2014-04-30T12:39:38-05:00 2013-06-30 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2012-07-01 521007647 AMERICAN PUBLIC TRANSPORTATION ASSOCIATION AMER 2024964800 1666 K STREET NW WASHINGTON DC 20006 MICHAEL MELANIPHY 2024964800 2014-04-04 1 KAREN GRIES P00078514 5712279500 2012 2015-11-30 17:44:51Z MICHAEL MELANIPHY 1666 K STREET NW WASHINGTON DC 20006 25951318 0 X WWW.APTA.COM X 1974 DC TO STRENGTHEN AND IMPROVE THE PUBLIC TRANSPORTATION INDUSTRY. 98 98 95 98 706614 -1000 0 0 27144306 21854124 348515 534420 35411 47155 27528232 22435699 172000 204525 0 0 10662316 12274278 0 0 0 12998464 11487511 23832780 23966314 3695452 -1530615 14010543 16679988 16496502 14695361 -2485959 1984627 TO SERVE AND REPRESENT ITS MEMBERS IN MAKING PUBLIC TRANSPORTATION AN EFFECTIVE PATH TO ECONOMIC OPPORTUNITY, PERSONAL MOBILITY AND IMPROVING THE QUALITY OF LIFE THROUGH PARTNERSHIPS, COMMUNICATIONS, TECHNOLOGY AND ADVOCACY. 0 0 TRAINING & DEVELOPMENT - HELD FOURTEEN SPECIALIZED WORKSHOPS THAT FOCUS ON SPECIFIC AREAS OF INTEREST IN THE TRANSIT INDUSTRY. MAJOR MEETINGS - HELD FOUR CONFERENCES AS WELL AS PARTICIPATED IN A JOINT CONFERENCE WITH THE UIC WORLD CONGRESS. THESE CONFERENCES FOCUSED ON RELEVANT INDUSTRY ISSUES WHILE PROVIDING INFORMATION AND TRAINING WHICH IS CRUCIAL TO PROFESSIONAL DEVELOPMENT. MEMBER SERVICES - INCLUDES MANAGEMENT OF MEMBER COMMITTEES, INDUSTRY STATISTICS AND FEDERAL LEGISLATIVE AND REGULATORY ADVOCACY. 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 46 0 95 1 1 1 0 0 0 0 0 X 98 98 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X MARY CHILDRESS 2024964843 1666 K STREET NW 1100 WASHINGTON DC 20006 SUSANNAH ADLER 1.00 X 0 0 0 MICHAEL ALLEGRA 1.00 X 0 0 0 DOUGLAS ALLEN 1.00 X 0 0 0 DONALD ALLMAN 1.00 X 0 0 0 RICCARDO AMODEI 1.00 X 0 0 0 LORRAINE ANDERSON 1.00 X 0 0 0 DAVID ARMIJO 1.00 X 0 0 0 DORAN BARNES 2.00 X X 0 0 0 STEVEN BILLINGS 1.00 X 0 0 0 JEFFREY BOOTHE 1.00 X 0 0 0 CHRISTOPHER BOYLAN 1.00 X 0 0 0 RAUL BRAVO 1.00 X 0 0 0 ANDY BYFORD 1.00 X 0 0 0 JAMES BYRNE 1.00 X 0 0 0 WILLIAM CARPENTER 1.00 X 0 0 0 JOSEPH CASEY 1.00 X 0 0 0 FLORA CASTILLO 4.00 X X 0 0 0 JOSEPH COSTELLO 1.00 X 0 0 0 THOMAS COSTELLO 1.00 X 0 0 0 TERRY CREWS 1.00 X 0 0 0 GRACE CRUNICAN 1.00 X 0 0 0 FREDERICK DANIELS 1.00 X 0 0 0 JOHN DANISH 1.00 X 0 0 0 KUNJAN DAYAL 1.00 X 0 0 0 MICHAEL DEPALLO 1.00 X 0 0 0 KEVIN DESMOND 1.00 X 0 0 0 MARK DONAGHY 1.00 X 0 0 0 ALBRECHT ENGEL 1.00 X 0 0 0 RONALD EPSTEIN 1.00 X 0 0 0 NURIA FERNANDEZ 1.00 X 0 0 0 RUFUS FRANCIS 1.00 X 0 0 0 ROBERT GALLANT 1.00 X 0 0 0 PETER GERTLER 1.00 X 0 0 0 LEE GIBSON 1.00 X 0 0 0 JOSEPH GIULIETTI 1.00 X 0 0 0 LYDIA GROSE 1.00 X 0 0 0 JEFF HAMM 1.00 X 0 0 0 DELON HAMPTON 1.00 X 0 0 0 HUELON