2014-05-15T11:24:26-05:00 2013-06-30 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2012-07-01 210650678 RIDER UNIVERSITY RIDE 6098965000 2083 LAWRENCEVILLE ROAD LAWRENCEVILLE NJ 086483099 JULIE A KARNS 6098965000 2014-05-15 1 GARRETT M HIGGINS P00543209 2122862600 2012 2015-11-30 17:44:51Z DR MORDECHAI ROZANSKI 2083 LAWRENCEVILLE ROAD LAWRENCEVILLE NJ 086483099 262646827 0 X WWW.RIDER.EDU X 1865 NJ RIDER UNIVERSITY IS A PRIVATE, NOT-FOR-PROFIT INSTITUTION FOUNDED IN 1865. 32 31 3524 529 982995 -110781 14076574 8163760 192282756 197188639 2250746 683932 1808183 1798880 210418259 207835211 49414605 53169157 0 0 96741654 99283200 0 74789 1603169 59715454 53800644 205871713 206327790 4546546 1507421 228544406 235326847 105020433 103597136 123523973 131729711 X SEE SCHEDULE O. 0 0 113622207 52838649 94906524 INSTRUCTION: RIDER UNIVERSITY IS AN INDEPENDENT, COMPREHENSIVE, TEACHING ORIENTED INSTITUTION OF HIGHER LEARNING. THE UNIVERSITY OFFERS FINANCIAL SUPPORT TO STUDENTS THROUGH ACADEMIC AND ATHLETIC SCHOLARSHIPS, GRANTS, AND STUDENT WORKSTUDY PROGRAMS.RIDER UNIVERSITY IS CURRENTLY ORGANIZED INTO FOUR COLLEGES - THE COLLEGE OF LIBERAL ARTS, EDUCATION, AND SCIENCES; THE COLLEGE OF BUSINESS ADMINISTRATION; THE COLLEGE OF CONTINUING STUDIES; AND THE WESTMINSTER COLLEGE OF THE ARTS. THE PRIVATE UNIVERSITY CURRENTLY SERVES APPROXIMATELY 4,600 UNDERGRADUATES STUDENTS AND APPROXIMATELY 1,000 GRADUATE STUDENTS IN 65 UNDERGRADUATE AND 26 GRADUATE PROGRAMS. FULL-TIME FACULTY NUMBER 256, WITH 98% HOLDING A DOCTORATE OR THE HIGHEST DEGREE IN THEIR FIELD.RIDER IS ACCREDITED BY THE MIDDLE STATES ASSOCIATION OF COLLEGES AND SCHOOLS AND ALSO HOLDS SPECIALIZED ACCREDITATION WITH THESE PRESTIGIOUS EDUCATIONAL ORGANIZATIONS:- AACSB INTERNATIONAL (THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS) - RIDER IS AMONG THE SELECT BUSINESS SCHOOLS TO HAVE ATTAINED THIS DISTINCTION AND THE ONLY SCHOOL IN NEW JERSEY TO HOLD THE SPECIALIZED AACSB ACCREDITATION IN ACCOUNTING.- NCATE - ELEMENTARY AND SECONDARY EDUCATION PROGRAMS AND THEIR APPLICABLE GRADUATE PROGRAMS ON BOTH CAMPUSES ARE ACCREDITED BY THE NATIONAL COUNCIL FOR THE ACCREDITATION OF TEACHER EDUCATION. - NASM - THE UNDERGRADUATE AND GRADUATE MUSIC PROGRAMS OF WESTMINSTER CHOIR COLLEGE ARE ACCREDITED BY THE NATIONAL ASSOCIATION OF SCHOOLS OF MUSIC. - CACREP - RIDER'S GRADUATE PROGRAM IN COUNSELING SERVICES IN THE SCHOOL OF EDUCATION HOLDS NATIONAL ACCREDITATION FROM THE COUNCIL FOR ACCREDITATION OF COUNSELING AND RELATED EDUCATION PROGRAMS. - NASP - THE SCHOOL PSYCHOLOGY PROGRAM IN THE SCHOOL OF EDUCATION IS ACCREDITED BY THE NATIONAL ACCREDITATION OF SCHOOL PSYCHOLOGISTS.- AMERICAN CHEMICAL SOCIETY - RIDER'S CHEMISTRY PROGRAM IS ACCREDITED BY THE AMERICAN CHEMICAL SOCIETY. 26072541 330508 38919359 AUXILIARY ENTERPRISES: PRIMARY ROOM AND BOARD. RIDER UNIVERSITY HAS A LAWRENCEVILLE CAMPUS AND A PRINCETON CAMPUS. THE LAWRENCEVILLE CAMPUS HOUSES APPROXIMATELY 2,300 STUDENTS IN THIRTEEN RESIDENCE HALLS AND SIX GREEK HOUSES. THE LAWRENCEVILLE CAMPUS OFFERS FACILITIES FOR DINING AND SNACKING FOR STUDENTS, FACULTY, STAFF AND GUESTS AT DALY'S DINING HALL, CRANBERRY'S, STARBUCKS, ANDREW J'S AND SWEIGART EXPRESS.THE PRINCETON CAMPUS HOUSES APPROXIMATELY 200 STUDENTS IN THREE RESIDENCE HALLS. THE PRINCETON CAMPUS OFFERS THE DINING COMMONS AND THE WCC PUB FOR MEALS AND SNACKS FOR STUDENTS, FACULTY, STAFF AND GUESTS. 24076197 37592207 STUDENT SERVICES: RIDER UNIVERSITY PROVIDES THESE SERVICES TO THE ENTIRE STUDENT COMMUNITY IN AN EFFORT TO DEVELOP THE INTELLECTUAL AND SOCIAL TALENTS OF ITS STUDENTS. THESE SERVICES INCLUDE: ADMISSIONS, ATHLETICS, GREEK LIFE, CAREER SERVICES, COUNSELING CENTER, HEALTH SERVICES, FINANCIAL AID, AND RECREATION PROGRAMS. 