2014-10-29T11:56:40-05:00 2014-06-30 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2013-07-01 150532053 AUBURN THEOLOGICAL SEMINARY AUBU 2126624315 475 RIVERSIDE DRIVE NO 1800 NEW YORK NY 10115 EILEEN MACHOLL CHIEF FINANCIAL OFFICER 2126624315 2014-10-28 1 GARRETT M HIGGINS P00543209 2122862600 2014-10-28 2013 2015-11-30 17:44:51Z KATHARINE R HENDERSON 475 RIVERSIDE DRIVE NO 1800 NEW YORK NY 10115 11304807 0 X WWW.AUBURNSEMINARY.ORG X 1818 NY AUBURN EQUIPS BOLD, RESILIENT LEADERS OF FAITH AND MORAL COURAGE TO PURSUE JUSTICE AND HEALTHE WORLD. AUBURN ENVISIONS RELIGION AS A CATALYST AND RESOURCE FOR A NEW WORLD-ONE IN WHICH DIFFERENCE IS CELEBRATED, ABUNDANCE IS SHARED, AND PEOPLE ARE HOPEFUL, WORKING FOR A FUTURE THAT IS BETTER THAN TODAY. 23 23 37 24 0 0 3593495 4379036 286833 223295 581746 924206 103031 -5917 4565105 5520620 12556 226200 0 0 3588884 3227773 55000 90100 568237 2796672 2187318 6453112 5731391 -1888007 -210771 28138137 31052327 619118 685009 27519019 30367318 X AUBURN SEMINARY EQUIPS BOLD, RESILIENT LEADERS - RELIGIOUS AND SECULAR, WOMEN AND MEN, ADULTS AND TEENS - WITH THE TOOLS AND RESOURCES THEY NEED TO CREATE CHANGE IN OUR MULTIFAITH WORLD. AUBURN PROVIDES EDUCATION, RESEARCH, PLATFORMS FOR PUBLIC LEADERSHIPAND OTHER SUPPORT SO LEADERS MAY BRIDGE RELIGIOUS DIVIDES, BUILD COMMUNITIES AND CONGREGATIONS, PURSUE JUSTICE AND HEAL THE WORLD. NOW AN INDEPENDENT, MULTIFAITH INSTITUTION FOR RELIGIOUS LEADERSHIP DEVELOPMENT, AUBURN WAS FOUNDED IN 1818 AS A PRESBYTERIAN SEMINARY. FROM ITS EARLIEST YEARS ITS LEADERS HAVE CHAMPIONED SOCIAL MOVEMENTS SUCH AS ANTI-FUNDAMENTALISM, ABOLITION, PRISON REFORM, WOMEN'S SUFFRAGE, AND CIVIL AND HUMAN RIGHTS. 0 0 1704384 226200 101884 EDUCATION/THEOLOGY: AUBURN USES A VARIETY OF INNOVATIVE PEDAGOGICAL APPROACHES AND METHODOLOGIES TO EQUIP AND SUSTAIN INDIVIDUALS AS WELL AS COHORTS OF RELIGIOUS AND COMMUNITY LEADERS TO REACH ACROSS LINES OF RELIGIOUS DIFFERENCE TO: (1) ADDRESS TODAY'S MOST PRESSING ISSUES, (2) DEVELOP TRAITS SUCH AS RESILIENCE THEY NEED FOR OUR MULTIFAITH, FAST-CHANGING WORLD, AND (3) USE THE WISDOM OF THEIR FAITH TRADITIONS IN ACHIEVING THESE GOALS. A NEW AUBURN SENIOR FELLOWS PROGRAM IS EQUPPING AND COACHING GAME-CHANGING LEADERS TO BUILD THEIR NATIONAL IMPACT.THE SOJOURNER TRUTH LEADERSHIP CIRCLE HELPS AFRICAN-AMERICAN RELIGIOUS LEADERS TO CARE FOR THEIR MIND, BODY AND SPIRIT IN ORDER TO SUSTAIN THEIR LEADERSHIP.THE ENTREPRENEURIAL MINISTRY FELLOWSHIP EQUIPS PASTORS WITH THE THEOLOGICAL AND PRACTICAL CAPACITIES AND SUPPORT THEY NEED TO DEVELOP NEW FAITH COMMUNITIES. AUBURN'S COACHING PROGRAMS ADVANCE THE CHRISTIAN LEADERSHIP FORMATION OF PASTORS, STRENGTHENING THEIR ORGANIZATIONAL LEADERSHIP, PERSONAL RESILIENCE AND VOCATIONAL DISCERNMENT. THE CROSSCURRENTS RESEARCH COLLOQUIUM CONVENES RELIGION SCHOLARS, CLERGY, SOCIOLOGISTS AND ACTIVISTS FOR IN-DEPTH SCHOLARLY EXPLORATION AS IT RELATES TO CONTEMPORARY CRITICAL CONCERNS.AUBURN TAKES SPECIAL RESPONSIBILITY FOR PRESBYTERIAN STUDENTS ENROLLED AT UNION THEOLOGICAL SEMINARY AND NEW YORK THEOLOGICAL SEMINARY, PROVIDING COURSES, WORKSHOPS