2014-04-11T21:12:25-05:00 2013-05-31 990 2012-06-01 750800689 SOUTHERN METHODIST UNIVERSITY SOUT 2147682800 PO BOX 750261 DALLAS TX 752750261 CHRISTINE REGIS 2147682800 2014-04-11 false 2014-04-11 2012 2015-11-30 17:44:51Z R GERALD TURNER PO BOX 750261 DALLAS TX 752750261 1069999153 false X WWW.SMU.EDU X 1911 TX THE PRIMARY MISSION OF THE UNIVERSITY IS EDUCATION THROUGH RESEARCH AND TEACHING BY CREATING AND IMPARTING KNOWLEDGE THAT WILL SHAPE CITIZENS WHO CONTRIBUTE TO THEIR COMMUNITIES AND LEAD PROFESSIONS IN A GLOBAL SOCIETY. 42 40 6521 1555 -3479470 -3586785 97650318 109488300 461376234 483384122 68178322 72824929 4809015 3500224 632013889 669197575 133107892 142508490 0 268074911 267901555 12600 389823 18545265 172569712 178893807 573765115 589693675 58248774 79503900 2218766463 2494524378 618920450 779680315 1599846013 1714844063 X THE PRIMARY MISSION OF THE UNIVERSITY IS EDUCATION THROUGH RESEARCH AND TEACHING BY CREATING AND IMPARTING KNOWLEDGE THAT WILL SHAPE CITIZENS WHO CONTRIBUTE TO THEIR COMMUNITIES AND LEAD PROFESSIONS IN A GLOBAL SOCIETY. false false 377665924 126306771 395579714 INSTRUCTIONAL: INSTRUCTIONAL PROGRAMS INCLUDE ACADEMIC INSTRUCTION AND SERVICES FOR UNDERGRADUATE AND GRADUATE STUDENTS INCLUDING FINANCIAL AID IN THE FORM OF SCHOLARSHIPS AND FELLOWSHIPS. STUDENT ENROLLMENT FOR FALL SEMESTER 2012 WAS 10,893 AND SPRING SEMESTER 2013 WAS 10,541. 100472400 16201719 47798290 AUXILIARY ACTIVITIES: THIS CATEGORY INCLUDES ATHLETIC EXPENDITURES AND SERVICES THAT SUPPORT EDUCATIONAL ACTIVITIES. SERVICES INCLUDE BOOKSTORE, STUDENT HOUSING, VENDING AND FOOD ADMINISTRATION AND INDEPENDENT OPERATIONS. 34673626 26743937 SPONSORED RESEARCH: SPONSORED RESEARCH INCLUDES EXPENDITURES FOR ALL ACTIVITIES THAT ARE PART OF THE UNIVERSITY'S RESEARCH PROGRAM, INCLUDING ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH OUTCOMES, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. 14401061 10262181 ORGANIZED ACTIVITIES: ORGANIZED ACTIVITIES MAKE AVAILABLE TO THE PUBLIC VARIOUS RESOURCES THAT EXIST WITHIN THE UNIVERSITY SUCH AS SEMINARS, CONFERENCES AND CAMPS. 14401061 10262181 527213011 true true false true false true false true false true true true false false true true false true true true true false false true true false false false true true true true true false false false false true false false false true true false false false true true true false false true X 1608 0 6521 true false true UK false false false true true true 2 false false false false X 42 40 true false false false false false true true true false false true true true true true false true true false X CONTROLLER'S OFFICE 2147682011 6116 N CENTRAL EXPRESSWAY STE 202 DALLAS TX 752750261 R GERALD TURNER 36.50 1.00 X X 678453 0 410709 STEVEN EDWARDS 37.50 X 133161 0 35788 RUTH S ALTSHULER 1.00 X 0 0 0 WILLIAM ARMSTRONG 1.00 X 0 0 0 MICHAEL M BOONE 1.00 X 0 0 0 BRADLEY BROOKSHIRE 1.00 X 0 0 0 LAURA WELCH BUSH 1.00 X 0 0 0 RITCHIE L BUTLER 1.00 X 0 0 0 JEANNE TOWER COX 1.00 X 0 0 0 KELLY H COMPTON 1.00 X 0 0 0 MARK CRAIG 1.00 X 0 0 0 GARY T CRUM 1.00 X 0 0 0 KATHERINE CROW 1.00 X 0 0 0 ROBERT H DEDMAN JR 1.00 X 0 0 0 JAMES E DORFF 1.00 X 0 0 0 ANTOINE LV DIJKSTRA 1.00 X 0 0 0 LARRY FAULKNER 1.00 X 0 0 0 GERALD J FORD 1.00 X 0 0 0 ANTONIO O GARZA JR 1.00 X 0 0 0 JAMES R GIBBS 1.00 X 0 0 0 FREDERICK B HEGI JR 1.00 X 0 0 0 CLARK K HUNT 1.00 X 0 0 0 RAY L HUNT 1.00 X 0 0 0 MRS GENE C JONES 1.00 X 0 0 0 SCOTT JONES 1.00 X 0 0 0 FREDRICK LEACH 1.00 X 0 0 0 PAUL B LOYD JR 1.00 X 0 0 0 BOBBY B LYLE 1.00 X 0 0 0 MICHAEL MCKEE 1.00 X 0 0 0 DAVID B MILLER 1.00 1.00 X 0 0 0 SHERON PATTERSON 1.00 X 0 0 0 SARAH PEROT 1.00 X 0 0 0 JEANNE L PHILLIPS 1.00 X 0 0 0 CAREN H PROTHRO 1.00 X 0 0 0 CARL SEWELL 1.00 X 0 0 0 SCOTT MCLEAN 1.00 X 0 0 0 RICHARD K TEMPLETON 1.00 X 0 0 0 JOHN OAKES 1.00 X 0 0 0 WILLIAM VANDERSTRAATEN 1.00 X 0 0 0 ROYCE E WILSON SR 1.00 X 0 0 0 CONNIE O'NEILL 1.00 X 0 0 0 RICHARD WARE 1.00 X 0 0 0 PAUL W LUDDEN 36.50 1.00 X 521474 0 38277 MICHAEL A CONDON 36.50 1.00 X 445568 0 82235 CHRISTINE REGIS 29.50 8.00 X 440765 0 41345 BRAD E CHEVES 31.50 6.00 X 400276 0 41135 LORI S WHITE 36.50 1.00 X 348027 0 39694 PAUL WARD 29.50 8.00 X 333668 0 63867 THOMAS E BARRY 34.50 3.00 X 278998 0 41067 MARY ANNE ROGERS 31.50 6.00 X 92485 0 19218 ALBERT NIEMI JR 37.50 X 542791 0 