HARRISON 1.00 X 0 0 0 MARK HUFFER 1.00 X 0 0 0 ANGELA IANNUZZIELLO 1.00 X 0 0 0 HIROJI IWASAKI 1.00 X 0 0 0 PAUL JABLONSKI 1.00 X 0 0 0 DARRELL JOHNSON 1.00 X 0 0 0 WAYNE JOSEPH 1.00 X 0 0 0 RONALD KILCOYNE 1.00 X 0 0 0 JEANNE KRIEG 1.00 X 0 0 0 DAVID KUTROSKY 1.00 X 0 0 0 THOMAS LAMBERT 1.00 X 0 0 0 ARTHUR LEAHY 1.00 X 0 0 0 JOHN LEWIS 1.00 X 0 0 0 YSELA LLORT 1.00 X 0 0 0 CRYSTAL LYONS 1.00 X 0 0 0 REGINALD MASON 1.00 X 0 0 0 TERRY MATSUMOTO 1.00 X 0 0 0 RICHARD MAXWELL 1.00 X 0 0 0 SHARON MCBRIDE 1.00 X 0 0 0 VALARIE MCCALL 1.00 X 0 0 0 JONATHAN MCDONALD 1.00 X 0 0 0 NEIL MCFARLANE 1.00 X 0 0 0 GARY MCNEIL 1.00 X 0 0 0 BRADFORD MILLER 1.00 X 0 0 0 HUGH MOSE 1.00 X 0 0 0 ROBERT MOWAT 1.00 X 0 0 0 ROSA NAVEJAR 1.00 X 0 0 0 JEFFREY NELSON 1.00 X 0 0 0 TOM NOLAN 1.00 X 0 0 0 PATRICK NOWAKOWSKI 1.00 X 0 0 0 TREVOR OCOCK 1.00 X 0 0 0 KEITH PARKER 1.00 X 0 0 0 ALLAN POLLOCK 1.00 X 0 0 0 ARUN PREM 1.00 X 0 0 0 THOMAS PRENDERGAST 1.00 X 0 0 0 STEVE RADOMSKI 1.00 X 0 0 0 RICK RAMACIER 1.00 X 0 0 0 ROBIN REITZES 1.00 X 0 0 0 MARYANNE ROBERTS 1.00 X 0 0 0 RICHARD RUDDELL 1.00 X 0 0 0 HARRY SAPORTA 1.00 X 0 0 0 RICHARD SARLES 1.00 X 0 0 0 MICHAEL SCHNEIDER 1.00 X 0 0 0 PATRICK SCULLY 1.00 X 0 0 0 CARL SEDORYK 1.00 X 0 0 0 BEVERLY SILAS 1.00 X 0 0 0 PAUL SKOUTELAS 1.00 X 0 0 0 KIMBERLY SLAUGHTER 1.00 X 0 0 0 NEIL TAMPPARI 1.00 X 0 0 0 GARY THOMAS 2.00 X X 0 0 0 MATTHEW TUCKER 1.00 X 0 0 0 PETER VARGA 2.00 X X 0 0 0 MILO VICTORIA 1.00 X 0 0 0 TOM WAGNER 1.00 X 0 0 0 THOMAS WALDRON 1.00 X 0 0 0 PHILLIP WASHINGTON 1.00 X 0 0 0 JAMES WEINSTEIN 1.00 X 0 0 0 JASON WHITE 1.00 X 0 0 0 EVALYNN WILLIAMS 1.00 X 0 0 0 CHARLES WOCHELE 1.00 X 0 0 0 ALAN WULKAN 1.00 X 0 0 0 MICHAEL MELANIPHY 40.00 1.00 X 619337 0 55467 KATHRYN D WATERS 40.00 X 219447 0 26768 ROBERT L HEALY JR 40.00 X 196163 0 28199 ARTHUR L GUZZETTI 40.00 X 193545 0 26982 ROSEMARY SHERIDAN 40.00 1.00 X 191288 0 18183 PETRA MOLLET 40.00 X 177391 0 29801 JAMES P LARUSCH 40.00 X 180585 0 12141 PAMELA LYNN BOSWELL 40.00 X 177623 0 17399 LOUIS FREDERICK SANDERS 40.00 X 169290 0 23507 JOHN GREGORY HULL 40.00 X 169195 0 10365 MARTIN SCHROEDER 40.00 X 138073 0 14899 JOSEPH NIEGOSKI 40.00 X 139655 0 14986 KELLYANNE GALLAGHER 40.00 X 133978 0 19901 2705570 0 298598 14 0 1 0 EWA IIT 13873 PARK CENTER RD SUITE 200 HERNDON VA 20171 PROVIDE SECURITY INFORMATION 850000 TRANSPORTATION LEARNING CENTER 8403 COLESVILLE RD SUITE 825 SILVER SPRING MD 20910 PASS THROUGH MEMBER FUNDS 397500 FREEMAN AUDIO VISUAL SOLUTIONS PO BOX 650519 DALLAS TX 75265 CONFERENCE AUDIO SUPPORT 357808 NATIONAL TRADE PRODUCTIONS INC 313 SOUTH PATRICK ST ALEXANDRIA VA 22314 TRADESHOW MANGT. & PRODUCTION 251881 WASHINGTON STATE CONVENTION 800 CONVENTION