2014-10-23T13:46:18-05:00 2013-12-31 382322726 TAMA BUDAJ & RAAB PC 32783 MIDDLEBELT ROAD FARMINGTON HILLS MI 483341726 990PF 2013-01-01 300095044 THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION SAMU 2486451307 1004 BROOKWOOD BIRMINGHAM MI 48009 JO ELYN NYMAN VICE PRESIDENT 2486451307 2014-09-24 1 JOHN W WEIPERT P00013175 2486263800 2014-09-24 2013 2015-12-30 17:16:21Z X 22752459 X X 360285 360285 455895 449266 264023 3031767 264023 2280 2280 1082483 1075854 0 0 0 3000 0 0 75021 74993 0 416 0 0 10100 0 0 13048 0 0 101585 74993 0 1050000 1050000 1151585 74993 1050000 -69102 1000861 1687711 1189810 1192669 97933 50844 97933 5089015 4696625 4930711 1872658 2276868 3003050 1477577 1712407 1752096 10500808 10655458 11873933 0 -19590 0 20678613 20609511 22752459 0 0 X 0 0 0 0 20678613 20609511 20678613 20609511 20678613 20609511 20678613 -69102 0 20609511 0 20609511 KAYNE ANDERSON MLP 10000 SH P 2011-05-03 2013-05-13 251250 250000 1250 1250 CD GE CAPITAL BANK 64000 SH P 2009-10-07 2013-10-09 64000 64000 0 0 CD PARAGON COMMERCIAL BK 246000 SH P 2009-10-05 2013-10-16 246000 246000 0 0 CD MIDFIRST BANK 247000 SH P 2009-10-07 2013-01-14 247000 247000 0 0 CD AMER EXPRESS CENT BK 246000 SH P 2009-10-07 2013-10-15 246000 246000 0 0 PERMAL ALTERNATIVE CORE 584.797 SH P 2013-06-18 2013-09-30 8977 8678 299 299 PRUDENTIAL SHORT TERM .075 SH P 2013-09-30 2013-09-30 1 1 0 0 LOOMIS SAYLES STRATEGIC .457 SH P 2013-09-25 2013-09-30 5 5 0 0 NUVEEN PREFERRED .249 SH P 2013-09-30 2013-09-30 4 4 0 0 LORD ABBETT SHORT .368 SH P 2013-09-30 2013-09-30 2 2 0 0 PIMCO GLOBAL MULTI 1323.369 SH P 2013-09-19 2013-09-30 13684 14789 -1105 -1105 PERMAL ALTERNATIVE CORE 40 SH P 2012-06-19 2013-09-30 614 570 44 44 PIMCO GLOBAL MULTI 79 SH SH P 2012-09-20 2013-09-30 817 917 -100 -100 MORGAN STANLEY SER MTN 100000 SH P 2010-09-28 2013-09-30 100000 98000 2000 2000 COLUMBUS OHIO VAR PURP BUILD 250000 SH P 2009-11-18 2013-03-06 267408 253119 14289 14289 ILLINOIS ST BUILD AMER 250000 SH P 2010-01-28 2013-01-11 275312 250000 25312 25312 CLEARBRIDGE ENERGY 10000 SH P 2010-06-24 2013-07-26 278500 185300 93200 93200 SYSCO CORPORATION 1500 SH P 2010-05-25 2013-07-16 53611 42792 10819 10819 PERMAL ALTERNATIVE CORE 11536 SH P 2011-12-29 2013-09-30 177078 159965 17113 17113 PRUDENTIAL SHORT TERM 8795 SH P 2009-09-30 2013-09-30 100000 100175 -175 -175 LOOMIS SAYLES STRATEGIC 10121 SH P 2011-02-07 2013-09-30 100085 103234 -3149 -3149 NUVEEN PREFERRED 4396 SH P 2009-09-30 2013-09-30 74996 64753 10243 10243 LORD ABBETT SHORT 16447 SH P 2009-10-14 2013-09-30 74998 74669 329 329 PIMCO GLOBAL MULTI 31594 SH P 2011-12-28 2013-09-30 326682 357771 -31089 -31089 CAPITAL GAINS DIVIDENDS P 124743 124743 124743 