2014-09-15T07:29:47-05:00 2013-12-31 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2013-01-01 042297514 NEW ENGLAND AQUARIUM CORPORATION NEWE 6179735200 CENTRAL WHARF BOSTON MA 021103399 P ERIC KRAUSS COO & CFO 6179735200 2014-09-10 1 JOSEPH M GISO P00030126 6177610600 2014-09-10 2013 2015-11-30 17:44:51Z P ERIC KRAUSS CENTRAL WHARF BOSTON MA 021103399 43637120 0 X WWW.NEAQ.ORG X 1957 MA THE NEW ENGLAND AQUARIUM COMBINES EDUCATION, ENTERTAINMENT AND ACTION TO ADDRESS THE MOST CHALLENGING PROBLEMS FACING THE OCEANS. WE PROMOTE THE IMPORTANCE OF PROTECTING THE BLUE PLANET THROUGH INNOVATIVE EXHIBITS AND POINEERING PROGRAMS IN MARINE EDUCATION. TOWARD THAT END, THE NEW ENGLAND AQUARIUM ASPIRES TO CREATE A NEW GENERATION OF OCEAN STEWARDS AND TO BE A FORCE FOR LASTING CHANGE. 25 23 467 938 3685184 -139252 9554812 6533364 23645005 23244459 121977 562438 7906729 7851216 41228523 38191477 186331 193280 0 0 15618704 16977060 164994 142554 1819090 23069280 24890090 39039309 42202984 2189214 -4011507 87159642 92269568 31743337 39138059 55416305 53131509 X THE NEW ENGLAND AQUARIUM COMBINES EDUCATION, ENTERTAINMENT AND ACTION TO ADDRESS THE MOST CHALLENGING PROBLEMS FACING THE OCEANS. WE PROMOTE THE IMPORTANCE OF PROTECTING THE BLUE PLANET THROUGH INNOVATIVE EXHIBITS AND POINEERING PROGRAMS IN MARINE EDUCATION. TOWARD THAT END, THE NEW ENGLAND AQUARIUM ASPIRES TO CREATE A NEW GENERATION OF OCEAN STEWARDS AND TO BE A FORCE FOR LASTING CHANGE. 0 0 22769724 22158734 EXHIBITION - THE AQUARIUM IS A MASSACHUSETTS CHAPTER 180 NON-PROFIT CORPORATION FORMED FOR THE PURPOSE OF OPERATING A PUBLIC AQUARIUM IN BOSTON, MASSACHUSETTS. IN ADDITION TO ITS EXHIBITS, THE AQUARIUM OPERATES AN IMAX THEATER, GIFT SHOP, CAFE, CATERED EVENING EVENTS, EDUCATION PROGRAMS AND SPONSORED PROGRAMMING IN MARINE RESEARCH, CONSERVATION AND EDUCATION. THE AQUARIUM RELIES ON ADMISSIONS REVENUE, RETAIL SALES TO ITS GUESTS AND PRIVATE GIFTS AND GRANTS FOR THE MAJORITY OF ITS OPERATIONS. THESE REVENUES AND SUPPORT ARE PRIMARILY DERIVED FROM GUESTS AND DONORS FROM THE GREATER BOSTON AREA, THE NEW ENGLAND REGION AND TOURISM TO THE CITY.IN 2013 WE FINISHED AN $18.0 MILLION RENOVATION OF OUR MAIN EXHIBIT HALL THAT STARTED IN 2012 AND WAS COMPLETED IN JUNE 2013. THE PROJECT ENCOMPASSED THE ENTIRE 4 STORY BUILDING AND INCLUDED THE INSTALLATION OF THE BLUE PLANET ACTION CENTER (BPAC) ON THE FIRST FLOOR, THE YAWKEY CORAL REEF CENTER, THE CURIOUS GEORGE DISCOVERY CORNER EXHIBITS AND THE RENOVATION OF OUR GIANT OCEAN TANK (GOT). A TOP TO BOTTOM RENOVATION OF THE GOT WAS UNDERTAKEN OVER A TEN MONTH PERIOD AND INCLUDED REPLACING AND ENLARGING ITS VIEWING WINDOWS, A TOTAL REDESIGN OF THE CORAL REEF IN THE CENTER OF THE TANK, A NEW DOME AT THE TOP, A GLASS VIEWING WALL AROUND THE PERIMETER OF THE OPENING AT ITS TOP, NEW LIGHTING AND A NEW EXPANDED EDUCATION CENTER AT THE TOP WITH TWO LARGE LED SCREENS THAT PROJECT IMAGES OF THE INTERIOR OF THE TANK AND DIVER ACTIVITY THEREIN. GREATER INTEGRATION OF CONSERVATION MESSAGING WITH OUR EXHIBITS WAS A KEY GOAL THROUGHOUT THE RENOVATION PROJECT. VISITOR FEEDBACK HAS BEEN VERY POSITIVE, WITH UNPRECEDENTED ATTENDANCE NUMBERS SINCE THE GRAND OPENING ON JULY 1, CONFIRMING THE HIGH VALUE WE PLACED ON STAFF AND VOLUNTEER TRAINING. NEW VISITOR PROGRAMS INCLUDE INTERPRETIVE PROGRAMS AT THE TOP OF THE GOT FOCUSING ON CORAL REEF CONSERVATION; VIDEO AND TWO WAY AUDIO COMMUNICATION WITH GOT DIVERS; NEW LIVE ANIMAL PRESENTATIONS, CLIMATE CHANGE ACTIVITIES AND FAMILY PROGRAMS IN THE BPAC; AND AN INCREASED FOCUS ON MISSION-BASED INTERPRETATION THROUGHOUT THE VISITOR EXPERIENCE. UPDATED GRAPHICS WERE DEVELOPED FOR THE GULF OF MAINE EXHIBITS IN THE COLD MARINE GALLERY, IN COLLABORATION WITH THE STELLWAGEN BANK NATIONAL MARINE SANCTUARY, INCORPORATING UPDATED INFORMATION ON WHALE CONSERVATION AND LOBSTER RESEARCH.DURING 2013, THE ORGANIZATION WELCOMED JUST UNDER 1.3 MILLION VISITORS TO ITS CENTRAL WHARF LOCATION. 