2014-04-03T11:58:33-05:00 2013-12-31 Rockefeller & Co Inc 30 Rockefeller Pl - Rm 5600 New York NY 10112 990PF 2013-01-01 221761678 THE CURTIS W MCGRAW FOUNDATION % ROCKEFELLER & CO CURT C/O ROCKEFELLER CO 30 ROCKEFELLER PLAZA Suite 5600 NEW YORK NY 10112 SAMUEL LAMBERT SECRETARY 2125495360 2014-04-02 true 2125495100 2013 2015-12-30 17:16:21Z X 26226894 X 0 X 102214 102214 341290 341290 1783648 10508570 1783648 2227152 2227152 0 9635 6423 0 3212 12300 8200 0 4100 129084 129084 91 91 57470 22577 44684 40737 3684 253264 207021 0 11087 1121730 1121730 1374994 207021 0 1132817 852158 2020131 209346 717357 717357 11800 0 11800 11800 2473847 2006349 1993691 10407977 10566942 16413036 3139042 3216265 3225626 1176868 1596732 3865384 17407080 18115445 26226894 38881 0 38881 0 X 17368199 18115445 0 0 17368199 18115445 17407080 18115445 17368199 852158 18220357 104912 18115445 250 SH. ADVANCE AUTO PARTS, INC. P 2012-08-29 2013-04-16 20052 18001 2051 2051 120 SH. ADVANCE AUTO PARTS, INC. P 2012-08-29 2013-04-19 9383 8641 742 742 80 SH. AFLAC, INC. P 2012-04-26 2013-01-15 4172 3594 578 578 400 SH. AFLAC, INC. P 2012-04-27 2013-01-15 20858 17969 2889 2889 380 SH. AFLAC, INC. P 2012-08-21 2013-01-15 19815 17750 2065 2065 280 SH. AFLAC, INC. P 2012-04-27 2013-01-16 14606 12578 2028 2028 2000 SH. AMADA CO. LTD. P 2013-01-07 2013-09-26 17554 13428 4126 4126 1000 SH. AMADA CO. LTD. P 2013-01-07 2013-11-29 8817 6714 2103 2103 88000 SH. ANHEUSER-BUSCH 7.75% 01/15/19 P 2013-08-06 2013-08-28 109985 111664 -1679 -1679 40 SH. ARCOS DORADOS HOLDINGS, INC. P 2013-01-07 2013-08-28 420 559 -139 -139 460 SH. ARCOS DORADOS HOLDINGS, INC. P 2013-01-07 2013-09-26 5410 6423 -1013 -1013 120 SH. ARCOS DORADOS HOLDINGS, INC. P 2013-01-07 2013-11-27 1428 1676 -248 -248 212 SH. ARCOS DORADOS HOLDINGS, INC. P 2013-01-09 2013-11-27 2523 2917 -394 -394 30 SH. BAKER HUGHES INCORPORATED P 2013-07-11 2013-08-28 1415 1483 -68 -68 170 SH. BAKER HUGHES INCORPORATED P 2013-07-11 2013-11-27 9569 8403 1166 1166 97 SH. BAKER HUGHES INCORPORATED P 2013-07-12 2013-11-27 5460 4761 699 699 20 SH. CAPITAL ONE FINANCIAL CORP. P 2013-03-13 2013-08-28 1283 1098 185 185 181 SH. CAPITAL ONE FINANCIAL CORP. P 2013-03-13 2013-11-27 12943 9938 3005 3005 30 SH. CHINA MOBILE (HONG KONG) LTD P 2013-06-17 2013-08-28 1605 1504 101 101 190 SH. CHINA MOBILE (HONG KONG) LTD P 2013-06-14 2013-09-26 10775 9365 1410 1410 470 SH. CHINA MOBILE (HONG KONG) LTD P 2013-06-17 2013-09-26 26653 23563 3090 3090 471 SH. CHINA MOBILE (HONG KONG) LTD P 2013-06-14 2013-11-27 25532 23214 2318 2318 30 SH. COACH, INC. P 2013-08-08 2013-08-28 1562 1621 -59 -59 303 SH. COACH, INC. P 2013-08-08 2013-11-27 17219 16373 846 846 97000 SH. COMCAST CORP. 5.70% 05/15/2018 P 2013-02-14 2013-08-28 112491 114511 -2020 -2020 10 SH. COPA HOLDINGS SA CL A P 2013-07-22 2013-08-28 1266 1419 -153 -153 100 SH. COPA HOLDINGS SA CL A P 2013-07-22 2013-09-26 13973 14186 -213 -213 20 SH. COPA HOLDINGS SA CL A P 2013-07-22 2013-11-27 3034 2837 197 197 52 SH. COPA HOLDINGS SA CL A P 2013-07-23 2013-11-27 7889 7349 540 540 40 SH. DELPHI AUTOMOTIVE PLC P 2012-11-02 2013-08-28 2177 1339 838 838 70 SH. DNB HOLDING ASA P 2013-05-08 2013-08-29 1102 1178 -76 -76 800 SH. DNB HOLDING ASA P 2013-05-08 2013-09-26 12592 13463 -871 -871 829 SH. DNB HOLDING ASA P 2013-10-30 2013-11-29 14895 15113 -218 -218 40000 SH. DOMINION RES 8.875% 01/15/19 P 2013-01-22 2013-08-28 51550 53681 -2131 -2131 85000 SH. DOMINION RES 8.875% 01/15/19 P 2013-07-25 2013-08-28 109544 111194 -1650 -1650 20 SH. DOVER CORP. P 2012-11-19 2013-08-28 1702 1253 449 449 30 SH. EXPEDIA, INC. P 2013-07-18 2013-08-28 1413 1963 -550 -550 228 SH. EXPEDIA, INC. P 2013-07-18 2013-11-27 14396 14916 -520 -520 24000 SH. FEDEX CORP NTS, 8.0% 01/15/19 P 2013-01-23 2013-12-13 30090 30809 -719 -719 40000 SH. FEDEX CORP NTS, 8.0% 01/15/19 P 2013-01-29 2013-12-13 50150 51180 -1030 -1030 20 SH. FEDEX CORPORATION P 2012-09-21 2013-08-28 2168 1690 478 478 100000 SH. GE CAP CORP 5.625% 05/01/18 P 2012-08-22 2013-03-15 118342 116577 1765 1765 100000 SH. GOLDMAN SACHS 6.15% 4/1/18 P 2012-08-29 2013-08-28 113062 111461 1601 1601 10 SH. GOLDMAN SACHS GROUP P 2012-10-16 2013-08-28 1532 1234 298 298 70 SH. GOOGLE INC - CLASS A P 2013-10-10 2013-10-28 71077 60441 10636 10636 22 SH. GOOGLE INC - CLASS A P 2013-10-10 2013-10-29 22383 18996 3387 3387 50 SH. HYUNDAI MOTOR COMPANY LTD PFD P 2012-12-13 2013-09-26 5095 3433 1662 1662 177 SH. INCYTE CORPORATION P 2013-11-04 2013-11-27 8253 7182 1071 1071 220 SH. ING GROEP P 2013-08-26 2013-08-28 2441 2544 -103 -103 70 SH. ING GROEP P 2013-08-22 2013-09-26 797 807 -10 -10 2370 SH. ING GROEP P 2013-08-26 2013-09-26 26968 27410 -442 -442 1182 SH. ING GROEP P 2013-08-22 2013-11-29 15336 