45223 WILLIAM TSUTSUI 37.50 X 256898 0 34068 JUNE JONES 37.50 X 2008568 0 41150 LARRY BROWN 37.50 X 1535239 0 376655 MATTHEW DOHERTY 37.50 X 625358 0 31268 STEVEN ORSINI 37.50 X 565868 0 36017 MIGUEL QUINONES 37.50 X 464159 0 42365 PETER MOORE 37.50 X 193475 0 89619 THOMAS TUNKS 37.50 X 158017 0 23957 10023248 1533657 462 true true false HC BECK 1807 ROSS AVENUE STE 500 DALLAS TX 75201 CONSTRUCTION 49223567 ARAMARK 24818 NETWORK PLACE CHICAGO IL 60673 FACILITY&DINING 39948895 ROGERS O'BRIEN CONSTRUCTION COMPANY 1901 REGAL ROW DALLAS TX 75235 CONSTRUCTION 8620024 THE RICHARDS GROUP 8750 N CENTRAL EXPRESSWAY STE 1200 DALLAS TX 75231 ADVERTISING 3131454 THREESIXTY ARCHITECTURE INC 200 WEST 22ND STREET KANSAS CITY MO 641081938 ARCHITECT 2509933 130 2231361 14173 107242766 3593960 109488300 TUITION AND FEES 611710 383308211 383308211 AUXILIARY ACTIVITIES 611710 46636809 35018245 11618564 SPONSORED RESEARCH 611710 26591152 26591152 OTHER STUDENT FEES 611710 12129662 12129662 ORGANIZED ACTIVITIES 611710 7763671 7763671 6954617 6940640 13977 483384122 24077801 -4467697 28545498 1831959 1831959 4316825 4316825 111614 97945 13669 13669 13669 431994853 13073060 378697280 19455464 53297573 -6382404 46915169 974250 45940919 1720619 2231361 2550889 -830270 669197575 471751581 -3479470 92267434 142508490 142508490 5246617 1109102 3632502 505013 435519 435519 211089104 187870044 14185123 9033937 15267483 13149777 1359412 758294 22713820 19563255 2022431 1128134 13149012 11325152 1170784 653076 2066856 571540 1495316 360460 360460 212587 212587 389823 389823 9746346 9746346 26065231 23280797 1115667 1668767 4751261 4008394 602763 140104 17555670 15000489 846336 1708845 8485523 8112600 314619 58304 9418 9418 23899671 22899727 812691 187253 12556283 11968678 255099 332506 1174290 975011 181730 17549 13196820 13196820 26832348 23550428 2910929 370991 2687670 2658419 21105 8146 ALL OTHER EXPENSES 14574685 12639132 652061 1283492 BOOKS AND PERIODICALS 7254407 7124153 61397 68857 PUBLIC RELATIONS 4882014 2838550 1863683 179781 PROPERTY COSTS 2582267 2417516 112358 52393 589693675 527213011 43935399 18545265 7355334 15472814 201759830 354380065 90785563 113732016 133725676 128527193 8825590 7944416 419083 433907 5398714 7740022 1082966771 340115033 634617840 742851738 450119958 447901891 681675444 669993752 4083431 5546564 2218766463 2494524378 123043360 140217526 23806611 25336816 466960000 519531000 777000 352000 4333479 94242973 618920450 779680315 X 542952013 538247063 520780000 612235000 536114000 564362000 1599846013 1714844063 2218766463 2494524378 X 79503900 35494150 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 212587 212587 589481088 589693675 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 247612 243796 246570 212587 950565 250000 250000 250000 250000 1000000 1500000 2 1593192 31740955 true true 749219 40034952 X X X X X EDUCATIONAL PROGRAMMING false 1162415320 39537725 139862273 13434524 41913259 18388887 1268078648 1190709490 15898059 29097056 12806476 42410350 18072459 1162415320 1069398696 16869666 180581957 13378718 42903543 19858567 1190709491 1032262197 26874362 74857407 13375323 44100799 7119148 1069398696 1401274328 25069217 -332783497 12844512 44628154 3825185 1032262197 0.06570 0.49050 0.44380 false false 104288452 104288452 784745665 253234128 531511537 123384466 61814952 61569514 70548188 25065953 45482235 742851738 PRIVATE EQUITY FUNDS 200696981 C ABSOLUTE RETURN FUNDS 180707723 C PARTNERSHIP INVESTMENTS - REAL EST 95835041 C EQUITY FUNDS WITHOUT DAILY LIQUIDITY 92801715 C VENTURE CAPITAL 40399186 C EQUITY METHOD INVESTMENTS 27417065 F FUNDS HELD IN TRUST BY OTHERS 19794611 F PARTNERSHIP INVESTMENTS - TIMBER 11803598 C FIXED INCOME FUNDS WITHOUT DAILY LIQ 537641 C MINERAL RIGHTS 183 C OTHER INVESTMENTS 8 C 669993752 TAXABLE BONDS PAYABLE 90090000 US GOVERNMENT STUDENT LOAN ADVANCES 2899000 DEPOSITS 1253973 94242973 X COLLECTIONS AND RELATION TO EXEMPT PURPOSE SCHEDULE D, PAGE 2, PART III, LINE 4 THE MEADOWS MUSEUM AT SOUTHERN METHODIST UNIVERSITY HOUSES ONE OF THE LARGEST AND MOST COMPREHENSIVE COLLECTIONS OF SPANISH ART OUTSIDE OF SPAIN. WITH WORKS DATING FROM THE 10TH TO THE 21ST CENTURY, THE INTERNATIONALLY RENOWNED COLLECTION PRESENTS A BROAD SPECTRUM OF ART COVERING A THOUSAND YEARS OF SPANISH HERITAGE. THE MUSEUM