5599112 193280 4017568 RESEARCH AND CONSERVATOIN - IN 2013, THE JOHN H. PRESCOTT LABORATORY IN THE NEW ENGLAND AQUARIUM CONTINUED TO DEMONSTRATE THE VALUE OF THE MAJOR RENOVATIONS UNDERTAKEN IN 2012. PRINCIPAL INVESTIGATORS WERE AWARDED OVER $2.5 MILLION IN GRANTS TO DO WORK IN FIELD AND IN THE NEWLY RENOVATED LABORATORY. NEAQ RESEARCH STAFF PUBLISHED OVER 28 PEER-REVIEWED JOURNAL ARTICLES, REPRESENTING 48% OF THOSE PRODUCED BY ALL U.S. PUBLIC AQUARIUMS. THE 2013 RESEARCH ACTIVITIES INCLUDED: 1) HEALTH AND ENDOCRINE RESEARCH ON RIGHT, HUMPBACK, SPERM AND BEAKED WHALES, COD, SKATES, SHARKS, SEA TURTLES, AND LOBSTERS; 2) CONTINUED ENVIRONMENTAL SURVEYS FOR OFFSHORE WIND FARM AND TIDAL ENERGY DEVELOPMENT; 3) ENHANCING FISHERIES SUSTAINABILITY WITH DOCUMENTATION AND RESEARCH TO REDUCE BYCATCH AND POOR FISHERY PRACTICES; 4) CLIMATE CHANGE RESEARCH, INCLUDING MODELING AND RISK ASSESSMENT FOR WHALES AND ARCTIC ECOSYSTEMS; AND 5) CONTINUED ASSESSMENT AND MONITORING OF THE NORTH ATLANTIC RIGHT WHALE'S SLOW BUT STEADY RECOVERY. - THE NEW ENDOCRINOLOGY LAB CONDUCTED PIONEERING RESEARCH FOR MARINE WILDLIFE, CONDUCTING ASSAYS OF NEW SPECIES, NEW MATRICES (BALEEN!) AND NEW HORMONES (ALDOSTERONE!) FOR THE MEASUREMENT OF METABOLIC AND WATER STRESS. - AQUARIUM SCIENTISTS ARE APPLYING OUR INNOVATIVE AERIAL SURVEY METHODS TO COLLECT BOTH MARINE MAMMAL AND SEA TURTLE DATA IN WIND ENERGY AREAS PROPOSED BY THE STATES OF MASSACHUSETTS AND RHODE ISLAND, AND ARE EVALUATING OPPORTUNITIES FOR MORE WORK IN MAINE AND NEW YORK. THIS WORK WILL GUIDE MITIGATION MEASURES TO MINIMIZE HARM TO MARINE LIFE.- THE NEAQ BYCATCH REDUCTION PROGRAM (WWW.BYCATCH.ORG) EXPANDED OUR INTERNATIONAL WORK IN REDUCING WILDLIFE BYCATCH IN A VARIETY OF FISHING GEAR. OTHER FISHERIES WORK (IN CONJUNCTION WITH THE CONSERVATION DEPARTMENT) CONTINUED PRODUCING GREAT SCIENCE AND PUBLICATIONS ON SEAFOOD, SHARKS, SKATES, AND ORNAMENTAL FISHES.- OUR CLIMATE MODELER HAS FOUND THAT ZOOPLANKTON IS A STRONG PREDICTOR OF BOWHEAD WHALE HABITAT SUITABILITY AND THAT ZOOPLANKTON IS LINKED TO OCEAN CIRCULATION AND ICE THICKNESS. GIVEN THAT ICE IS FAST DISAPPEARING IN THE ARCTIC, THIS WORK WILL HELP PREDICT BIOLOGICAL CHANGES COMING SOON. OTHER WORK INCLUDES STUDIES ON COLDWATER CORALS IN NEW ENGLAND, AND RESEARCH ON TEMPERATURE AND ACIDITY EFFECTS ON LOBSTER SHELL AND GROUNDFISH OTOLITHS, ALL DESIGNED TO EVALUATE THE EFFECTS OF CLIMATE CHANGE ON OCEANIC ANIMALS AND ECOSYSTEMS.- RIGHT WHALES WERE HIGHLY ABUNDANT IN CAPE COD BAY THIS SPRING, BUT ABSENT FROM THE GULF OF MAINE FOR THE REST OF THE YEAR, POSSIBLY DUE TO FOOD LIMITATION RELATED TO HIGH TEMPERATURES AND CLIMATE CHANGE, ALTHOUGH CALVING REBOUNDED A BIT FROM THE PREVIOUS YEAR (20 CALVES). NEAQ REMAINS THE LEADER OF RESEARCH AND CONSERVATION EFFORTS ON THIS SPECIES IN THE NORTH ATLANTIC, AND WE ARE PLEASED TO SEE THAT THE NUMBER OF KNOWN ANIMALS NOW EXCEEDS 500. 3732742 1623781 EDUCATION - FOR 40 YEARS, THE AQUARIUM HAS PROVIDED LIFE-CHANGING EDUCATIONAL EXPERIENCES FOR PEOPLE OF ALL AGES, FROM A CHILD TOUCHING A SEA STAR TO AN ADULT LEARNING HOW HIS DAILY ACTIONS CAN AFFECT THE OCEAN. THE AQUARIUM'S EDUCATIONAL IMPACT IS BROAD AND EVER-EXPANDING. FROM TODDLERS TO RETIRES, FROM THE HEART OF BOSTON, ACROSS NEW ENGLAND AND AROUND THE WORLD, OVER DIVERSE AUDIENCES HAVE EXPERIENCES THEY WILL NEVER FORGET.OUR LIVE BLUE AMBASSADOR PROGRAM HAS ENGAGED 120 YOUTH IN PROVIDING MORE THAN 500 HOURS OF ENVIRONMENTAL STEWARDSHIP SERVICE IN PARTNERSHIP WITH ENVIRONMENTAL ORGANIZATIONS.OUR NATIONAL LEADERSHIP ON CLIMATE CHANGE EDUCATION HAS CONTINUED TO GAIN MOMENTUM. PHASE II OF OUR $5.5M, FIVE YEAR NSF-FUNDED PROJECT HAS RAMPED UP WITH AN EXPANDED SERIES OF STUDY CIRCLES FOR TRAINING AQUARIUM AND ZOO