2014-05-14T09:09:42-05:00 2013-06-30 521231901 GORFINE SCHILLER & GARDYN PA 10045 RED RUN BLVD SUITE 250 OWINGS MILLS MD 21117 990 2012-07-01 521796571 THE CHIMES FOUNDATION INC CHIM 4103586400 4815 SETON DRIVE BALTIMORE MD 21215 MARTIN LAMPNER 4103586400 2014-05-13 1 W JAMES SCHILLER CPA P00224106 4103565900 2012 2015-11-30 17:44:51Z MARTIN LAMPNER 4815 SETON DRIVE BALTIMORE MD 21215 2568132 0 X CHIMES.ORG X 1991 DE TO PROVIDE ONGOING FINANCIAL SUPPORT FOR PROGRAMS AND SERVICES WHICH ENHANCE THE QUALITY OF LIFE FOR PEOPLE WITH DISABILITIES. IN ADDITION, THE EFFORTS OF THE CHIMES FOUNDATION WILL ENHANCE THE IMAGE OF THE CHIMES FAMILY OF SERVICES BY STRATEGICALLY POSITIONING THESE ORGANIZATIONS AMONG THEIR VARIOUS PUBLICS FOR THE PURPOSE OF SECURING ONGOING SUPPORT. 19 15 0 16 0 0 1362131 810433 0 0 503135 413636 -147885 -299521 1717381 924548 85271 186574 0 0 287793 296456 0 0 48665 132339 148742 505403 631772 1211978 292776 9321265 11002585 113959 909136 9207306 10093449 X TO PROVIDE ONGOING FINANCIAL SUPPORT FOR PROGRAMS AND SERVICES WHICH ENHANCE THE QUALITY OF LIFE FOR PEOPLE WITH DISABILITIES. IN ADDITION, THE EFFORTS OF THE CHIMES FOUNDATION WILL ENHANCE THE IMAGE OF THE CHIMES FAMILY OF SERVICES BY STRATEGICALLY POSITIONING THESE ORGANIZATIONS AMONG THEIR VARIOUS PUBLICS FOR THE PURPOSE OF SECURING ONGOING SUPPORT. 0 0 186574 186574 CHIMES FOUNDATION RAISES MONEY IN SUPPORT OF THE CHIMES FAMILY OF SERVICES. IN ADDITION IT MAKES GRANTS TO ORGANIZATIONS WHO SHARE A COMMON PHILOSOPHY OF SERVICE TO PEOPLE WITH DISABILITIES. IT HAS ADOPTED AN INVESTMENT STRATEGY TO USE A PORTION OF ITS ASSETS TO ASSIST START-UP BUSINESSES OWNED BY DISABLE OR MINORITY MEMBERS WHO COMMIT TO BE INCLUSIVE OF PERSONS WITH DISABILITIES IN THEIR HIRING PRACTICES. 186574 1 1 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 18 0 1 0 0 1 IS 0 0 0 0 0 0 0 0 X 19 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 MD X X SHAWNA GOTTLIEB 4103586400 4815 SETON DRIVE BALTIMORE MD 21215 JUDITH I MARTINAK 2.00 0.00 X X 0 0 0 ARTHUR C GEORGE 1.20 1.60 X X 0 0 0 MARTIN LAMPNER CPA 5.00 73.00 X X 0 621309 98301 ALBERT BUSSONE 40.00 5.00 X X 0 213936 38517 PATRICK J BAGLEY 0.10 2.70 X 0 0 0 BOBBY G EDMONDSON 0.10 2.70 X 0 0 0 MICHAEL MAY ESQ 1.00 0.70 X X 0 0 0 JANE D DRUMM 2.00 0.00 X 0 0 0 DIANNE L SALAMA 2.00 0.00 X X 0 0 0 THE HONORABLE ROCHELLE SPECTOR 2.00 0.00 X 0 0 0 SHAWNA M GOTTLIEB 5.00 73.00 X X 0 181857 15356 RENEE A GORDON 2.00 0.00 X 0 0 0 DILIP PALIATH ESQ 2.00 0.00 X 0 0 0 SEAN P QUINN 2.00 0.00 X 0 0 0 SUZANNE FISCHER-HUETTNER 2.00 0.00 X 0 0 0 DAVID R PAULSON 2.00 0.00 X 0 0 0 MARY T COLLARD 3.00 75.00 X 0 233830 23558 WILLIAM E DRAKE 1.00 1.00 X 0 0 0 TRACEY L DURANT EDH 2.00 0.00 X 0 0 0 0 1250932 175732 0 0 1 0 0 496887 313546 810433 235220 235220 1484502 1306086 178416 178416 178416 37977 496887 337498 -299521 -299521 924548 0 0 114115 186574 186574 213158 213158 83298 83298 5073 5073 2425 2425 541 541 19388 19388 INDIRECT FUNDRAISING EX 48665 48665 LICENSES & FEES 45141 45141 DUES & SUBSCRIPTIONS 27509 27509 631772 186574 396533 48665 2087852 3276657 1094747 115689 596488 502787 1637166 1425559 3471929 5650933 433083 30960 9321265 11002585 57794 71598 56165 837538 113959 909136 X 7193328 7782535 956116 1003248 1057862 1307666 9207306 10093449 9321265 11002585 292776 593367 0 X X 0 1 X 1 0 X 723344 858602 714234 1362131 810433 4468744 723344 858602 714234 1362131 810433 4468744 56460 55351 111811 0 56460 55351 111811 4356933 224466 228882 223988 194901 235220 1107457 224466 228882 223988 194901 235220 1107457 199074 306170 60005 15232 37977 618458 1146884 1393654 998227 1572264 1083630 6194659 0.70330 0.67590 0.17880 0.18540 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 2831 0 0 0 2831 0 PART IV, SUPPLEMENTAL INFORMATION: PART II-B, LINE 1(F), GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: CHIMES FOUNDATION PAID DUES TO AMERICAN NETWORK OF COMMUNITY OPTIONS AND RESOURCES (ANCOR) AND MARYLAND ASSOCIATION COMMUNITY SERVICES (MACS). THE PORTION OF THE DUES RELATING TO LOBBYING ACTIVITIES ARE INCLUDED ON LINE 1(F). ALLOCABLE LOBBYING DUES ARE $2,476 TO ANCOR AND $355 TO MACS. 1036752 270914 1307666 1031641 5111 1036752 887580 144061 1031641 839180 48400 887580 984283 -145103 839180 1.00000 0 0 0 DUE TO RELATED PARTIES 837538 837538 X 1517915 593367 593367 924548 0 924548 631772 0 631772 0 631772 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: WEINBERG FUTURE FUND WAS CREATED FOR NEW AND INNOVATIVE PROGRAMS FOR PEOPLE SERVED AND DEVELOPMENT OF STAFF TO MEET THEIR NEEDS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: PART X, LINE 2: UNDER ASC TOPIC, ACCOUNTING FOR INCOME TAXES, THE ORGANIZATION IS REQUIRED TO RECOGNIZE OR DISCLOSE ANY TAX POSITIONS THAT WOULD RESULT IN UNRECOGNIZED TAX BENEFITS. THE ORGANIZATION HAS NO POSITIONS THAT WOULD REQUIRE DISCLOSURE OR RECOGNITION UNDER THE TOPIC. TAX YEARS ENDING JUNE 30, 2010 AND AFTER ARE STILL OPEN. CHIMES GALA 436344 416554 19790 1790 65749 165050 58309 GOLF OUTING 81010 69398 11612 1025 12150 8745 7555 1 17510 10935 6575 1049 1700 11226 1500 1650 534864 496887 37977 3864 13850 85720 166550 67514 337498 -299521 1 ANCOR FOUNDATION INC 1101 KING STREET SUITE 380 ALEXANDRIA VA 22314 520846389 501(C)(6) 5000 NATIONAL ADVOCACY CAMPAIGN LEADERSHIP-BALTIMORE COUNTY INC 102 W PENNSYLVANIA AVE NO 101 TOWSON MD 21204 521689030 501(C)(3) 1000 CAST MEMBER SPONSORSHIP JUNE 4TH GALA EMERGE INC 9180 RUMSEY ROAD COLUMBIA MD 21045 521073386 501(C)(3) 1000 ANNUAL AWARDS CEREMONY & LUNCHEON THE CHIMES INC 4815 SETON DRIVE BALTIMORE MD 21215 520575305 501(C)(3) 149092 TO FURTHER THE ORGANIZATION'S EXEMPT PURPOSE 3 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: CHIMES FOUNDATION REQUIRES THAT GRANT APPLICANTS FILE A FORMAL GRANT REQUEST APPLICATION. APPLICANTS ARE CHOSEN BASED ON THEIR PURPOSE AND ANTICIPATED RESULTS OF GRANT FUNDS AND THEIR FINANCIAL SITUATION AMONGST OTHER CRITERIA. X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 MARTIN LAMPNER