13422 1914 1914 560 SH. ING GROEP P 2013-08-22 2013-11-29 7266 6460 806 806 4000 SH. KALBE FARMA TBK PT P 2013-05-21 2013-08-29 448 637 -189 -189 42500 SH. KALBE FARMA TBK PT P 2013-05-21 2013-09-26 4827 6765 -1938 -1938 30500 SH. KALBE FARMA TBK PT P 2013-05-21 2013-11-29 3094 4855 -1761 -1761 480 SH. LIBERTY GLOBAL PLC - A P 2012-12-13 2013-06-14 35118 36169 -1051 -1051 0.252 SH. LIBERTY GLOBAL PLC - A P 2012-12-13 2013-07-03 18 19 -1 -1 358 SH. LIBERTY GLOBAL, PLC. - SER C P 2012-12-13 2013-06-14 24606 25264 -658 -658 0.608 SH. LIBERTY GLOBAL, PLC. - SER C P 2012-12-13 2013-07-05 41 43 -2 -2 0.75 SH. MALLINCKRODT PLC P 2013-06-17 2013-07-29 33 34 -1 -1 20 SH. MALLINCKRODT PLC P 2013-06-17 2013-08-28 880 903 -23 -23 169.25 SH. MALLINCKRODT PLC P 2013-06-17 2013-11-27 8721 7644 1077 1077 39.75 SH. MALLINCKRODT PLC P 2013-06-28 2013-11-27 2048 1791 257 257 409 SH. MERCK & CO. INC. P 2013-10-03 2013-11-27 20368 19867 501 501 150 SH. MSCI INC. P 2012-10-02 2013-07-12 5178 3938 1240 1240 50 SH. MSCI INC. P 2012-10-03 2013-07-12 1726 1366 360 360 650 SH. MSCI INC. P 2012-10-02 2013-07-15 22479 17064 5415 5415 570 SH. MSCI INC. P 2012-10-02 2013-07-16 19622 14964 4658 4658 520 SH. MSCI INC. P 2012-10-02 2013-07-17 17960 13651 4309 4309 520 SH. MSCI INC. P 2012-10-02 2013-07-18 18068 13651 4417 4417 290 SH. MSCI INC. P 2012-10-02 2013-07-19 10063 7613 2450 2450 20 SH. MSCI INC. P 2012-10-15 2013-07-19 694 515 179 179 400 SH. MURATA MANUFACTURING COMPANY, P 2013-02-06 2013-09-26 30053 25605 4448 4448 200 SH. MURATA MANUFACTURING COMPANY, P 2013-02-05 2013-11-29 17068 12332 4736 4736 100 SH. MURATA MANUFACTURING COMPANY, P 2013-02-06 2013-11-29 8534 6401 2133 2133 1000 SH. NGK SPARK PLUG CO., LTD. P 2013-06-19 2013-09-26 21895 19720 2175 2175 512 SH. OPHIR ENERGY PLC - NIL PAID RT P 2012-05-03 2013-03-15 1359 1359 1359 408 SH. OPHIR ENERGY PLC - NIL PAID RT P 2012-05-04 2013-03-15 1083 1083 1083 370 SH. PHARMACYCLICS INC. P 2012-06-18 2013-03-12 33788 15316 18472 18472 330 SH. PHARMACYCLICS INC. P 2012-06-19 2013-03-12 30135 14077 16058 16058 888.8 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-05 2013-06-11 378 378 378 1166 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-06 2013-06-11 496 496 496 1768.8 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-12 2013-06-11 753 753 753 1029.6 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-15 2013-06-11 438 438 438 894.3 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-16 2013-06-11 381 381 381 1372.8 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-19 2013-06-11 584 584 584 1496 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-27 2013-06-11 637 637 637 1980 SH. PICC PROP & CAS RT EXP 6/13/13 P 2013-02-04 2013-06-11 843 843 843 1320 SH. PICC PROP & CAS RT EXP 6/13/13 P 2013-02-05 2013-06-11 562 562 562 1320 SH. PICC PROP & CAS RT EXP 6/13/13 P 2013-02-06 2013-06-11 562 562 562 2060.7 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-13 2013-06-11 877 877 877 2000 SH. PICC PROP & CASUALTY CO. LTD. P 2013-02-04 2013-08-29 2765 3088 -323 -323 14000 SH. PICC PROP & CASUALTY CO. LTD. P 2013-02-04 2013-09-26 19814 21619 -1805 -1805 2000 SH. PICC PROP & CASUALTY CO. LTD. P 2013-02-04 2013-11-29 3268 3088 180 180 8000 SH. PICC PROP & CASUALTY CO. LTD. P 2013-02-06 2013-11-29 13072 12148 924 924 300 SH. QUALCOMM INC. P 2013-04-25 2013-08-15 19991 18727 1264 1264 590 SH. QUALCOMM INC. P 2013-04-25 2013-08-19 39649 36830 2819 2819 20 SH. REINSURANCE GROUP OF AMERICA, P 2013-06-11 2013-08-28 1287 1336 -49 -49 249 SH. REINSURANCE GROUP OF AMERICA, P 2013-10-29 2013-11-27 18581 18004 577 577 70 SH. ROYAL CARIBBEAN CRUISES LTD. P 2013-04-18 2013-08-28 2526 2336 190 190 596 SH. ROYAL CARIBBEAN CRUISES LTD. P 2013-04-18 2013-11-27 26527 19891 6636 6636 0.1088 SH. ROYAL DUTCH SHELL PLC-ADR A P 2013-09-26 2013-10-08 7 7 47 SH. ROYAL DUTCH SHELL PLC-ADR A P 2013-09-26 2013-11-27 3131 3001 130 130 30 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-19 2013-09-26 24128 23352 776 776 10 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-26 2013-09-26 8043 7846 197 197 10 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-19 2013-11-13 9162 7784 1378 1378 11 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-23 2013-11-13 10078 8558 1520 1520 19 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-23 2013-11-15 17843 14782 3061 3061 23 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-20 2013-11-18 22274 17829 4445 4445 17 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-20 2013-11-29 16016 13178 2838 2838 110 SH. SBERBANK - SPONSORED ADR P 2013-03-12 2013-08-29 1187 1532 -345 -345 1240 SH. SBERBANK - SPONSORED ADR P 2013-03-12 2013-09-26 15519 17269 -1750 -1750 480 SH. SBERBANK - SPONSORED ADR P 2013-03-12 2013-11-29 5878 6685 -807 -807 401 SH. SBERBANK - SPONSORED ADR P 2013-04-10 2013-11-29 4910 5255 -345 -345 20 SH. SEATTLE GENETICS, INC. P 2013-01-22 2013-08-28 831 591 240 240 174 SH. SEATTLE GENETICS, INC. P 2013-01-22 2013-11-27 7067 5141 1926 1926 100 SH. SMC CORPORATION P 2012-12-21 2013-09-26 24070 18379 5691 5691 261 SH. ST. JUDE MEDICAL P 2013-10-04 2013-11-27 15307 14745 562 562 70 SH. SUBSEA 7 SA P 2013-07-17 2013-08-29 1457 1310 147 147 770 SH. SUBSEA 7 SA P 2013-07-17 2013-09-26 16233 14407 1826 1826 546 SH. SUBSEA 7 SA P 2013-07-17 2013-11-29 10657 10216 441 441 7 SH. TORONTO-DOMINION BANK P 2013-10-29 2013-11-27 642 638 4 4 220 SH. TORONTO-DOMINION BANK P 2013-10-31 2013-11-27 20174 20322 -148 -148 339 SH. UNITED CONTINENTAL HLD. INC. P 2013-11-11 2013-11-27 13322 11957 1365 1365 301 SH. UNITEDHEALTH GROUP INC. P 2013-11-04 2013-11-27 22373 20765 1608 1608 182000 SH. US TREAS INF IX 1.625% 1/15/15 P 2013-02-13 2013-11-05 229680 228212 1468 1468 97000 SH. US TREAS INF IX 1.625% 1/15/15 P 2013-01-16 2013-11-05 122412 121555 857 857 370000 SH. US TREAS INF IX 1.875% 7/15/13 P 2012-08-09 2013-07-15 468820 462774 6046 6046 85000 SH. US TREAS INFL 2.125% 01/15/19 P 2012-09-17 2013-06-12 106554 109317 -2763 -2763 130000 SH. US TREAS INFL 2.625% 7/15/17 P 2012-09-17 2013-06-12 168064 170076 -2012 -2012 5000 SH. US TREAS N/B 2.625% 11/15/20 P 2013-09-04 2013-10-01 5199 5080 119 119 125000 SH. US TREASURY 1.75% 05/15/23 P 2013-07-11 2013-10-24 117163 116009 1154 1154 94000 SH. US TREASURY TIPS 1.25% 4/15/14 P 2012-12-06 2013-11-05 104391 103696 695 695 14000 SH. US TRES INFL 2.5% 07/15/2016 P 2012-12-11 2013-02-14 18448 18354 94 94 32000 SH. US TRES INFL 2.5% 07/15/2016 P 2013-01-16 2013-02-14 42167 42031 136 136 45000 SH. US TRES INFL 2.5% 07/15/2016 P 2012-08-09 2013-07-11 57631 57069 562 562 127000 SH. US TRES INFL 2.5% 07/15/2016 P 2012-12-11 2013-07-11 162647 163730 -1083 -1083 960 SH. VIRGIN MEDIA INC. P 2012-12-13 2013-02-12 44323 34125 10198 10198 100 SH. VODAFONE GROUP PLC - SP ADR P 2013-03-12 2013-08-28 2932 2766 166 166 720 SH. VODAFONE GROUP PLC - SP ADR P 2013-03-12 2013-09-26 25187 19912 5275 5275 1030 SH. VODAFONE GROUP PLC - SP ADR P 2013-03-12 2013-10-03 36566 28486 8080 8080 63000 SH. WACHOVIA 6% 11/15/2017 P 2012-12-20 2013-07-16 72601 74306 -1705 -1705 20 SH. YUM! BRANDS, INC. P 2013-04-22 2013-08-28 1417 1307 110 110 185 SH. YUM! BRANDS, INC. P 2013-04-22 2013-11-27 14299 12090 2209 2209 FOREGIN EXCHANGE LOSS P 99 -99 -99 MERGER GAIN - VIRGIN MEDIA INC. P 27927 27927 27927 90 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-19 7037 3449 3588 3588 210 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-19 16616 8048 8568 8568 200 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-22 16039 7665 8374 8374 1010 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-23 83942 38709 45233 45233 540 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-25 44750 20681 24069 24069 10 SH. ADVANCE AUTO PARTS, INC. P 2009-11-03 2013-04-26 829 383 446 446 290 SH. AFLAC, INC. P 2009-11-04 2013-04-26 15128 12951 2177 2177 960 SH. AFLAC, INC. P 2011-12-06 2013-01-16 49334 42872 6462 6462 210 SH. AFLAC, INC. P 2011-12-06 2013-01-17 11873 8659 3214 3214 280 SH. AFLAC, INC. P 2011-10-12 2013-06-11 15831 12504 3327 3327 710 SH. AFLAC, INC. P 2011-12-06 2013-06-11 39914 29274 10640 10640 30 SH. AFLAC, INC. P 2011-10-12 2013-06-12 1744 1237 507 507 274 SH. AFLAC, INC. P 2011-10-12 2013-08-28 18202 11297 6905 6905 10 SH. ALEXION PHARMACEUTICALS, INC. P 2011-10-12 2013-11-27 1065 229 836 836 310 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-15 2013-08-28 38192 7091 31101 31101 70 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-15 2013-11-04 8454 1601 6853 6853 58 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-15 2013-11-05 6990 1327 5663 5663 20 SH. ANADARKO PETROLEUM CORPORATION P 2009-10-15 2013-11-27 1847 1326 521 521 202 SH. ANADARKO PETROLEUM CORPORATION P 2009-10-15 2013-08-28 17818 13388 4430 4430 20 SH. APACHE CORPORATION P 2009-10-15 2013-11-27 1596 1842 -246 -246 149 SH. APACHE CORPORATION P 2010-06-23 2013-08-28 13654 13415 239 239 60 SH. APACHE CORPORATION P 2010-06-04 2013-11-27 5498 5525 -27 -27 20 SH. BIOMARIN PHARMACEUTICAL INC. P 2010-06-23 2013-11-27 1283 487 796 796 137 SH. BIOMARIN PHARMACEUTICAL INC. P 2008-10-08 2013-08-28 9606 3335 6271 6271 20 SH. BOSKALIS WESTMINSTER - CVA P 2008-10-08 2013-11-27 796 707 89 89 250 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-16 2013-08-28 11013 8840 2173 2173 61 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-16 2013-09-26 3059 2131 928 928 120 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-15 