INTERPRETERS, NEW CULTURAL RESEARCH COMPARING HOW SCIENTISTS AND THE PUBLIC THINK ABOUT CLIMATE CHANGE AND OCEANS, AND WORKSHOPS AT CONFERENCES AND INFORMAL EDUCATION VENUES AROUND THE COUNTRY. WE HAVE CONTINUED TO DISSEMINATE CLIMATE CHANGE RESOURCES FOR INTERPRETERS THROUGH OUR PRIOR NOAA GRANT, INCLUDING TABLETOP EXHIBITS AND UPDATED BLUE IMPACT VIDEOS HIGHLIGHTING COMMUNITY-LEVEL ACTIONS TO REDUCE FOSSIL FUEL USE. WE HAVE ALREADY REACHED 50+ INFORMAL EDUCATION INSTITUTIONS, AND WILL REACH ANOTHER 100+ OVER THE NEXT 4 YEARS. WE RECEIVED AN ADDITIONAL $1M NOAA GRANT FOR VISUALIZING CHANGE, A COLLABORATION WITH NATIONAL AQUARIUM, SEATTLE AQUARIUM, LONG BEACH AQUARIUM, OCEAN EXPLORATORIUM, NOAA VISUALIZATION LAB, AND NOAA PACIFIC MARINE ENVIRONMENTAL LAB THAT WILL UTILIZE NOAA DATASETS AND VISUALIZATIONS TO PROVIDE INTERPRETERS AT AQUARIUMS AND SCIENCE CENTERS ACROSS THE COUNTRY WITH TRAINING AND STRATEGIC FRAMING COMMUNICATION TOOLS BASED ON THE BEST AVAILABLE SOCIAL AND COGNITIVE RESEARCH. 5225838 436439 OTHER PROGRAM SERVICES - THE AQUARIUM WAS A PIONEER IN RESCUE AND REHABILITATION OF MARINE MAMMALS AND OTHER SPECIES. IN EARLY APRIL 2013 WE HAD ONE OF THE LARGEST SEA TURTLE RELEASES THAT WE HAVE EVER MOBILIZED, ABOUT FIFTY KEMP'S RIDLEY AND LOGGERHEAD SEA TURTLES WERE RETURNED TO THE OCEAN. THESE ANIMALS WERE REHABILITATED OVER THE PAST SEVERAL MONTHS IN RESPONSE TO THE RECORD COLD-STUN SEASON IN 2012.VOLUNTEER/INTERNSHIP PROGRAMS:- WE ARE CONTINUING TO EXPAND OUR VOLUNTEER AND INTERNSHIP OPPORTUNITIES IN RESPONSE TO INCREASED DEMAND. WE PLACED A RECORD OF 60 SUMMER COLLEGE INTERNS IN DEPARTMENTS THROUGHOUT THE AQUARIUM, DRAWN FROM 324 APPLICANTS FROM 150 INSTITUTIONS ACROSS THE COUNTRY. - OUR LIVE BLUE AMBASSADOR PROGRAM HAS ENGAGED 120 YOUTH IN PROVIDING MORE THAN 500 HOURS OF ENVIRONMENTAL STEWARDSHIP SERVICE IN PARTNERSHIP WITH ENVIRONMENTAL ORGANIZATIONS SUCH AS THE CHARLES RIVER WATERSHED ASSOCIATION FOR INVASIVE WATER CHESTNUT REMOVAL FROM THE CHARLES RIVER.- OUR LIVE BLUE SERVICE INITIATIVE WILL BE EXPANDED OVER THE NEXT TWO YEARS BY A NEW $150K IMLS GRANT THAT WE RECEIVED, ALLOWING US TO ENGAGE MANY MORE VOLUNTEERS THAN WE CAN ACCOMMODATE ON CENTRAL WHARF BY TRAINING A CORE OF VOLUNTEER SERVICE LEADERS; BUILDING PARTNERSHIPS WITH LOCAL ENVIRONMENTAL ORGANIZATIONS; AND DEVELOPING A SERIES OF SHORT-TERM VOLUNTEER ENVIRONMENTAL STEWARDSHIP OPPORTUNITIES.WHALE WATCH - WE WORKED WITH OUR NEW PARTNERS AT BOSTON HARBOR CRUISES (BHC) TO LAUNCH THE NEW ENGLAND AQUARIUM WHALE WATCH, PRESENTED BY BHC. THIS COMBINED EFFORT GENERATED INCREASED WHALE WATCH ATTENDANCE, ENABLING US TO EXPAND SIGNIFICANTLY THE REACH OF OUR WHALE CONSERVATION PROGRAMMING - TO ABOUT 120,000 WHALE WATCH PARTICIPANTS! 5225838 436439 37327416 1 1 0 1 0 1 0 0 0 1 1 0 0 0 0 1 0 1 0 0 1 1 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 40 0 1 467 1 1 1 0 0 0 0 1 1 0 0 0 0 X 25 23 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 MA CT NH ME NY X JOSEPH A ZANI VICE PRESIDENT CO 6179735456 177 MILK STREET BOSTON MA 02110 R WILLIAM BURGESS JR TRUSTEE 10.00 0.00 X 0 0 0 DAVID ALTSHULER TRUSTEE 1.00 0.00 X 0 0 0 ROBERT L BEAL TRUSTEE 1.00 0.00 X 0 0 0 MALIZ E BEAMS TRUSTEE 1.00 0.00 X 0 0 0 ANITA BEKENSTEIN TRUSTEE 1.00 0.00 X 0 0 0 CAROLYN J CAMPANELI TRUSTEE 1.00 0.00 X 0 0 0 DAVID I CROWLEY TRUSTEE 1.00 0.00 X 0 0 0 W REED CHISHOLM TRUSTEE 2.00 0.00 X 0 0 0 DANIEL S EVANS TRUSTEE 2.00 0.00 X 0 0 0 JAMIE C FAGAN TRUSTEE 1.00 0.00 X 0 0 0 DEAN GOODERMOTE TRUSTEE 1.00 0.00 X 0 0 0 HARRY A HANSON III TRUSTEE 2.00 0.00 X 0 0 0 DONNA K HAZARD TRUSTEE 2.00 0.00 X 0 0 0 KATHLEEN HEALY TRUSTEE 1.00 0.00 X 0 0 0 TIMOTHY G HEALY TRUSTEE 1.00 0.00 X 0 0 0 PAMELA PETRI-HUMPHREY TRUSTEE 1.00 0.00 X 0 0 0 OGDEN HUNNEWELL TRUSTEE 2.00 0.00 X 0 0 0 JEFFREY HURST TRUSTEE 1.00 0.00 X 0 0 0 DOUG E KARP TRUSTEE 1.00 0.00 