AND COUNSELING TO HELP THEM MEET DENOMINATIONAL REQUIREMENTS FOR ORDINATION.FACE TO FACE | FAITH TO FAITH PROGRAM EQUIPS TEENS AND POST COLLEGE AGE PROGRAM ALUMNI FROM THE MIDDLE EAST, NORTHERN IRELAND AND SOUTH AFRICA TO TAP THEIR RELIGIOUS HERITAGES TO BUILD MUTUAL UNDERSTANDING AND MORE PEACEFUL COMMUNITIES.MAJOR PUBLIC PLATFORMS THAT BRIDGE DIVIDES AND BUILD COMMUNITY INCLUDE:THE JACK AND LEWIS RUDIN LECTURES - BRINGING THE THINKING OF MAJOR THOUGHT LEADERS IN RELIGION AND PUBLIC LIFE TO PRESENT TO THE GENERAL COMMUNITY.THE WOMEN'S MIDDLE EAST INITIATIVE - BRINGING TOGETHER WOMEN LEADERS OF DIVERSE FAITHS TO STUDY AND MEET WITH JEWS, CHRISTIANS, AND MUSLIMS IN THE MIDDLE EAST AND ELSEWHERE TO BUILD UNDERSTANDING AND ADVANCE PEACE IN THE MIDDLE EAST.THE NUMBER OF PEOPLE BENEFITED: DIRECT PARTICIPANTS, STAFF, AND STUDENTS IN MULTIFAITH PROGRAMS: 780DIRECT PARTICIPANTS, STAFF, AND STUDENTS IN WOMEN'S PROGRAMS: 89DIRECT PARTICIPANTS, STAFF, AND STUDENTS IN COACHING PROGRAMS: 58DIRECT PARTICIPANTS, STAFF, AND STUDENTS IN PRESBYTERIAN PROGRAMS: 28RECIPIENTS OF CONSULTING SERVICES: 82READERS AND LISTENERS TO AUBURN CONTENT: 10,000ATTENDEES AT SPEAKING ENGAGEMENTS: 2,180UNIQUE VISITORS TO AUBURN'S WEB SITE: 42,187INDIVIDUALS RECEIVING AUBURN'S MONTHLY PROGRAMMATIC E-BLAST: 5,000TOTAL NUMBER OF PEOPLE BENEFITED IN EDUCATION/THEOLOGY: 60,404 NOTE: THESE INDIVIDUALS REPRESENT ALMOST AS MANY ORGANIZATIONS. OUR WORK POSITIVELY BENEFITS THE MEMBERS/CONSTITUENTS OF THOSE ORGANIZATIONS AND THE THOUSANDS OF AMERICANS THEY REPRESENT. 993658 38811 MEDIA: AUBURN MEDIA PROVIDES MEDIA EXPERTISE TO SEASONED AND EMERGING RELIGIOUS LEADERS, INCLUDING THOSE PARTICIPATING IN AUBURN PROGRAMS, AND RELIGIOUS EXPERTISE TO THE MEDIA. AUBURN MEDIA EQUIPS LEADERS OF FAITH AND MORAL COURAGE TO COMMUNICATE EFFECTIVELY WITH AND THROUGH THE MEDIA ON ISSUES OF PRESSING SOCIAL CONCERN AND TO INFORM AND INSPIRE CONSTITUENCIES TO TAKE ACTION. IT ALSO HELPS JOURNALISTS AND OTHER MEDIA MAKERS TO CONNECT WITH AND COVER THE RELIGIOUS VOICES AND STORIES WE NEED TO HEAR THE MOST.AUBURN'S ONE-ON-ONE AND GROUP MEDIA TRAININGS AND INDIVIDUAL COACHING SESSIONS EQUIP FAITH-ROOTED LEADERS, CLERGY AND SEMINARY STUDENTS, AS WELL AS THEIR COMMUNITY PARTNERS, WITH THE SKILLS, CAPACITIES, AND MESSAGING STRATEGIES THEY NEED TO INSPIRE AND EDUCATE THROUGH PRINTAND BROADCAST MEDIA. KEY ISSUES INCLUDE GUN VIOLENCE PREVENTION, MARRIAGE EQUALITY, ECONOMIC JUSTICE AND HUMAN DIGNITY.FAITHSOURCE, AN OPEN FREE RESOURCE PROVIDING ACCESS TO INFLUENTIAL, EXPERT FAITH LEADERS AND VOICES, HELPS JOURNALISTS AND OTHER MEDIA MAKERS TO CONNECT WITH AND COVER THE RELIGIOUS LENS ON CONTEMPORARY, CRITICAL ISSUES.THE TABLE TO ACTION PROJECT EQUIPS FAITH LEADERS TO IMPROVE THEIR ABILITY TO COMMUNICATE AND WORK TOGETHER MORE EFFECTIVELY TOWARD A SHARED VISION OF A BETTER WORLD.AUBURN ALSO DEVELOPS AND/OR DISTRIBUTES CURRICULA, INCLUDING DOCUMENTARY FILMS AND VIDEOS ON SOCIAL ISSUES AND RELIGION, FOR FAITH LEADERS TO USE IN THEIR WORK TO EDUCATE AND GALVANIZE THEIR CONSTITUENCIES. NUMBER OF PEOPLE BENEFITED:TOTAL DIRECT PARTICIPANTS IN AUBURN MEDIA TRAININGS AND COACHING SESSIONS: 667TOTAL NUMBER OF TRAININGS: 68. NOTE: MEDIA STORIES SUPPORTED BY FAITHSOURCE REACHED MILLIONS OF READERS WORLDWIDE. INDIVIDUALS IN TRAINING AND COACHING SESSIONS REPRESENT HUNDREDS OF ORGANIZATIONS. OUR WORK POSITIVELY BENEFITS THE MEMBERS/CONSTITUENTS OF THOSE ORGANIZATIONS AND THE THOUSANDS OF AMERICANS THEY REPRESENT. 