2013-11-29 6017 4237 1780 1780 60 SH. CAREFUSION CORPORATION P 2007-05-21 2013-11-29 2110 1463 647 647 270 SH. CAREFUSION CORPORATION P 2010-11-04 2013-08-28 10721 6376 4345 4345 220 SH. CAREFUSION CORPORATION P 2010-11-03 2013-11-27 8736 5363 3373 3373 50000 SH. CATERPILLAR INC. 5.7% 8/15/16 P 2010-11-04 2013-11-27 58105 55911 2194 2194 430 SH. CENTRICA PLC P 2011-07-08 2013-02-22 2602 2177 425 425 1850 SH. CENTRICA PLC P 2011-05-10 2013-08-28 10886 9364 1522 1522 3632 SH. CENTRICA PLC P 2011-05-10 2013-09-26 20142 18385 1757 1757 20 SH. CHEVRON CORPORATION P 2011-05-10 2013-11-29 2432 654 1778 1778 152 SH. CHEVRON CORPORATION P 2003-03-28 2013-08-28 18507 4971 13536 13536 5000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2003-03-28 2013-11-27 2525 6668 -4143 -4143 6880 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-04 2013-04-02 3475 8990 -5515 -5515 120 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-05 2013-04-02 59 157 -98 -98 5790 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-05 2013-04-03 2851 7444 -4593 -4593 3000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-13 2013-04-03 1477 3879 -2402 -2402 3000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-14 2013-04-03 1488 3803 -2315 -2315 210 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-12 2013-04-11 104 270 -166 -166 6830 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-13 2013-04-11 3388 8598 -5210 -5210 4700 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-24 2013-04-11 2254 5904 -3650 -3650 5000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-06 2013-04-12 2398 6282 -3884 -3884 2170 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-17 2013-04-12 1041 2732 -1691 -1691 5930 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-24 2013-04-12 2788 7449 -4661 -4661 1370 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-06 2013-04-15 632 1721 -1089 -1089 1000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-06 2013-04-17 462 1246 -784 -784 4570 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-18 2013-04-17 2110 5556 -3446 -3446 2000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-26 2013-04-17 923 2449 -1526 -1526 8430 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-29 2013-04-17 3823 10248 -6425 -6425 1000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-26 2013-04-18 454 1090 -636 -636 30 SH. CHINA MOBILE (HONG KONG) LTD P 2011-07-05 2013-04-18 1606 1599 7 7 50000 SH. COMCAST CORP NOTES, 5.300% P 2012-08-21 2013-08-28 52142 51878 264 264 30 SH. COMCAST CORPORATION - CL A P 2011-06-24 2013-02-14 1261 392 869 869 240 SH. COMCAST CORPORATION - CL A P 2009-03-16 2013-08-28 11889 3135 8754 8754 20 SH. COMERICA INCORPORATED P 2009-03-16 2013-11-27 823 759 64 64 195 SH. COMERICA INCORPORATED P 2010-03-16 2013-08-28 8892 7396 1496 1496 20 SH. CONTINENTAL RESOURCES, INC. P 2010-03-16 2013-11-27 1891 472 1419 1419 156 SH. CONTINENTAL RESOURCES, INC. P 2009-07-08 2013-08-28 16834 3678 13156 13156 20 SH. COVIDIEN PLC P 2009-07-08 2013-11-27 1196 674 522 522 820 SH. COVIDIEN PLC P 2008-11-25 2013-08-28 49766 27630 22136 22136 570 SH. COVIDIEN PLC P 2008-11-25 2013-10-03 34397 19206 15191 15191 500 SH. COVIDIEN PLC P 2008-11-25 2013-10-04 30173 16729 13444 13444 540 SH. COVIDIEN PLC P 2008-11-26 2013-10-04 32586 17984 14602 14602 110 SH. COVIDIEN PLC P 2008-11-28 2013-10-04 6638 3158 3480 3480 670 SH. COVIDIEN PLC P 2009-03-13 2013-10-04 40173 19235 20938 20938 341 SH. DELPHI AUTOMOTIVE PLC P 2009-03-13 2013-10-07 19741 11419 8322 8322 141 SH. DOVER CORP. P 2012-11-02 2013-11-27 12824 8831 3993 3993 50000 SH. E.I. DU PONT, 6% 07/15/18 P 2012-11-19 2013-11-27 61649 48154 13495 13495 200000 SH. FED HOME LOAN BANK 5% 11/17/17 P 2008-10-27 2013-02-22 237875 225004 12871 12871 40000 SH. FEDEX CORP NTS, 8.0% 01/15/19 P 2011-06-22 2013-02-13 50150 49006 1144 1144 35000 SH. FEDEX CORP NTS, 8.0% 01/15/19 P 2011-12-05 2013-12-13 43881 43426 455 455 740 SH. FEDEX CORPORATION P 2012-01-26 2013-12-13 96802 62530 34272 34272 381 SH. FEDEX CORPORATION P 2012-09-21 2013-10-31 50281 29805 20476 20476 310 SH. FEDEX CORPORATION P 2010-02-09 2013-11-08 40911 26195 14716 14716 270 SH. FEDEX CORPORATION P 2012-09-21 2013-11-08 35801 14850 20951 20951 880 SH. FEDEX CORPORATION P 2009-04-22 2013-11-11 116684 46587 70097 70097 449 SH. FEDEX CORPORATION P 2009-04-23 2013-11-11 59535 35125 24410 24410 150000 SH. FNMA 5.375 % 06/12/17 P 2010-02-09 2013-11-11 178997 173587 5410 5410 10000 SH. FREDDIE MAC 1.375% 02/25/14 P 2011-11-16 2013-04-17 10098 10059 39 39 100000 SH. GENERAL MILLS 5.7% 02/15/17 P 2011-08-02 2013-05-09 117500 111814 5686 5686 69 SH. GOLDMAN SACHS GROUP P 2011-07-08 2013-01-16 11558 8512 3046 