2014-05-05T16:02:24-05:00 2013-06-30 951777440 GREEN HASSON & JANKS LLP 10990 WILSHIRE BLVD 16TH FLOOR LOS ANGELES CA 900243929 990 2012-07-01 956196006 CALIFORNIA STATE UNIVERSITY NORTHRIDGE FOUNDATION CALI 8186774657 18111 NORDHOFF STREET NORTHRIDGE CA 91330 GEETHA THOMAS 8186773025 2014-04-23 1 RICHARD L RUVELSON P00234075 3108731600 2012 2015-11-30 17:44:51Z DIANNE HARRISON 18111 NORDHOFF ST NORTHRIDGE CA 91330 15449046 0 X WWW.CSUN.EDU/UA/FOUNDATION X 1995 CA SUPPORT AND ENHANCE THE VISION, MISSION AND VALUES OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. 47 39 0 40 0 0 6639094 10693009 473988 464675 10475872 2843062 110415 212855 17699369 14213601 6496848 6655718 0 0 0 34495 0 0 19603 1025279 1070065 7522127 7760278 10177242 6453323 96545377 110805673 281492 561933 96263885 110243740 TO SUPPORT AND ENHANCE THE VISION, MISSION AND VALUES OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BY RAISING, INVESTING AND MANAGING PRIVATE PHILANTHROPIC GIFTS TO BENEFIT THE UNIVERSITY. 0 0 6849579 6655718 464675 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE FOUNDATION (THE FOUNDATION) SERVES AS AN AUXILIARY ORGANIZATION TO CALIFORNIA STATE UNIVERSITY, NORTHRIDGE WITH A GOAL OF FURTHERING THE PURPOSES AND OBJECTIVES OF THE UNIVERSITY. THE FOUNDATION'S MAIN FUNCTION IS TO ADMINISTER THE RECEIVING AND DISBURSING OF GIFTS, GRANTS, CONTRACTS, BEQUESTS, AND TRUSTS FROM VARIOUS DONORS TO DIFFERENT DEPARTMENTS OF THE UNIVERSITY. THE FOUNDATION ALSO ASSISTS THE UNIVERSITY IN VARIOUS ACTIVITIES, INCLUDING ACCUMULATION AND MANAGING OF LIFE INCOME, ANNUITY AND STUDENT SCHOLARSHIP FUNDS AND ADMINISTERING FUNDS FOR VARIOUS EDUCATIONAL RELATED FUNCTIONS, SPECIAL PROGRAMS AND OTHER ACTIVITIES. 6849579 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 1 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 155 0 0 0 0 0 0 0 1 1 0 0 X 47 39 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X GEETHA M THOMAS 8186774657 18111 NORDHOFF ST NORTHRIDGE CA 913308275 IVAN L AXELROD 1.00 X 0 0 0 VINCENT P BARABBA 1.00 X 0 0 0 SARA BAUER 1.00 X 0 0 0 HARVEY A BOOKSTEIN 1.00 X 0 0 0 JOHN W BRADLEY 1.00 X 0 0 0 CINDY L CHERNOW 1.00 X 0 0 0 MARLA M CLEMOW 1.00 X 0 0 0 RALPH A COURTNEY III 1.00 X 0 0 0 DENNIS DE YOUNG 1.00 X 0 0 0 CHRISTOPHER ERICKSON 1.00 X 0 0 0 DAVID W FLEMING HOND 1.00 X 0 0 0 SHANE G FREHLICH 1.00 40.00 X 0 97105 36385 CHARLES B GILBERT 1.00 X 0 0 0 JOHN R GOLISCH 1.00 X 0 0 0 BRYAN A GREEN 1.00 X 0 0 0 WILLIAM C GRIFFETH 1.00 X 0 0 0 RUTH HARRIS 1.00 X 0 0 0 HARRY HELLENBRAND 1.00 40.00 X 0 253905 59546 DAVID S HONDA 1.00 X 0 0 0 MARK LAINER 1.00 X 0 0 0 ALBERT M LAPIDES 1.00 X 0 0 0 DEANE LEAVENWORTH 1.00 X 0 0 0 CARY LEFTON 1.00 X 0 0 0 GEORGE S LEIS 1.00 X 0 0 0 BARBARA LEVY 1.00 X 0 0 0 DAVID MALONE 1.00 X 0 0 0 THOMAS MCCARRON 1.00 40.00 X 0 215004 41496 PHILIP J MUNDY JR 1.00 X 0 0 0 ROBERT M MYMAN 1.00 X 0 0 0 RICK PARENT 1.00 X 0 0 0 SANFORD PARIS 1.00 X 0 0 0 ANN PERKINS 1.00 X 0 0 0 HON JOY PICUS 1.00 X 0 0 0 SYDNI POWELL 1.00 X 0 0 0 ROBERT J RAWITCH 1.00 10.00 X 0 11400 0 TODD R REINSTEIN 1.00 X 0 0 0 JAMES H RING 1.00 X 0 0 0 ROB ROUSSELET 1.00 10.00 X 0 13053 57 DALE A SUROWITZ 1.00 X 0 0 0 ROBERT D TAYLOR 1.00 X 0 0 0 