940818 21650 ACTION: AUBURN ACTION EQUIPS FAITH-ROOTED LEADERS TO DEVELOP STRATEGIES AND SKILLS FOR USING SOCIAL MEDIA TO INSPIRE CONGREGANTS AND CONSTITUENCIES, BUILD COMMUNITY, AND MOVE PEOPLE TO TAKE ACTION.GROUNDSWELL, AUBURN'S ONLINE COMMUNITY FOR SOCIAL CHANGE AND MORAL COURAGE, HAS INCLUDED SOME 100,000 PARTICIPANTS. GROUNDSWELL ALSO SERVES AS A FREE, EDUCATIONAL DIGITAL PLATFORM THAT FAITH-ROOTED LEADERS AND ACTIVISTS LEARN TO USE TO INFORM AND ENGAGE OTHERS TO MOVE ON PRESSING SOCIAL CONCERNS. AUBURN ACTION COACHES AND ASSISTS FAITH AND COMMUNITY LEADERS TO AMPLIFY THEIR CALLS FOR JUSTICE THROUGH GROUNDSWELL ON ISSUES SUCH AS PREVENTING GUN VIOLENCE AND HUMAN TRAFFICKING, ACHIEVING A MORAL ECONOMY, COUNTERING ISLAMOPHOBIA AND XENOPHOBIA, WORKING FOR MARRIAGE EQUALITY, AND PROTECTING THE DIGNITY OF MARGINALIZED PEOPLE INCLUDING IMMIGRANTS.FAITHSHARE PROMOTES FAITH-ROOTED ACTION THROUGH CURATING AND SHARING OUTSTANDING FAITH INSPIRED CONTENT ON THE INTERNET.MOUNTAINTOP IS BOTH AN OFFLINE AND ONLINE PLATFORM FOR CONVENING FAITH LEADERS AND THEIR COLLABORATORS TO EXPLORE STRATEGIES FOR DEEPENING THE ROLE OF RELIGION IN BUILDING A MORE JUST SOCIETY AND TO PROMOTE COLLABORATION AND NETWORKS AMONG LEADERS OF DIVERSE FAITHS, ISSUES AND SECTORS.NUMBER OF PEOPLE BENEFITED:GROUNDSWELL CAMPAIGNS CREATED AND ACTIONS TAKEN: 57,799. NUMBER OF INDIVIDUALS ON GROUNDSWELL ACTION EMAIL LIST: 88,906NUMBER OF UNIQUE VISITORS TO GROUNDSWELL/FAITHSHARE WEBSITE: 176,856NUMBER OF INDIVIDUALS RECEIVING/CIRCULATING FAITHSHARE CONTENT: 1,000,000+TOTAL NUMBER OF PEOPLE WHO GATHERED AT MOUNTAINTOP, MARCH 2014: 50TOTAL BENEFITING: 1,323,611NOTE: THESE INDIVIDUALS REPRESENT THOUSANDS OF ORGANIZATIONS. OUR WORK POSITIVELY BENEFITS THE MEMBERS/CONSTITUENTS OF THOSE ORGANIZATIONS AND THE MANY THOUSANDS OF AMERICANS THEY REPRESENT. 878346 60950 RESEARCH: THE CENTER FOR THE STUDY OF THEOLOGICAL EDUCATION (CSTE) SERVES ALL RELIGIOUS GROUPS AND IS THE ONLY RESEARCH INSTITUTE DEVOTED SOLELY TO THEOLOGICAL EDUCATION. THE APPLIED RESEARCH AND CONSULTING IT CONDUCTS BUILDS KNOWLEDGE BENEFITTING INSTITUTIONS THAT EDUCATE RELIGIOUS LEADERS AS WELL AS THEIR STAKEHOLDERS. CSTE IDENTIFIES AND EXPLORES KEY ISSUES SUCH AS STUDENT LIFE AND DEBT, EDUCATIONAL AND ADMINISTRATIVE LEADERSHIP, FACULTY AND CURRICULUM, FINANCES AND THE PUBLIC ROLE OF THEOLOGICAL SCHOOLS. CSTE CONSULTANTS HELP SCHOOLS EVALUATE PROGRAMS, DEVELOP STRATEGIES, FORGE NEW INSTITUTIONAL PARTNERSHIPS, ACHIEVE FINANCIAL STABILITY, AND SUPPORT THEIR SENIOR LEADERSHIP. NEW ACTION ORIENTED RESEARCH IS EXPLORING THE INTERCONNECTED ISSUES OF RELIGIOUS LEADERSHIP IN THE CONTEXT OF CHANGING RELIGIOUS LIFE IN AMERICA AND THE IMPLICATIONS FOR THEOLOGICAL EDUCATION.CSTE REPORTS, PUBLICATIONS AND VIDEOS ON CRITICAL ISSUES AND PROBLEMS IN GRADUATE-LEVEL THEOLOGICAL EDUCATION ARE WIDELY DISTRIBUTED IN PRINT AND/OR ON LINE TO EDUCATORS AND DECISION-MAKERS IN THEOLOGICAL EDUCATION, HIGHER EDUCATION, THE RESEARCH COMMUNITY AND THE PRESS. 