CPA 0 309309 0 0 0 312000 0 71247 0 27054 0 719610 0 0 ALBERT BUSSONE 0 200921 0 0 0 13015 0 11789 0 26728 0 252453 0 0 SHAWNA M GOTTLIEB 0 169229 0 0 0 12628 0 10085 0 5271 0 197213 0 0 MARY T COLLARD 0 221049 0 0 0 12781 0 12809 0 10749 0 257388 0 0 PART I, LINE 1A LINES 1(A), 1(B) & 2: THE CHIMES FAMILY OF SERVICES PERMITS STAFF AT ALL LEVELS TO MAKE USE OF BUSINESS OR FIRST CLASS SEATING, WHEN THE TRIP WILL EXCEED MORE THAN 5 HOURS OF INFLIGHT TIME AND THE PERSON WILL BE CALLED TO PERFORM THEIR DUTIES WITHIN 24 HOURS OF THE END OF THE FLIGHT. COACH TRAVEL IS PREFERRED FOR ALL TRIPS, HOWEVER IN THE EVENT THAT TRAVEL REQUIRES MORE THAN 5 HOURS OF TRAVEL IN ACTUAL FLIGHT AND MANAGEMENT FEELS THAT IT WILL NEGATIVELY IMPACT THE PERFORMANCE OF THE PERSON TRAVELING, THEY MAY PERMIT UPGRADED TRAVEL. EXECUTIVE AND BOARD TRAVEL EXPENSES, INCLUDING AIRFARE, MUST BE REPORTED TO THE GOVERNANCE COMMITTEE. THIS COMMITTEE, MADE UP OF EXCLUSIVELY INDEPENDENT BOARD MEMBERS, REVIEWS ALL TRAVEL EXPENSES AND HAS THE RIGHT TO CHARGE THE STAFF PERSON, OR THEIR MANAGER, BACK, IF THEY DO NOT BELEIVE UPGRADED ACCOMADATIONS WERE JUSTIFIED. IN THE EVENT A MEMBER OF THE COMMITTEE TRAVELS ON BEHALF OF THE COMPANY, THEY MUST RECUSE THEMSELVES FROM THE REVIEW OF EXPENSES. IF, FOR REASONS OF RECUSAL, THERE ARE NOT ENOUGH COMMITTEE MEMBERS LEFT TO MAKE A QUORUM, THE GOVERNING BOARD CAN APPOINT REPLACEMENTS FOR THE COMMITTEE ON EITHER A PERMANENT OR AD HOC BASIS. ALL TRAVEL EXPENSES, EITHER DIRECTLY COVERED OR REIMBURSED BY THE COMPANY, MUST BE FULLY DOCUMENTED BY ACCURATE CONTEMPORANOUS DOCUMENTATION OR IS SUBJECT TO CHARGE BACK. SUPPLEMENTAL INFORMATION PART III PART II COLUMN B BASIC LIFE INSURANCE IN EXCESS OF $50,000 THAT IS PROVIDED TO AN INDIVIDUAL BY THE COMPANY IS REPORTED IN COLUMN B-III. PART II COLUMN C THE COMPANY MADE CONTRIBUTIONS TO THE 457(F) PLAN ACCOUNT OF M. LAMPNER, WHICH HAVE NOT YET VESTED. THESE CONTRIBUTIONS ARE REPORTED IN COLUMN C. M. LAMPNER ACCRUED BENEFITS UNDER A 457(F) PLAN. TOTAL BENEFITS THAT MAY BE PAYABLE UNDER THE PLAN ARE BASED UPON HIS LENGTH OF SERVICE AND COMPENSATION. THE BENEFITS HAVE NOT YET VESTED. THE BENEFITS ACCRUED DURING THE REPORTING YEAR ARE REPORTED IN COLUMN C. NOTES REGARDING 457(F) PLANS: THE INTERESTS UNDER THE ARRANGEMENTS DESCRIBED ABOVE ARE/WERE SUBJECT TO FORFEITURE IF THE PARTICIPANT VOLUNTARILY TERMINATES/HAD VOLUNTARILY TERMINATED EMPLOYMENT OR WAS TERMINATED FOR CAUSE PRIOR TO HIS OR HER APPLICABLE VESTING DATE UNDER EACH ARRANGEMENT. IN ADDITION, UNDER CURRENT LAW, INTERESTS UNDER THOSE ARRANGEMENTS ARE REPORTABLE AS TAXABLE COMPENSATION WHEN THEY BECOME VESTED, EVEN IF THOSE AMOUNTS ARE NOT YET PAYABLE TO THE PARTICIPANT (AND EVEN IF THOSE AMOUNTS ARE NEVER PAID TO THE PARTICIPANT). NO ROLLOVER OR OTHER TAX-DEFERRAL OPTIONS ARE AVAILABLE TO PARTICIPANTS. PARTICIPANTS' INTERESTS UNDER THESE ARRANGEMENTS ARE NOT GUARANTEED OR SECURED IN ANY WAY AND AT ALL TIMES ARE SUBJECT TO THE CLAIMS OF THE EMPLOYER'S BANKRUPTCY CREDITORS. IN