14900283 23265075 ACADEMIC SUPPORT:GENERAL SUPPORT TO THE STUDENTS. THESE INCLUDE ACADEMIC INFORMATION TECHNOLOGY, DEANS' OFFICES, LIBRARIES, THEATER, ART GALLERY, TV STUDIO, AND OTHER SIMILAR ACADEMIC ACTIVITIES. 1604649 2505474 RESEARCH:RESEARCH PERFORMED BY FACULTY AND STUDENTS. 16504932 25770549 180275877 1 1 0 1 0 0 0 0 1 1 1 1 0 0 1 1 1 0 1 0 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 358 0 1 3524 1 1 1 0 0 0 0 1 1 0 0 0 0 X 32 31 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CO KY ME MD MA MI NH NY OH OK OR SC WA X X JENNIFER POTTER 6098965009 2083 LAWRENCEVILLE RD LAWRENCEVILLE NJ 086483099 RALPH J ANDERSON 1.00 X 0 0 0 ALBERTO BAPTISTE 1.00 X 0 0 0 NANCY H BECKER 1.00 X 0 0 0 F CHRISTOPHER CAROTHERS 1.00 X 0 0 0 ROBERT CHRISTIE 1.00 X 0 0 0 GREGORY A CHURCH 1.00 X 0 0 0 MARK C DEMAREO 1.00 X 0 0 0 E BRUCE DIDONATO 1.00 X 0 0 0 BONNIE S DIMUN 1.00 X 0 0 0 JAIMIE FLACK 1.00 X 0 0 0 MOLLY O'NEIL FRANK 1.00 X 0 0 0 HARRY GAMBLE 1.00 X 0 0 0 ERNESTINE LAZENBY GAST 1.00 X 0 0 0 MICHAEL J HENNESSY 1.00 X 0 0 0 MICHAEL B KENNEDY 18.00 X X 20260 0 269 THOMAS J LYNCH 1.00 X 0 0 0 THOMAS MARINO 1.00 X 0 0 0 TERRY K MCEWEN 1.00 X 0 0 0 DONALD MONKS 1.00 X 0 0 0 ELI MORDECHAI 1.00 X 0 0 0 GERRY NAGY 1.00 X 0 0 0 CHRISTOPHER NIKOLICH 1.00 X 0 0 0 LEWIS PEPPERMAN 1.00 X 0 0 0 GARY PRUDEN 1.00 X 0 0 0 CARL REICHEL 1.00 X 0 0 0 MIKA RYAN 1.00 X X 0 0 0 ASHOK B SHAH 1.00 X 0 0 0 COLLEEN SHAPIRO 1.00 X 0 0 0 GARY SHAPIRO 1.00 X X 0 0 0 ARTHUR J STAINMAN 1.00 X 0 0 0 HOWARD B STOECKEL 1.00 X 0 0 0 ALAN WEXLER 1.00 X 0 0 0 MORDECHAI ROZANSKI 50.00 X 545436 0 192849 JULIE A KARNS 50.00 X 315396 0 50720 DONALD A STEVEN 50.00 X 259741 0 33889 JONATHAN MEER 50.00 X 232153 0 79209 JAMES P O'HARA 50.00 X 241967 0 27351 PATRICIA MOSTO 37.50 X 184018 0 23209 ROBERT L ANNIS 37.50 X 184068 0 92509 LARRY M NEWMAN 37.50 X 214583 0 30662 ANTHONY CAMPBELL 37.50 X 163976 0 47119 SHARON J SHERMAN 37.50 X 161780 0 27581 MICHAEL F RECA 37.50 X 154064 0 32693 IRA B SPROTZER 37.50 X 185387 0 55683 BORIS VILIC 37.50 X 175089 0 34953 MARGARET O'REILLY-ALLEN 37.50 X 170117 0 31371 JOHN R SULLIVAN 37.50 X 169388 0 35370 ANNE L LAW 37.50 X 167976 0 38547 3545399 0 833984 223 0 1 0 ELLUCIAN COMPANY LP 2300 MAITLAND CENTER PARKWAY MAITLAND FL 32751 MANAGED SVCS-INFO TECH 1910791 UNIVERSITY ATHLETIC MANAGEMENT 385 OXFORD VALLEY ROAD YARDLEY PA 19067 MGMT FEE FOR SRC 532090 KSS ARCHITECTS 337 WITHERSPOON STREET PRINCETON NJ 08542 ARCHITECTURAL SERVICES 347682 BUILTMARK LLC 848 YARDVILLE ALLENTOWN RD TRENTON NJ 08620 CONSTRUCTION SERVICES 339552 PEPPER HAMILTON LLP 301 CARNEGIE CENTER SUITE 400 PRINCETON NJ 08543 LEGAL SERVICES 175741 12 213030 2845660 5105070 551227 8163760 TUITION AND FEES 611310 156420098 156420098 ROOM AND BOARD 611310 30983233 30983233 STUDY TOURS 611310 5870380 5870380 OTHER FEES 611130 3914928 3914928 197188639 1323024 -21244 1344268 313441 30526 0 0 313441 30526 343967 30526 313441 53990485 54629577 -639092 -639092 2200 -641292 117936 213030 182039 -64103 -64103 BUSINESS CONF CENTER 721000 1399226 920565 478661 VENDING MACHINE COMMISSION 722210 34750 34750 SCIENTIFIC RESEARCH 541700 30801 30801 54239 20147 34092 1519016 207835211 197188639 982995 1499817 53169157 53169157 2609519 1384265 833435 391819 74237944 63663590 10122777 451577 5165362 4249828 859512 56022 10814384 8897589 1804073 112722 6455991 5311699 1081902 62390 503262 503262 124629 124629 7569 7569 74789 74789 175732 175732 8846819 