878346 60950 4517206 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 83 0 37 1 0 0 0 0 0 1 1 0 0 0 0 X 23 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY IL AL AK AZ AR CA CO CT DE FL GA ID IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY HI NC X X X EILEEN MACHOLL 2126624315 475 RIVERSIDE DRIVE NO 1800 NEW YORK NY 10115 MARK HOSTETTER BOARD CHAIR 3.00 X X 0 0 0 KANYERE EATON BOARD MEMBER THRU OCTOBER 2013 3.00 X 0 0 0 CARLSON GERDAU BOARD MEMBER 3.00 X 0 0 0 JOHN GOLIEB TREASURER 3.00 X X 0 0 0 JAMES HENDERSON BOARD MEMBER 3.00 X 0 0 0 NANCY S JENNINGS BOARD MEMBER 3.00 X 0 0 0 ANGELA BUCHDAHL BOARD MEMBER 3.00 X 0 0 0 STEPHEN KEYSER BOARD MEMBER 3.00 X 0 0 0 WILLIAM LONGBRAKE SECRETARY 3.00 X X 0 0 0 RICHARD STOWE BOARD MEMBER 3.00 X 0 0 0 NICKI TANNER BOARD VICE CHAIR 3.00 X X 0 0 0 ANNE WAASDORP BOARD MEMBER 3.00 X 0 0 0 THOMAS YORTY BOARD MEMBER 3.00 X 0 0 0 MELINDA WOLFE BOARD MEMBER 3.00 X 0 0 0 OTIS MOSS III BOARD MEMBER 3.00 X 0 0 0 GEORGE GOTSCIK BOARD MEMBER 3.00 X 0 0 0 GAIL FURMAN BOARD MEMBER 3.00 X 0 0 0 LAURA PHILLIPS BOARD MEMBER 3.00 X 0 0 0 CAROLYN BUCK-LUCE BOARD MEMBER 3.00 X 0 0 0 PHILIP GOW BOARD MEMBER 3.00 X 0 0 0 SA IBRAHIM BOARD MEMBER 3.00 X 0 0 0 MARY BYRON BOARD MEMBER 3.00 X 0 0 0 DEBORAH RICHARDSON BOARD MEMBER 3.00 X 0 0 0 KURT ROELOFFS BOARD MEMBER 3.00 X 0 0 0 KATHARINE HENDERSON PRESIDENT 40.00 X 184688 0 34706 EILEEN MACHOLL CFO 40.00 X 123867 0 19319 JOHN VAUGHN EXECUTIVE VICE PRESIDENT 40.00 X 161588 0 40332 SUSAN MILAMED VP, PHILANTHROPIC PARTNERSHIPS 40.00 X 171199 0 7706 ANTHONY RUGER SENIOR RESEARCH FELLOW 40.00 X 123721 0 13207 JOHN C AUSTIN VP, CHRISTIAN LEADERSHIP 40.00 X 120774 0 32579 WALLACE ALSTON VP, STRATEGY, MEDIA & ENGAGEMENT 40.00 X 123917 0 35163 JUSTUS BAIRD DEAN 40.00 X 121367 0 31754 ISAAC LURIA VP, AUBURN ACTION 40.00 X 118677 0 35984 BARBARA WHEELER CSTE DIR. THRU JANUARY 2013 40.00 X 217416 0 10153 1467214 0 260903 10 1 1 0 CAMINO PR 134 W 18TH ST NEW YOK NY 10011 COMMUNICATIONS CONSULTING 213446 PATTERSON BELKNAP WEBB & TYLER LLP 1133 AVENUE OF THE AMERICAS NEW YORK NY 10036 LEGAL SERVICES 209923 2 457887 3921149 252417 4379036 TUITION & FEES 611600 223295 223295 223295 241477 241477 6339272 5584506 72037 754766 -72037 682729 682729 28644 457887 127644 -99000 -99000 MISCELLANEOUS REVENUE 900099 93083 93083 93083 5520620 223295 0 918289 X 39500 39500 30700 30700 156000 156000 785187 527447 83766 173974 1926103 1666354 126498 133251 139927 122583 10931 6413 258528 193138 40058 25332 118028 98432 9554 10042 48837 32149 14963 1725 36250 21750 14500 210 210 90100 90100 66943 66943 921176 819175 15719 86282 91023 77399 7426 6198 152271 107983 37743 6545 134689 92496 38466 3727 289496 173823 115579 94 282764 257465 7330 17969 26663 17238 2886 6539 61220 36732 24488 72017 43210 28807 OPERATING EXPENSES 