PLACE SEATTLE WA 98101 PROVIDED MEETING SPACE 236752 6 MEMBERSHIP DUES 900099 10430114 10430114 REGISTRATION FEES 900099 7730217 7730217 PROJECT REVENUE 900099 1755479 1755479 PUBLICATION SALES 454180 741370 741370 ADVERTISING INCOME 454180 706614 706614 490330 490330 21854124 122255 122255 47155 47155 3927784 3515619 412165 412165 412165 22435699 21147510 706614 581575 X 204525 1985620 6337140 3382060 569458 60572 53874 220098 26515 2884394 203008 1276661 219416 1245320 875876 3960429 122560 74275 PRINTING/PUBLISHING/COM 264513 23966314 600 600 2965283 6367068 412392 614324 2407381 934125 463540 187647 3393253 3154155 291499 239098 7469848 8337126 14010543 16679988 12748947 6893544 1981249 4123114 1766306 3678703 16496502 14695361 X -2485959 1984627 -2485959 1984627 14010543 16679988 X -1530615 361493 5639708 X X 0 1 X 1 1 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 12163847 1478367 -711261 767106 1532645 -765539 588604 459114 129490 1964064 1885054 79010 840585 809987 30598 239098 DEFERRED ASSESSMENTS 358549 DEFERRED LEASE CONCESSION 3320154 3678703 X DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: APTA IS EXEMPT FROM THE PAYMENT OF FEDERAL INCOME TAXES ON THEIR EXEMPT ACTIVITIES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE. APTA IS SUBJECT TO FEDERAL AND STATE INCOME TAXES ON THEIR UNRELATED BUSINESS INCOME. THE ASSOCIATION FOLLOWS THE INCOME TAX STANDARD FOR UNCERTAIN TAX POSITIONS. THE ASSOCIATION EVALUATED ITS TAX POSITIONS AND DETERMINED THAT ITS TAX POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. THE ASSOCIATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES. THE TAX RETURNS FOR THE FISCAL YEARS ENDED 2010 THROUGH 2012 ARE OPEN FOR EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES. X X X 1 1 X X X X X X 0 0 0 MICHAEL MELANIPHY 425000 0 0 0 194337 0 27200 0 28267 0 674804 0 0 0 KATHRYN D WATERS 216492 0 0 0 2955 0 25342 0 1426 0 246215 0 0 0 ROBERT L HEALY JR 194022 0 0 0 2141 0 9594 0 18605 0 224362 0 0 0 ARTHUR L GUZZETTI 191844 0 0 0 1701 0 9482 0 17500 0 220527 0 0 0 ROSEMARY SHERIDAN 189618 0 0 0 1670 0 9401 0 8782 0 209471 0 0 0 PETRA MOLLET 177028 0 0 0 363 0 21157 0 8644 0 207192 0 0 0 JAMES P LARUSCH 179757 0 0 0 828 0 8948 0 3193 0 192726 0 0 0 PAMELA LYNN BOSWELL 176793 0 0 0 830 0 8768 0 8631 0 195022 0 0 0 LOUIS FREDERICK SANDERS 161211 0 2930 0 5149 0 7950 0 15557 0 192797 0 0 0 JOHN GREGORY HULL 163225 0 3813 0 2157 0 8249 0 2116 0 179560 0 0 0 MARTIN SCHROEDER 136334 0 0 0 1739 0 6730 0 8169 0 152972 0 0 0 JOSEPH NIEGOSKI 138504 0 0 0 1151 0 6827 0 8159 0 154641 0 0 0 KELLYANNE GALLAGHER 133590 0 0 0 388 0 6637 0 13264 0 153879 0 0 0 PART I, LINE 1A THE AMERICAN PUBLIC TRANSPORTATION ASSOCIATION PROVIDES TRAVEL FOR CEO'S SPOUSE TO ATTEND MEETINGS. ALSO, PER CEO'S EMPLOYMENT CONTRACT, THE ASSOCIATION PROVIDES ADDITIONAL COMPENSATION ITEMS INCLUDING TEMPORARY HOUSING AND TRAVEL. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE ASSOCIATION IS DIVIDED INTO TRANSIT SYSTEM MEMBERS AND BUSINESS MEMBERS. TRANSIT SYSTEM MEMBERS ARE (A) PERSONS, FIRMS, CORPORATIONS, TRUSTEES, RECEIVERS, MUNICIPAL AGENCIES OR OTHER GOVERNMENTAL AGENCIES OPERATING ANY FORM OF ORGANIZED PUBLIC TRANSIT SYSTEM IN THE UNITED STATES, PUERTO RICO, CANADA, OR MEXICO; OR (B) ANY PERSON, FIRM OR CORPORATION THAT PROVIDES PROFESSIONAL MANAGEMENT SERVICES TO SUCH TRANSIT SYSTEMS. BUSINESS MEMBERS CONSIST OF (A) MANUFACTURERS AND SUPPLIER MEMBERS, (B) CONSULTANT MEMBERS, (C) PUBLISHER MEMBERS, (D) CONTRACTOR MEMBERS, (E) INTERNATIONAL MEMBERS, (F) ASSOCIATION MEMBERS, (G) NON-OPERATING STATE DEPARTMENT OF TRANSPORTATION MEMBERS, (F) GOVERNMENT AGENCY MEMBERS, (I) AFFILIATES AND (J) RETIREES. FORM 990, PART VI, SECTION A, LINE 7A TWENTY DIRECTORS ARE DESIGNATED TRANSIT SYSTEM DIRECTORS. THESE ARE THE TWENTY HIGHEST DUES-PAYING TRANSIT SYSTEM MEMBERS OF THE ASSOCIATION. TEN DIRECTORS ARE DESIGNATED BUSINESS MEMBER DIRECTORS. THESE ARE THE TEN HIGHEST DUES-PAYING BUSINESS MEMBERS OF THE ASSOCIATION. THE REMAINING DIRECTORS ARE ELECTED BY THE MEMBERS AT AN ANNUAL MEETING. FORM 990, PART VI, SECTION A, LINE 7B ALL MEMBER CLASSES VOTE ON THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS AND ON ANY CHANGES TO THE ORGANIZATION'S BYLAWS FORM 990, PART VI, SECTION B, LINE 11 THE ASSOCIATION'S AUDIT COMMITTEE PERFORMED A DETAILED REVIEW OF THE FORM 990. THE BOARD OF DIRECTORS WAS THEN PROVIDED A COPY BEFORE FILING VIA AN ELECTRONIC LINK. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD OF DIRECTORS MEMBERS ARE NOTIFIED ANNUALLY OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IN ADDITION, EXECUTIVE COMMITTEE MEMBERS ARE REQUIRED TO SIGN AN ANNUAL CONFLICT OF INTEREST POLICY. IF AN INDIVIDUAL BECOMES AWARE OF AN ACTUAL OR POTENTIAL CONFLICT, EITHER BEFORE OR AFTER THE FACT, THEY ARE REQUIRED TO IMMEDIATELY MAKE FULL DISCLOSURE OF THE MATTER. IN THE CASE OF AN OFFICER, DIRECTOR, OR COMMITTEE OFFICER, SUCH DISCLOSURE IS MADE TO THE ORGANIZATION'S EXECUTIVE COMMITTEE. WHENEVER, IN THE OPINION OF THE EXECUTIVE COMMITTEE, THE INTEREST DISCLOSED CONSTITUTES A CONFLICT OF INTEREST OR THE APPEARANCE OF A CONFLICT OF INTEREST DETRIMENTAL TO THE AMERICAN PUBLIC TRANSPORTATION ASSOCIATION, THE EXECUTIVE COMMITTEE REQUIRES SUCH ACTION OR ABSTENTION BY THE INDIVIDUAL AS THE EXECUTIVE COMMITTEE DETERMINES IS NECESSARY OR DESIRABLE TO PROTECT THE INTERESTS OF THE ORGANIZATION. IN