7504862 1322040 19917 805461 372169 405949 27343 3712508 2127543 1487687 97278 4388508 3286691 1078188 23629 9114722 8677570 263428 173724 2522327 2282392 206710 33225 1004593 891037 113556 2198157 593630 1604527 9330848 9030382 300466 984737 184674 800005 58 FOOD SERVICE 6568646 6568646 MISCELLANEOUS 2452194 2080153 293365 78676 DUES AND MEMBERSHIPS 435041 435041 ALLOCATION AND BAD DEBT 375790 375790 249101 249101 206327790 180275877 24448744 1603169 25966 26388 20282054 18783902 17657292 8913979 3492158 6977897 7646200 6681010 2505464 2134924 236920578 114105761 113967854 122814817 51837085 40770154 8037859 25077919 3092474 3145857 228544406 235326847 21836631 19825930 9773485 10249150 54986046 54532397 57851 66293 1878717 1736715 16487703 17186651 105020433 103597136 X 61730630 67009319 27349201 29744064 34444142 34976328 123523973 131729711 228544406 235326847 X 1507421 4876684 1821633 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 3068 1 6499 1 7569 17136 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: PART II-B, LINE 1(B) AND LINE 1(G) - PAID STAFF AND DIRECT CONTACT THE PRESIDENT MET WITH KEY LEGISLATORS AND POLICYMAKERS IN AN EFFORT TO ADVOCATE ON BEHALF OF THE STUDENTS AT RIDER UNIVERSITY WHO RECEIVE FINANCIAL SUPPORT FROM THE STATE AND FEDERAL GOVERNMENT. PART II-B, LINE 1(H) - SPEECHES, LECTURES: THE ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES IN NEW JERSEY (AICUNJ) IS COMMITTED TO THE ADVANCEMENT OF INDEPENDENT HIGHER EDUCATION IN NEW JERSEY. IT SERVES AS A LIAISON WITH THE STATE AND FEDERAL GOVERNMENT ON BEHALF OF THE INDEPENDENT SECTOR. THE PRESIDENT OF RIDER UNIVERSITY ATTENDED AICUNJ MEETINGS, AS WELL AS OTHER INDUSTRY ASSOCIATION MEETINGS, THROUGHOUT FISCAL YEAR 2013 AND SUPPORTED ITS EFFORTS TO ADVOCATE ON BEHALF OF RIDER AND THE INDEPENDENT SECTOR. PART II-B, LINE 1(I) - OTHER LOBBYING ACTIVITIES: THE UNIVERSITY PAYS ANNUAL ASSOCIATION DUES TO THE ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES IN NEW JERSEY (AICUNJ), TO THE NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES (NAICU), AND TO THE INDEPENDENT COLLEGE FUND OF NEW JERSEY (ICFNJ). AMONG OTHER SERVICES, THESE ASSOCIATIONS LOBBY ON BEHALF OF SECTOR NEEDS. 0 1 X 51495786 1609468 5130460 1154732 725174 56355808 54217784 393521 -1173168 1251792 690559 51495786 48854412 991104 7435943 1199947 1863728 54217784 46094754 814027 3745295 1036603 763061 48854412 58413122 1240540 -11078488 1645629 834791 46094754 0.22980 0.77020 0.00000 0 0 3325000 253359 3578359 164351550 76090067 88261483 15490443 11910300 3580143 53500226 26105394 27394832 122814817 ALTERNATIVES: PRIVATE EQUITY 2275036 F ALTERNATIVES: DOMESTIC EQUITY 2146452 F ALTERNATIVES: INTERNATIONAL EQUITY 7090408 F ALTERNATIVES: FIXED INCOME 2217690 F ALTERNATIVES: DISTRESSED DEBT 1214713 F ALTERNATIVES: HEDGE FUNDS 7718758 F OTHER ALTERNATIVE 2414862 F 25077919 US GOVERNMENT GRANTS REFUNDABLE 4985022 ASSET RETIREMENT OBLIGATION 4132153 EMPLOYEE AND RETIREE MEDICAL SELF-INSURED LIABILITY 3063764 STUDENT DEPOSITS AND CREDIT BALANCES 2407338 ANNUITIES PAYABLE 1265508 BUSINESS CONFERENCE DEPOSITS 578163 UNCLAIMED CHECKS 56190 NJ SALES TAX PAYABLE 6670 CAPITAL LEASE 680972 OTHER LIABILITIES 10871 17186651 X 161188639 4876684 1821633 6698317 154490322 175732 53169157 53344889 207835211 152982901 0 152982901 175732 53169157 53344889 206327790 PART IV, LINE 2B: THE UNIVERSITY IS A CUSTODIAN OF SEVERAL AGENCY ACCOUNTS TOTALING $66,293. THE AGENCY ACCOUNTS PRIMARILY RELATE TO STUDENT ORGANIZATIONS FOR WHICH THE UNIVERSITY HOLDS THE FUNDS FOR EACH ORGANIZATION UNTIL SUCH TIME AS A CHECK REQUEST IS SUBMITTED BY THE ORGANIZATION FOR REIMBURSEMENT. THIS AMOUNT IS RECORDED AS A LIABILITY ON THE UNIVERSITY'S BALANCE SHEET. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT SPENDING POLICY SUPPORTS SCHOLARSHIPS, GRANTS, FACILITIES, AND PROGRAMS, IN ACCORDANCE WITH THE UNIVERSITY'S MISSION AND DONOR'S RESTRICTIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE UNIVERSITY IS AN ORGANIZATION DESCRIBED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND THEREFORE IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE CODE. ACCORDINGLY, THE UNIVERSITY IS NOT SUBJECT TO INCOME TAXES EXCEPT TO THE EXTENT IT HAS TAXABLE INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSE. THE UNIVERSITY RECOGNIZES THE EFFECTS OF INCOME TAX PROVISIONS ONLY IF THOSE PROVISIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. NO PROVISION FOR INCOME TAXES WAS REQUIRED IN 2013 AND 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF PENSION 1,721,901. CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUST 99,732. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCE - TUITION AND FEES 52,838,649. SCHOLARSHIP ALLOWANCE - AUXILIARIES 330,508. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCE - TUITION AND FEES 52,838,649. SCHOLARSHIP ALLOWANCE - AUXILIARIES 330,508. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLICIZED ITS RACIALLY NONDISCRIMINATORY POLICY IN ALL OF THE UNIVERSITY'S STUDENT APPLICATIONS, STUDENT CATALOGS, AND THE SOURCE (STUDENT HANDBOOK). THE POLICY IS ALSO LISTED ON THE UNIVERSITY'S WEB PAGE (WWW.RIDER.EDU). EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED THE FOLLOWING FEDERAL AND STATE OF NEW JERSEY STUDENT FINANCIAL ASSISTANCE: FEDERAL: FEDERAL DIRECT STUDENT LOAN PROGRAM $37,894,235 FEDERAL PELL GRANT PROGRAM $5,025,791 FEDERAL PERKINS LOAN PROGRAM $577,875 FEDERAL WORK-STUDY $560,130 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM $417,282 FEDERAL STUDENT SUPPORT SERVICES $40,505 TOTAL FEDERAL STUDENT FINANCIAL ASSISTANCE $44,515,818 STATE OF NEW JERSEY: N.J. - COLLEGE LOANS TO ASSIST STATE STUDENTS $3,831,983 N.J. - TUITION AID GRANT $7,162,623 N.J. - DISTINGUISHED SCHOLARS $11,625 N.J. - GOVERNOR'S URBAN SCHOLARS $3,000 N.J. - STARS II $13,750 N.J. - EDUCATIONAL OPPORTUNITY FUND $631,035 TOTAL STATE OF NEW JERSEY STUDENT FINANCIAL ASISTANCE $11,654,016 TOTAL STUDENT FINANCIAL ASSISTANCE $56,169,834 CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENTS 7719000 0 0 0 0 0 0 7719000 0 7719000 1 0 1 1 1 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: INVESTMENTS ARE REVIEWED BY THE INVESTMENT COMMITTEE OF THE BOARD OF TRUSTEES, AS WELL AS BY RIDER'S INVESTMENT MANAGER. X X X X X X X 1 WILSON-BENNETT TECHNOLOGY INC 140 PROFESSIONAL DRIVE SUITE 2 CABOT AR 720238675 CONSULTS ON PHONATHON PROGRAM 0 195603 74789 120814 195603 74789 120814 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS OH ND NC NY NM NJ NH PA OR OK VA UT TN SC RI WI WV WA RACQUET AND TENNIS 79270 63030 16240 25624 5017 READING & CAROL 51340 27560 23780 23166 17685 4896 9 200356 122440 77916 11964 16881 55431 500 20875 330966 213030 117936 11964 16881 104221 18185 30788 182039 -64103 1 FEDERAL PERKINS LOAN PROGRAM 857 577875 FEDERAL WORK-STUDY 618 560130 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT 841 417282 FEDERAL STUDENT SUPPORT SERVICES 32 40505 N.J. - EDUCATIONAL OPPORTUNITY FUND 195 631035 RIDER UNIVERSITY ATHLETIC, MERIT AND NEED-BASED FINANCIAL AID AND RESTRICTED AID 3999 50942330 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UNIVERSITY HAS ESTABLISHED POLICIES, PROCEDURES