THE MANNER REQUIRED BY APPLICABLE IRS RULES, THE DESIGN OF EACH OF THESE ARRANGEMENTS WAS APPROVED AS REASONABLE, IN ADVANCE, BY AN INDEPENDENT COMPENSATION COMMITTEE, WHICH BASED ITS DECISION ON DATA PROVIDED BY AN INDEPENDENT COMPENSATION CONSULTANT. PART II COLUMN D THE COMPANY PROVIDES BASIC LIFE INSURANCE AND LONG TERM DISABILITY TO ALL FULL TIME EMPLOYEES. BOTH BENEFITS ARE REPORTED IN COLUMN D. THE COMPANY'S CONTRIBUTION TOWARDS THE EMPLOYEE'S COMPANY-PROVIDED HEALTH INSURANCE IS REPORTED IN COLUMN D. THE COMPANY'S CONTRIBUTIONS TO AN INDIVIDUAL'S 403(B) RETIREMENT PLAN ACCOUNT ARE REPORTED IN COLUMN D. THE COMPANY PROVIDES EMPLOYEES WITH 15 OR MORE YEARS OF SERVICE, OTHER THAN A. BUSSONE & M. LAMPNER, LONG TERM CARE INSURANCE AT NO CHARGE TO THE EMPLOYEE. THIS BENEFIT IS REPORTED IN COLUMN D. (BUSSONE & LAMPNER MUST PAY FOR THEIR OWN COVERAGE.) FORM 990, PART VI, SECTION B, LINE 11 ALL VOTING MEMBERS OF THE BOARD ARE NOTIFIED AND PROVIDED A LINK, AND PASSWORD TO VIEW THE 990'S AT A SECURE WEBSITE ON THE INTERNET AND ARE ENCOURAGED TO ASK ANY QUESTIONS THEY MAY HAVE PRIOR TO FILING DEADLINE FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST STATEMENT QUARTERLY. AT EACH MEETING OF THE BOARD A SCHEDULE OF CONFLICTS OF INTEREST, IF ANY ARE PROVIDED TO MEMBERS. FORM 990, PART VI, SECTION B, LINE 15 THE INDEPENDENT COMPENSATION COMMITTEE OF THE CHIMES INTERNATIONAL BOARD OF DIRECTORS FOLLOWS THE PROCESS DESCRIBED IN THE IRS INTERMEDIATE SANCTIONS RULES WHEN DETERMINING THE COMPENSATION OF THE INDIVIDUALS ON PART VI, LINES 15A AND 15B. MEMBERS OF THE INDEPENDENT COMPENSATION COMMITTEE OF THE CHIMES INTERNATIONAL BOARD OF DIRECTORS SIT ON VARIOUS BOARDS OF RELATED CHIMES FAMILY OF SERVICES ENTITIES. SPECIFICALLY, THE COMMITTEE: (1) IS COMPOSED ENTIRELY OF NON-EMPLOYEE VOLUNTEER DIRECTORS WHO HAVE NO FAMILIAL, BUSINESS OR SIGNIFICANT PERSONAL RELATIONSHIPS WITH CHIMES INTERNATIONAL, ITS RELATED COMPANIES OR ITS EXECUTIVES. (2) ENGAGES AN INDEPENDENT COMPENSATION CONSULTING FIRM TO COMPILE APPROPRIATE COMPARABILITY DATA (INCLUDING COMPENSATION MARKET INFORMATION FOR PEERS WITH WHOM CHIMES FAMILY OF SERVICES COMPETES FOR EXECUTIVE TALENT) FOR COMMITTEE RELIANCE. THE COMMITTEE WILL MEET WITH REPRESENTATIVES OF THE CONSULTING FIRM OR COUNSEL TO REVIEW THIS DATA IN DETAIL. (3) REVIEWS ALL ELEMENTS OF EXECUTIVE'S TOTAL COMPENSATION, INCLUDING BUT NOT LIMITED TO BASE SALARY, BONUSES, PERQUISITES, FRINGE BENEFITS, AND INCENTIVE AND DEFERRED COMPENSATION ARRANGEMENTS. UPON THE EXECUTIVE'S HIRE, AND AT EACH POINT IN TIME THEREAFTER AT WHICH A NEW OR REVISED COMPENSATION ARRANGEMENT IS UNDER CONSIDERATION WITH RESPECT TO THE EXECUTIVE, THE COMMITTEE MEETS WITH COUNSEL AND/OR WITH ITS INDEPENDENT COMPENSATION CONSULTING FIRM BEFORE THE ARRANGEMENT IS IMPLEMENTED TO EVALUATE THE REASONABLENESS OF THE ARRANGEMENT BY COMPARING BOTH THE ARRANGEMENT ITSELF AND THE EXECUTIVE'S ENTIRE COMPENSATION PACKAGE TO COMPENSATION PACKAGES PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. (4) DOCUMENTS, CONCURRENTLY WITH ITS DETERMINATION, THE BASIS FOR ITS DETERMINATION IN THE MINUTES OF ITS MEETING. THESE MINUTES ARE REVIEWED, REVISED IF NECESSARY AND APPROVED AT THE FOLLOWING MEETING OF THE COMMITTEE. (5) OBTAINS A WRITTEN LEGAL OPINION CONCERNING THE COMMITTEE'S COMPLIANCE WITH THE IRS INTERMEDIATE SANCTIONS RULES. II. ON AN ANNUAL BASIS, THE COMMITTEE USES THE PROCESS DESCRIBED ABOVE TO EVALUATE THE POSITIONS OF COO/EVP OPERATIONS, CFO/EVP FINANCE AND CEO/PRESIDENT. IN ADDITION, PERIODIC COMPENSATION STUDIES ARE OBTAINED FOR PURPOSES OF ESTABLISHING BASELINE COMPENSATION INFORMATION FOR THE COMMITTEE. CURRENTLY, THE COMMITTEE IS USING COMPENSATION STUDIES OBTAINED IN THE FOLLOWING TAX YEARS FOR THEIR RESPECTIVE POSITIONS: POSITION & YEAR COO/EVP OPERATIONS - 2011 CFO/EVP FINANCE - 2011 CEO/PRESIDENT - 2010 FORM 990, PART VI, SECTION C, LINE 18 FORM 990 IS MADE AVAILABLE BY A LINK ON THE CHIMES WEBSITE TO GUIDESTAR. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA THE CHIMES WEBSITE. FORM 990, PART XI, LINE 2C THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT OR SELECTION PROCESS DURING THE YEAR. THE CHIMES INC 4815 SETON DRIVE BALTIMORE MD 21215 520575305 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. MD 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LTD 0 CHIMES INTERNATIONAL LTD 4815 SETON DRIVE BALTIMORE MD 21215 522000359 SUPPORTING SERVICE ORGANIZATION DE 501(C)(3) 509(A)(3) CHIMES INTERNATIONAL LTD 0 CHIMES DISTRICT OF COLUMBIA INC 4815 SETON DRIVE BALTIMORE MD 21215 541691953 SUPPORTING SERVICE ORGANIZATION DC 501(C)(3) 509(A)(3) CHIMES DISTRICT OF COLUMBIA INC 0 CHIMES METRO INC 4815 SETON DRIVE BALTIMORE MD 21215 521773885 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. MD 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LTD 0 CHIMES VIRGINIA INC 4815 SETON DRIVE BALTIMORE MD 21215 541691952 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. VA 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LTD 0 HOLCOMB ASSOCIATES INC 467 CREAMERY WAY EXTON PA 19341 232093566 PROVIDES TREATMENT FOR INDIVIDUALS WITH MENTAL HEALTH AND SUBSTANCE ABUSE. PA 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LTD 0 OPEN DOOR INC 467 CREAMERY WAY EXTON PA 19341 510217653 PROVIDES TREATMENT FOR INDIVIDUALS WITH MENTAL HEALTH AND SUBSTANCE ABUSE. DE 501(C)(3) 509(A)(1) HOLCOMB ASSOCIATES INC 0 FAMILY SERVICES ASSOCIATION INC 467 CREAMERY WAY EXTON PA 19341 521187883 PROVIDES TREATMENT FOR INDIVIDUALS WITH MENTAL HEALTH AND SUBSTANCE ABUSE. PA 501(C)(3) 509(A)(1) HOLCOMB ASSOCIATES INC 0 CHIMES PA INC 467 CREAMERY WAY EXTON PA 19341 233007932 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. PA 501(C)(3) 509(A)(1) HOLCOMB ASSOCIATES INC 0 FAMILY CHILD RESOURCES INC 467 CREAMERY WAY EXTON PA 19341 232666368 PROVIDES EARLY INTERVENTION AND SUPPORT SERVICES TO INDIVIDUALS AND FAMILIES PA 501(C)(3) 509(A)(2) HOLCOMB ASSOCIATES INC 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0