IS A RESOURCE OF SOUTHERN METHODIST UNIVERSITY THAT SERVES A BROAD AND INTERNATIONAL AUDIENCE AS WELL AS THE UNIVERSITY COMMUNITY THROUGH MEANINGFUL EXHIBITIONS, PUBLICATIONS, WORKSHOPS AND OTHER EDUCATIONAL PROGRAMS AND ENCOURAGES PUBLIC PARTICIPATION THROUGH A BROAD-BASED MEMBERSHIP. INTENDED USES FOR ENDOWMENT FUNDS SCHEDULE D, PAGE 2, PART V, LINE 4 INTENDED USES OF ENDOWMENT FUNDS INCLUDE EDUCATION PROGRAM SUPPORT, CHAIRS AND FACULTY SUPPORT, SCHOLARSHIPS AND OTHER STUDENT AID, LIBRARY AND BOOKS, AND MAINTENANCE. LIABILITY UNDER FIN 48 FOOTNOTE SCHEDULE D, PAGE 3, PART X THE UNIVERSITY COMPLIES WITH THE REQUIREMENTS OF ASC 740, INCOME TAXES, WHICH PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT REQUIREMENTS FOR FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. IN ADDITION, ASC 740 PROVIDES GUIDANCE ON RECOGNITION, CLASSIFICATION, AND ACCOUNTING IN INTERIM PERIODS AND DISCLOSURE REQUIREMENTS FOR UNCERTAIN TAX POSITIONS. THE UNIVERSITY AND ITS CONTROLLED CORPORATIONS DO NOT HAVE ANY UNCERTAIN TAX POSITIONS AND THEREFORE HAVE RECORDED NO LIABILITY OR BENEFIT FOR SUCH POSITIONS FOR THE YEARS ENDED MAY 31, 2013 AND 2012. SUPPLEMENTAL FINANCIAL INFORMATION SCHEDULE D, PAGE 4, PART XIII PART V: THE ENDOWMENT MARKET VALUES REPORTED IN THIS SECTION DO NOT INCLUDE PLEDGES RECEIVABLE WHICH ARE INCLUDED FOR FINANCIAL STATEMENT PURPOSES IN COMPLIANCE WITH SFAS NO. 116. PLEDGES DO NOT GENERATE INCOME FOR SPENDING AND NORMALLY ARE NOT INCLUDED WHEN THE UNIVERSITY REPORTS ENDOWMENT FUND MARKET VALUE FOR PURPOSES OTHER THAN THE FINANCIAL STATEMENTS AND ARE NOT INCLUDED HERE. THE UNIVERSITY HAS ELECTED TO REPORT MARKETABLE SECURITIES, EQUITY METHOD INVESTMENTS, AND FUNDS HELD IN TRUST AT FAIR VALUE FOR FINANCIAL STATEMENT PURPOSES. THE UNIVERSITY HAS NOT ELECTED TO REPORT OTHER ASSETS AT FAIR VALUE FOR FINANCIAL STATEMENT PURPOSES, AND ACCORDINGLY, NEITHER THE UNREALIZED GAINS AND LOSSES IN PRIOR YEARS NOR THE GAINS IN FISCAL YEAR 2013 ARE REPORTED FOR FINANCIAL STATEMENT PURPOSES, EXCEPT IF THOSE WITH LOSSES ARE DETERMINED TO BE PERMANENT IMPAIRMENTS. AS OF MAY 31, 2013, THE UNIVERSITY HAS APPROXIMATELY 216.58 MILLION OF UNREALIZED GAINS THAT ARE REFLECTED HERE BUT HAD NOT BEEN RECOGNIZED IN ITS FINANCIAL STATEMENTS. PART I, LINE 4 THE AMOUNT SHOWN REPRESENTS THE FAIR VALUE AT THE END OF THE YEAR. THIS VALUE IS DIFFERENT FROM THE AMOUNT REPORTED FOR FINANCIAL STATEMENT PURPOSES AND BALANCE SHEET REPORTING ON FORM 990 BECAUSE THE UNIVERSITY DOES NOT RECORD ALL POOL INVESTMENTS AT FAIR VALUE. true true true true true true true false false false false false false false false true false true PUBLICATION OF NONDISCRIMINATORY POLICY IN MEDIA EXPLANATION SCHEDULE E LINE 3 THE SOUTHERN METHODIST UNIVERSITY NONDISCRIMINATION STATEMENT APPEARS ON THE UNIVERSITYS WEBSITE AND IN ELECTRONIC AND PRINTED MATERIALS SUCH AS THE STUDENT HANDBOOK ADMISSION BROCHURES ADVERTISEMENTS ETC FINANCIAL AID OR GOVERNMENT ASSISTANCE EXPLANATION SCHEDULE E LINE 6 THE UNIVERSITY PARTICIPATES IN THE FEDERAL PERKINS LOAN PROGRAM FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT FEDERAL WORKSTUDY PROGRAM FEDERAL PELL GRANT WILLIAM D FORD FEDERAL DIRECT LOAN PROGRAM TEXAS TUITION EQUALIZATION GRANT TEXAS BONTIME PROGRAM AND TEXAS COLLEGE ACCESS LOAN PROGRAM AND RECEIVED FEDERAL AND STATE FUNDING FOR RESEARCH GRANTS AND CONTRACTS CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE CONFERENCE 767 CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE STUDY ABROAD 147692 CENTRAL AMERICA AND THE CARRIBEAN INVESTMENTS CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE RECRUITING 5627 CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE RESEARCH/CONFERENCE 12993 EAST ASIA AND THE PACIFIC PROGRAM SERVICE RESEARCH/CONFERENCE 106319 EAST ASIA AND THE PACIFIC PROGRAM SERVICE RECRUITING 31473 EAST ASIA AND THE PACIFIC PROGRAM SERVICE CONFERENCE 75042 EAST ASIA AND THE PACIFIC PROGRAM SERVICE STUDY ABROAD 941285 EAST ASIA AND THE PACIFIC PROGRAM SERVICE RESEARCH 5838 EAST ASIA AND THE PACIFIC PROGRAM SERVICE ALUMNI RELATIONS/REC 1963 EAST ASIA AND THE PACIFIC PROGRAM SERVICE ALUMNI RELATIONS 15000 EUROPE 3 PROGRAM SERVICE RESEARCH/CONFERENCE 328966 EUROPE 5 PROGRAM SERVICE STUDY ABROAD 3400167 EUROPE PROGRAM SERVICE RECRUITING 6956 EUROPE PROGRAM SERVICE