2014-11-12T15:10:25-06:00 2013-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2013-01-01 530159200 UNITED MINE WORKERS OF AMERICA UNIT 7032912412 18354 QUANTICO GATEWAY DRIVE NO 200 TRIANGLE VA 22172 DANIEL KANE SECRETARY-TREASURER 7032912412 2014-11-12 1 SCOTT E HALLBERG P01081188 2023319880 2013 2015-11-30 17:44:51Z CECIL E ROBERTS 18354 QUANTICO GATEWAY DRIVE NO 200 TRIANGLE VA 22172 90476829 0 X WWW.UMWA.ORG X 1890 VA TO PROTECT THE LIVES AND HEALTH OF ITS MEMBERS AND TO INCREASE THEIR WAGES AND BENEFITS. 10 0 279 0 0 0 0 0 22383370 21948109 8826504 7479027 719059 504413 31928933 29931549 564710 451115 91839 0 18876982 18289724 0 0 0 7933760 14028073 27467291 32768912 4461642 -2837363 183343688 180363149 553022 409846 182790666 179953303 TO PROTECT THE LIVES AND HEALTH OF ITS MEMBERS AND TO INCREASE THEIR WAGES AND BENEFITS. 0 0 TO ORGANIZE, EDUCATE AND TRAIN ALL WORKERS FOR THE ECONOMIC, MORAL AND SOCIAL ADVANCEMENT OF THEIR CONDITION AND STATUS. 0 0 1 1 0 0 0 0 0 1 1 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 135 0 1 279 1 0 1 CA 0 0 1 1 0 X 10 0 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 0 0 0 X DANIEL KANE 7032912400 18354 QUANTICO GATEWAY DRIVE SUITE TRIANGLE VA 22172 STEVE EARLE INT'L DIST VICE PRESIDENT 40.00 X 116861 0 35022 MICHAEL DALPIAZ INT'L DIST VICE PRESIDENT 40.00 X 116861 0 35022 DARYL DEWBERRY INT'L DIST VICE PRESIDENT 40.00 X 116861 0 35022 ED YANKOVICH INT'L DIST VICE PRESIDENT 40.00 X 116861 0 35022 MIKE CAPUTO INT'L DIST VICE PRESIDENT 40.00 X 116861 0 35022 JOSEPH CARTER INT'L DIST VICE PRESIDENT 40.00 X 116861 0 35022 DONNIE SAMMS AT LARGE VICE PRESIDENT 40.00 X 116861 0 35022 JAMES GIBBS AT LARGE VICE PRESIDENT 40.00 X 126130 0 36274 ROBERT BURCHELL INT'L AUDITOR/TELLER 40.00 X 102889 0 33134 ROY FERNANDEZ INT'L AUDITOR/TELLER 40.00 X 102889 0 33134 JERRY STALLARD INT'L AUDITOR/TELLER 40.00 X 102889 0 33134 DONALD BARNETT AT LARGE VICE PRESIDENT 40.00 X 24000 0 19230 CECIL E ROBERTS INTERNATIONAL PRESDIENT 40.00 X 184870 0 44212 DANIEL KANE INTERNATIONAL SEC-TREAS 40.00 X 161116 0 41002 GRANT CRANDALL GENERAL COUNSEL 40.00 X 161526 0 41057 JUDY RIVLIN ASSCOCIATE GENERAL COUNSEL 40.00 X 143417 0 38610 ROBERT SCARAMOZZINO CHIEF OF STAFF 40.00 X 125652 0 36209 2053405 0 601150 5 0 1 0 ANN SMITH COMMUNICATIONS 13603 BRASS HARNES COURT HERNDON VA 20171 MEDIA BUYS 1317548 PRICEWATERHOUSE COOPERS LLP PO BOX 7247-8001 PHILADELPHIA PA 19170 CONSULTANT 741432 TRIANGLE LAND COMPANY 6933 COLCHESTER PARK DR MANASSAS VA 20112 RENT 546459 CROWN PLAZA 200 N 