AND CONTROLS OVER THE AWARDING, DISBURSING AND MONITORING OF STUDENT FINANCIAL AID OR ASSISTANCE TO INDIVIDUAL STUDENTS IN COMPLIANCE WITH FEDERAL AND STATE OF NEW JERSEY REGULATIONS AND REQUIREMENTS. IN ADDITION, THE UNIVERSITY HAS AN ANNUAL EXTERNAL AUDIT PERFORMED IN ACCORDANCE WITH U.S. OFFICE OF MANAGEMENT AND BUDGET CIRCULAR A-133 AND NEW JERSEY OFFICE OF MANAGEMENT AND BUDGET CIRCULAR 04-04. X X 1 1 X X X X X X 0 1 0 0 0 0 0 1 0 MORDECHAI ROZANSKI 425943 0 85750 0 33743 0 127608 0 65241 0 738285 0 0 0 JULIE A KARNS 267574 0 39914 0 7908 0 22124 0 28596 0 366116 0 0 0 DONALD A STEVEN 234413 0 14288 0 11040 0 19800 0 14089 0 293630 0 0 0 JONATHAN MEER 212209 0 13013 0 6931 0 18032 0 61177 0 311362 0 0 0 JAMES P O'HARA 218367 0 21800 0 1800 0 18126 0 9225 0 269318 0 0 0 PATRICIA MOSTO 184018 0 0 0 0 0 14281 0 8928 0 207227 0 0 0 ROBERT L ANNIS 183368 0 0 0 700 0 14925 0 77584 0 276577 0 0 0 LARRY M NEWMAN 173584 0 10000 0 30999 0 17373 0 13289 0 245245 0 0 0 ANTHONY CAMPBELL 163976 0 0 0 0 0 12580 0 34539 0 211095 0 0 0 SHARON J SHERMAN 161780 0 0 0 0 0 13151 0 14430 0 189361 0 0 0 MICHAEL F RECA 153364 0 0 0 700 0 12184 0 20509 0 186757 0 0 0 IRA B SPROTZER 185387 0 0 0 0 0 9785 0 45898 0 241070 0 0 0 BORIS VILIC 175089 0 0 0 0 0 14770 0 20183 0 210042 0 0 0 MARGARET O'REILLY-ALLEN 170117 0 0 0 0 0 11899 0 19472 0 201488 0 0 0 JOHN R SULLIVAN 169388 0 0 0 0 0 10671 0 24699 0 204758 0 0 0 ANNE L LAW 167976 0 0 0 0 0 9955 0 28592 0 206523 0 0 0 SUPPLEMENTAL INFORMATION PART III PART I, LINE 1A; PART II, COLUMN (D): THE NONTAXABLE BENEFITS AMOUNT OF $65,241 OF PRESIDENT MORDECHAI ROZANSKI INCLUDES THE MARKET VALUE OF THE UNIVERSITY RESIDENCE PROVIDED TO THE PRESIDENT. THE MARKET VALUE OF THE UNIVERSITY RESIDENCE IS APPROXIMATELY 59% OF NONTAXABLE BENEFITS. THE PRESIDENT OF THE UNIVERSITY IS REQUIRED TO ACCEPT LODGING AND LIVE ADJACENT TO THE LAWRENCEVILLE CAMPUS AS A CONDITION OF HIS EMPLOYMENT. PART I, LINE 1A; PART II, COLUMN (D): RIDER UNIVERSITY HAS PAID $1,105 IN SOCIAL CLUB MEMBERSHIP DUES FOR UNIVERSITY BUSINESS PURPOSES ON BEHALF OF PRESIDENT MORDECHAI ROZANSKI. PART I, LINE 4B: PRESIDENT MORDECHAI ROZANSKI PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN (457(F) PLAN). DEFERRED COMPENSATION CONTRIBUTIONS OF $91,524 WERE MADE DURING THIS COMPENSATION PERIOD AND WILL VEST AND BE DISTRIBUTED AT HIS RETIREMENT. PART I, LINE 1A; PART II, COLUMN (D): THE NONTAXABLE BENEFITS AMOUNT OF $77,584 OF ROBERT L ANNIS INCLUDES THE MARKET VALUE OF THE UNIVERSITY RESIDENCE PROVIDED TO THE DEAN & DIRECTOR OF THE WESTMINSTER COLLEGE OF THE ARTS. THE MARKET VALUE OF THE UNIVERSITY RESIDENCE IS APPROXIMATELY 62% OF NONTAXABLE BENEFITS. THE DEAN & DIRECTOR OF THE WESTMINSTER COLLEGE OF THE ARTS OF THE UNIVERSITY IS REQUIRED TO ACCEPT LODGING AND LIVE ADJACENT TO THE PRINCETON CAMPUS AS A CONDITION OF HIS EMPLOYMENT. PART I, LINE 1A; PART II, COLUMN (D): RIDER UNIVERSITY HAS PAID $1,125 IN SOCIAL CLUB MEMBERSHIP DUES FOR UNIVERSITY BUSINESS PURPOSES ON BEHALF OF ROBERT L. ANNIS. PART II, COLUMN (D): APPROXIMATELY 34% OF ROBERT L. ANNIS' NONTAXABLE BENEFITS AMOUNT REPRESENTS TUITION REMISSION. PART I, LINE 1A; PART II, COLUMN (D): THE NONTAXABLE BENEFITS AMOUNT OF $34,539 OF ANTHONY CAMPBELL INCLUDES THE MARKET VALUE OF THE UNIVERSITY RESIDENCE PROVIDED TO THE ASSOCIATE VP STUDENT AFFAIRS/DEAN OF STUDENTS. THE MARKET VALUE OF THE UNIVERSITY RESIDENCE IS APPROXIMATELY 83% OF NONTAXABLE BENEFITS. THE ASSOCIATE VP STUDENT AFFAIRS/DEAN OF STUDENTS OF THE UNIVERSITY IS REQUIRED TO ACCEPT LODGING AND LIVE ADJACENT TO THE LAWRENCEVILLE CAMPUS AS