3150 3069 81 BAD DEBT 609 563 46 5731391 4517206 645948 568237 509320 993990 259368 74439 2039986 3525588 143802 143802 134304 105386 539267 372696 161146 166571 18070855 20146137 6650827 5722568 168529 173846 28138137 31052327 239586 213186 29767 379532 442056 619118 685009 X 16863488 18217363 3304740 4062770 7350791 8087185 27519019 30367318 28138137 31052327 -210771 3059070 0 X X 0 1 X 1 0 X 3745728 4738649 2187070 3593495 4379036 18643978 3745728 4738649 2187070 3593495 4379036 18643978 5129488 13514490 494604 579842 619942 431201 241477 2367066 51449 8580 162 8971 93083 162245 21173289 1816716 0.63830 0.61570 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2009 AMOUNT: $ 51,449. 2010 AMOUNT: $ 8,580. 2011 AMOUNT: $ 162. 2012 AMOUNT: $ 8,971. 2013 AMOUNT: $ 93,083. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 210 210 5162944 5163154 408158 102040 0 0 431682 453699 408158 1293539 1940309 11980 84264 210 96454 107921 113425 102040 323386 485079 8643 43172 51815 X 0 19881624 4049996 1906672 22024948 19354583 2934344 2407303 19881624 23729432 -1324780 3050069 19354583 19561924 5845734 1678226 23729432 18105181 3098142 1641399 19561924 0.58000 0.33000 0.09000 1 0 124444 104635 19809 414823 268061 146762 166571 HEDGE FUNDS 5722568 F 5722568 DEFERRED COMPENSATION 442056 442056 X 8707334 3059070 127644 3186714 5520620 0 5520620 5859035 127644 127644 5731391 0 5731391 PART III, LINE 4: AUBURN HAS A LIMITED COLLECTION OF FINE ART: FOUR (4) PAINTINGS OF SACRED SITES FROM AROUND THE WORLD ARE ON PERMANENT DISPLAY IN OUR OFFICES. THE COLLECTION IS OF SACRED SITES FROM AROUND THE WORLD: A CHURCH, A SYNAGOGUE, A MOSQUE AND A BUDDHIST TEMPLE. SINCE A SIGNIFICANT PART OF AUBURN'S WORK IS TO PROMOTE MULTIFAITH UNDERSTANDING, DISPLAYING THESE ARTWORKS IN OUR OFFICES HELPS REMIND ATTENDEES TO AUBURN'S PROGRAMMING ABOUT THE IMPORTANCE OF BRIDGING RELIGIOUS DIVIDES. PART V, LINE 4: AUBURN THEOLOGICAL SEMINARY'S TRUE ENDOWMENT (ALSO KNOWN AS THE PERMANENTLY RESTRICTED NET ASSETS) SUPPORTS GENERAL EDUCATIONAL, RESEARCH, AND SCHOLARSHIP PURPOSES OF THE SEMINARY. PART X, LINE 2: AUBURN RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT AUBURN HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. AUBURN IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO FISCAL 2011. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS REPORTED ON PART VIII, LINE 8B: 127,644. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS REPORTED ON PART VIII, LINE 8B: 127,644. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENT HOLDINGS IN HEDGE FUNDS THAT ARE LEGALLY INCORPORATED IN THIS REGION. 5722568 MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES YOUTH LEADERSHIP PROGRAM: FACE TO FACE/FAITH TO FAITH 54000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 1 PROGRAM SERVICES YOUTH LEADERSHIP PROGRAM: FACE TO FACE/FAITH TO FAITH 48000 SUB-SAHARAN AFRICA 0 1 PROGRAM SERVICES YOUTH LEADERSHIP PROGRAM: FACE TO FACE/FAITH TO FAITH 54000 0 3 0 0 0 3 5878568 0 5878568 0 0 1 0 0 0 X X X X X X 1 PROJECT PLUS INC 145 W 45TH STREET SUITE 300 NEW YORK NY 10036 FUNDRAISING