4TH STREET ST LOUIS MO 63102 HOTEL 494116 PREVIANT LAW FIRM 1555 N RIVERCENTER DR STE 202 MILWAUKEE WI 53212 ATTORNEY 418783 5 MEMBERS DUES 900099 21948109 21948109 21948109 3952570 3952570 161972 161972 212025 79614 132411 132411 132411 63992123 60465666 3526457 3526457 3526457 OTHER 900099 210030 210030 210030 29931549 22158139 0 7773410 451115 2654555 6436192 3000000 5495245 703732 776022 105900 20549 2264310 1474636 1521316 74011 756213 2008249 347531 584075 278477 217520 PROTESTS AND RALLIES 2672588 REIMBURSEMENT TO MINERS 503133 MISCELLANEOUS 277180 REFERENCE MATERIALS & S 111758 34605 32768912 8852805 1261073 1211026 12158640 83933 14251223 7287639 5785779 1681535 1501860 171468079 151072230 46310 118123 183343688 180363149 521979 31043 409846 553022 409846 X 182790666 179953303 182790666 179953303 183343688 180363149 -2837363 0 X X 0 1 X 1 0 COAL MINERS POLITICAL ACTION COMMITTEE 18354 QUANTICO GATEWAY DRIVE NO 20 TRIANGLE VA 22172 912066637 148010 1 0 0 PART I-A, LINE 1: THE ORGANIZATION ENGAGED IN THE FOLLOWING POLITICAL CAMPAIGN ACTIVITIES WITH REGARD TO MEMBERS ONLY: SET UP PHONE BANKS, DISTRIBUTED LEAFLETS AND SENT OUT DIRECT MAIL PUBLISHED ARTICLES IN THE ORGANIZATION'S JOURNAL OF A POLITICAL NATURE INDLUDING THE FOLLOWING: LISTED ENDORSED CANDIDATES, REPORTED ON THE STATUS OF DEMOCRAT AND REPUBLICAN NOMINATIONS, RAN STORIES ON POSITIONS AND ISSUES TAKEN BY CANDIDATES, RAN A FAVORABLE ARTICLE ON NOW PRESIDENT OBAMA. 596637 596637 1884489 1553171 331318 1863364 1485999 377365 2819479 2690001 129478 123670 56608 67062 1501860 CORPORATE STOCK 65808 C FOREIGN OBLIGATIONS 500000 C U.S. GOV'T OBLIGATIONS 428 C MUTUAL FUNDS 145705994 C ASB REAL ESTATE FUND 4800000 C 151072230 FUNDS HELD FOR OTHERS 31043 PAYROLL TAXES WITHHELD AND OTHER PAYABLES 378803 409846 X 33153663 3242663 3242663 29911000 20549 20549 29931549 35877144 3128781 3128781 32748363 20549 20549 32768912 PART X, LINE 2: THE INTERNATIONAL UNION FOLLOWS THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES INCLUDED IN ASC TOPIC INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE INTERNATIONAL UNION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2013 AND 2012, AND DETERMINED THAT THERE WERE NO ADDITIONAL MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2013, THE STATUTE OF LIMITATIONS FOR TAX YEARS 2010 THROUGH 2012 REMAINS OPEN WITH THE U.S. FEDERAL JURISDICTION WHERE EACH ENTITY FILES RETURNS. PART XI, LINE 2D - OTHER ADJUSTMENTS: DONATIONS TO COAL MINERS POLITICAL ACTION COMMITTEE 454,062. INTERESTS EARNED