A CONDITION OF HIS EMPLOYMENT. PART I, LINE 1A; PART II, COLUMN (D): RIDER UNIVERSITY HAS PAID $16,370 IN SOCIAL CLUB MEMBERSHIP DUES FOR UNIVERSITY BUSINESS PURPOSES ON BEHALF OF JONATHAN MEER. PART II, COLUMN (D): APPROXIMATELY 40% OF JONATHAN MEER'S NONTAXABLE BENEFITS AMOUNT OF $61,177 REPRESENTS TUITION REMISSION. PART II, COLUMN (D): APPROXIMATELY 92% OF JULIE KARNS' NONTAXABLE BENEFITS AMOUNT OF $28,596 REPRESENTS TUITION REMISSION. PART II, COLUMN (D): APPROXIMATELY 9% OF ANTHONY CAMPBELL'S NONTAXABLE BENEFITS AMOUNT OF $34,539 REPRESENTS TUITION REMISSION. PART II, COLUMN (D): APPROXIMATELY 91% OF MICHAEL RECA'S NONTAXABLE BENEFITS AMOUNT OF $20,509 REPRESENTS TUITION REMISSION. PART II, COLUMN (D): APPROXIMATELY 57% OF IRA SPROTZER'S NONTAXABLE BENEFITS AMOUNT OF $45,898 REPRESENTS TUITION REMISSION. PART II, COLUMN (D): APPROXIMATELY 53% OF JOHN R. SULLIVAN'S NONTAXABLE BENEFITS AMOUNT OF $24,699 REPRESENTS TUITION REMISSION. PART II, COLUMN (D): APPROXIMATELY 92% OF ANNE LAW'S NONTAXABLE BENEFITS AMOUNT OF $28,592 REPRESENTS TUITION REMISSION. PART II, COLUMN (D): NONTAXABLE BENEFITS, EXCLUSIVE OF THE ITEMS NOTED ABOVE, REPRESENT THE VALUE OF HEALTH CARE BENEFITS WHICH VARY BY INDIVIDUAL BENEFIT ELECTIONS. A NJ EDUCATIONAL FACILITIES AUTHORITY 221829511 6460652M3 2012-04-04 55203833 CAPITAL IMPROVEMENTS TO UNIVERSITY'S FACILTIES AND REFUNDING OF PRIOR BONDS 0 0 0 B NJ EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LZ84 2006-10-26 12036146 REFUND PRIOR POOLED FINANCING OF THE ISSUER 0 0 1 C NJ EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LWX2 2005-08-10 16420869 REFUND PRIOR POOLED FINANCING OF THE ISSUER 0 0 1 D NJ EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LNM6 2004-04-14 11655043 RENOVATIONS AND FIRE SUPRESSION SYSTEM INSTALLATION 1 0 1 A 55302941 13296804 570340 2869552 31401271 7164974 2014 1 1 0 1 B 1482186 1233665 248521 2004 0 1 1 1 C 1648393 380308 1268085 2005 0 1 1 1 D 70000 165449 540868 540868 2005 0 0 1 1 A 0 1 1 1 0 0.00070 0.01360 0.01430 0 0 1 B 0 1 1 1 0 0.59570 0.00000 0.59570 0 0 1 C 0 0 0 0 0 0 1 D 0 1 1 1 0 0.59570 0.00000 0.59570 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 0 0 1 0 0 0 1 1 C 0 0 0 1 0 0 0 1 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 ENTITY 1, COLUMN A, PART I, (F) BONDS REFUNDED BY SERIES 2012A: SERIES 2007C (ISSUED 6/21/07), SERIES 2004A (ISSUED 6/17/04). ENTITY 1, COLUMN B, PART I, (F) BONDS REFUNDED BY HECIF 2006: ISSUER'S HECIF 2000A (ISSUED 3/14/00), HECIF 2000B (ISSUED 3/14/00), HECIF 2002A(11/21/02), HECIF 2004A (ISSUED 4/14/04). ENTITY 1, COLUMN C, PART I, (F) BONDS REFUNDED BY HECIF 2005: HECIF 2002A (ISSUED 11/21/02). ENTITY 1, COLUMNS B, C, D, AMOUNTS IN PART II(3) AND (10) REFLECT ONLY THE AMOUNT RECEIVED BY RIDER UNIVERSITY WITH RESPECT TO ITS PORTION OF THE POOLED BONDS. ENTITY 1, COLUMN D, PART II, LINE 1 AMOUNT SHOWN REPRESENTS THE BONDS RETIRED THAT ARE ALLOCABLE TO THE BORROWER'S PORTION OF THE DEBT SERVICE RESPONSIBILITY. ENTITY 1, COLUMN D, PART II, LINE 2 AMOUNT SHOWN REPRESENTS THE BONDS DEFEASED THAT ARE ALLOCABLE TO THE BORROWER'S PORTION OF THE TOTAL POOLED ISSUE. ENTITY 1, COLUMN A, PART II, LINE 3 AMOUNT LISTED DIFFERS FROM THE ISSUE PRICE LISTED IN PART I(E) DUE TO INVESTMENT EARNINGS ACCRUED. ENTITY 1, COLUMN D, PART II, LINE 3 AMOUNT LISTED DIFFERS FROM THE ISSUE PRICE LISTED IN PART I(E) DUE TO INVESTMENT EARNINGS ACCRUED. ENTITY 1, COLUMN B, PART III, LINE 4 THE AMOUNT LISTED ONLY INCLUDES THE PRIVATE USE PERCENTAGE APPLICABLE TO THE ORGANIZATION'S PORTION OF THE HECIF 2004A BONDS. ALL OTHER BONDS REFUNDED