) Based on number of contributions. Schedule M, Part I, Question 32b The Foundation maintains numerous brokerage accounts to facilitate the sale of publicly traded stock. The Foundation contracts with local Real Estate Agents to assist in the sale of Real Property when gifted. The Foundation also utilizes the services of the University of California Santa Barbara to assist with the solicitation and processing of non-cash gifts. MISSION FORM 990, PART I, LINE 1 AND PART III, LINE 1 THE UC SANTA BARBARA FOUNDATION ACTIVELY WORKS TO FURTHER THE GOALS OF THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA. THE FOUNDATION SEEKS TO MAINTAIN AND NURTURE THE UNIVERSITY'S QUALITY AND DISTINCTION. ON BEHALF OF THE CAMPUS, THE FOUNDATION RAISES AND ADMINISTERS FUNDS THAT SUPPORT UCSB'S OBJECTIVES OF TEACHING, RESEARCH, AND PUBLIC SERVICE. THE FOUNDATION ALSO PROVIDES COUNSEL AND GENERAL ASSISTANCE TO THE CAMPUS, ITS STUDENTS, FACULTY, AND STAFF. BUSINESS RELATIONSHIPS FORM 990, PART VI, LINE 2 KENNETH P. SLAUGHT HAS A BUSINESS RELATIONSHIP WITH MARK D. LINEHAN. MARK D. LINEHAN HAS A BUSINESS RELATIONSHIP WITH JAMES S. TAYLOR. PROCESS USED BY THE ORGANIZATION TO REVIEW FORM 990 FORM 990, PART VI, LINE 11A BEFORE FILING, THE FORM 990 MUST BE REVIEWED AND APPROVED FOR SUBMISSION BY THE AUDIT COMMITTEE. A COPY IS DISTRIBUTED TO THE FULL BOARD AFTER THE AUDIT COMMITTEE APPROVES THE 990. CONFLICT OF INTEREST POLICY FORM 990, PART VI, LINE 12C ON AN ANNUAL BASIS, THE FOUNDATION DISTRIBUTES CONFLICT OF INTEREST LETTERS TO ALL BOARD MEMBERS, WHO THEN COMPLETE THE QUESTIONNAIRE AND RETURN IT TO THE FOUNDATION. THE ASSISTANT DIRECTOR OF THE FOUNDATION REVIEWS RETURNED FORMS FOR COMPLIANCE. EMPLOYEE REVIEW OF PROCESS OF DETERMINING COMPENSATION Form 990, Part VI, Line 15 THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. NONE OF THE LISTED INDIVIDUALS RECEIVED ANY COMPENSATION FROM THE FILING ORGANIZATION. DURING FY13, EACH WAS AN EMPLOYEE OF THE UC SANTA BARBARA, A RELATED ORGANIZATION. Availability of Form 1023 FORM 990, PART VI, LINE 18 THE ORGANIZATION DOES NOT HAVE FORM 1023 ON ITS WEBSITE, BUT IT IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S FORM 990 IS ALSO AVAILABLE THROUGH INFORMATION SERVICE WEBSITES SUCH AS GUIDESTAR. AVAILABILITY OF GOVERNING DOCUMENTS AND POLICIES FORM 990, PART VI, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. RECONCILIATION OF NET ASSETS FORM 990, PART XI, LINE 9 - OTHER CHANGES IN NET ASSETS OR FUND BALANCES CHANGE IN CHARITABLE REMAINDER TRUST LIABILITIES $3,835 UC Santa Barbara 956006145 EDUC/RESEARCH CA 501(C)(3) 6 CA govt false CHARITABLE REMAINDER TRUST (6) FUNDRAISING CA NA TRUST false true false false false false false false false false false true true true true false false false