MILTON VALERA 1.00 X 0 0 0 IRVING ZAKHEIM 1.00 X 0 0 0 EARL S ENZER 1.00 X X 0 0 0 PHILIP S MAGARAM 1.00 X X 0 0 0 DIANNE F HARRISON 10.00 40.00 X X 15317 139678 40833 WILLIAM P JENNINGS 10.00 40.00 X X 0 253006 50711 GEETHA M THOMAS 10.00 40.00 X X 0 108912 35129 15317 1092063 264157 0 0 1 0 NORTHERN TRUST 355 S GRAND AVE STE 2600 LOS ANGELES CA 90071 INVESTMENT MGT 385149 1 15000 174162 54176 10449671 307899 10693009 ALUMNI PROGRAM INCOME 900099 464675 464675 464675 2340821 2340821 90481 90481 1625000 1122759 502241 502241 502241 112686 54176 112686 0 OTHER INCOME 900099 122374 122374 122374 14213601 464675 0 3055917 6484475 6484475 170643 170643 600 600 34495 34449 46 24075 24075 385149 385149 190664 190410 254 786 657 129 195845 193394 2451 29347 29347 15449 6685 8092 672 20539 7168 13371 DONOR CULTIVATION 156675 114288 35160 7227 PROGRAM EXPENSES 47666 35048 5793 6825 EQUIPMENT RENTAL 400 400 3470 668 1203 1599 7760278 6849579 891096 19603 141971 1845129 2738913 4241461 5823306 4581076 228809 101909 101556 828979 828979 0 0 81215801 82671893 4883106 14873409 1640371 2262340 96545377 110805673 130060 114480 125000 57292 26432 390161 281492 561933 X 8726294 12528484 49494766 57923959 38042825 39791297 96263885 110243740 96545377 110805673 X 6453323 7663501 -136969 X X 0 1 X 1 0 X 8716572 8468010 9340733 6639094 10693009 43857418 8716572 8468010 9340733 6639094 10693009 43857418 3552631 40304787 2181159 2263094 2388996 2786611 2431302 12051162 69999 75186 331022 40529 122374 639110 56547690 2283409 0.71280 0.73280 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 73400 884300 X 54596067 5083644 6468265 3030952 63117024 58684304 3061022 -1664680 5484579 54596067 46460131 2357692 9935284 68803 58684304 38031584 4207680 4552254 331387 46460131 41964730 4306786 -8273737 38031584 0.62000 0.38000 0 0 828979 828979 0 0 14873409 F 14873409 AMOUNTS PAYABLE TO THE UNIVERSITY 120905 AMOUNTS PAYABLE TO OTHER UNIVERSITY AUXILIARY ORGANIZATION 269256 390161 21705636 7663501 213683 7877184 13828452 385149 385149 14213601 7725781 350652 350652 7375129 385149 385149 7760278 PART III, LINE 4: THE FOUNDATION DISPLAYS ITS ARTWORK AT CALIFORNIA STATE UNIVERSITY, NORTHRIDGE ("CSUN") IN ORDER TO ENHANCE THE MISSION OF THE UNIVERSITY TO BRING CULTURAL DIVERSITY TO ITS CAMPUS. THE ARTWORK RECEIVED DURING THE YEAR ENDED JUNE 30, 2013 IN THE AMOUNT OF $73,400 WAS TRANSFERRED TO CSUN AS PART OF THE TOTAL ASSISTANCE TO CSUN, AS REPORTED ON FROM 990, SCHEDULE I, PART II. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENTS ARE USED FOR SCHOLARSHIPS, ACADEMIC AND UNIVERSITY SUPPORT AS SPECIFIED BY THE DONORS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE 13,207. SPECIAL EVENT EXPENSES 112,686. CHANGE IN VALUE OF BENEFICIAL INTEREST IN CHARITABLE REMAINDER TRUSTS 87,790. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 112,686. BAD DEBT EXPENSE 237,966. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 5769000 0 0 0 0 0 0 5769000 0 5769000 0 0 0 0 1 0 ATHLETIC DEPT GOLF 18645 4354 14291 14291 ENGINEERING DEPT GOLF 148217 49822 98395 98395 0 166862 54176 112686 112686 112686 0 1 CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 115 6323624 160851 FMV VARIOUS WORKS OF ART, BOOKS, EQUIPMENT TO SUPPORT AND ENHANCE THE VISION, MISSION, AND VALUES OF CAL STATE UNIVERSITY, NORTHRIDGE. 