X 0 0 0 THOMAS B KING TRUSTEE 1.00 0.00 X 0 0 0 PE KRAUSS TRUSTEE 2.00 0.00 X 0 0 0 STEPHEN C PEACHER TRUSTEE 1.00 0.00 X 0 0 0 JEFFREY H PIERCE TRUSTEE 2.00 0.00 X 0 0 0 RICHARD ALLAN SODEN TRUSTEE/SEC. OF CORPORATION 1.00 1.00 X X 0 0 0 LOUIS J VOLPE TRUSTEE 1.00 0.00 X 0 0 0 HOWARD RIS PRESIDENT & CEO 39.00 1.00 X 313119 0 45406 WALTER J FLAHERTY EVP, COO & TREASURER 39.00 1.00 X 256551 0 70404 JANE WOLFSON VP MARKETING/COMMUNICATION 40.00 0.00 X 177991 0 11306 SUE ELLEN PELUSO VP DEVELOPMENT 40.00 0.00 X 198401 0 11306 WILLIAM SPITZER VP PROGRAMS/EXHIBITS 40.00 0.00 X 174947 0 18067 SCOTT D KRAUS VP RESEARCH 40.00 0.00 X 161872 0 5978 JOSEPH A ZANI VP CONTROLLER 40.00 0.00 X 159462 0 27826 HEATHER TAUSIG ASSOC VP. CONSERVATION 40.00 0.00 X 115434 0 32859 ANN PERRY DIRECTOR OF HUMAN RESOURCES 40.00 0.00 X 109588 0 31968 BARBARA WALLER DIRECTOR OF IT 40.00 0.00 X 112386 0 27100 PHOEBE SLANETZ DIRECTOR OF DONOR SERVICES 40.00 0.00 X 109454 0 12587 JOHN DAYTON DIRECTOR OF ANIMAL HUSBANDRY 40.00 0.00 X 106769 0 14747 PATRICIA WONG DIRECTOR OF ACCOUNTING SERVICES 40.00 0.00 X 101841 0 27271 STEPHEN FULMER DIRECTOR OF INDIVIDUAL GIVING 40.00 0.00 X 106649 0 18067 2204464 0 354892 19 0 1 0 TURNER CONSTRUCTION CO TWO SEAPORT LANE BOSTON MA 02210 CONSTRUCTION COMPANY 10380931 CENTERPLATE ONE INDEPENDENCE POINTS GREENVILLE SC 29306 FOOD VENDOR 1939692 DTZ INC 4002 SOLUTIONS CENTER CHICAGO IL 60672 CLEANING COMPANY 1093389 CONNELLY PARTNERS LLC 46 WALTHAM ST BOSTON MA 02118 ADVERTISING AGENCY 993289 AQUATIC ENVIRONMENTS 150-D NEW BOSTON ST WOBURN MA 01801 TANK CONSTRUCTION 562333 14 3104401 3428963 324530 6533364 ADMISSIONS 900099 17603109 17603109 RESEARCH, CONSERVATION, ED. 900099 5641350 5641350 23244459 416153 416153 1419560 702369 1260472 715172 159088 -12803 146285 146285 192000 83000 109000 109000 9828005 3386999 6441006 2755822 3685184 FEES 900099 864772 864772 CORPORATE SPONSORSHIP 900099 286000 286000 MISCELLANEOUS INCOME 900099 150438 150438 1301210 38191477 27301491 3685184 671438 193280 193280 1794660 753757 664024 376879 11531678 10147877 807217 576584 1107670 930443 121844 55383 1474783 1135583 162226 176974 1068269 897346 117510 53413 11687 9817 1286 584 118000 99120 12980 5900 48000 48000 142554 142554 1932085 1622952 212529 96604 3607250 3607250 230515 193632 25357 11526 274622 230683 30208 13731 299093 299093 4562617 4562617 441913 371207 48610 22096 COST OF GRANTS & CONTRA 5049541 5049541 OUTSIDE SERVICES 4680452 4118063 459820 102569 SUPPLIES 1525647 1281544 167821 76282 EQUIPMENT RENTAL/MAINT. 586341 498390 58634 29317 1522327 1277221 166412 78694 42202984 37327416 3056478 1819090 1159469 737701 5099040 2870725 2141689 2092499 238522 177379 480901 556485 115358731 47511840 61408134 67846891 13979618 15173920 2652269 2813968 87159642 92269568 5659698 3495024 3482202 4280592 19678780 29390455 2922657 1971988 31743337 39138059 X 32810596 41065983 16497324 5778888 6108385 6286638 55416305 53131509 87159642 92269568 X -4011507 618235 1108476 X 0 1 X 1 1 1 X 9439372 6958804 16781991 9675742 6533364 49389273 20700001 21006250 23553760 23645005 23244459 112149475 30139373 27965054 40335751 33320747 29777823 161538748 3047509 591744 3712807 3329584 978233 11659877 0 3047509 591744 3712807 3329584 978233 11659877 149878871 339432 282710 348259 383768 416153 1770322 339432 282710 348259 383768 416153 1770322 1090255 790524 1002599 1184340 1150772 5218490 31569060 29038288 41686609 34888855 31344748 168527560 0.88930 0.87800 0.01050 0.01010 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 48000 48000 40335894 40383894 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 74776 48000 48000 48000 218776 250000 250000 250000 250000 1000000 1500000 1 0 75000 255092 1 1 6108426 7000 171212 6286638 5993585 10500 104341 6108426 6114985 12783 -134183 5993585 6193544 118754 