EXHIBITION 8539 EUROPE PROGRAM SERVICE CONFERENCE 95534 EUROPE INVESTMENTS EUROPE PROGRAM SERVICE MEMBER TOUR 5541 EUROPE PROGRAM SERVICE RESEARCH 48722 EUROPE PROGRAM SERVICE ALUMNI RELATIONS 3121 EUROPE PROGRAM SERVICE ALUMNI RELATIONS/REC 150 EUROPE PROGRAM SERVICE FACULTY DEVELOPMENT 3138 EUROPE PROGRAM SERVICE STUDENT ACTIVITIES 7783 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE CONFERENCE 3545 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE RECRUITING 3624 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE STUDY ABROAD 81863 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE RESEARCH 4769 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE RESEARCH/CONFERENCE 25100 NORTH AMERICA PROGRAM SERVICE CONFERENCE 27219 NORTH AMERICA PROGRAM SERVICE RECRUITING 2814 NORTH AMERICA PROGRAM SERVICE RESEARCH/CONFERENCE 15895 NORTH AMERICA PROGRAM SERVICE RESEARCH 3399 NORTH AMERICA PROGRAM SERVICE STUDY ABROAD 1143 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICE CONFERENCE 2078 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICE RESEARCH/CONFERENCE 19940 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICE STUDY ABROAD 67557 RUSSIA AND THE NEWLY INDEPENDENT STATES FUNDRAISING DONOR DEVELOPMENT 5493 SOUTH AMERICA PROGRAM SERVICE CONFERENCE 3581 SOUTH AMERICA PROGRAM SERVICE RESEARCH/CONFERENCE 20419 SOUTH AMERICA PROGRAM SERVICE STUDY ABROAD 100632 SOUTH AMERICA PROGRAM SERVICE RESEARCH 4200 SOUTH AMERICA PROGRAM SERVICE RECRUITING 2977 SOUTH ASIA 1 PROGRAM SERVICE RESEARCH/CONFERENCE 38423 SOUTH ASIA PROGRAM SERVICE ALUMNI RELATIONS/REC 429 SOUTH ASIA PROGRAM SERVICE RECRUITING 8429 SOUTH ASIA PROGRAM SERVICE CONFERENCE 7195 SOUTH ASIA PROGRAM SERVICE RESEARCH 7572 SOUTH ASIA PROGRAM SERVICE STUDY ABROAD 69854 SUB-SAHARAN AFRICA PROGRAM SERVICE CONFERENCE 4526 SUB-SAHARAN AFRICA PROGRAM SERVICE RESEARCH/CONFERENCE 13567 SUB-SAHARAN AFRICA PROGRAM SERVICE STUDY ABROAD 62693 SUB-SAHARAN AFRICA PROGRAM SERVICE RESEARCH 2000 8 1 9 150015457 78569212 228584669 true false true true true true ACTIVITIES PER REGION SCHEDULE F, PAGE 1, PART I, LINE 3 CENTRAL AMERICA AND THE CARRIBEAN 767 0 CENTRAL AMERICA AND THE CARRIBEAN 147,692 0 CENTRAL AMERICA AND THE CARRIBEAN 0 144,831,296 CENTRAL AMERICA AND THE CARRIBEAN 5,627 0 CENTRAL AMERICA AND THE CARRIBEAN 12,993 0 EAST ASIA AND THE PACIFIC 106,319 0 EAST ASIA AND THE PACIFIC 31,473 0 EAST ASIA AND THE PACIFIC 75,042 0 EAST ASIA AND THE PACIFIC 941,285 0 EAST ASIA AND THE PACIFIC 5,838 0 EAST ASIA AND THE PACIFIC 1,963 0 EAST ASIA AND THE PACIFIC 15,000 0 EUROPE 328,966 0 EUROPE 3,400,167 0 EUROPE 6,956 0 EUROPE 8,539 0 EUROPE 95,534 0 EUROPE 0 77,889,821 EUROPE 5,541 0 EUROPE 48,722 0 EUROPE 3,121 0 EUROPE 150 0 EUROPE 3,138 0 EUROPE 7,783 0 MIDDLE EAST AND NORTH AFRICA 3,545 0 MIDDLE EAST AND NORTH AFRICA 3,624 0 MIDDLE EAST AND NORTH AFRICA 81,863 0 MIDDLE EAST AND NORTH AFRICA 4,769 0 MIDDLE EAST AND NORTH AFRICA 25,100 0 NORTH AMERICA 27,219 0 NORTH AMERICA 2,814 0 NORTH AMERICA 15,895 0 NORTH AMERICA 3,399 0 NORTH AMERICA 1,143 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 2,078 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 19,940 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 67,557 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 5,493 0 SOUTH AMERICA 3,581 0 SOUTH AMERICA 20,419 0 SOUTH AMERICA 100,632 0 SOUTH AMERICA 4,200 0 SOUTH AMERICA 2,977 0 SOUTH ASIA 38,423 0 SOUTH ASIA 429 0 SOUTH ASIA 8,429 0 SOUTH ASIA 7,195 0 SOUTH ASIA 7,572 0 SOUTH ASIA 69,854 0 SUB-SAHARAN AFRICA 4,526 0 SUB-SAHARAN AFRICA 13,567 0 SUB-SAHARAN AFRICA 62,693 0 SUB-SAHARAN AFRICA 2,000 0 ADDITIONAL INFORMATION SCHEDULE F, PAGE 5, PART V PART I, LINE 3: THE UNIVERSITY ACCOUNTS FOR ALL EXPENDITURES ON AN ACCRUAL BASIS AND MAKES ALL REIMBURSEMENTS UNDER AN ACCOUNTABLE PLAN. X X X X X X X true RUFFALOCODY LLC 65 KIRKWOOD NORTH RD SW CEDAR RAPIDS IA 524063018 TELEMKTNG false 462577 344889 117688 MARTS LUNDY INC 1200 WALL STREET WEST LYNDHURST NJ 07071 CONSULTING false 44934 -44934 462577 389823 72754 AL AR CA FL GA HI IL KS LA MD MN MS MO NJ NM NC ND OH OK OR PA RI TN UT WV WI CT ME TATE LECTURE SE 1729996 694770 1035226 114826 93798 497165 482263 ATHLETIC FORUM 624275 315025 309250 5794 263324 354006 26474 12 1597709 1221566 376143 33609 66871 268735 