BY THE HECIF 2006 ISSUE WERE ISSUED PRIOR TO JANUARY 1, 2003 AND HAVE THEREFORE BEEN EXCLUDED FROM PART III OF THIS SCHEDULE. ENTITY 1, COLUMN A, PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. ENTITY 1, COLUMN B & D, PART III, LINE 7 ALTHOUGH THE PRIVATE USE PERCENTAGE WITH RESPECT TO BORROWER'S PORTION OF THE BONDS EXCEEDS 5%, THE BORROWER'S PORTION OF THE BONDS REPRESENTS LESS THAN 1% OF THE BONDS. ACCORDINGLY, ANY PRIVATE PAYMENTS WITH RESPECT TO THE BORROWER'S PORTION OF THE BONDS WOULD NOT EXCEED 1% OF THE BONDS. ENTITY 1, COLUMN B, PART IV, LINE 2(C) THE REBATE COMPUTATION WAS PERFORMED AS OF JUNE 30, 2013. ENTITY 1, COLUMN C, PART IV, LINE 2(C) THE REBATE COMPUTATION WAS PERFORMED AS OF JUNE 30, 2013. ENTITY 1, COLUMN D, PART IV, LINE 2(C) THE REBATE COMPUTATION WAS PERFORMED AS OF JUNE 30, 2013. ENTITY 2, PARTS II (3) AND (10) AMOUNTS IN PART II(3) AND (10) REFLECT ONLY THE AMOUNT RECEIVED BY RIDER UNIVERSITY WITH RESPECT TO ITS PORTION OF THE POOLED BONDS. ENTITY 2, PARTS III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. ENTITY 2, PARTS IV, LINE 2(C) THE REBATE COMPUTATION WAS PERFORMED AS OF JUNE 30, 2013. ALL BOND PROCEEDS WERE SPENT AS OF THE COMPUTATION DATE. A NJ EDUCATIONAL FACILITIES AUTHORITY 221829511 64605NBU7 2003-10-09 5523846 FIRE SUPPRESSION SYSTEM INSTALLATION 0 0 1 A 1525353 1525353 2004 0 0 1 1 A 0 1 0 0 0.00000 0.01580 0.01580 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 X 37 551227 MEAN PRICE-GIFT DATE 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): RIDER UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTORS WHO MADE STOCK DONATIONS DURING THE FISCAL YEAR. ORGANIZATION MISSION STATEMENT 990, PART III, LINE 1 - CONTINUED RIDER'S VISION RIDER UNIVERSITY WILL BE A LEADER IN AMERICAN HIGHER EDUCATION CELEBRATED FOR EDUCATING TALENTED STUDENTS FOR CITIZENSHIP, LIFE AND CAREER SUCCESS IN A DIVERSE AND INTERDEPENDENT WORLD. RIDER WILL ACHIEVE DISTINCTIVENESS BY FOCUSING ON STUDENTS FIRST, BY CULTIVATING LEADERSHIP SKILLS, BY AFFIRMING TEACHING AND LEARNING THAT BRIDGES THE THEORETICAL AND THE PRACTICAL AND BY FOSTERING A CULTURE OF ACADEMIC EXCELLENCE. RIDER'S MISSION RIDER ATTRACTS AND GRADUATES TALENTED AND MOTIVATED STUDENTS WITH DIVERSE BACKGROUNDS FROM ACROSS THE NATION AND AROUND THE WORLD AND PUTS THEM AT THE CENTER OF OUR LEARNING AND LIVING COMMUNITY. AS A LEARNER-CENTERED UNIVERSITY DEDICATED TO THE EDUCATION OF THE WHOLE STUDENT, RIDER PROVIDES STUDENTS THE INTELLECTUAL RESOURCES AND BREADTH OF STUDENT LIFE OPPORTUNITIES OF A COMPREHENSIVE UNIVERSITY WITH THE PERSONAL ATTENTION AND CLOSE STUDENT-FACULTY INTERACTIONS OF A LIBERAL ARTS COLLEGE. THROUGH A COMMITMENT TO HIGH QUALITY TEACHING, SCHOLARSHIP AND EXPERIENTIAL OPPORTUNITIES, FACULTY ON BOTH CAMPUSES PROVIDE UNDERGRADUATE AND GRADUATE STUDENTS RIGOROUS AND RELEVANT PROGRAMS OF STUDY TO EXPAND THEIR INTELLECTUAL, CULTURAL AND PERSONAL HORIZONS AND DEVELOP THEIR LEADERSHIP SKILLS. OUR HIGHLY REGARDED PROGRAMS IN THE ARTS, SOCIAL SCIENCES, SCIENCES, MUSIC, BUSINESS AND EDUCATION CHALLENGE STUDENTS TO BECOME ACTIVE LEARNERS WHO CAN ACQUIRE, INTERPRET, COMMUNICATE AND APPLY KNOWLEDGE WITHIN AND ACROSS DISCIPLINES TO FOSTER THE INTEGRATIVE THINKING REQUIRED IN A COMPLEX AND RAPIDLY CHANGING WORLD. RIDER ATTRACTS HIGHLY QUALIFIED FACULTY, STAFF AND ADMINISTRATORS WITH DIVERSE BACKGROUNDS WHO CREATE AN ENVIRONMENT WHICH INSPIRES INTELLECTUAL AND SOCIAL ENGAGEMENT, STIMULATES INNOVATION AND SERVICE AND ENCOURAGES PERSONAL AND PROFESSIONAL DEVELOPMENT. AS KEY MEMBERS OF OUR UNIVERSITY COMMUNITY, IT IS THEIR COMMITMENT TO