264023 0 1116912 21549192 0.051831 1017037 21237148 0.047890 1044096 21354958 0.048892 377554 20391552 0.018515 58242 8769663 0.006641 0.173769 0.034754 20323874 706336 10009 716345 1050000 X 10009 0 10009 0 10009 23120 23120 5 13106 13106 0 0 0 0 0 0 0 0 0 0 0 1 1 MI 1 0 0 0 0 1 N/A JO ELYN NYMAN 2486451307 1004 BROOKWOOD BIRMINGHAM MI 48009 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BRUCE FRANKEL 700 ARDMOOR DRIVE BLOOMFIELD MI 48301 PRESIDENT AND TRUSTEE 2.00 0 0 0 JO ELYN NYMAN 1004 BROOKWOOD BIRMINGHAM MI 48009 VICE PRESIDENT, TREASURER, 4.00 0 0 0 GEORGE NYMAN 1004 BROOKWOOD BIRMINGHAM MI 48009 SECRETARY AND TRUSTEE 2.00 0 0 0 NONE 0 NONE 0 0 19442136 1191239 0 20633375 0 0 20633375 309501 20323874 1016194 1016194 10009 10009 1006185 0 1006185 0 1006185 1050000 0 1050000 10009 1039991 1006185 998266 0 0 1050000 998266 0 0 51734 0 0 0 0 0 0 0 0 954451 0 0 0 BRUCE FRANKEL X AMERICAN DIABETES ASSOCIATION 1701 NORTH BEAUREGARD STREET ALEXANDRIA VA 22311 NONE 501(C)(3) MEDICAL RESEARCH 25000 BEAR HUG FOUNDATION 139 W MAPLE SUITE F BIRMINGHAM MI 48009 NONE 501(C)(3) OUTDOOR EDUCATIONAL AND RECREATIONAL ACTIVITIES FOR FOSTER CHILDREN 30000 CARE HOUSE OF OAKLAND COUNTY 44765 WOODWARD AVENUE PONTIAC MI 48341 NONE 501(C)(3) ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN 125000 CHRONS & COLITIS FOUNDATION 25882 ORCHARD LAKE ROAD SUITE 102 FARMINGTON HILLS MI 48336 NONE 501(C)(3) MEDICAL RESEARCH 40000 DETROIT INSTITUTE FOR CHILDREN 5447 WOODWARD AVENUE DETROIT MI 48202 NONE 501(C)(3) ASSISTANCE FOR CHILDREN WITH DISABILITIES 35000 FAR CONSERVATORY 1669 WEST MAPLE ROAD BIRMINGHAM MI 48009 NONE 501(C)(3) ASSISTANCE FOR PEOPLE WITH DISABILITIES 30000 HOSPICE OF MICHIGAN 43097 WOODWARD AVENUE SUITE 102 BLOOMFIELD HILLS MI 48302 NONE 501(C)(3) ASSISTANCE FOR GRIEF SUPPORT PROGRAM FOR CHILDREN. 200000 JARC 30301 NORTHWESTERN HIGHWAY SUITE 100 FARMINGTON HILLS MI 48334 NONE 501(C)(3) ASSISTANCE FOR PEOPLE WITH DISABILITIES 200000 UNITED JEWISH FEDERATION 6735 TELEGRAPH ROAD BLOOMFIELD HILLS MI 48303 NONE 501(C)(3) ELDERCARE SERVICES 275000 YOGA BY DESIGN FOUNDATION PO BOX 1055 BIRMINGHAM MI 48012 NONE 501(C)(3) CHILD OBESITY PROGRAM 5000 CAMP MAK-A-DREAM 121 W LONG LAKE ROAD BLOOMFIELD HILLS MI 48304 NONE 501(C)(3) ASSISTANCE FOR CHILDREN AND YOUNG ADULTS WITH CANCER 10000 YMCA 411 EAST THIRD STREET FLINT MI 48503 NONE 501(C)(3) YOUTH DEVELOPMENT 50000 GILDA'S CLUB OF METRO DETROIT 3517 ROCHESTER ROAD ROYAL OAK MI 48073 NONE 501(C)(3) CANCER SUPPORT COMMUNITY 10000 MICHIGAN LEAGUE FOR PUBLIC POLICY 1223 TURNER STREET LANSING MI 48906 NONE 501(C)(3) RESEARCH AND ADVOCACY 15000 1050000 0 14 360285 14 455895 14 2280 14 264023 0 1082483 0 1082483 0 0 0 0 0 0 0 0 0 0 PROFESSIONAL FEES 3000 0 0 1000 SHS SANTANDER FIN PFD 28280 26370 150000 SHS GENERAL ELEC CAP CORP 150000 157544 20000 SHS TORTOISE ENERGY INFRAS CORP 200000 166600 200000 SHS BANK OF AMERICA CORP 200000 201500 3000 SHS BARCLAYS BANK PLC 73499 75990 3000 SHS HSBC HLDGS PLC 60919 74100 3000 SHS SANTANDER FINANCE 53400 54000 4000 SHS ING GROUP NV 70916 101600 5000 SHS DB CAPITAL FDG VIII 92563 121200 8000 SHS AFFILIATED MANAGERS GROUP SENIOR NOTES 200000 204212 3000 SHS HSBC HLDGS PLC 83548 80820 4000 SHS WELLS FARGO & CO NEW 116160 111840 100000 SHS GENERAL ELEC CAP CORP 115831 111750 100000 SHS JPMORGAN CHASE & CO 117291 110250 6000 SHS WELLS FARGO& COMPANY 150000 154320 1000 SHS EMERSON ELEC CO 44240 70180 10000 SHS SP500 STEPUP ISSUER BAC 100000 142300 1200 SHS NESTLE S A REP 52152 88308 1500 SHS SYSCO CORP 0 0 1500 SHS WASTE MANGEMENT 47441 67305 15000 SHS DJIA MITTS ISSUER BAC 175722 229950 15000 SHS DJIA MITTS ISSUER BAC 168272 206550 15000 SHS MSCIWRL MITTS ISSUER BAC 179883 207600 15000 SHS SP500 MITTS ISSUER BAC 181700 243300 2000 SHS COCA COLA 50157 82620 2000 SHS MICROSOFT CORP 51018 74820 2000 SHS UNILEVER PLC 51538 82400 20000 SHS DJIA MITTS ISSUER BAC 234127 299400 20000 SHS DJIA MITTS ISSUER BAC 223129 291200 3000 SHS INTEL CORP 59310 77865 6000 SHS NISOURCE INC 109855 197280 850 SHS DIAGEO PLC SPSD 50222 112557 850 SHS JOHNSON AND JOHNSON 50633 77852 900 SHS KELLOGG CO 47469 54963 20000 SHS BASKET STEPUP ISSU 200000 191800 20000 SHS SP500 STEPUP ISSU 200000 204800 0 0 4696625 4930711 10000 SHS BLACKRCK DFND OPPR AT COST 133878 136100 10000 SHS CLEARBRIDGE ENERGY AT COST 0 0 10000 SHS DJUBS MITTS ISSUER BAC AT COST 120859 98400 10393 SHS THE MERGER FUND CL RETAIL AT COST 164283 166395 11339 SHS PIMCO DYNAMIC INCOME FD AT COST 289320 330299 10383 SHS EATON VANCE RCHRD BRSTN AT COST 103332 147857 10761 SHS IVY ASSET STRATEGY AT COST 240230 247379 11506 SHS JENSEN QUALITY GROWTH AT COST 280786 434726 12153 SHS UAM FPA CRESCENT PORT AT COST 301086 400568 11954 SHS LM PERMAL TACTICAL AT COST 0 0 13849 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME AT COST 183292 194712 10086 SHS NUVEEN PREFERRED AT COST 156187 169441 140679 SHS OZOFII ACCESS LTD LP AT COST 150000 180646 142585 MONARCH DEBT RECOVERY AT COST 150000 188726 15215 SHS AQR DIVERSIFIED AT COST 165074 165847 15798 SHS JOHN HANCOCK STRATEGIC INCOME AT COST 174118 170621 6000 NUVEEN MORTGAGE OPPOR AT COST 150000 138840 15782 SHS LORD ABBETT FLOATING RATE FUND AT COST 140627 149780 17845 SHS BLACKROCK GLOBAL AT COST 318254 382428 18021 SHS BLACKROCK STRATEGIC INCOME AT COST 172957 183092 19722 SHS ALLIANZ AT COST 203779 315361 20442 SHS IVA WORLDWIDE AT COST 307222 