160095 183929 3951980 2231361 1720619 33609 187491 625857 1011266 692666 2550889 -830270 PART I LINE 2 B ADDITIONAL INFORMATION DURING FISCAL YEAR 2013 MARTS LUNDY INC PROVIDED CONSULTING SERVICES AND ASSISTANCE WITH CAMPAIGN ORGANIZATIONAL STRUCTURE AND STRATEGY IN RELATION TO THE SECOND CENTURY CAMPAIGN DURING FISCAL YEAR 2013 RUFFALOCODY LLC PROVIDED TELEMARKETING SERVICES true STUDENT TUITION GRANTS 7000 5005505 137502985 BOOK TUITION, FEES, AND SCHOLARSHIPS ROOM AND BOARD ALLOWANCES PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS INSIDE THE UNITED STATES SCHEDULE I, PAGE 1, PART I, LINE 2 THE UNIVERSITY PROVIDES FINANCIAL AID TO STUDENTS TO ENABLE THEM TO ATTEND THE UNIVERSITY. ALL FINANCIAL AID RECIPIENTS ARE SELECTED ON AN EQUAL OBJECTIVELY DETERMINABLE BASIS WITH OTHER RECIPIENTS. THAT IS, ALL STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BASED ON THE UNIVERSITY'S ASSESSMENT OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. A LIST OF RECIPIENTS OF SCHOLARSHIPS AND FELLOWSHIPS IS ON FILE AT THE UNIVERSITY IN THE FINANCIAL AID OFFICE. X X X X X X true true X X X X X X true false false true false false false false false R GERALD TURNER 606284 72169 284403 126306 1089162 STEVEN EDWARDS 133022 139 11041 24747 168949 PAUL W LUDDEN 402157 101971 17346 25000 13277 559751 MICHAEL A CONDON 355904 73963 15701 25000 57235 527803 CHRISTINE REGIS 320441 101971 18353 25000 16345 482110 BRAD E CHEVES 317068 51000 32208 25000 16135 441411 LORI S WHITE 230943 102701 14383 23617 16077 387721 PAUL WARD 317323 16345 50000 13867 397535 THOMAS E BARRY 259454 19544 25000 16067 320065 ALBERT NIEMI JR 518755 6798 17238 25000 20223 588014 WILLIAM TSUTSUI 249107 7791 25000 9068 290966 JUNE JONES 1906763 82500 19305 25000 16150 2049718 LARRY BROWN 1525226 10013 362731 13924 1911894 MATTHEW DOHERTY 585475 26706 13177 25000 6268 656626 STEVEN ORSINI 421314 126694 17860 25000 11017 601885 MIGUEL QUINONES 462690 1000 469 20655 21710 506524 PETER MOORE 192961 514 15721 73898 283094 THOMAS TUNKS 156398 1619 14909 9048 181974 FRINGE OR EXPENSE EXPLANATION SCHEDULE J, PAGE 1, PART I, LINE 1A CHARTER FLIGHT AND FIRST-CLASS TRAVEL COSTS WERE INCURRED BY COACH LARRY BROWN FOR RECRUITING PURPOSES. IN ADDITION TO RECRUITING, THERE WERE CHARTER FLIGHTS FOR TWO BASKETBALL GAMES. THE UNIVERSITY'S TRAVEL POLICY PROVIDES THAT EXPENSES INCURRED BY SPOUSES ARE NOT REIMBURSABLE UNLESS THE SPOUSE IS TRAVELING FOR A BONA FIDE BUSINESS PURPOSE AND THE TRAVEL HAS BEEN APPROVED. ANY EXCEPTIONS TO THE POLICY REQUIRE APPROVAL BY THE APPROPRIATE UNIVERSITY OFFICER. ALL SPOUSAL TRAVEL IS PROCESSED UNDER THE PROVISIONS OF THE TAX DEPARTMENT'S SPOUSAL TRAVEL POLICY WHICH PROVIDES FOR EVALUATING THE TAXABLE COMPONENT, IF ANY, OF THE TRAVEL AND THE APPROPRIATE TAX TREATMENT AND REPORTING. APPROPRIATE APPROVALS IN ACCORDANCE WITH POLICY ARE REQUIRED PRIOR TO REIMBURSEMENT. SPOUSAL TRAVEL EXPENSES WERE PAID FOR R. GERALD TURNER, BRAD CHEVES AND ALBERT NIEMI AND WERE REPORTED AS TAXABLE COMPENSATION. ALL GROSS-UP PAYMENTS HAVE BEEN APPROPRIATELY APPROVED IN ACCORDANCE WITH UNIVERSITY POLICY PRIOR TO PAYMENT. EMPLOYEES WHO RECEIVED GROSSED-UP PAYMENTS FOR PAYROLL TAXES WHICH WERE REPORTED AS TAXABLE COMPENSATION WERE PAUL LUDDEN, CHRIS REGIS, LORI WHITE, AND ALBERT NIEMI. THE PRESIDENT IS REQUIRED UNDER HIS EMPLOYMENT CONTRACT TO RESIDE IN THE UNIVERSITY PROVIDED RESIDENCE. THERE IS A POLICY REGARDING REVIEW/APPROVAL OF SOCIAL CLUB DUES. THE UNIVERSITY HAS ESTABLISHED A REPORTING PERIOD OF NOVEMBER 1 THROUGH OCTOBER 31 FOR REPORTING PERSONAL USE OF A CLUB AND CALCULATING THE PERSONAL PORTION OF DUES THAT SHOULD BE REPORTED AS TAXABLE INCOME. ANY PERSONAL CHARGES AT SOCIAL CLUBS ARE REIMBURSED TO THE UNIVERSITY WHEN THE BILLING IS RECEIVED, PRIOR TO PAYMENT. THE EMPLOYEES WHO HAD PERSONAL AMOUNTS REPORTED AS TAXABLE COMPENSATION RELATED TO SOCIAL CLUB DUES ARE R. GERALD TURNER, BRAD CHEVES, PAUL LUDDEN, LORI WHITE, CHRIS REGIS, ALBERT NIEMI, LARRY BROWN AND WILLIAM TSUTSUI. THE UNIVERSITY PROVIDES SERVICES SUCH AS LANDSCAPING AND RESIDENTIAL REPAIRS AND MAINTENANCE FOR THE PRESIDENT'S RESIDENCE, CONSIDERING THEM NECESSARY AND APPROPRIATE FOR HIS USE OF THE FACILITY FOR BUSINESS FUNCTIONS AS THE RESIDENCE IS A UNIVERSITY OWNED ASSET. THE PERCENTAGE OF THE MAID'S COMPENSATION