OUR VALUES, VISION AND MISSION THAT WILL ENSURE RIDER'S SUCCESS. THE UNIVERSITY'S INSTITUTIONAL IDENTITY WILL CONTINUE TO REFLECT THE STRENGTHS OF ITS PEOPLE, HISTORY, LOCATION AND SHARED VALUES, AMONG WHICH ARE A COMMITMENT TO DIVERSITY, SOCIAL AND ETHICAL RESPONSIBILITY AND COMMUNITY. THE SUCCESS OF OUR GRADUATES WILL BE DEMONSTRATED BY THEIR PERSONAL AND CAREER ACHIEVEMENTS AND BY THEIR CONTRIBUTIONS TO THE CULTURAL, SOCIAL AND ECONOMIC LIFE OF THEIR COMMUNITIES, THE NATION AND THE WORLD. FORM 990, PART VI, SECTION A, LINE 2 COLLEEN AND GARY SHAPIRO ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES PERFORMED A REVIEW OF THE FORM 990 AND ALL APPLICABLE SCHEDULES PRIOR TO SUBMISSION AS PART OF AN AUDIT COMMITTEE MEETING. IN ADDITION, THE FORM 990 AND ALL APPLICABLE SCHEDULES WERE POSTED ON THE UNIVERSITY'S INTRANET FOR THE ENTIRE BOARD OF TRUSTEES TO REVIEW PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY, AND AN ANNUAL COMPLIANCE REVIEW PROCESS WHICH INCLUDES: - SOLICIT FEEDBACK FROM DIVISION HEADS ON PROPOSED STAFF IN THEIR UNITS WHO SHOULD PARTICIPATE IN THE ANNUAL REPORTING AND REVIEW PROCESS. ANY INDIVIDUAL WHO IS CONSIDERED TO HAVE SIGNIFICANT RESPONSIBILITY FOR INSTITUTIONAL OPERATIONS OR PURCHASING IS INCLUDED. THE POLICY REQUIRES THAT PERSONS INVOLVED IN DECISION MAKING DISCLOSE FINANCIAL OR OTHER INTERESTS-EITHER CURRENT OR PROPOSED- THAT IMPAIR OR MAY APPEAR TO IMPAIR THEIR INDEPENDENT, UNBIASED JUDGEMENT. - DISTRIBUTE THE CONFLICT OF INTEREST POLICY AND QUESTIONNAIRE FOR DISCLOSURE OF POTENTIAL CONFLICTS OF INTEREST TO ALL INDIVIDUALS SO IDENTIFIED. IN 2013, 125 INDIVIDUALS (OFFICERS, TRUSTEES, COACHES, AND ADMINISTRATORS) RECEIVED AND COMPLETED THE CONFLICT QUESTIONNAIRE. - REVIEW OF ALL CONFLICT QUESTIONNAIRE RESPONSES BY THE UNIVERSITY BOARD OF TRUSTEES' HUMAN RESOURCES COMMITTEE, WHICH SERVES AS THE CONFLICT COMMITTEE UNDER THE UNIVERSITY'S BYLAWS. THE HUMAN RESOURCES COMMITTEE REPORTS ITS FINDINGS TO THE BOARD OF TRUSTEES, WHICH IS RESPONSIBLE FOR ACTING ON THE COMMITTEE'S FINDINGS - IN PARTICULAR ON ANY CONFLICT THAT MIGHT BE IDENTIFIED. BY POLICY, ANY PROPOSED BUSINESS RELATIONSHIP BETWEEN A TRUSTEE OR THEIR RELATED ENTITY MUST BE EVALUATED AND ACTED ON PRIOR TO ITS POTENTIAL IMPLEMENTATION. NO SUCH RELATIONSHIP CURRENTLY EXISTS. - ANY BOARD MEMBER WITH A CONFLICT WILL RECUSE HIMSELF/HERSELF FROM ANY VOTES REGARDING THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE SENIOR COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ENGAGES AN INDEPENDENT CONSULTING FIRM TO ANNUALLY UNDERTAKE A REASONABLENESS REVIEW OF TOP MANAGEMENT COMPENSATION. TOP MANAGEMENT INCLUDES THE INSTITUTION'S PRESIDENT AND VICE PRESIDENTS. THE REASONABLENESS REVIEW INCLUDES CONSIDERATION OF COMPARABILITY DATA PREPARED BY THE CONSULTANTS WHICH IS PROVIDED TO ALL COMMITTEE MEMBERS AND TO ALL MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES. THE BENCHMARK DATA CONSIDERED INCLUDES BOTH SALARY AND TOTAL COMPENSATION INFORMATION. CONTEMPORANEOUS MINUTES ARE MAINTAINED FOR BOTH THE SENIOR COMPENSATION COMMITTEE OF THE BOARD AND FOR THE FULL BOARD OF TRUSTEES MEETINGS. THE UNIVERSITY CONSISTENTLY UTILIZES HIGHER EDUCATION BENCHMARKING DATA TO ASSESS THE REASONABLENESS OF KEY EMPLOYEES' COMPENSATION. FACULTY COMPENSATION IS GOVERNED BY A COLLECTIVE BARGAINING AGREEMENT. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF PENSION 1,721,901. CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUST 99,732. FORM 990, PART XII, LINE 2C RIDER UNIVERSITY DID NOT CHANGE ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE YEAR.