1 0 AWARDS 169 170643 0 N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHOLARSHIPS ARE FUNDS AWARDED ON A COMPETITIVE BASIS AND, IN MOST CASES, DO NOT NEED TO BE REPAID. AWARDS CAN BE BASED UPON ACADEMIC ACHIEVEMENT, TALENT, NEED, OR OTHER DONOR INTERESTS (SUCH AS COMMUNITY OF RESIDENCE, MAJOR GOAL, ETC). THE FINANCIAL AID DEPARTMENT OF THE UNIVERSITY MAINTAINS RECORDS ON ELIGIBILITY OF SCHOLARSHIPS. SCHOLARSHIPS PAID TO STUDENTS DIRECTLY BY FOUNDATION ARE COORDINATED WITH THE UNIVERSITY AND REPORTED TO THE FINACIAL AID DEPARTMENT. 0 0 0 0 0 0 0 0 0 HARRY HELLENBRAND 0 253905 0 0 0 0 0 0 0 59546 0 313451 0 0 THOMAS MCCARRON 0 215004 0 0 0 0 0 0 0 41496 0 256500 0 0 DIANNE F HARRISON 15317 139678 0 0 0 0 0 0 1488 39345 16805 179023 0 0 WILLIAM P JENNINGS 0 253006 0 0 0 0 0 0 0 50711 0 303717 0 0 SUPPLEMENTAL INFORMATION PART III COMPENSATION OF OFFICERS IS DETERMINED BY THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE HUMAN RESOURCE DEPARTMENT, WHICH IS BASED ON THE COMPENSATION PROCESS/METHODOLOGY OF THE ENTIRE CALIFORNIA STATE UNIVERSITY SYSTEM. X 2 73400 FAIR MARKET VALUE X 9052 FAIR MARKET VALUE X 10 147048 FAIR MARKET VALUE X MISCELLANEOUS 36 18567 FAIR MARKET VALUE X MUSIC EQUIPMENT 1 25092 FAIR MARKET VALUE X LIGHT FIXTURES 1 34740 FAIR MARKET VALUE 3 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): NON CASH DONATIONS ARE LISTED BY TOTAL NUMBER OF DONORS. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENDED ITS ARTICLES OF INCORPORATION TO INCLUDE AN ADDITIONAL APPROVAL PROCEDURE IN THE DISSOLUTION PROCESS. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF FORM 990 IS PROVIDED TO THE ENTIRE BOARD FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C AN ANNUAL QUESTIONNAIRE IS GIVEN TO ALL BOARD MEMBERS TO SIGN. THE BOARD SECRETARY REVIEWS THE STATEMENTS FOR ANY POSSIBLE CONFLICT OF INTEREST. THE BOARD AND COMMITTEES ARE ROUTINELY INFORMED OF THE CONFLICT OF INTEREST POLICIES AND ASKED TO RECUSE FROM VOTING IF THERE IS A CONFLICT. ALL OF THE OFFICERS ARE COMPENSATED BY THE RELATED ORGANIZATION, CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. COMPENSATION OF OFFICERS IS DETERMINED BY THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE HUMAN RESOURCE DEPARTMENT, WHICH IS BASED ON THE COMPENSATION PROCESS/METHODOLOGY OF THE ENTIRE CALIFORNIA STATE UNIVERSITY SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE 13,207. CHANGE IN VALUE OF BENEFICIAL INTEREST 87,790. BAD DEBT EXPENSE -237,966. FINANCIAL STATEMENTS AND REPORTING FORM 990, PART XII, LINE 2C NO CHANGES WERE MADE TO THE OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR, AS COMPARED TO THE PRIOR TAX YEAR. FORM 990, PART V, LINE 2A CSUN FOUNDATION DID NOT FILE ANY FORM W-2'S BECAUSE ALL EMPLOYEES ARE COMPENSATED BY THE RELATED ENTITY, CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 EDUCATION CA 501(A) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 CALIFORNIA STATE UNIVERSITY NORTHRIDGE B 6484475 FMV CALIFORNIA STATE UNIVERSITY NORTHRIDGE P 1504101 FMV CALIFORNIA STATE UNIVERSITY NORTHRIDGE Q 81843 FMV