AND BENEFITS RELATED TO PERSONAL SERVICES WAS REPORTED AS TAXABLE COMPENSATION TO R. GERALD TURNER. SEVERANCE, NONQUALIFIED, AND EQUITY-BASED PAYMENTS SCHEDULE J, PAGE 1, PART I, LINE 4 MATTHEW DOHERTY 486,274 0 0 STEVEN ORSINI 273,841 0 0 COMPENSATION CONTINGENT UPON REVENUES OF ORGANIZATION SCHEDULE J, PAGE 1, PART I, LINE 5A THERE IS ONE PERSON LISTED IN FORM 990, PART VII, WHO RECEIVED AN INCENTIVE COMPENSATION BONUS. THE ELIGIBILITY FOR AND THE AMOUNT OF THE PAYMENT IS DETERMINED BY TWO COMPONENTS: A QUANTITATIVE MEASURE OF THE PERFORMANCE OF THE UNIVERSITY'S INVESTMENT POOL AGAINST AN APPROPRIATE BENCHMARK AND A QUALITATIVE MEASURE BASED ON FACTORS SUCH AS RISK MITIGATION, QUALITY OF DECISION MAKING AND CONTRIBUTIONS TO ADVANCEMENT OF THE ENDOWMENT. A 2003 SOUTHWEST HIGHER EDUCATION 521442059 845040FB5 2003-12-18 30470393 RENOVATION & CONSTRUCTION OF EDUCATIONAL FACILITY AND RELATED PARKING true false false B 2007 SOUTHWEST HIGHER EDUCATION 521442059 845040GD0 2007-02-14 100890740 ADVANCE REFUND & DEFEASE A PORTION false false false C 2009 SOUTHWEST HIGHER EDUCATION 521442059 845040HG2 2009-10-01 162035907 FINANCE NEW MONEY PROJECTS AND CURRENTLY REFUND false false false D 2010 SOUTHWEST HIGHER EDUCATION 521442059 845040JB1 2010-10-28 124998461 FINANCE NEW MONEY PROJECTS. false false false A 5815000 32053296 367331 428612 303315 30954037 2010 false false true true B 4970000 114937923 2246764 922858 384931 113630133 false true true true C 6465000 162036208 1236365 66161260 94638583 true false true true D 125307174 1091820 92110273 32105082 false false false true A false false true true false 0.02100 0.02100 false false false true B false false true true true true 0.01660 0.01660 false false false true C false false true true true true 0.00710 0.00710 false false false true D false false false false false false false true A false false false true false false false true true B false false false true false false false false true C false false false false false false false false true D false false false false false false false false true A true PURPOSE OF ISSUE DESCRIPTION SCHEDULE K 2003 SOUTHWEST HIGHER EDUCATION RENOVATION CONSTRUCTION OF EDUCATIONAL FACILITY AND RELATED PARKING FACILITY 2007 SOUTHWEST HIGHER EDUCATION ADVANCE REFUND DEFEASE A PORTION OF PRINCIPAL ON THE 1999A 12099 AND 2002 732002 BONDS 2009 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS AND CURRENTLY REFUND THE 1999D 1201999 AND THE 2006 312006 BONDS 2010 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS 2013 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS DATE REBATE COMPUTATION PERFORMED SCHEDULE K 2003 SOUTHWEST HIGHER EDUCATION 121808 2007 SOUTHWEST HIGHER EDUCATION 021412 ADDITIONAL INFORMATION SCHEDULE K 2007 SOUTHWEST HIGHER EDUCATION PART 1 LINE A COLUMN G THE 2003 BOND WAS PARTIALLY DEFEASED BY A TAXABLE BOND ON 4162013 PART I LINE B COLUMN F ADVANCE REFUND PORTION OF PRIN 1999A 12099 AND THE 2002 7302 BONDS PART I LINE C COLUMN F NEW MONEY AND CURRENT REFUND OF THE 1999D 12099 AND THE 2006 3106 BONDS PART II LINE 3 COLUMN ABCD E TOTAL PROCEEDS INCLUDE INVESTMENT PROCEEDS PART II LINE 6 COLUMN B REDEEMED THE 2002 BOND WITH ESCROW PROCEEDS 45175000 AND SMU CASH 2200000 ON 10012012 REDEEMED THE 1999A BOND WITH PROCEEDS 43645000 ON 10012009 PART II LINE 13 COLUMN B THE SERIES 2007 BONDS WERE REFUNDING BONDS THERE WERE NO NEW PROJECTS FOR WHICH A YEAR OF SUBSTANTIAL COMPLETION WOULD NEED TO BE REPORTED PART II LINE 13 COLUMN C THE SERIES 2009 BOND PROCEEDS HAVE FUNDED PROJECTS WHICH ARE NOT YET IN SERVICE PART II LINE 17 COLUMN ABC D THE UNIVERSITY HAS MAINTAINED ADEQUATE BOOK AND RECORDS FOR THE ALLOCATIONS MADE TO DATE SMU ALWAYS MAINTAINS ADEQUATE BOOKS AND RECORDS WHEN THE FINAL ALLOCATIONS ARE MADE PART III LINE 4 COLUMN A THE 2003 BOND WAS PARTIALLY DEFEASED BY A TAXABLE BOND ON 4162013 2013B PART IV LINE 4D COLUMN ABC D THE UNIVERSITY DID NOT INVEST IN A GIC HOWEVER ANSWERS ARE PROVIDED AS THEY ARE REQUIRED BY THE IRS FOR FILING PURPOSES PART IV LINE 6 COLUMN C D THE UNIVERSITY REASONABLY EXPECTS TO MEET THE SPENDING REQUIREMENTS WITHIN THE REQUIRED TIMEFRAME 58155 TUITION WAIVER EDUCATION 41700 MERIT SCHOLAR EDUCATION ADDITIONAL INFORMATION SCHEDULE L PART V SCHEDULE L PART III THE AMOUNT REPORTED ON PART III LINE 1 C REPORTS