29200 226513 6114985 6174305 19239 6193544 1.00000 1 0 50235 50235 79766597 29479394 50287203 7162121 2834915 4327206 20519513 10106523 10412990 7860265 5091008 2769257 67846891 X 43398100 618235 4588388 5206623 38191477 0 38191477 45692400 3489416 3489416 42202984 0 42202984 PART V, LINE 4: TO GENERATE EARNINGS TO SUPPORT VARIOUS MISSION RELATED PROGRAMS (PER INTENT OF NAMED ENDOWMENT FUND) AND GENERAL ADMINISTRATION. PART X, LINE 2: THE AQUARIUM ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE AQUARIUM HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AND ITS DETERMINATIONS AS TO ITS INCOME BEING RELATED OR UNRELATED AS ITS ONLY SIGNIFICANT TAX POSITIONS AND HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE AQUARIUM IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. THE AQUARIUM'S FEDERAL AND STATE INCOME TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THE PAST THREE YEARS FOLLOWING THE DATE OF FILING THE RELATED RETURN. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 3,386,999. MARINE LIFE CENTER REVENUE 10,000. ROUNDING FROM AUDIT STATEMENT -144. GAIN ON VALUATION OF PENSION LIABILITY 1,018,979. NET CHANGE IN BENEFICIAL TRUST 171,253. FUNDRAISING WRAP PARTY EXPENSES 83,000. REALIZED LOSS ON CONVERSION OF GIFTS OF STOCK -1,801. LOSS ON VALUATION OF NON-QUALIFIED PENSION LIABILITY -79,898. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 3,386,999. MARINE LIFE CENTER EXPENSES 19,467. ROUNDING -50. FUNDRAISING WRAP PARTY EXPENSES 83,000. 1 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES FACILITATION, FINANCIAL, AND ADVISORY SERVICES FOR PHOENIX ISLANDS CONSERVATION PROGRAM. 193280 0 0 0 0 0 0 193280 0 193280 EAST ASIA AND THE PACIFIC PROGRAM SERVICES 125035 0 1 PROGRAM SERVICES EAST ASIA AND THE PACIFIC 1 17176 WIRE TRANSFER 0 PROGRAM SERVICES EAST ASIA AND THE PACIFIC 1 51069 WIRE TRANSFER 0 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION REQUIRES PERIODIC FINANCIAL AND PROGRAMMATIC REPORTS, ALONG WITH SUPPORTING DOCUMENTS (BANK STATEMENT AND RECEIPTS) AND THE IDENTIFICATION OF PROGRAM ACHIEVEMENTS. X X X X X X X 1 ARTSMARKETING SERVICES INC 260 KING ST EAST STE 500 TORONTO ONTARIO CA M5A 4L5 PHONE SOLICITATION 0 280910 142554 138356 280910 142554 138356 MA NH CT NY ME 2013 WRAP PARTY 192000 192000 33568 7400 42032 192000 192000 33568 7400 42032 83000 109000 X X X X 0 0 0 0 0 0 0 1 0 HOWARD RIS PRESIDENT & CEO 293119 0 20000 0 0 0 34100 0 11306 0 358525 0 0 0 WALTER J FLAHERTY EVP, COO & TREASURER 241551 0 15000 0 0 0 58049 0 12355 0 326955 0 0 0 JANE WOLFSON VP MARKETING/COMMUNICATION 177991 0 0 0 0 0 0 0 11306 0 189297 0 0 0 SUE ELLEN PELUSO VP DEVELOPMENT 198401 0 0 0 0 0 0 0 11306 0 209707 0 0 0 WILLIAM SPITZER VP PROGRAMS/EXHIBITS 174947 0 0 0 0 0 0 0 18067 0 193014 0 0 0 SCOTT D KRAUS VP RESEARCH 161872 0 0 0 0 0 0 0 5978 0 167850 0 0 0 JOSEPH A ZANI VP CONTROLLER 159462 0 0 0 0 0 21848 0 5978 0 187288 0 0 0 PART I, LINE 7 BOTH THE PRESIDENT AND EVP, COO & TREASURER RECEIVED DEFERRED COMPENSATION PAYMENTS DURING 2013 ON 2012 DEFERRED COMPENSATION. ALSO IN 2013 WE DEFERRED COMPENSATION UNTIL 2014 TO BOTH THE PRESIDENT AND THE EVP, COO AND TREASURER. THESE COMPENSATION DEFERRALS WERE PERFORMANCE BONUSES NOT CONTINGENT UPON ACHIEVING A PREDETERMINED FINANCIAL GOAL BUT VOTED UPON BY THE BOARD OF TRUSTEES AT YEAR END. A NEW ENGLAND AQUARIUM ISSUE SERIES 2012 042297514 2012-11-01 19730000 SEE SCHEDULE O 0 1 0 A 19385000 19730000 345000 2012 0 0 1 1 A 0 0 1 1 0 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 SCHEDULE K, PART VI THE PURPOSE OF THIS BOND ISSUE WAS TO REFINANCE THE OUTSTANDING PRINCIPAL AMOUNT OF A LOAN MADE BY THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (THE AUTHORITY)TO THE ORGANIZATION FROM THE PROCEEDS OF THE AUTHORITY'S REVENUE BONDS, NEW ENGLAND AQUARIUM ISSUE SERIES 2007. A PORTION OF THE PROCEEDS OF THIS BOND ISSUE WAS ALSO USED TO PAY COSTS OF ISSUING THE BOND. ROBERT BEAL ROBERT BEAL TRUSTEE OF ORGANIZATION 563681 RENTAL/LEASE OF OFFICE SPACE AT FAIR MARKET VALUE. 