BY LORIN E. KERR SCHOLARSHIP FUND 122. GRANT REIMBURSEMENTS AND INTEREST 2,708,865. RENT EXPENSE 79,614. PART XII, LINE 2D - OTHER ADJUSTMENTS: COMPAC FUNDS RELEASED FROM RESTRICTION 297,950. LORIN E. KERR SCHOLARSHIP FUNDS RELEASED FROM RESTRICTION 2,500. GRANT EXPENSES 2,748,717. RENT EXPENSE 79,614. PARTS XII AND XIII, LINES 2D FORM 990, SCHEDULE D, PARTS XII AND XIII, LINES 2D THE FINANCIAL STATEMENTS ARE CONSOLIDATED. HOWEVER, SEPARATE 990'S ARE FILED FOR EACH ENTITY. THEREFORE, THE ACTIVITY NEEDS TO BE BACKED OUT. PART XI, LINE 2D - OTHER ADJUSTMENTS DONATIONS TO AND INTEREST EARNED BY COAL MINERS POLITICAL ACTION COMMITTEE 454,062 DONATIONS TO AND INTEREST EARNED BY LORIN E KERR SCHOLARSHIP FUND 123 GRANT REIMBURSEMENTS AND INTEREST 2,708,865 RENT EXPENSE 79,614 PART XII, LINE 2D - OTHER ADJUSTMENTS COMPAC FUNDS RELEASED FROM RESTRICTION 297,950 LORIN E KERR SCHOLARSHIP FUNDS RELEASED FROM RESTRICTION 2,500 GRANT EXPENSES 2,748,717 RENT EXPENSES 79,614 NORTH AMERICA 1 2 ORGANIZING AND FURTHERING THE WELFARE OF MEMBERS. 212350 1 2 0 0 1 2 212350 0 212350 0 0 0 0 0 0 0 NATIONAL CONSUMERS LEAGUE 1701 K STREET NW WASHINGTON DC 20006 530242038 12500 DINNER SPONSOR CENTER FOR POPLAR DEMOCRACY 802 KENT AVENUE BROOKLYN NY 11205 453813436 7500 DONATION AMERICAN FRIENDS OF YITZAHAK RABIN CENTER 36-12 34TH AVE 4TH FL ASTORIA NY 11106 133962392 7500 DINNER SPONSOR CABIN CREEK HEALTH SYSTEMS ROUTE 79 - 5722 CABIN CREEK DAWES WV 25054 550709223 10000 PULMONARY REHABILITATION PROJECT ALLIANCE FOR RETIRED AMERICANS 815 16TH STREET NW WASHINGTON DC 20006 522277805 6000 DONATION ALABAMA WORKERS' APPRECIATION FOUNDATION INC 16619 NORTH HAGLER ROAD NORTHPORT AL 35475 455210764 6500 DONATION CBTU INTERNATIONAL PO BOX 66268 WASHINGTON DC 20036 521128179 8000 DONATION WVU CHILDRENS HOSPITAL PO BOX 8200 MORGANTOWN WV 26506 550643304 25000 DONATION ALLIANCE FOR HEALTH REFORM 1444 I STREET NW STE 910 WASHINGTON DC 20005 521746328 7500 DINNER SPONSOR INTERFAITH WORKER JUSTICE 1020 W BRYN MAWR 4TH FL CHICAGO IL 60660 364063982 11500 DONATION CENTER FOR LABOR EDUCATION & RESEARCH JWJ 1616 P STREET NW STE 150 WASHINGTON DC 20036 222604923 10000 DINNER SPONSOR X X 1 1 0 0 0 CECIL E ROBERTS INTERNATIONAL PRESDIENT 184870 0 0 0 0 0 44212 0 0 0 229082 0 0 0 DANIEL KANE INTERNATIONAL SEC-TREAS 161116 0 0 0 0 0 41002 0 0 0 202118 0 0 0 GRANT CRANDALL GENERAL COUNSEL 161526 0 0 0 0 0 41057 0 0 0 202583 0 0 0 JUDY RIVLIN ASSCOCIATE GENERAL COUNSEL 143417 0 0 0 0 0 38610 0 0 0 182027 0 0 0 ROBERT SCARAMOZZINO CHIEF OF STAFF 125652 