TUITION WAIVERS GRANTED ON THE SAME BASIS AS TO ANY OTHER BENEFITELIGIBLE EMPLOYEE THE AMOUNT REPORTED ON PART III LINE 2 C REPORTS THE MERIT SCHOLARSHIPS AWARDED ON AN OBJECTIVE AND NONDISCRIMINATORY BASIS BASED ON PREESTABLISHED CRITERIA AND REVIEWED BY A SELECTION COMMITTEE X 21 639251 MARKET OR APPRAISAL X 109968 MARKET OR APPRAISAL X 111 2375021 MARKET OR APPRAISAL X 3 215665 MARKET OR APPRAISAL X 2 2 SEE PART II X 3 16000 MARKET OR APPRAISAL X 15 12317 MARKET OR APPRAISAL X EQUIPMENT 4 55893 MARKET OR APPRAISAL X EVENT TICKETS 828 105457 MARKET OR APPRAISAL X MUSICAL INSTRUM 1 25000 MARKET OR APPRAISAL X EVENT EXPENSE 37 28386 MARKET OR APPRAISAL 22 false true true THIRD PARTY USED TO PROCESS NONCASH CONTRIBUTIONS SCHEDULE M, PAGE 1, PART I, LINE 32B SOUTHERN METHODIST UNIVERSITY HIRES EXTERNAL BROKERS AND APPRAISERS AS DEEMED APPROPRIATE. SUPPLEMENTAL INFORMATION SCHEDULE M, PAGE 2, PART II PART 1, LINE 17, COL (D), REAL ESTATE - OTHER: UNIVERSITY PRACTICE FOR VALUATION OF NON-PRODUCING MINERAL INTERESTS PART 1, LINE 28, OTHER: FORMAL GOWN COSTUMES 1 11,000 PART 1, COLUMN B: THE NUMBER REFLECTED IN COLUMN B REPORTS THE NUMBER OF CONTRIBUTIONS. ADDITIONAL INFORMATION FORM 990 PART IV, LINE 12: THE UNIVERSITY DID NOT RECEIVE A SEPARATE AUDITED FINANCIAL STATEMENT. HOWEVER, THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS INCLUDING THE BALANCE SHEET AND RELATED STATEMENTS OF ACTIVITIES AND CASH FLOWS WERE AUDITED IN ACCORDANCE WITH GAAP AND WERE REPORTED ON A CONSOLIDATED BASIS. PART IV, LINE 24B: THE UNIVERSITY PLANS TO SPEND PROCEEDS WITHIN THE TEMPORARY PERIOD EXCEPTION, BUT IN CASES WHEN IT DOES NOT, IT PREPARES THE APPROPRIATE ARBITRAGE REPORTING AND REMITS ANY EXCESS EARNINGS OVER THE ARBITRAGE YIELD TO THE GOVERNMENT. PART IV, LINE 24C: THE UNIVERSITY RECEIVED A DONATION RESTRICTED FOR PROJECTS FUNDED BY BONDS WHICH WAS PUT INTO ESCROW UNTIL THE EARLIEST OPTIONAL REDEMPTION DATE. ALL OTHER ACCOMPLISHMENT DESCRIPTION FORM 990, PAGE 2, PART III, LINE 4D ORGANIZED ACTIVITIES: ORGANIZED ACTIVITIES MAKE AVAILABLE TO THE PUBLIC VARIOUS RESOURCES THAT EXIST WITHIN THE UNIVERSITY SUCH AS SEMINARS, CONFERENCES AND CAMPS. FINANCIAL ACCOUNTS IN FOREIGN COUNTRIES FORM 990, PART V, LINE 4B UNITED KINGDOM, FRANCE ADDITIONAL INFORMATION FORM 990, PART VI SECTION B, LINE 14: SOUTHERN METHODIST UNIVERSITY DOES NOT HAVE A UNIVERSITY-WIDE RETENTION POLICY, BUT DEPARTMENTS WITHIN THE UNIVERSITY HAVE RETENTION AND DOCUMENT DESTRUCTION POLICIES THAT REFLECT LEGISLATIVE OR OTHER LEGAL REQUIREMENTS AND GOOD BUSINESS PRACTICES. RELATED PARTY INFORMATION AMONG OFFICERS FORM 990, PAGE 6, PART VI, LINE 2 R. GERALD TURNER RAY HUNT PRESIDENT TRUSTEE BUSINESS RELATIONSHIP JEANNE PHILLIPS RAY HUNT TRUSTEE TRUSTEE BUSINESS RELATIONSHIP WILLIAM VANDERSTRAATEN RAY HUNT TRUSTEE TRUSTEE BUSINESS RELATIONSHIP DECISIONS SUBJECT TO APPROVAL OF MEMBERS FORM 990, PAGE 6, PART VI, LINE 7B PURSUANT TO THE RESTATED ARTICLES OF INCORPORATION OF SMU, CAMPUS PROPERTY MAY BE SOLD OR LEASED ONLY WITH THE CONSENT OF THE SOUTH CENTRAL JURISDICTIONAL CONFERENCE OF THE UNITED METHODIST CHURCH. ORGANIZATION'S PROCESS USED TO REVIEW FORM 990 FORM 990, PAGE 6, PART VI, LINE 11B THE COMPLETED FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES SUFFICIENTLY IN ADVANCE OF THE FILING DEADLINE TO ENABLE A DETAILED AND CONSCIENTIOUS REVIEW BY THE COMMITTEE. ALL QUESTIONS, CONCERNS, ETC. OF THE AUDIT COMMITTEE ARE ADDRESSED BY THE UNIVERSITY AND INCORPORATED INTO THE FORM 990 AS REQUIRED. THE FORM 990 IS ALSO PLACED ON A SECURE WEBSITE FOR ALL MEMBERS OF THE GOVERNING BODY WHO ARE NOTIFIED WHEN IT IS READY FOR REVIEW. ENFORCEMENT OF CONFLICTS POLICY FORM 990, PAGE 6, PART VI, LINE 12C PURSUANT TO THE SMU CONFLICT OF INTEREST POLICY RELATING TO TRUSTEES, MEMBERS OF BOARD COMMITTEES, EXECUTIVE OFFICERS AND DEANS, EACH COVERED PERSON COMPLETES A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. THESE DISCLOSURES ARE REVIEWED BY A BOARD OF TRUSTEES CONFLICTS COMMITTEE. THE COMMITTEE REVIEWS THE MATERIAL FACTS AND DECIDES WHETHER SUCH FACTS GIVE RISE TO CONFLICTS OF INTEREST AND, IF SO, WHETHER SUCH CONFLICTS OF INTEREST SHOULD BE APPROVED OR DISAPPROVED. WITH RESPECT TO ANY OTHER SMU EMPLOYEES WITH AUTHORITY TO SIGN CONTRACTS OR WHO OTHERWISE PLAY A SUBSTANTIVE ROLE IN