3046 10 SH. GOOGLE INC - CLASS A P 2012-10-16 2013-11-27 8519 7173 1346 1346 78 SH. GOOGLE INC - CLASS A P 2007-11-05 2013-08-28 79358 55953 23405 23405 17 SH. GOOGLE INC - CLASS A P 2007-11-05 2013-10-29 18063 12195 5868 5868 23 SH. GOOGLE INC - CLASS A P 2007-11-05 2013-11-27 24438 15845 8593 8593 710 SH. HEWLETT-PACKARD COMPANY P 2012-10-18 2013-11-27 18969 29485 -10516 -10516 540 SH. HEWLETT-PACKARD COMPANY P 2010-09-27 2013-08-08 14427 23244 -8817 -8817 3660 SH. HEWLETT-PACKARD COMPANY P 2011-02-24 2013-08-08 98827 151992 -53165 -53165 180 SH. HEWLETT-PACKARD COMPANY P 2010-09-27 2013-08-09 4860 6577 -1717 -1717 1770 SH. HEWLETT-PACKARD COMPANY P 2011-07-01 2013-08-09 47793 41895 5898 5898 910 SH. HEWLETT-PACKARD COMPANY P 2011-08-19 2013-08-09 24572 22743 1829 1829 50000 SH. HONEYWELL 5.0% DUE 2/15/19 P 2011-08-22 2013-08-09 59517 55128 4389 4389 30 SH. HONEYWELL INC. P 2011-07-18 2013-01-23 2372 1148 1224 1224 274 SH. HONEYWELL INC. P 2005-12-20 2013-08-28 24364 10385 13979 13979 10 SH. HONEYWELL INC. P 2005-12-19 2013-11-27 889 383 506 506 20 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2005-12-20 2013-11-27 1938 1592 346 346 170 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-04-29 2013-08-29 18448 13531 4917 4917 20 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-04-29 2013-09-26 2383 1540 843 843 130 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-04-28 2013-11-29 15492 10347 5145 5145 60 SH. J.P. MORGAN CHASE & CO. P 2011-04-29 2013-11-29 3046 2317 729 729 513 SH. J.P. MORGAN CHASE & CO. P 2012-08-21 2013-08-28 29564 19807 9757 9757 30 SH. JOHNSON MATTHEY PLC P 2012-08-21 2013-11-27 1302 852 450 450 91.3634 SH. JOHNSON MATTHEY PLC P 2006-10-30 2013-08-28 4131 2595 1536 1536 208.6366 SH. JOHNSON MATTHEY PLC P 2006-10-30 2013-09-26 9434 5901 3533 3533 210 SH. JOHNSON MATTHEY PLC P 2008-09-25 2013-09-26 10904 5939 4965 4965 125000 SH. KEYCORP 5.1% DUE 3/24/21 P 2008-09-25 2013-11-29 138006 135318 2688 2688 90 SH. KOREA ELECTRIC POWER CORP. P 2012-03-21 2013-11-20 2407 2387 20 20 990 SH. KOREA ELECTRIC POWER CORP. P 2011-06-24 2013-08-29 27252 26256 996 996 390 SH. KOREA ELECTRIC POWER CORP. P 2011-06-24 2013-09-26 11747 9879 1868 1868 40 SH. KOREA ELECTRIC POWER CORP. P 2010-09-09 2013-11-29 1205 1007 198 198 280 SH. KOREA ELECTRIC POWER CORP. P 2010-11-24 2013-11-29 8434 7426 1008 1008 60 SH. LG ELECTRONICS INC. - PFD P 2011-06-24 2013-11-29 1562 2253 -691 -691 110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-08-23 2870 4130 -1260 -1260 70 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-08-26 1786 2628 -842 -842 110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-08-29 2823 4130 -1307 -1307 80 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-08-30 2080 3004 -924 -924 100 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-04 2561 3754 -1193 -1193 60 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-05 1533 2253 -720 -720 100 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-06 2534 3754 -1220 -1220 110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-09 2760 4130 -1370 -1370 110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-10 2738 4130 -1392 -1392 120 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-11 2943 4505 -1562 -1562 110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-12 2658 4130 -1472 -1472 30 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-13 737 1126 -389 -389 60 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-16 1473 2043 -570 -570 110 SH. LG ELECTRONICS INC. - PFD P 2011-03-15 2013-09-16 2644 3745 -1101 -1101 150 SH. LG ELECTRONICS INC. - PFD P 2011-03-15 2013-09-17 3601 5107 -1506 -1506 50 SH. LG ELECTRONICS INC. - PFD P 2011-03-15 2013-09-23 1200 1702 -502 -502 26 SH. MASTERCARD INC - CLASS A P 2011-03-15 2013-09-24 19703 4653 15050 15050 189 SH. MASTERCARD INC - CLASS A P 2008-09-30 2013-11-27 153493 33822 119671 119671 170 SH. MASTERCARD INC - CLASS A P 2008-09-30 2013-12-24 138062 27377 110685 110685 425 SH. MCGRAW HILL FINANCIAL INC. P 2008-10-13 2013-12-24 31497 31497 31497 30 SH. MERCK & CO. INC. P 2001-01-01 2013-11-27 1415 1162 253 253 100 SH. MICROSOFT CORP. P 2012-01-05 2013-08-28 3323 2947 376 376 790 SH. MICROSOFT CORP. P 2007-08-07 2013-08-28 29688 23284 6404 6404 92 SH. MICROSOFT CORP. P 2007-08-07 2013-11-27 3457 2691 766 766 290 SH. MSCI INC. P 2012-11-08 2013-11-27 10019 10711 -692 -692 80 SH. MSCI INC. P 2010-12-07 2013-07-08 2764 2966 -202 -202 340 SH. MSCI INC. P 2010-12-08 2013-07-08 11594 12558 -964 -964 30 SH. MSCI INC. P 2010-12-07 2013-07-09 1018 1108 -90 -90 490 SH. MSCI INC. P 2010-12-07 2013-07-10 16631 18020 -1389 -1389 140 SH. MSCI INC. P 2010-12-09 2013-07-10 4818 5149 -331 -331 210 SH. MSCI