364273 21131 SHS THIRD AVENUE FOCUSED AT COST 216546 236669 201842 SHS CLOUGH ACCESS LTD AT COST 200000 202387 20740 SHS WELLS FARGO ABSOLUTE RETURN AT COST 200814 231458 23950 SHS WELLS FARGO ADVANTAGE AT COST 272302 338420 25204 SHS JP MORGAN STRATEGIC AT COST 289540 299675 25752 SHS GOLDMAN SACHS STRATEGIC AT COST 262212 274521 250 SHS WESTERN ASSET MIDDLE MKT AT COST 254375 251980 26525 SHS EATON VANCE STRATEGIC INCOME AT COST 213275 207427 16687 SHS LOOMIS SAYLES STRATEGIC AT COST 169500 167708 27736 SHS PIMCO LOW DURATION FD AT COST 283936 286517 20252 SHS PRUDENTIAL SHORT TERM AT COST 231667 230059 30403 SHS PIMCO UNCONSTRAINED AT COST 330726 337116 3208 SHS THIRD AVENUE VALUE FD AT COST 142989 183698 32280 SHS PIMCO GLOBAL MULTI AT COST 0 0 34024 SHS T ROWE PRICE SHORT TERM AT COST 164384 162974 2643 SHS THE ENDOWMENT TEI FUND AT COST 150986 149010 37468 SHS PIMCO ALL ASSET AT COST 398120 370929 23186 SHS LORD ABBETT SHORT AT COST 105619 105494 4359 SHS FIRST EAGLE GLOBAL AT COST 210634 234614 4875 SHS DAVIS NEW YORK VENTURE AT COST 180140 204314 5000 SHS NUVEEN BUILD AMERICA AT COST 92048 97150 5000 SHS WESTERN ASSET MTG AT COST 100000 115900 66920 SHS FRANKLIN INCOME FD AT COST 135294 161278 6698 SHS MAINSTAY MARKETFIELD AT COST 100492 124052 7320 SHS FAIRHOLME FUND AT COST 217460 286951 73275 SHS YORK TOTAL ACCESS LTD AT COST 100000 115753 83118 SHS PAULSON RECOVERY AT COST 100000 132973 8258 SHS ASTON/LAKE PARTNERS AT COST 103126 111238 13245 SHS NEUBERGER BERMAN LONG SHORT AT COST 151638 168481 9318 SHS WEITZ PARTNERS VALUE FD AT COST 150000 302561 7292 SHS ARDEN-SAGE ACCESS LTD AT COST 7775 8151 102 SHS JOHN HANCOCK HIGH YIELD AT COST 357 395 10199 SHS PIMCO DIVIDEND AND INCOME BLDR AT COST 105314 129320 9945 SHS WINTERGREEN FUND AT COST 151251 174938 6500 SHS IVY HIGH INCOME OPPORTUNITY AT COST 112124 116870 3209 SHS FIRST EAGLE GOLD FUND AT COST 75000 47176 1435 SHS TOCQUEVILLE GOLD FUND AT COST 75000 47225 20660 SHS FAMCO MLP & ENERGY AT COST 257030 259700 2986 SHS FIRST EAGLE FUNDS OF AMERICA AT COST 102018 110738 5694 SHS DOUBLELINE INCOME SOLUTION AT COST 135990 120079 45 SHS CZECH II SENIOR LOAN AT COST 50000 41175 1250 SHS 1 MTH CZECH II SENIOR AT COST 0 1144 5341 SHS ARDEN SAGE ACCESS AT COST 0 5036 11286 SHS SENTINEL CONSERVATIVE AT COST 150492 155188 BASIS ADJUSTMENTS - OTHER INVESTMENTS -19590 0 STATE FILING FEE 20 0 0 BOND PREMIUM AMORTIZATION 6658 0 0 PORTFOLIO DEDUCTIONS 6308 0 0 SYNDICATION COSTS 62 0 0 ORDINARY INCOME - CZECH SENIOR II 2269 2269 2269 OTHER INCOME - ENDOWMENT FUND 11 11 11 INVESTMENT AND ADVISORY FEES 75021 74993 0 FOREIGN TAX WITHHELD 1831 0 0 FEDERAL TAX WITHHELD - BOA 61 0 0 FEDERAL EXCISE TAX 8208 0 0