0 DAVID I CROWLEY DAVID I. CROWLEY TRUSTEE OF ORGANIZATION 102252 A SUPPLY AND SPONSORSHIP AGREEMENT WITH AN ENTITY THAT THIS TRUSTEE HAS AN OWNERSHIP INTEREST IN. THE AGREEMENT IS AT FAIR MARKET VALUE. 0 X 19 DONOR VALUATION X ADVERTISING S 1 209276 DONOR VALUATION X VETERINARY SE 7 34822 DONOR VALUATION X EQUIPMENT AND 4 26963 DONOR VALUATION X VIDEOS SERVIC 2 17345 DONOR VALUATION X DATABASE AND 1 11200 DONOR VALUATION X FOOD 28 6183 DONOR VALUATION X SUPPLIES 5 5811 DONOR VALUATION X VIDEOGRAPHY 1 5600 DONOR VALUATION X MISC. ITEMS/G 20 3738 DONOR VALUATION X PRINTING SERV 1 3110 DONOR VALUATION X CONCERT TICKE 1 463 DONOR VALUATION 0 0 0 0 FORM 990, PART III, LINE 4B IN ADDITION, THE AQUARIUM HAS NEGOTIATED A MEMORANDUM OF UNDERSTANDING WITH THE UNIVERSITY OF MASSACHUSETTS, BOSTON, WHICH WILL PROVIDE AQUARIUM RESEARCHERS WITH LIBRARY AND RESEARCH LAB ACCESS, ENABLE NEAQ PI'S TO ACCEPT GRADUATE STUDENTS (INCLUDING LOW-COST OPTIONS FOR NEAQ STAFF MEMBERS), AND SUPPORT A PATHWAY FOR INCREASING THE DIVERSITY OF STAFF AND STUDENTS INTERESTED IN MARINE ISSUES. THIS MOU WILL JOIN THOSE ALREADY IN PLACE WITH ROGER WILLIAMS UNIVERSITY AND BOSTON UNIVERSITY, AS A MEANS OF ENHANCING NEAQ'S GLOBAL REACH IN MARINE SCIENCE. IN 2013, THE CONSERVATION DEPARTMENT CONTINUED TO FOCUS ON FOUR KEY INITIATIVES: ENGAGING BUSINESSES AND EDUCATING CONSUMERS AND CHEFS ON SUSTAINABLE SEAFOOD (FISHERIES AND AQUACULTURE); SUPPORTING THE CREATION AND MANAGEMENT OF MARINE PROTECTED AREAS, PRIMARILY THROUGH THE PHOENIX ISLAND PROTECTED AREA (PIPA); FUNDING SMALL SCALE CONSERVATION PROJECTS AROUND THE WORLD THROUGH OUR MARINE CONSERVATION ACTION FUND (MCAF); AND HELPING RELAUNCH THE OCEAN HEALTH INDEX. PROGRESS AND/OR MAJOR ADVANCES IN EACH OF THESE FOUR AREAS ARE SUMMARIZED BELOW. THE GROWTH AND IMPACT OF OUR SUSTAINABLE SEAFOOD PROGRAMS CONTINUED IN 2013 AND IS REFLECTED IN THE ACHIEVEMENTS OF BOTH OUR CORPORATE AND OUTREACH WORK. WE CELEBRATED THE FIVE YEAR ANNIVERSARY OF OUR PARTNERSHIP WITH GORTON'S WITH A HIGHLY SUCCESSFUL PRESS OUTREACH EFFORT, RESULTING IN COVERAGE BY THE GLOUCESTER TIMES, BOSTON GLOBE, AND HUFFINGTON POST, AMONG OTHERS. OUR PARTNERSHIP WITH COMPANIES (AHOLD USA, DARDEN RESTAURANTS, GORTON'S, THE FRESH MARKET AND SEA PORT PRODUCTS) EXPANDED BEYOND OUR SUPPLY CHAIN WORK TO INCLUDE POLICY ENGAGEMENTS AND FISHERY IMPROVEMENT PROJECTS, THE LATTER OF WHICH WERE SHOWCASED AT THE 2013 CLINTON GLOBAL INITIATIVE. INTEREST IN OUR PROGRAM HAS LED TO SEVERAL BUSINESS DEVELOPMENT OPPORTUNITIES AND WE ANTICIPATE ADDING A NEW CORPORATE PARTNER IN 2014. OUR OUTREACH EFFORTS INCLUDED A HIGHLY SUCCESSFUL CELEBRATE SEAFOOD DINNER SERIES, EXPANDED INVOLVEMENT IN THE NANTUCKET WINE FESTIVAL AND PARTICIPATION IN NUMEROUS CONFERENCES AND PUBLIC EVENTS (WHERE WE WERE OFTEN REPRESENTED BY OUR RESIDENT SUSTAINABILITY FELLOW, BARTON SEAVER). WE ALSO CONTINUED THE GROWTH OF THE WORLD OCEANS DAY FESTIVAL AND RENEWED EFFORTS TO BRING ALL PROGRAM EDUCATORS, VOLUNTEERS AND LIVE BLUE AMBASSADORS UP TO SPEED ON THE LATEST INFORMATION ON SUSTAINABLE SEAFOOD AND TACTICS TO ENGAGE THE PUBLIC ABOUT THE IMPACT OF THEIR SEAFOOD CHOICES. THE PHOENIX ISLANDS PROTECTED AREA (PIPA), A COLLABORATION WITH THE REPUBLIC OF KIRIBATI AND CONSERVATION INTERNATIONAL, IS THE LARGEST AND DEEPEST UNESCO WORLD HERITAGE SITE. IN 2013 WE COMPLETED THE LEGAL, FINANCIAL AND PLANNING WORK NECESSARY TO GAIN TAX EXEMPT STATUS FOR THE PIPA TRUST AND ESTABLISH A MANAGED ENDOWMENT WITH AN INITIAL $5.0 MILLION CONTRIBUTION BY THE GOVERNMENT OF KIRIBATI AND CONSERVATION INTERNATIONAL. THE MARINE CONSERVATION ACTION FUND (MCAF) SUPPORTS TIMELY, SMALL-SCALE CONSERVATION