THE CASE OF AN AMERICAN PUBLIC TRANSPORTATION ASSOCIATION (APTA) EMPLOYEE, SUCH DISCLOSURE IS MADE TO THE APTA PRESIDENT. WHENEVER, IN THE OPINION OF THE APTA PRESIDENT, THE INTEREST DISCLOSED CONSTITUTES A CONFLICT OF INTEREST OR THE APPEARANCE OF A CONFLICT OF INTEREST DETRIMENTAL TO APTA, THE APTA PRESIDENT REQUIRES SUCH ACTION OR ABSTENTION BY THE EMPLOYEE AS THE APTA PRESIDENT DETERMINES IS NECESSARY OR DESIRABLE TO PROTECT THE INTERESTS OF THE APTA. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S SALARY IS DETERMINED BY A COMPENSATION COMMITTEE THAT REPORTS TO THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE APPROVES THE FINAL RECOMMENDATION. THE COMPENSATION COMMITTEE ENGAGES A COMPENSATION CONSULTANT WHO SPECIALIZES IN ASSOCIATION COMPENSATION. THE CONSULTANT SUGGESTS A BASE COMPENSATION AND APPROPRIATE OTHER COMPENSATION BASED ON CURRENT SURVEYS AND MARKET STUDIES. THE CEO PRESENTS HIS PERFORMANCE FOR PRIOR YEAR BASED ON AGREED UPON BENCHMARKS AND THE COMPENSATION COMMITTEE EVALUATES THE ACHIEVEMENTS OF THE CEO AND USES THE BENCHMARK TO AWARD A SALARY INCREASE. ALL OTHER ASSOCIATION POSITIONS ARE COMPENSATED BASED ON ANNUAL PERFORMANCE REVIEWS WITH SALARY RANGES ESTABLISHED BY POSITION RESPONSIBILITIES AND NON-PROFIT SURVEYS AS DETERMINED BY THE ASSOCIATION'S COMPENSATION CONSULTANT. ALL OTHER ASSOCIATION POSITIONS ARE APPROVED BY THE PRESIDENT. THIS PROCESS WAS LAST UNDERTAKEN IN 2011. FORM 990, PART VI, SECTION C, LINE 19 THE ASSOCIATION MAKES ITS GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC VIA ITS WEBSITE. IT DOES NOT MAKE ITS CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. OTHER FEES FORM 990, PART IX, LINE 11G OTHER SERVICES: TOTAL EXPENSES 2,884,394. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGES IN POST-RETIREMENT MINIMUM LIABILITY 5,639,708. FORM 990, PART XII, LINE 2C: AN AUDIT COMMITTEE OVERSEES THE AUDIT AND SELECTION PROCESS FOR THE INDEPENDENT AUDITOR. THIS OVERSIGHT OR SELECTION PROCESS HAS NOT CHANGED DURING THE TAX YEAR. AMERICAN PUBLIC TRANSPORTATION FOUNDATION 1666 K STREET NW WASHINGTON DC 20006 521616062 SCHOLARSHIP PROGRAM DC 501(C)(3) LINE 11A, I 0 PUBLIC TRANSIT PARTNERSHIP FOR TOMORROW FOUNDATION 1666 K STREET NW WASHINGTON DC 20006 522337960 RESEARCH, COMMUNICATION, ADVOCACY DC 501(C)(3) LINE 11A, I 0 NORTH AMERICAN TRANSIT SERVICES ASSOCIATION 1666 K STREET NW WASHINGTON DC 20006 452731524 STANDARDS, PEER REVIEW, SAFETY AUDITS DC 501(C)(6) AMERICAN PUBLIC TRANSPORTATION ASSOCIATION 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 NORTH AMERICAN TRANSIT SERVICES ASSOCIATION O 816514 FAIR MARKET VALUE NORTH AMERICAN TRANSIT SERVICES ASSOCIATION N 536348 FAIR MARKET VALUE