INC. P 2010-12-09 2013-07-11 7226 7691 -465 -465 170 SH. MSCI INC. P 2010-12-10 2013-07-11 5850 6229 -379 -379 320 SH. MSCI INC. P 2010-12-13 2013-07-11 11046 11720 -674 -674 30 SH. NETAPP, INC. P 2010-12-10 2013-07-12 1239 1093 146 146 268 SH. NETAPP, INC. P 2011-09-08 2013-08-28 10980 9765 1215 1215 40 SH. NOVARTIS AG - ADR P 2011-09-08 2013-11-27 2932 2429 503 503 210 SH. NOVARTIS AG - ADR P 2011-07-01 2013-08-28 16073 12755 3318 3318 327 SH. NOVARTIS AG - ADR P 2011-07-01 2013-09-26 25672 19861 5811 5811 75000 SH. NY NASSAU CNTY 1.976% 11/15/19 P 2011-07-01 2013-11-27 72225 75822 -3597 -3597 50000 SH. NY TAXABLE 3.397% 10/01/15 P 2012-10-25 2013-12-16 52825 52497 328 328 10 SH. OCEANEERING INTERNATIONAL, INC P 2011-11-10 2013-05-09 798 284 514 514 119 SH. OCEANEERING INTERNATIONAL, INC P 2010-05-18 2013-08-28 9100 3384 5716 5716 660 SH. OPHIR ENERGY PLC P 2010-05-18 2013-11-27 3970 6131 -2161 -2161 620 SH. OPHIR ENERGY PLC P 2012-05-03 2013-05-24 3797 5759 -1962 -1962 1020 SH. OPHIR ENERGY PLC P 2012-05-03 2013-05-28 6246 9143 -2897 -2897 40 SH. ORACLE CORPORATION P 2012-05-04 2013-05-28 1268 1143 125 125 342 SH. ORACLE CORPORATION P 2012-01-24 2013-08-28 12042 9774 2268 2268 150000 SH. PA BUILD AMERICA 4.75% 7/15/22 P 2012-01-24 2013-11-27 174759 164103 10656 10656 2040 SH. PEPSICO, INC P 2011-10-20 2013-02-27 156644 111194 45450 45450 1030 SH. PEPSICO, INC P 2008-12-17 2013-03-12 79090 51125 27965 27965 570 SH. PEPSICO, INC P 2009-02-02 2013-03-12 43746 28293 15453 15453 90 SH. PRUDENTIAL PLC P 2009-02-02 2013-03-13 1524 936 588 588 970 SH. PRUDENTIAL PLC P 2011-11-08 2013-08-28 18172 10084 8088 8088 693 SH. PRUDENTIAL PLC P 2011-11-08 2013-09-26 14673 7204 7469 7469 210 SH. QUALCOMM INC. P 2011-11-08 2013-11-29 14112 7965 6147 6147 30 SH. QUALCOMM INC. P 2010-02-09 2013-08-19 1992 1138 854 854 244 SH. QUALCOMM INC. P 2010-02-09 2013-08-28 17912 9255 8657 8657 590 SH. QUEST DIAGNOSTICS INCORPORATED P 2010-02-09 2013-11-27 34243 33727 516 516 370 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-03-08 2013-01-31 21474 21203 271 271 1100 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-07-21 2013-01-31 63576 62880 696 696 10 SH. REGENERON PHARMACEUTICALS P 2011-03-08 2013-02-01 2400 296 2104 2104 260 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2013-08-28 73768 7706 66062 66062 90 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2013-11-04 26465 2667 23798 23798 25 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2013-11-05 7293 741 6552 6552 10 SH. ROCHE HOLDINGS AG P 2010-12-02 2013-11-27 2537 1722 815 815 90 SH. ROCHE HOLDINGS AG P 2012-04-12 2013-08-28 23751 15496 8255 8255 66 SH. ROCHE HOLDINGS AG P 2012-04-12 2013-09-26 18317 11364 6953 6953 30 SH. ROYAL DUTCH SHELL PLC-ADR A P 2012-04-12 2013-11-29 1985 2127 -142 -142 158 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-07-01 2013-08-28 10371 8680 1691 1691 89.7267 SH. ROYAL DUTCH SHELL PLC-ADR A P 2009-01-05 2013-09-26 5890 6362 -472 -472 42.2733 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-07-01 2013-09-26 2775 2780 -5 -5 161 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-09-19 2013-09-26 10726 8845 1881 1881 40 SH. SAFRAN SA P 2009-01-05 2013-11-27 2247 1164 1083 1083 260 SH. SAFRAN SA P 2011-11-30 2013-08-28 15738 7563 8175 8175 358 SH. SAFRAN SA P 2011-11-30 2013-09-26 23668 10414 13254 13254 4 SH. SAMSUNG ELECTRONICS CO., PFD P 2011-11-30 2013-11-29 3768 2544 1224 1224 1910 SH. SANTOS LIMITED P 2012-06-15 2013-11-29 24551 28613 -4062 -4062 1540 SH. SANTOS LIMITED P 2011-03-09 2013-08-22 20237 23070 -2833 -2833 1390 SH. SANTOS LIMITED P 2011-03-09 2013-08-23 18266 20374 -2108 -2108 250 SH. SANTOS LIMITED P 2011-03-10 2013-08-23 3285 3688 -403 -403 3270 SH. SANTOS LIMITED P 2011-07-01 2013-08-23 43454 47931 -4477 -4477 500 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-10 2013-08-26 544 530 14 14 5000 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-24 2013-08-29 6004 5296 708 708 3500 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-24 2013-09-26 3711 3707 4 4 8000 SH. SINGAPORE TELECOM LTD P 2011-03-24 2013-11-29 24202 20572 3630 3630 5000 SH. SINGAPORE TELECOM LTD P 2012-05-10 2013-07-15 15126 12945 2181 2181 230 SH. SINGAPORE TELECOM LTD P 2012-05-14 2013-07-15 696 585 111 111 11000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-15 33200 27994 5206 5206 11000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-16 33047 27994 5053 5053 11000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-17 32859 27994 4865 4865 8000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-18 23889 20360 3529 3529 4000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-19 12151 10097 2054 2054 6230 SH. SINGAPORE