PROJECTS THROUGHOUT THE WORLD THAT HAVE THE POTENTIAL TO ADVANCE GOOD SCIENCE AND ACHIEVE SIGNIFICANT CONSERVATION SUCCESS. IN 2013, MCAF SUPPORTED SIX CONSERVATION PROJECTS AROUND THE GLOBE. THE OCEAN HEALTH INDEX (OHI) IS A TOOL THAT ASSESSES THE STATE OF THE WORLD'S OCEANS BY MEASURING TEN MAJOR GOALS THAT CONTRIBUTE TO THE HEALTH AND QUALITY OF A COUNTRY'S WATER. THE PRIMARY PURPOSE OF THE OHI IS TO CATALYZE EFFORTS TO ENSURE MORE SUSTAINABLE USE AND MANAGEMENT OF MARINE RESOURCES. IT IS LEAD BY CONSERVATION INTERNATIONAL AND DRAWS UPON A BROAD ARRAY OF SCIENTISTS LED BY BEN HALPERN AT THE NATIONAL CENTER FOR ECOLOGICAL ANALYSIS AND SYNTHESIS IN SANTA BARBARA. AS ONE OF THE FOUNDING PARTNERS FOR THE PROJECT, OUR EFFORTS AT NEAQ FOCUS ON THE FISHERIES/FOOD PROVISION GOALS. WE ARE WORKING WITH THE PROJECT'S SCIENTISTS AND SOME OF OUR CORPORATE SEAFOOD PARTNERS TO IMPROVE UNDERSTANDING OF THE OHI METHODOLOGY AND INTERPRETATION OF ITS RESULTS, WHICH WERE UPDATED AND RELEASED IN OCTOBER. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS BUT DOES NOT HAVE STOCKHOLDERS. MEMBERSHIP AT THE AQUARIUM PROVIDES LIMITED BENEFITS SUCH AS UNLIMITED VISITATION TO OUR EXHIBITS AND DISCOUNTS AT THE CAFE, GIFT SHOP AND IMAX THEATER FOR A PERIOD OF 1 YEAR. MEMBERSHIP IS A MEANS OF PROVIDING MUCH NEEDED FINANCIAL SUPPORT TO THE ORGANIZATION. HOWEVER, MEMBERSHIP DOES NOT PROVIDE ENTITLEMENTS OR RIGHTS SUCH AS ELECTING INDIVIDUALS TO THE GOVERNING BODY OR ANY INFLUENCE IN ESTABLISHING POLICIES, PROCEDURES OR MANAGERIAL ACTIONS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY MANAGEMENT AND REVIEWED BY INDEPENDENT PUBLIC ACCOUNTANTS. ONCE THE DOCUMENT IS CONSIDERED READY FOR REVIEW, COPIES (EXCLUDING SCHEDULE B) ARE DISTRIBUTED TO THE MEMBERS OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT LEAST ONE WEEK PRIOR TO A PREVIOUSLY SCHEDULED MEETING TO REVIEW IT. SCHEDULE B IS NOT INCLUDED FOR REVIEW IN ORDER TO RESPECT DONOR CONFIDENTIALITY AS REQUESTED BY SEVERAL DONORS. IN ADDITION TO THE FORM 990, MANAGEMENT PREPARES AND DISTRIBUTES A SUMMARY OF KEY ELEMENTS CONTAINED IN THE FORM 990 TO FACILITATE THE REVIEW. A COPY OF FORM 990-T IS ALSO PROVIDED ALONG WITH A BREAKOUT OF THE VARIOUS BUSINESS ACTIVITIES THAT HAVE BEEN IDENTIFIED AS GENERATING UNRELATED BUSINESS INCOME. DURING THE MEETING, MANAGEMENT LEADS THE COMMITTEE THROUGH THE SUMMARY DOCUMENT, PAUSING TO ADDRESS QUESTIONS AND FACILITATE DISCUSSION AS NECESSARY. THE TAX PROFESSIONAL FROM THE ORGANIZATION'S PUBLIC ACCOUNTING FIRM WHO REVIEWED THE DOCUMENT IS ALSO PRESENT AND PARTICIPATES IN THE REVIEW SESSION. MINUTES OF THE MEETING ARE PREPARED AND RETAINED AS A RECORD. ANY CHANGES RESULTING FROM THE REVIEW ARE INCORPORATED IN THE FORM 990 AND THE COMMITTEE CHAIR DISTRIBUTES THAT DOCUMENT (EXCLUDING SCHEDULE B, WHICH IS REDACTED TO HONOR THE REQUEST FOR CONFIDENTIALITY OF SEVERAL DONORS) TO THE FULL BOARD OF TRUSTEES WITH HIS/HER COMMENTS BEFORE IT IS FILED. THE FULL BOARD IS TYPICALLY GIVEN A WEEK TO TEN DAYS TO COMMENT PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE ORGANIZATION DISTRIBUTES ITS CONFLICT OF INTEREST POLICY, ALONG WITH A CERTIFICATION AND DESCRIPTION PAGE, TO OFFICERS, TRUSTEES AND MIDDLE MANAGEMENT EMPLOYEES. THEY ARE TO COMPLETE AND RETURN THE CERTIFICATION THAT THEY DO NOT HAVE ANY CONFLICT OF INTEREST OR DISCLOSE WHAT CONFLICTS THEY MAY HAVE. MANAGEMENT MONITORS THE RECEIPT OF THESE CERTIFICATIONS TO ENSURE THAT ALL ARE RETURNED AND MAINTAINED ON FILE. CONFLICT OF INTEREST DISCLOSURES ARE REVIEWED AND A DETERMINATION IS MADE ON WHAT ACTION, IF ANY, MUST BE TAKEN TO PRESERVE GENERALLY ACCEPTED GOVERNING PRINCIPLES AND AVOID REAL AND/OR PERCEIVED CONFLICTS WHEN THE INDIVIDUAL IS EXPECTED TO VOTE OR MAKE A BUSINESS DECISION. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR OF THE BOARD OF TRUSTEES ANNUALLY APPOINTS A COMPENSATION COMMITTEE TO REVIEW AND MAKE RECOMMENDATIONS TO THE BOARD OF TRUSTEES CONCERNING THE BASE COMPENSATION AND ANY BONUS OPPORTUNITIES AND/OR DETERMINATIONS FOR THE CEO AND CFO. THE BOARD OF TRUSTEES (OR, PURSUANT TO DELEGATED AUTHORITY, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, IF THE DECISIONS ARE MADE BETWEEN MEETINGS OF THE FULL BOARD OF TRUSTEES) THEN REVIEWS AND MAKES FINAL DETERMINATIONS ON SALARY AND ANY BONUS OPPORTUNITIES AND/OR DETERMINATIONS FOR THE CEO AND CFO. THE BOARD OF TRUSTEES ALSO REVIEWS AND APPROVES THE COMPENSATION POLICIES AND PROGRAMS APPLICABLE TO OTHER DISQUALIFIED PERSONS, AND ANY MAJOR CHANGES IN BENEFIT PLANS THAT ARE APPLICABLE TO THE CEO, CFO AND OTHER DISQUALIFIED PERSONS. IT IS THE ORGANIZATION'S POLICY TO PROVIDE DIRECT COMPENSATION PROGRAMS AND POTENTIAL EARNING OPPORTUNITIES WHICH REFLECT THE RELATIVE SIZE AND PERFORMANCE OF THE ORGANIZATION IN THE INDUSTRY SEGMENT OF WHICH IT IS A PART AND WHICH ACCOMPLISH THE ORGANIZATION'S MISSION AND TAX-EXEMPT PURPOSE WITHOUT CAUSING ANY PART OF THE ORGANIZATION'S NET EARNINGS TO INURE TO THE PRIVATE BENEFIT OF AN INDIVIDUAL. SIMULTANEOUSLY, THE POLICY SUPPORTS THE CHALLENGES FACED BY THE ORGANIZATION BY PROVIDING INCREASED PAY-FOR PERFORMANCE OPPORTUNITIES TO THE INDIVIDUALS WHO ARE MANAGING THE ORGANIZATION. THE COMPENSATION COMMITTEE CARRIES OUT THIS POLICY ON AN ANNUAL BASIS OR AS A NEED ARISES. THE COMMITTEE IS PROVIDED THE FOLLOWING INFORMATION BY THE VICE PRESIDENT OF HUMAN RESOURCES OF THE ORGANIZATION. -RELEVANT LOCAL MARKET COMPENSATION DATA FOR CHIEF EXECUTIVE OFFICER'S AND PRESIDENTS FROM PUBLISHED SURVEYS OF BOTH TAX-EXEMPT AND FOR-PROFIT ORGANIZATIONS. -FROM 990 COMPENSATION DATA FOR THE RELEVANT POSITIONS AT OTHER TAX-EXEMPT ORGANIZATIONS OF COMPARABLE SIZE AND COMPLEXITY BOTH WITHIN AND OUTSIDE THE CULTURAL INSTITUTIONAL SEGMENT. - COMPENSATION DATA OF CEOS OBTAINED THROUGH A NATIONAL NETWORK OF AQUARIA HUMAN RESOURCE PROFESSIONALS. - COMPENSATION DATA OF CEOS OBTAINED THROUGH A LOCAL NETWORK OF CULTURAL INSTITUTION HUMAN RESOURCES PROFESSIONALS. THE COMMITTEE REVIEWS THE INFORMATION PROVIDED AND VOTES TO: - SET BASE SALARY IN LIGHT OF THE MARKET DATA AND THE INDIVIDUAL'S BACKGROUND, EXPERIENCES PERSONAL SKILLS, JOB PERFORMANCE. -CONSIDER ANNUAL BONUS AWARDS, IF ANY, IN A UNIQUE CASE OF MERITORIOUS PERFORMANCE. FOR 2013, THE BASE SALARY AND BONUS OPPORTUNITIES FOR THE CEO AND CFO WERE DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES (IN A MEETING NOTICED AND OPEN TO ALL TRUSTEES) BASED ON RECOMMENDATIONS BY THE COMPENSATION COMMITTEE. THE ACTUAL BONUSES PAID FOR 2013 TO THE CEO AND CFO WERE DETERMINED BY THE BOARD OF TRUSTEES BASED ON RECOMMENDATIONS BY THE COMPENSATION COMMITTEE CONCERNING THE ATTAINMENT OF THE BONUS GOALS ESTABLISHED AT THE BEGINNING OF THE YEAR. SUMMARIES OF ALL DISCUSSIONS AND DELIBERATIONS CONCERNING COMPENSATION ARE DOCUMENTED AND PROVIDED TO THE VICE PRESIDENT OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS INCLUDING ITS CONFLICT OF INTEREST POLICY, AND ITS FINANCIAL STATEMENTS, AVAILABLE TO THE PUBLIC BY REQUESTING THEM IN WRITING OR IN PERSON TO NEW ENGLAND AQUARIUM, CENTRAL WHARF, BOSTON, MA 02110. THE FORM 990 IS AVAILABLE ON WWW.GUIDESTAR.COM AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE AS WELL AS UPON REQUEST. FORM 990, PART XI, LINE 9: GAIN ON VALUATION OF PENSION LIABILITY 1,018,979. LOSS ON VALUATION OF NON-QUALIFIED PENSION LIABILITY -79,898. NET CHANGE IN BENEFICIAL TRUST 171,253. REALIZED LOSS ON CONVERSION OF GIFTS OF STOCK -1,801. ROUNDING -57. NEW ENGLAND AQUARIUM MARINE LIFE CENTER INC 177 MILK STREET BOSTON MA 021103399 223334951 ESTABLISH & MAINTAIN A CTR FOR THE RESCUE, TREATMENT & REHAB OF MARINE ANIM MA 501(C)(3) LINE 11A, I N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0