CONSULTING 0 431531 55000 90100 431531 55000 90100 NY IL AL AK AZ AR CA CO CT DE FL GA ID IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY HI NC LIVES OF COMMITMENT BREAKFAST & PIP 486531 457887 28644 62373 25487 39784 486531 457887 28644 62373 25487 39784 127644 -99000 SCHEDULE G, PART I, LINE 2B, COLUMN (V) PROJECTS PLUS, INC. SHALL RECEIVE A FIXED FEE OF $55,000. THE SCOPE OF WORK IS COMPREHENSIVE. IF ADDITIONAL SERVICES ARE NEEDED, THESE SERVICES WILL BE NEGOTIATED SEPARATELY. PAYMENTS ARE SCHEDULED AS FOLLOWS: $10,000 UPON THE SIGNING OF THE CONTRACT; $5,625 ON THE FIRST OF EACH MONTH FOR THE EIGHT-MONTH PERIOD OCTOBER 1, 2013 THROUGH AND INCLUDING MAY 1, 2014 (SIGNING FEE + EIGHT PAYMENTS). ADDITIONAL EXPENSES REIMBURSED TO PROJECTS PLUS, INC. FOR THE ADMINISTRATIVE SUPPORT OF THE EVENT, NOT EXPECTED TO EXCEED $1,000, INCLUDE COURIER SERVICES, POSTAGE, EXPRESS MAIL AND MISCELLANEOUS SUPPLIES. THESE EXPENSES ARE SUBJECT TO THE SEMINARY'S PRIOR APPROVAL AND WILL BE BILLED ON A MONTHLY BASIS. TRANSPORTATION EXPENSES, TO BE BILLED ON A MONTHLY BASIS, ARE NOT EXPECTED TO EXCEED $750 AND WILL BE USED FOR STAFF TO TRAVEL TO/FROM MEETINGS AND THE EVENT. ALL OTHER MAJOR EXPENSES (E.G. VENUE, MUSIC, AUDIO-VIDEO, DECOR AND GRAPHIC DESIGN) WILL BE APPROVED BY THE SEMINARY AND BILLED BY THE VENDOR DIRECTLY TO THE SEMINARY. 1 JEWISH COUNCIL FOR PUBLIC AFFAIRS 116 EAST 27TH STREET 19TH FLOOR NEW YORK NY 10016 131624104 501(C)3 31500 GENERAL ASSEMBLY, PREP REGRANT NATIONAL CHRISTIAN LEADERSHIP CONFERENCE IN ISRAEL 5519 HUMBOLDT CIRCLE MINNEAPOLIS MN 55419 8000 GENERAL ASSEMBLY, PREP REGRANT 1 1 SCHOLARSHIPS 15 30700 PART I, LINE 2: THE ORGANIZATION OFFERS SCHOLARSHIPS TO GRADUATING STUDENTS WHO ARE CONTINUING THEIR EDUCATION. THE GRANTS ARE AWARDED TO THE RECIPIENTS AND THEY ARE TO USE THE FUNDS WITHIN FIVE YEARS FOR THEIR EDUCATION. X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 KATHARINE HENDERSON PRESIDENT 144688 0 0 0 40000 0 18440 0 16266 0 219394 0 0 0 JOHN VAUGHN EXECUTIVE VICE PRESIDENT 134780 0 0 0 26808 0 16130 0 24202 0 201920 0 0 0 SUSAN MILAMED VP, PHILANTHROPIC PARTNERSHIPS 171199 0 0 0 0 0 7150 0 556 0 178905 0 0 0 JOHN C AUSTIN VP, CHRISTIAN LEADERSHIP 75774 0 0 0 45000 0 12021 0 20558 0 153353 0 0 0 WALLACE ALSTON VP, STRATEGY, MEDIA & ENGAGEMENT 123917 0 0 0 0 0 12335 0 22828 0 159080 0 0 0 JUSTUS BAIRD DEAN 121367 0 0 0 0 0 12080 0 19674 0 153121 0 0 0 ISAAC LURIA VP, AUBURN ACTION 118677 0 0 0 0 0 11730 0 24254 0 154661 0 0 0 BARBARA WHEELER CSTE DIR. THRU JANUARY 2013 9796 0 0 0 207620 0 0 0 10153 0 227569 0 0 0 PART I, LINE 1A EXPLANATION OF HOUSING ALLOWANCE: A HOUSING ALLOWANCE IS ANY PAYMENT FOR, OR PROVISION OF, HOUSING BY THE ORGANIZATION FOR PERSONAL USE BY AN EMPLOYEE. TO QUALIFY FOR SPECIAL TAX TREATMENT, THE HOUSING ALLOWANCE GENERALLY MUST EITHER RELATE TO A QUALIFIED MINISTER OR IN RELATION TO LODGING FURNISHED BY AN EMPLOYER TO AN EMPLOYEE, A SPOUSE, OR DEPENDENTS FOR THE EMPLOYER'S CONVENIENCE, FURNISHED ON THE EMPLOYER'S BUSINESS PREMISES FOR THE CONVENIENCE OF THE EMPLOYER. DURING THE CALENDAR YEAR 