TELECOM LTD P 2012-05-04 2013-07-22 18925 15716 3209 3209 770 SH. SINGAPORE TELECOM LTD P 2012-05-09 2013-07-22 2339 1960 379 379 4000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-22 12308 10077 2231 2231 3000 SH. SINGAPORE TELECOM LTD P 2012-05-07 2013-07-23 9231 7559 1672 1672 1770 SH. SINGAPORE TELECOM LTD P 2012-05-08 2013-07-23 5446 4465 981 981 70 SH. SMITHS GROUP PLC P 2012-05-09 2013-07-23 1399 1345 54 54 310 SH. SMITHS GROUP PLC P 2004-08-18 2013-08-28 6900 5955 945 945 557 SH. SMITHS GROUP PLC P 2004-08-18 2013-09-26 12335 10700 1635 1635 520 SH. SVENSKA HANDELSBANKEN AB - A S P 2004-08-18 2013-11-29 23610 14244 9366 9366 520 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-08 2013-05-03 23274 14244 9030 9030 10 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-08 2013-05-06 453 273 180 180 1290 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-07 2013-05-07 58460 35336 23124 23124 710 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-08 2013-05-07 31564 19384 12180 12180 570 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-07 2013-05-10 25388 15562 9826 9826 1110 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-07 2013-05-13 48671 29797 18874 18874 380 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-06 2013-05-14 16662 10375 6287 6287 60 SH. SWEDBANK AB P 2011-12-07 2013-05-14 1390 635 755 755 690 SH. SWEDBANK AB P 2009-12-03 2013-08-28 16022 7307 8715 8715 493 SH. SWEDBANK AB P 2009-12-03 2013-09-26 12702 5221 7481 7481 130 SH. THERMO FISHER SCIENTIFIC INC. P 2009-12-03 2013-11-29 11024 5652 5372 5372 200 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2013-06-19 16252 8695 7557 7557 920 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2013-06-20 80991 39997 40994 40994 190 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2013-07-12 16732 8260 8472 8472 1380 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2013-07-15 121527 59474 62053 62053 10 SH. TIFFANY & CO. P 2010-08-27 2013-07-15 780 558 222 222 76 SH. TIFFANY & CO. P 2012-07-26 2013-08-28 6715 4238 2477 2477 600 SH. TIFFANY & CO. P 2012-07-26 2013-11-27 54492 31813 22679 22679 100 SH. TIFFANY & CO. P 2012-07-17 2013-12-20 9082 5302 3780 3780 344 SH. TIFFANY & CO. P 2012-07-17 2013-12-20 31242 19184 12058 12058 20 SH. TORONTO-DOMINION BANK P 2012-07-26 2013-12-20 1670 1290 380 380 40 SH. TULLOW OIL PLC P 2009-12-02 2013-08-28 637 818 -181 -181 410 SH. TULLOW OIL PLC P 2009-10-16 2013-08-28 6914 8389 -1475 -1475 296 SH. TULLOW OIL PLC P 2009-10-16 2013-09-26 4168 6056 -1888 -1888 20 SH. UNITEDHEALTH GROUP INC. P 2009-10-16 2013-11-29 1439 1125 314 314 100000 SH. UPS 5.125% DUE 4/1/19 P 2012-07-18 2013-08-28 115003 115024 -21 -21 125000 SH. US BANCORP 2.2% 11/15/16 P 2011-08-19 2013-12-13 128401 126692 1709 1709 85000 SH. US TREAS INF IX 1.625% 1/15/15 P 2012-03-21 2013-07-16 107268 105914 1354 1354 155000 SH. US TREAS N/B 2.625% 11/15/20 P 2012-09-17 2013-11-05 161164 159594 1570 1570 160 SH. VEDANTA RESOURCES PLC P 2011-08-25 2013-10-01 2535 5900 -3365 -3365 230 SH. VEDANTA RESOURCES PLC P 2011-03-30 2013-07-10 3644 8756 -5112 -5112 320 SH. VEDANTA RESOURCES PLC P 2011-03-31 2013-07-10 5070 11435 -6365 -6365 460 SH. VEDANTA RESOURCES PLC P 2011-03-24 2013-07-10 7717 16407 -8690 -8690 470 SH. VEDANTA RESOURCES PLC P 2011-03-29 2013-07-11 7885 16796 -8911 -8911 320 SH. VEDANTA RESOURCES PLC P 2011-03-24 2013-07-11 5368 11405 -6037 -6037 900 SH. VEDANTA RESOURCES PLC P 2011-03-25 2013-07-11 14980 32077 -17097 -17097 960 SH. VEDANTA RESOURCES PLC P 2011-03-25 2013-07-15 15979 33740 -17761 -17761 120 SH. VEDANTA RESOURCES PLC P 2011-03-28 2013-07-15 1984 4063 -2079 -2079 340 SH. VEDANTA RESOURCES PLC P 2011-07-01 2013-07-16 5621 11950 -6329 -6329 800 SH. VEDANTA RESOURCES PLC P 2011-03-28 2013-07-16 13227 15040 -1813 -1813 50000 SH. VERIZON COMM 6.35% 04/01/19 P 2011-11-14 2013-07-16 62987 57869 5118 5118 760 SH. VODAFONE GROUP PLC - SP ADR P 2011-07-12 2013-01-16 26981 20125 6856 6856 413 SH. VODAFONE GROUP PLC - SP ADR P 2011-07-01 2013-10-03 15314 8650 6664 6664 310 SH. VODAFONE GROUP PLC - SP ADR P 2010-05-10 2013-11-27 11495 8209 3286 3286 4700 SH. VODAFONE GROUP PLC - SP ADR P 2011-07-01 2013-11-27 173529 87440 86089 86089 828 SH. VODAFONE GROUP PLC - SP ADR P 2009-04-29 2013-12-16 30571 15398 15173 15173 380 SH. VODAFONE GROUP PLC - SP ADR P 2009-04-30 2013-12-16 14030 7602 6428 6428 2567 SH. VODAFONE GROUP PLC - SP ADR P 2010-05-07 2013-12-16 94776 53764 41012 41012 1482 SH. VODAFONE GROUP PLC - SP ADR P 2010-05-10 2013-12-16 54904 27561 27343 27343 100000 SH. WAL-MART STORES 5.8% 2/15/18 P 2009-04-30 2013-12-17 122313 114129 8184 8184 30 SH. WAL-MART STORES, INC. P 2011-07-19 2013-01-16 2174 1431 743 743 