THE CONTRACT APPROVAL PROCESS FOR FINANCIAL AND OTHER COMMERCIAL COMMITMENTS OF THE UNIVERSITY, EACH SUCH PERSON MUST COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. THESE DISCLOSURES ARE REVIEWED BY THE GENERAL COUNSEL. UPON REVIEW OF ALL MATERIAL FACTS, THE GENERAL COUNSEL MUST DECIDE WHETHER SUCH FACTS GIVE RISE TO CONFLICTS OF INTEREST AND, IF SO, WHETHER SUCH CONFLICTS OF INTEREST SHOULD BE APPROVED OR DISAPPROVED. THE GENERAL COUNSEL SHALL PROVIDE A WRITTEN REPORT OF ALL SUCH DETERMINATIONS TO THE BOARD CONFLICTS COMMITTEE. COMPENSATION PROCESS FOR TOP OFFICIAL FORM 990, PAGE 6, PART VI, LINE 15A THE COMPENSATION COMMITTEE OF THE SMU BOARD OF TRUSTEES CONSISTS OF THE CHAIR AND VICE CHAIR OF THE BOARD; A TRUSTEE BISHOP; THE REPRESENTATIVES OF THE SMU ALUMNI ASSOCIATION, THE STUDENTS' ASSOCIATION, AND THE FACULTY SENATE; AND THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD. THE COMMITTEE REVIEWS AND APPROVES COMPENSATION DECISIONS BASED UPON APPROPRIATE COMPARABILITY DATA AND INCLUDES THE ADVICE OF AN INDEPENDENT COMPENSATION CONSULTANT AND CONTEMPORANEOUS DOCUMENTATION OF THE COMPENSATION DECISIONS. THE COMPENSATION COMMITTEE HAS ALL OF THE POWERS OF THE FULL BOARD IN MATTERS OF COMPENSATION OF CORPORATE OFFICERS; HOWEVER,THE COMPENSATION COMMITTEE REPORTS TO THE FULL BOARD ANY ACTION TAKEN BY THE COMMITTEE. COMPENSATION PROCESS FOR OFFICERS FORM 990, PAGE 6, PART VI, LINE 15B SEE ANSWER IN PART VI, LINE 15A. GOVERNING DOCUMENTS DISCLOSURE EXPLANATION FORM 990, PAGE 6, PART VI, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART VI, LINE 18 - ALL REQUESTS FOR COPIES OF FORM 990 AND 990-T ARE REVIEWED AND PROCESSED BY THE CONTROLLER'S DEPARTMENT OF SOUTHERN METHODIST UNIVERSITY. UPON RECEIVING A WRITTEN REQUEST, THE UNIVERSITY PROVIDES A COPY OF THE REQUESTED DOCUMENTATION WITHIN 30 DAYS FROM THE DATE OF RECEIPT. IF THE REQUEST IS MADE IN PERSON, THE UNIVERSITY PROVIDES THE COPIES ON THE DAY OF THE REQUEST, UNLESS UNUSUAL CIRCUMSTANCES PREVENT THIS IN WHICH CASE THE REQUESTED DOCUMENTATION IS PROVIDED WITHIN FIVE DAYS AFTER THE DATE OF THE REQUEST. ADDITIONAL INFORMATION FORM 990, PART XI THE AUDIT COMMITTEE FOR SOUTHERN METHODIST UNIVERSITY, THE SUPPORTED ORGANIZATION, IS RESPONSIBLE FOR REVIEWING THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND ACCOMPANYING FOOTNOTES. DURING THE AUDIT COMMITTEE MEETING, THE COMMITTEE MEMBERS ARE GIVEN AN OPPORTUNITY TO ASK QUESTIONS OF MANAGEMENT AND THE AUDIT FIRM. SIGNIFICANT TRANSACTIONS ARE HIGHLIGHTED IN AN EXECUTIVE SUMMARY PROVIDED TO THE COMMITTEE. PERUNA HOLDINGS CORPORATION PO BOX 750261 DALLAS TX 752750261 204039621 SUPPORTING TX 509A3 11A SMU false MUSTANG MOCKINGBIRD CORPORATION PO BOX 750261 DALLAS TX 752750261 204216744 SUPPORTING TX 509A3 11A SMU false MUSTANG AIRLINE CORPORATION PO BOX 750261 DALLAS TX 752750261 204217087 SUPPORTING TX 509A3 11A SMU false MUSTANG MOCKINGBIRD PROPERTIES PO BOX 750261 DALLAS TX 752750261 204216534 SUPPORTING TX 509A3 11A SMU false PERUNA PROPERTIES INC PO BOX 750261 DALLAS TX 752750261 752806008 SUPPORTING TX 509A3 11A SMU false PONY PROPERTIES INC PO BOX 750261 DALLAS TX 752750261 200884887 SUPPORTING TX 509A3 11A SMU false SOUTHERN METHODIST UNIVERSITY FOUND PO BOX 750261 DALLAS TX 752750261 200588905 SUPPORTING TX 509A3 11A SMU false THE STADIUM CLUB INC PO BOX 750261 DALLAS TX 752750261 752883207 SOCIAL CLB TX 501C7 NA false SMU CORP PO BOX 750261 DALLAS TX 752750261 264739435 SUPPORTING TX 501C3 11A SMU false CONFERENCE USA 5201 NORTH OCONNOR BLVD SUITE 300 IRVING TX 752750261 364021594 SUPPORTING TX 501C3 11C NA false PERUNA EAST CORPORATION PO BOX 750261 DALLAS TX 752750261 454611768 SUPPORTING TX PENDIN SMU false CHARITABLE REMAINDER TRUST (10) PO BOX 750261 DALLAS TX 752750261 TRUST TX N/A TRUST false false false false false false false false false false true false true false true true false false true true THE STADIUM CLUB INC N 1000 COST ALL OTHER TRANSACTIONS MARKED YES ABOVE ARE WITH 501(C)(3) ORGANIZATIONS ADDITIONAL INFORMATION SCHEDULE R PART V LINE 2 FOR THE FISCAL YEAR ENDING MAY 31 2013 RENT FROM THE STADIUM CLUB INC TO SMU WAS 1000 THIS AMOUNT WAS DETERMINED IN ORDER TO ALLOW A SIGNIFICANT PORTION OF THE REVENUE FROM THE CLUB TO BE REINVESTED IN IT RATHER THAN INCREASING ANNUAL LEASE PAYMENTS TO SMU