0 0 0 0 0 36209 0 0 0 161861 0 0 0 PART I, LINE 1A THE ORGANIZATION ALLOWS THE PRESIDENT TO TRAVEL FIRST CLASS WHEN NEEDED. THE ORGANIZATION PROVIDES A HOUSING ALLOWANCE FOR THE SECRETARY-TREASURER. PART I, LINE 1B IT HAS BEEN THE LONG STANDING PRACTICE OF THE INTERNATIONAL TO ALLOW THE PRESIDENT OF THE INTERNATIONAL TO TRAVEL FIRST CLASS WHEN NEEDED. IT ALSO PROVIDES A HOUSING ALLOWANCE TO THE SECRETARY-TREASURER. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS IN GOOD STANDING HAVE EQUAL RIGHTS IN THE UNION. EVERY MEMBER HAS THE RIGHT TO NOMINATE CANDIDATES, VOTE IN ALL ELECTIONS AND REFERENDUMS, TO ATTEND MEMBERSHIP MEETINGS OF THEIR LOCAL UNION AND TO PARTICIPATE IN THE DISCUSSION, DELIBERATION, AND VOTING UP ON THE BUSINESS OF SUCH MEETINGS. FORM 990, PART VI, SECTION A, LINE 7A THE PRESIDENT, SECRETARY-TREASURER, AND AT LARGE INTERNATIONAL VICE PRESIDENTS ARE ELECTED BY A PLURALITY OF THE POPULAR VOTE OF ALL MEMBERS IN GOOD STANDING IN THE INTERNATIONAL UNION. INTERNATIONAL DISTRICT VICE PRESIDENTS AND AUDITOR/TELLERS ARE ELECTED BY A PLURALITY OF THE POPULAR VOTE OF ALL MEMBERS IN GOOD STANDING IN THE RESPECTIVE JURISDICTIONS THEY REPRESENT. FORM 990, PART VI, SECTION A, LINE 7B THE PRESIDENT NEGOTIATES WITH THE COAL COMPANIES FOR A "NATIONAL AGREEMENT" THAT MOST OF THE UNION'S MEMBERS WORK UNDER. THE DECISION TO ACCEPT OR REJECT THE CONTRACT IS VOTED ON BY THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING, THE 990 WILL BE REVIEWED BY THE PRESIDENT AND THE SECRETARY-TREASURER. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES THE OFFICERS TO ANNUALLY DISCLOSE OTHER APPOINTED OR ELECTED POSITIONS AND ANY COMPENSATION RECEIVED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART XII, LINE 1: THE INTERNATIONAL UNION FINANCAIL STATEMENTS ARE PREPARED USING THE MODIFIED CASH BASIS OF ACCOUNT. THE METHOD USED IS CONSISTENT FROM YEAR TO YEAR. FORM 990, PART XII, LINE 2C: THERE IS NO CHANGE IN THE PROCESS FROM THE PRIOR YEAR UMWA LORIN E SCHOLARSHIP FUND 18354 QUANTICO GATEWAY DRIVE TRIANGLE VA 22172 363249186 SCHOLARSHIP FUND VA 501(C)(3) 170(B)(1)(A)(VI) 0 COAL MINERS POLITICAL ACTION COMMITTEE 18354 QUANTICO GATEWAY DRIVE TRIANGLE VA 22172 912066637 POLITICAL ACTION COMMITTEE VA 527 0 UMWA CAREER CENTER 197 DUNN STATION ROAD PROSPERITY PA 15329 531841274 JOB TRAINING PA 501(C)(3) 170(B)(1)(A)(VI) 0 MINING TECHNOLOGY AND TRAINING CENTER 197 DUNN STATION ROAD PROSPERITY PA 15329 JOB TRAINING PA 501(C)(3) 170(B)(1)(A)(VI) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0