2013, THE REV. DR. KATHARINE HENDERSON WAS PAID A HOUSING ALLOWANCE OF $40,000. THE REV. JOHN CHARLES AUSTIN WAS PAID A HOUSING ALLOWANCE OF $45,000. THE REV. JOHN H. VAUGHN WAS PAID A HOUSING ALLOWANCE OF $26,808. THIS WAS NOT TAXABLE TO THE RECIPIENT. PART I, LINE 4A BARBARA G. WHEELER, AUBURN'S FORMER PRESIDENT AND RESEARCH DIRECTOR WAS PAID $35,000 IN SEVERANCE AND $172,620 IN ADDITIONAL SEVERANCE REPRESENTING SALARY CONTINUATION OF HER BASE SALARY THAT WAS IN EFFECT ON THE JANUARY 31, 2013 SEPARATION DATE THROUGH DECEMBER,2013 (THIS ADDITIONAL SEVERANCE WAS AGREED TO BE CONTINUED UNTIL JUNE 30, 2014 SO IT WILL ALSO SHOW UP NEXT YEAR ON OUR 990 AS WELL) WHICH REPRESENTED AUBURN'S OBLIGATIONS RELATED TO HER EARLY RESIGNATION DURING A 5-YEAR CONTINUING EMPLOYMENT CONTRACT THAT WAS GIVEN TO HER BY THE BOARD OF DIRECTORS AS OF JULY 1, 2009. ALL OBLIGATIONS FROM THAT AGREEMENT HAVE NOW BEEN SATISFIED. BARBARA WHEELER FORMER PRESIDENT OF ORGANIZATION COVER TAXES FOR DEF. COMP. ACCELERATED AS A RESULT OF CHARTER AMENDMENTS X 154804 143802 0 1 1 143802 X 6 229354 FAIR MARKET VALUE X USED OFFICE F 83 23063 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): COLUMN B IS THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED IN DRAFT BY O'CONNOR DAVIES LLP BASED ON INFORMATION PROVIDED BY THE FINANCE OFFICE. THE DRAFT IS REVIEWED CAREFULLY BY THE CFO AND SOME CORRECTIONS ARE MADE. THIS SEMI-FINAL DRAFT IS PROVIDED IN BOTH PAPER AND ELECTRONIC COPY TO BOTH THE AUDIT AND FINANCE COMMITTEE OF THE BOARD FOR THEIR REVIEW AND RECOMMENDATION, ALONG WITH A SUMMARY NARRATIVE PROVIDED BY THE CFO. THE FINANCE COMMITTEE HAS AN OPPORTUNITY TO ASK QUESTIONS OR TO MAKE FURTHER CHANGES AT THIS JUNCTURE. ONCE THESE UPDATES HAVE BEEN IMPLEMENTED, THE FINAL DRAFT OF THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF DIRECTORS, IN BOTH PAPER AND ELECTRONIC VERSIONS, FOR THEIR REVIEW WITH A COPY OF THE FINANCE COMMITTEE'S RECOMMENDATION TO APPROVE. THE FORM 990 IS THEN FILED AFTER THE DOCUMENT HAS BEEN REVIEWED BY THE FULL BOARD, AND AFTER ANY AND ALL QUESTIONS ARE ADDRESSED AND ANSWERED. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS ANNUALLY GIVEN TO ALL BOARD AND SENIOR STAFF MEMBERS. THE EXECUTIVE OFFICE KEEPS COPIES OF ALL THE FORMS SUBMITTED. IF THERE ARE REPORTS OF POTENTIAL CONFLICTS OF INTEREST, THESE ARE BROUGHT TO THE ATTENTION OF THE EVP AND CFO, WHO BRINGS THEM TO THE APPROPRIATE COMMITTEE OF THE BOARD FOR FURTHER REVIEW. ANY INDIVIDUAL WHO HAS A REPORTED POTENTIAL CONFLICT IS RECUSED FROM THE ROOM WHEN THIS TOPIC IS DISCUSSED. AFTER REVIEW THE APPROPRIATE COMMITTEE BRINGS ITS RECOMMENDATION TO THE FULL BOARD FOR A VOTE ON HOW TO BEST HANDLE THE MATTER. IN THE SPRING OF 2014, AUBURN MODIFIED ITS PREVIOUS CONFLICT OF INTEREST POLICY TO CONFORM WITH THE REQUIREMENTS OF THE NEW NON-PROFIT REVITALIZATION ACT. THE CFO AND EVP JOINTLY GAVE AN EDUCATIONAL PRESENTATION TO THE FULL BOARD OF DIRECTORS ABOUT THESE NEW POLICIES AT THE MAY BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS DETERMINED BY A BOARD COMPENSATION COMMITTEE THAT WORKS WITH AUBURN'S