20 SH. WAL-MART STORES, INC. P 2005-04-21 2013-08-28 1617 954 663 663 248 SH. WAL-MART STORES, INC. P 2005-04-21 2013-11-27 20050 11461 8589 8589 60 SH. WELLS FARGO COMPANY P 2005-08-24 2013-11-27 2482 1450 1032 1032 180 SH. WELLS FARGO COMPANY P 2011-08-09 2013-08-28 7968 4348 3620 3620 326 SH. WELLS FARGO COMPANY P 2011-08-09 2013-11-27 14432 7599 6833 6833 400 SH. WYNN MACAU, LIMITED P 2011-08-10 2013-11-27 1179 823 356 356 2400 SH. WYNN MACAU, LIMITED P 2010-10-11 2013-08-29 8137 4938 3199 3199 1600 SH. WYNN MACAU, LIMITED P 2010-10-11 2013-09-26 6133 3292 2841 2841 78000 SH. YUM! BRANDS 6.25% 3/15/18 P 2010-10-11 2013-11-29 88603 89852 -1249 -1249 22000 SH. YUM! BRANDS 6.25% 3/15/18 P 2012-03-07 2013-11-20 25718 25320 398 398 SECURITIES LIT - JUNIPER NETWORKS P 2012-03-07 2013-12-02 48 48 48 1783648 false 1139970 21545323 0.05291 1133241 21394416 0.052969 1110999 20284506 0.054771 1030564 18092944 0.056959 1137556 22197166 0.051248 0.268857 0.053771 24115601 1296720 20201 1316921 1132817 40403 40403 40403 23000 23000 153 17556 false false false false false false false true true NJ true false false false false true NA ROCKEFELLER & CO 2125495100 30 ROCKEFELLER PLAZA ROOM 5600 NEW YORK NY 10112 false false false false false false false false false false false false false false false false false false false false false ELIZABETH McGRAW WEBSTER C/O ROCKEFELLER CO NEW YORK NY 10112 TRUSTEE & CHAIRMAN 0 0 0 0 CURTIS M WEBSTER 2 CORNELIA STREET NEW YORK NY 10014 TRUSTEE & PRESIDENT 0 0 0 0 LISETTE M EDM0ND 5784 VIA LAS NOBES RIVERSIDE CA 92507 TRUSTEE & VP 0 0 0 0 MARIANNA PAEN 117 N HIAWATHA HAILEY ID 83333 TRUSTEE & VP 0 0 0 0 SAMUEL W LAMBERT III 115 NORTH ROAD PRINCETON NJ 08540 SECRETARY-TREASURER & TRUSTEE 0 0 0 0 THEO M WEBSTER 62 STONE STREET NEW BRUNSWICK NJ 08901 VICE PRESIDENT & TRUSTEE 0 0 0 0 ROCKEFELLER & CO 30 ROCKEFELLER PLAZA ROOM 5600 NEW YORK NY 10112 INVESTMENT MGMT/ACTG 0 NONE NONE 20964313 576492 2942039 24482844 0 24482844 367243 24115601 1205780 1205780 40403 40403 1165377 1165377 1165377 1132817 0 0 0 0 1132817 1132817 1165377 0 2011 2010 2009 0 37310 129821 118436 84866 93221 463654 1132817 0 1132817 0 32560 32560 431094 0 0 0 0 4750 426344 129821 118436 84866 93221 ELIZABETH M WEBSTER NONE X 101 151 Moore Street Princeton NJ 08540 General Fund 5000 A Better Chance 240 West 35th Street 9th floor New York NY 10001 General Fund 5000 Aids Resource Foundation for Children 182 Roseville Avenue Newark NJ 07107 General Fund 5000 Alzheimer's Association 225 North Michigan Avenue Chicago IL 60601 General Fund 3000 American Cancer Society POB 22718 Oklahoma City OK 73123 General Fund 10000 American Red Cross 2025 E Street NW Washington DC 20006 General Fund 2500 American Repertory Ballet 80 Albany Street New Brunswick NJ 08901 General Fund 10000 Amnesty International of the USA Inc 5 Penn Plaza New York NY 10001 General Fund 5000 Assisting Children in Need 2 Cornelia Street Apt 402 New York NY 10014 General Fund 40000 Blaine County Community Drug Coalition 1650 Aviation Drive Hailey ID 83333 General Fund 8000 Blaine County Education Foundation P O Box 253 Hailey ID 83333 General Fund 20000 Blue Curtain 115 Harris Road Princeton NJ 08540 General Fund 20000 Brooklyn Ballet 145 Hicks Street Suite A-45 Brooklyn NY 11201 General Fund 7500 Cal Poly Pomona Foundation 3801 W Temple Ave Pomona CA 91768 General Fund 7000 Calpulli Mexican Dance Company 9110 34th Avenue Apt 5B Jackson Heights NY 11372 General Fund 2500 Cancer Hope Network Two North Road Suite A Chester NJ 07930 General Fund 5000 CARE 151 Ellis Street NE Atlanta GA 30303 General Fund 2500 Carolyn E Wylie Center for Children Youth and Fa 7177 Potomac Street Riverside CA 92504 General Fund 5000 Cause Effective 505 Eighth Avenue Suite 1212 New York NY 10018 General Fund 2500 Centurion Ministries 221 Witherspoon Street Princeton NJ 08542 General Fund 5000 City Parks Foundation 830 Fifth Avenue Room 280 New York NY 10021 General Fund 5000 Citymeals-on-Wheels 355 Lexington Avenue New York NY 10017 General Fund 2500 Company of Fools P O Box 329 Hailey ID 83333 General Fund 1000 Corner House 369 Witherspoon Street Princeton NJ 08540 General Fund 10000 Council of NJ Grantmakers 101 West State Street Trenton NJ 08608 General Fund 0 Council on Foundations PO Box 0021 Washington DC 20055 General Fund 1730 Crawford House Inc 362 Sunset Road Skillman NJ 08558 General Fund 10000 Creative Heartwork Inc 5 Drake Court Boonton Township NJ 07005 General Fund 10000 Drug Policy Alliance 925 Ninth Avenue New York NY 10019 General Fund 5000 El Puente de Williamsburg Inc 211 South 4th Street Brooklyn NY 11211 General Fund 2500 Environmental 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