HISTORIC APPROACH TO COMPENSATION AS WELL AS CURRENT COMPARABLES WITH OTHER ORGANIZATIONS THROUGH RESEARCH AND SURVEYS. THE EXECUTIVE COMMITTEE OF THE BOARD CONDUCTS AN ANNUAL REVIEW OF OTHER OFFICERS AND KEY EMPLOYEES INCLUDING A CONSIDERATION OF CURRENT COMPARABLES AND STUDY OF PUBLISHED COMPENSATION. BOARD MEMBERS ARE FREQUENTLY INVOLVED IN THE HIRING PROCESS FOR SENIOR STAFF MEMBERS. THE FULL BOARD'S APPROVAL OF THESE DECISIONS IS DOCUMENTED IN THE MOTION TO APPROVE THE ANNUAL BUDGET. THE PRESIDENT'S SALARY WAS LAST UPDATED IN 2014; THE EXECUTIVE VP IN 2014 AND THE CFO IN 2014. FORM 990, PART VI, SECTION C, LINE 19 AUBURN THEOLOGICAL SEMINARY MAKES ITS FORM 990, FORM 1023 AND THE AUDITED FINANCIAL STATEMENTS AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON ITS OWN WEBSITE, AUBURNSEMINARY.ORG, AS WELL AS ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION FORMS 990, FORM 1023 AS WELL AS THE FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON WRITTEN REQUEST AT 457 RIVERSIDE DRIVE, NEW YORK, NY 10115 OR BY CALLING THE ORGANIZATION DIRECTLY AT (212) 662-4315. FORM 990, PART IX, LINE 11G EDUCATIONAL CONSULTANTS: PROGRAM SERVICE EXPENSES 94,217. MANAGEMENT AND GENERAL EXPENSES 810. FUNDRAISING EXPENSES 2,704. TOTAL EXPENSES 97,731. RESEARCH CONSULTANTS: PROGRAM SERVICE EXPENSES 6,291. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 6,291. INTERNS & TEMPORARY HELP: PROGRAM SERVICE EXPENSES 59,185. MANAGEMENT AND GENERAL EXPENSES 4,588. FUNDRAISING EXPENSES 2,905. TOTAL EXPENSES 66,678. COMMUNICATIONS PROFESSIONALS: PROGRAM SERVICE EXPENSES 266,193. MANAGEMENT AND GENERAL EXPENSES 5,544. FUNDRAISING EXPENSES 2,762. TOTAL EXPENSES 274,499. COACHES: PROGRAM SERVICE EXPENSES 101,050. MANAGEMENT AND GENERAL EXPENSES 1,031. FUNDRAISING EXPENSES 3,094. TOTAL EXPENSES 105,175. ARCHITECTS: PROGRAM SERVICE EXPENSES 37,330. MANAGEMENT AND GENERAL EXPENSES 2,489. FUNDRAISING EXPENSES 7,468. TOTAL EXPENSES 47,287. WRITERS AND EDITORS: PROGRAM SERVICE EXPENSES 2,861. MANAGEMENT AND GENERAL EXPENSES 14. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,875. STRATEGIC PLANNING CONSULTANTS: PROGRAM SERVICE EXPENSES 5,909. MANAGEMENT AND GENERAL EXPENSES 345. FUNDRAISING EXPENSES 998. TOTAL EXPENSES 7,252. OTHER FUNDRAISING ASSISTANCE: PROGRAM SERVICE EXPENSES 53,511. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 65,402. TOTAL EXPENSES 118,913. VIDEOGRAPHERS: PROGRAM SERVICE EXPENSES 41,114. MANAGEMENT AND GENERAL EXPENSES 562. FUNDRAISING EXPENSES 154. TOTAL EXPENSES 41,830. MEDIA CONSULTANTS: PROGRAM SERVICE EXPENSES 89,529. MANAGEMENT AND GENERAL EXPENSES 67. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 89,596. GRAPHIC DESIGNERS: PROGRAM SERVICE EXPENSES 36,544. MANAGEMENT AND GENERAL EXPENSES 269. FUNDRAISING EXPENSES 720. TOTAL EXPENSES 37,533. IT CONSULTANT: PROGRAM SERVICE EXPENSES 25,441. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 75. TOTAL EXPENSES 25,516. FORM 990, PART XII, LINE 2C: AUBURN HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT AUDITOR. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR.