2014-11-13T12:34:23-06:00 2013-12-31 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2013-01-01 383678458 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATIONINC NATI 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 IRENE MATH CFO 2123128800 2014-07-15 1 GARRETT M HIGGINS P00543209 2122862600 2014-11-13 2013 2015-11-30 17:44:51Z X 911 MEMORIAL IRENE MATH 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 87766953 0 X WWW.911MEMORIAL.ORG X 2003 NY CONSTRUCTION AND OPERATION OF THE NATIONAL SEPTEMBER 11 MEMORIAL AND MUSEUM AT THE WORLD TRADE CENTER SITE. THE ORGANIZATION OPERATES THE FACILITIES AS COMPLETED. THE MEMORIAL MUSEUM WILL BE AN AUTHORITATIVE SOURCE OF INFORMATION, LEARNING AND UNDERSTANDING OF THE 9/11 ATTACKS, THEIR PRECURSORS, AND ONGOING RAMIFICATIONS WITH EDUCATIONAL RESOURCES AND PROGRAMS AS A CORE COMPONENT OF PROGRAMMING FOR VISITORS. 51 51 305 288 0 0 73475877 77461405 0 0 -1999105 9437 7308567 5332737 78785339 82803579 38219 0 0 0 14117299 14567185 48000 48000 3660990 42660055 45357196 56863573 59972381 21921766 22831198 701551977 723044313 47650177 47125564 653901800 675918749 X SEE SCHEDULE O 0 0 43194800 6197680 OPERATIONS:THE 9/11 MEMORIAL'S DAILY OPERATIONS CONTINUED TO REFLECT THOSE OF A WORLD CLASS INSTITUTION, OPEN EVERY DAY OF THE YEAR. BECAUSE OF SURROUNDING CONSTRUCTION, A TIMED RESERVATION SYSTEM CONTINUED TO BE REQUIRED TO MAKE VISITOR PASSES AVAILABLE TO THE ENCLOSED MEMORIAL PLAZA. PASSES WERE AVAILABLE ONLINE OR IN PERSON AT DESIGNATED OUTLETS. THE MEMORIAL EXPANDED ITS INITIAL OPERATIONS TO INCLUDE A NEW DISTRIBUTION POINT AT THE MAIN ENTRANCE (LOCATED AT THE CORNER OF ALBANY AND GREENWICH STREETS). THIS RESULTED IN AN INCREASE IN THE NUMBER OF PART-TIME JOBS AND VOLUNTEER POSITIONS REQUIRED TO OPERATE THE MEMORIAL AND ITS ENTRANCE AREA. MORE THAN 11 MILLION VISITORS FROM ALL 50 U.S. STATES AND FROM AROUND THE WORLD VISITED THE 9/11 MEMORIAL SINCE ITS OPENING IN SEPTEMBER 2011 THROUGH THE END OF 2013. 6893372 MUSEUM & PUBLIC PROGRAMS:2013 ALSO MARKED A PERIOD OF SUSTAINED, INTENSIVE ACTIVITY TOWARD THE GOAL OF COMPLETING AND OPENING THE 9/11 MEMORIAL MUSEUM IN MAY 2014. ONGOING PREPARATIONS FOR THE OPENING OF THE 9/11 MEMORIAL MUSEUM CONTINUED WITH NEW ACQUISITIONS TO THE PERMANENT COLLECTION, MOCK-UPS AND FABRICATION OF EXHIBITION COMPONENTS, DEVELOPMENTS IN CONTENT AND DESIGN PLANNING, AND THE FIRST PUBLIC PREVIEW OF THE MEMORIAL EXHIBITION, IN MEMORIAM. INSTALLATION WORK OCCURRED FOR THE INTRODUCTORY EXHIBITION, MEMORIAL EXHIBITION, AND OTHER MAJOR EXHIBITIONS. IN ADDITION, IN THE HISTORICAL EXHIBITION, INSTALLATION WAS ABOUT 50% COMPLETE BY THE END OF THE YEAR. ALL LARGE ARTIFACTS WERE INSTALLED, AND NEARLY ALL OTHER ARTIFACTS DISPLAYED ON OPEN MOUNTS WERE ALSO IN PLACE. WORK COMMENCED ON MOUNT-MAKING AND INSTALLATION FOR ENCASED ARTIFACTS. BY THE END OF 2013, THE MUSEUM HAD ACQUIRED MORE THAN 12,500 ARTIFACTS, 23,000 IMAGES, 580 HOURS OF FILM AND VIDEO, AND 1,990 ORAL HISTORIES.EDUCATION ACTIVITIES INCLUDED NEW PUBLICATIONS, MATERIALS, AND PROGRAMS FOR TEACHERS AS WELL AS PREPARATION FOR THE MUSEUM'S INTERPRETIVE GUIDE-LED TOURS AND DOCENT PROGRAMS. THE ORGANIZATION PLANNED AND HELD COMMEMORATION EVENTS ON THE ANNIVERSARIES OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS THAT INCLUDED CEREMONIES FOR VICTIMS' FAMILIES. THE ORGANIZATION ALSO MANAGED AND OVERSAW TRIBUTE IN LIGHT, A PUBLIC ART PROJECT THAT MARKS EACH ANNIVERSARY OF THE ATTACKS. CONSTRUCTION: IN 2013, THE FOCUS OF CONSTRUCTION WAS TO COMPLETE THE INTERIOR FINISH WORK AND HAVE ALL EXHIBITION CONTRACTORS COMPLETE THEIR INSTALLATIONS. COMMISSIONING OF THE MECHANICAL, ELECTRICAL, AND PLUMBING SYSTEMS WAS COMPLETED AND THE NECESSARY REQUIREMENTS FOR RECEIVING A SIGNED TEMPORARY PERMIT TO OCCUPY FROM THE PORT AUTHORITY OF NEW YORK AND NEW JERSEY WERE SOLIDIFIED IN ADVANCE OF A 2014 MUSEUM OPENING. WORK ON THE 9/11 MEMORIAL CONTINUED ALONG THE PLAZA PERIMETERS, WITH THE ADDITION OF NEW PAVING, TREES, AND OTHER LANDSCAPING, AS WELL AS COORDINATION WITH MULTIPLE PUBLIC AGENCIES TO ALLOW THE MEMORIAL TO BECOME AN OPEN ACCESS PLAZA IN CONCERT WITH THE PLANNED 2014 MUSEUM OPENING. 50088172 1 1 0 1 0 0 0 1 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 37 0 305 1 0 0 0 0 0 1 1 0 0 0 0 X 51 51 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X MS IRENE MATH CFO 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 MICHAEL R BLOOMBERG CHAIRMAN 2.50 X X 0 0 0 ANDREW M SENCHAK TREASURER 2.50 X X 0 0 0 VIRGINIA S BAUER DIRECTOR 2.50 X 0 0 0 DAVID BEAMER DIRECTOR 2.50 X 0 0 0 PAULA GRANT BERRY DIRECTOR 2.50 X 0 0 0 FRANK BISIGNANO DIRECTOR 2.50 X 0 0 0 DEBRA BURLINGAME DIRECTOR 2.50 X 0 0 0 JOHN P CAHILL DIRECTOR 2.50 X 0 0 0 RUSSEL L CARSON DIRECTOR 2.50 X 0 0 0 KENNETH I CHENAULT DIRECTOR 2.50 X 0 0 0 KEATING CROWN DIRECTOR 2.50 X 0 0 0 BILLY CRYSTAL DIRECTOR 2.50 X 0 0 0 ROBERT DE NIRO DIRECTOR 2.50 X 0 0 0 SAMUEL A DIPIAZZA JR DIRECTOR 2.50 X 0 0 0 CHRISTINE A FERER DIRECTOR 2.50 2.50 X 0 0 0 ANNE M FINUCANE DIRECTOR 2.50 X 0 0 0 MAURICE R GREENBERG DIRECTOR 2.50 X 0 0 0 DR VARTAN GREGORIAN DIRECTOR 2.50 X 0 0 0 PATRICIA E HARRIS DIRECTOR 2.50 2.50 X 0 0 0 WILLIAM B HARRISON JR DIRECTOR 2.50 X 0 0 0 GERALD L HASSELL DIRECTOR 2.50 X 0 0 0 ROBERT IGER DIRECTOR 2.50 X 0 0 0 LEE A IELPI DIRECTOR 2.50 X 0 0 0 MONICA IKEN DIRECTOR 2.50 X 0 0 0 ROBERT WOOD JOHNSON IV DIRECTOR 2.50 X 0 0 0 THOMAS S JOHNSON DIRECTOR 2.50 X 0 0 0 ROBERT KASDIN DIRECTOR 2.50 X 0 0 0 ANTHOULA KATSIMATIDES DIRECTOR 2.50 X 0 0 0 PETER M LEHRER DIRECTOR 2.50 X 0 0 0 HOWARD W LUTNICK DIRECTOR 2.50 X 0 0 0 JULIE MENIN DIRECTOR 2.50 2.50 X 0 0 0 IRA M MILLSTEIN DIRECTOR 2.50 X 0 0 0 HOWARD MILSTEIN DIRECTOR 2.50 X 0 0 0 HON PETER G PETERSON DIRECTOR 2.50 X 0 0 0 EMILY K RAFFERTY DIRECTOR 2.50 X 0 0 0 KEVIN M RAMPE DIRECTOR 2.50 X 0 0 0 JON STEWART DIRECTOR 2.50 X 0 0 0 JUDITH RODIN DIRECTOR 2.50 X 0 0 0 THOMAS H ROGER DIRECTOR 2.50 X 0 0 0 JANE ROSENTHAL DIRECTOR 2.50 X 0 0 0 E JOHN ROSENWALD JR DIRECTOR 2.50 X 0 0 0 AVI SCHICK DIRECTOR 2.50 X 0 0 0 JERRY I SPEYER DIRECTOR 2.50 X 0 0 0 CRAIG ROBERTS STAPLETON DIRECTOR 2.50 X 0 0 0 ANNE M TATLOCK DIRECTOR 2.50 X 0 0 0 DANIEL R TISHMAN DIRECTOR 2.50 X 0 0 0 SETH WAUGH DIRECTOR 2.50 X 0 0 0 JOHN C WHITEHEAD DIRECTOR 2.50 X 0 0 0 JOHN E ZUCCOTTI DIRECTOR 2.50 5.00 X 0 0 0 SCOTT RECHLER DIRECTOR 2.50 X 0 0 0 RICHARD BAGGER DIRECTOR 2.50 X 0 0 0 JOSEPH DANIELS PRESIDENT/CEO 40.00 X 320688 0 51749 DAVID LANGFORD CFO 40.00 20.00 X 198220 17308 39719 ALLISON BLAIS SECRETARY & CHIEF OF STAFF 40.00 X 195407 0 38017 IRENE MATH CFO 40.00 X 2562 0 0 CLIFFORD CHANIN VP EDUCATION & PUBLIC PRGM 40.00 X 172933 0 32941 JAMES CONNORS EVP OF OPERATIONS 40.00 X 274940 0 21156 ALICE GREENWALD EVP/DIR MEMORIAL & MUSEUM 40.00 X 315506 0 36927 LUIS F MENDES SR VP OF FACILITIES DESIGN & CONSTRUCTION 40.00 X 218491 0 47906 JOSEPH WEINKAM VP OF GOVERNMENT RELATIONS & DEVELOPMENT 40.00 X 157080 0 40772 NOELLE LILIEN GENERAL COUNSEL 40.00 5.00 X 178444 0 39404 LAWRENCE MANNION DIRECTOR OF SECURITY 40.00 X 168772 0 36652 CAROLYN RASIC EVP OF EXTERNAL AFFAIRS & STRATEGY 40.00 X 185009 0 27290 JERMEY FRAZIER SR. VP OF COMMUNICATIONS & DIGITAL MEDIA 40.00 X 140055 0 23026 2528107 17308 435559 24 0 1 0 BOVIS LEND LEASE 200 PARK AVENUE 9TH FLOOR NEW YORK NY 10166 CONSTRUCTION MANAGEMENT 38557026 ABM FACILITY SERVICES FILE 52609 BOSTON MA 900742609 BUILDING MAINTENANCE 9116680 ANDREWS INTERNATIONAL INC PO BOX 417142 BOSTON MA 022417142 SECURITY SERVICES 6537326 DESIGN AND PRODUCTION INCORPORATED 7110 RAINWATER PLAC LORTON VA 22079 HISTORICAL EXHIB- ITION FABRICATION 3671171 ELECTROSONIC INC 10320 BREN ROAD EAST MINNETONKA MN 55343 AUDIO VISUAL SERVICES 2637417 62 3662197 42225026 31574182 3888147 77461405 16637 16637 20632 20632 12100 0 12100 12100 12100 7200 -7200 -7200 -7200 126540 3662197 1434640 -1308100 -1308100 9719214 3521534 6197680 6197680 INSURANCE REIMBURSEMENTS 900099 393619 393619 JURY DUTY/EXPENSE REIMBURSEMENTS 900099 15474 15474 CASH FOUND ON PROPERTY 900099 1332 1332 410425 82803579 6197680 0 -855506 1967162 1423731 361673 181758 10065417 7362917 1530494 1172006 670662 461856 124492 84314 910081 678185 123975 107921 953863 560403 301128 92332 190414 190414 473954 114067 359887 251652 251652 48000 48000 966486 922248 44238 629461 129611 3545 496305 1446130 1011447 203274 231409 1620413 505736 1050432 64245 14056 14056 2770191 2491795 141039 137357 292457 159235 49025 84197 19875776 18091668 1588038 196070 982642 826761 97426 58455 CONTRACTED SECURITY SER 6476707 6476707 CONTRACTED MAINTENANCE/ 4935518 4908998 26520 EQUIP REPAIRS & MAINT 1763118 1742358 11438 9322 PROGRAMMATIC EVENTS 1195959 1195959 1472262 568368 233115 670779 59972381 50088172 6223219 3660990 1106079 767327 13086649 6447063 44200913 27200472 650760 73068 2181123 1291157 1196959 2151869 337067767 48018517 306603641 289049250 42344 15191 332483509 396048916 701551977 723044313 47537950 46599383 468750 112227 57431 47650177 47125564 X 632166637 660678097 21735163 15240652 653901800 675918749 701551977 723044313 22831198 -814249 0 X X 0 1 X 1 1 1 X 92680699 87438036 78345395 73475877 77461405 409401412 92680699 87438036 78345395 73475877 77461405 409401412 409401412 1332950 766692 255211 106784 49369 2511006 900 4068 1056611 410425 1472004 413384422 30959283 0.99040 0.97510 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MEDIA GUIDE FEES - 2010 AMOUNT: $ 900. 2011 AMOUNT: $ 1,275. JURY DUTY/EXPENSE REIMBURSEMENTS - 2011 AMOUNT: $ 2,645. 2012 AMOUNT: $ 3,370. 2013 AMOUNT: $ 15,474. CASH FOUND ON PROPERTY - 2011 AMOUNT: $ 148. 2012 AMOUNT: $ 3,241. 2013 AMOUNT: $ 1,332. INSURANCE REIMBURSEMENTS - 2012 AMOUNT: $ 1,050,000. 2013 AMOUNT: $ 393,619. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 272247 272247 56039144 56311391 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 259453 262887 272247 794587 250000 250000 250000 750000 1125000 X X X 0 316342339 35618550 280723789 5680079 4938608 741471 13086538 6211028 6875510 1958811 1250331 708480 289049250 CONSTRUCTION IN PROGRESS 395361720 DUE FROM RELATED PARTY 687196 396048916 DEFERRED RENT 57431 57431 X 83943532 1132753 7200 1139953 82803579 0 82803579 61926583 1947002 7200 1954202 59972381 0 59972381 PART III, LINE 1A: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION, AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS AND MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED EXCLUSIVELY TO ACQUIRE OTHER ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS UNRESTRICTED NET ASSETS DESIGNATED FOR ACQUISITIONS OF COLLECTION ITEMS. PART III, LINE 4: THE ORGANIZATION IS IN THE PROCESS OF ASSEMBLING A PERMANENT COLLECTION AND HAS INSTITUTED A COLLECTIONS MANAGEMENT POLICY TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF CONTENT ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED AND PRESERVED. THROUGH LEADERSHIP OF THE BOARD AND STAFF, THE ORGANIZATION STRIVES TO ESTABLISH, PRESERVE AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION RELATED TO THE FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001 TERRORIST ATTACKS, THE HISTORICAL CONTEXT LEADING UP TO THEM, AND THEIR AFTERMATH AND ONGOING REPERCUSSIONS. THE ORGANIZATION ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES AND OTHER MATERIALS WHICH HONOR AND COMMEMORATE THE VICTIMS OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS AND THEIR LEGACIES. THE ORGANIZATION MAKES ITS COLLECTION AVAILABLE AS LOANS TO OTHER MUSEUMS AND PRESENTING INSTITUTIONS, IN THE U.S. AND ABROAD, THAT MEET OUR SECURITY AND ENVIRONMENTAL CRITERIA. THE COLLECTION IS ALSO AVAILABLE, THROUGH ITS CATALOGUE AND BY APPOINTMENT, TO THE PUBLIC FOR RESEARCH PURPOSES AND IN COOPERATION WITH OUR PROFESSIONAL STAFF AND SCHOOL EDUCATORS FOR THE CREATION OF LESSON PLANS THAT ARE THEN MADE AVAILABLE THROUGH OUR WEBSITE. WHEN THE MUSEUM IS FULLY OPEN TO THE PUBLIC, ITS COLLECTIONS WILL ALSO BE USED IN EDUCATIONAL AND PUBLIC PROGRAMS FOR THE BENEFIT OF VISITORS. IN 2013, THE ORGANIZATION SPENT $92,033 ON ACQUISITIONS OF COLLECTION ITEMS. THESE ACQUISITIONS WERE FUNDED IN PART BY TEMPORARILY RESTRICTED CASH CONTRIBUTIONS. PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASSIFICATION: DISPOSAL OF FIXED ASSETS 7,200. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASSIFICATION: DISPOSAL OF FIXED ASSETS 7,200. X X X X X X 1 THE LUKENS COMPANY 2800 SHIRLINGTON RD SUITE 900 ARLINGTON VA 22206 DIRECT MAIL CONSULTING/MANAGEMENT 0 302473 48000 254473 302473 48000 254473 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI BENEFIT DINNER 3264050 3137510 126540 497144 593460 5K RUN/WALK 399569 399569 297656 1 125118 125118 46380 3788737 3662197 126540 497144 937496 1434640 -1308100 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE LUKENS COMPANY ("TLC") AND THE ORGANIZATION HAS A NON-EXCLUSIVE AGREEMENT FOR DIRECT RESPONSE MARKETING CONSULTATION AND MANAGEMENT, THE CREATION AND PRODUCTION OF DIRECT MAIL PACKAGES, PACKAGE INSERTS, SPACE ADVERTISEMENTS, TELEMARKETING CAMPAIGNS, DIRECT RESPONSE TELEVISION, AND INTERNET-BASED MARKETING PROGRAMS. TLC RECEIVED A MONTHLY RETAINER FEE OF $4,000 PER MONTH PLUS REIMBURSEMENT OF ALL MAILING, COPY CREATION, AND OTHER SERVICE FEES INCURRED UNDER THE CONTRACT AGREEMENT. THE ORGANIZATION DISTINGUISHES BETWEEN PAYMENT FOR CONSULTING FEES AND EXPENSE REIMBURSEMENT WITH TLC BASED ON SPECIFIC CONTRACT ARRANGEMENTS AND ITEMIZED INVOICING. IN ADDITION TO THE $48,000 OF CONSULTANT FEES PAID, TLC ALSO RECEIVED ADDITIONAL AMOUNTS OF $483,104 AS REIMBURSEMENT FOR POSTAGE AND PRINTING EXPENSES INCURRED. FORM 990, PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11: THE PROPER COMPLETION OF FORM 990 REQUIRES ORGANIZATIONS TO REPORT THE ACTIVITY FROM FUNDRAISING EVENTS THAT SUBSTANTIALLY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE IN PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11. FUNDRAISING EVENTS OFTEN GENERATE BOTH CONTRIBUTIONS AND INCOME, SUCH AS WHEN AN INDIVIDUAL PAYS MORE THAN THE RETAIL VALUE FOR THE GOODS OR SERVICES FURNISHED. DURING THE YEAR ENDED DECEMBER 31, 2013 THE MEMORIAL CONDUCTED THREE SUCCESSFUL FUNDRAISING EVENT GENERATING CONTRIBUTION REVENUE TOTALING $3,662,197. THIS CONTRIBUTION REVENUE IS REQUIRED TO BE REPORTED ON PART VIII, LINE 1C OF THE FORM 990 AS CONTRIBUTIONS FROM FUNDRAISING EVENTS PER THE IRS INSTRUCTIONS. THIS RESULTED IN A LOSS FROM FUNDRAISING EVENTS IN THE AMOUNT OF $1,308,100 BUT AN OVERALL NET GAIN OF $2,354,097. X X X X 0 0 0 0 0 0 0 0 0 JOSEPH DANIELS PRESIDENT/CEO 320448 0 0 0 240 0 25477 0 26272 0 372437 0 0 0 DAVID LANGFORD CFO 197980 17308 0 0 240 0 19278 0 20441 0 237939 17308 0 0 ALLISON BLAIS SECRETARY & CHIEF OF STAFF 195250 0 0 0 157 0 19900 0 18117 0 233424 0 0 0 CLIFFORD CHANIN VP EDUCATION & PUBLIC PRGM 172288 0 0 0 645 0 17500 0 15441 0 205874 0 0 0 JAMES CONNORS EVP OF OPERATIONS 273908 0 0 0 1032 0 21156 0 0 0 296096 0 0 0 ALICE GREENWALD EVP/DIR MEMORIAL & MUSEUM 313922 0 0 0 1584 0 25477 0 11450 0 352433 0 0 0 LUIS F MENDES SR VP OF FACILITIES DESIGN & CONSTRUCTION 218008 0 0 0 483 0 19192 0 28714 0 266397 0 0 0 JOSEPH WEINKAM VP OF GOVERNMENT RELATIONS & DEVELOPMENT 156948 0 0 0 132 0 16000 0 24772 0 197852 0 0 0 NOELLE LILIEN GENERAL COUNSEL 178288 0 0 0 156 0 16200 0 23204 0 217848 0 0 0 LAWRENCE MANNION DIRECTOR OF SECURITY 166915 0 0 0 1857 0 17187 0 19465 0 205424 0 0 0 CAROLYN RASIC EVP OF EXTERNAL AFFAIRS & STRATEGY 184861 0 0 0 148 0 17591 0 9699 0 212299 0 0 0 JERMEY FRAZIER SR. VP OF COMMUNICATIONS & DIGITAL M 139969 0 0 0 86 0 5782 0 17244 0 163081 0 0 0 X 5135 X 150000 FAIR MARKET VALUE X 9 1662649 FAIR MARKET VALUE X EQUIPMENT 4 2075498 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF ITEMS CONTRIBUTED IN PART I COLUMN (B). PART I, LINE 33: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENTS OF FINANCIAL POSITION, AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. FORM 990, PART III, LINE 1 THE MEMORIAL MISSION: REMEMBER AND HONOR THE THOUSANDS OF INNOCENT MEN, WOMEN, AND CHILDREN MURDERED BY TERRORISTS IN THE HORRIFIC ATTACKS OF FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001. RESPECT THIS PLACE MADE SACRED THROUGH TRAGIC LOSS. RECOGNIZE THE ENDURANCE OF THOSE WHO SURVIVED, THE COURAGE OF THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS, AND THE COMPASSION OF ALL WHO SUPPORTED US IN OUR DARKEST HOURS. MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE. THE MEMORIAL MUSEUM MISSION: THE NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM AT THE WORLD TRADE CENTER WILL BEAR SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. THE MUSEUM WILL HONOR THE NEARLY 3,000 VICTIMS OF THESE ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT WILL FURTHER RECOGNIZE THE THOUSANDS WHO SURVIVED AND ALL WHO DEMONSTRATED EXTRAORDINARY COMPASSION IN THE AFTERMATH. DEMONSTRATING THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND ITS IMPACT ON COMMUNITIES AT THE LOCAL, NATIONAL AND INTERNATIONAL LEVELS, THE MUSEUM WILL ATTEST TO THE TRIUMPH OF HUMAN DIGNITY OVER HUMAN DEPRAVITY AND AFFIRM AN UNWAVERING COMMITMENT TO THE FUNDAMENTAL VALUE OF HUMAN LIFE. FORM 990, PART VI, SECTION A, LINE 4 SIGNIFICANT CHANGES MADE TO THE BY-LAWS PROVIDE FOR THE APPOINTMENT OF A NEW DIRECTOR DESIGNATED BY THE GOVERNOR OF NEW JERSEY AND ALSO GIVE THE MEMORIAL THE FLEXIBILITY TO INCREASE THE NUMBER OF DIRECTORS WHO CAN SERVE ON THE BOARD FROM 50 TO 55. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE 990 IS SHARED ELECTRONICALLY AND IN PAPER FORM WITH THE AUDIT COMMITTEE AND FINANCE AND INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. EACH COMMITTEE REVIEWS AND THE AUDIT COMMITTEE APPROVES THE 990 IN ADVANCE OF FILING. PRIOR TO FILING, ELECTRONIC AND PAPER COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW AND AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM HAS A CONFLICT OF INTEREST POLICY WHICH IT ACTIVELY MONITORS AND ENFORCES. THE BOARD CURRENTLY MANDATES THAT ALL EMPLOYEES AND THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED CONFLICT OF INTEREST QUESTIONNAIRE IS FILED ANNUALLY WITH THE SECRETARY OF THE MEMORIAL OR HER DESIGNEE WHO REVIEWS THE SIGNED ATTESTATIONS FOR POTENTIAL OR ACTUAL CONFLICTS EXPECTED TO OCCUR WITHIN THE FOLLOWING YEAR. IF A CONFLICT IS REPORTED THE GENERAL COUNSEL IS CONSULTED. IF A POTENTIAL OR ACTUAL CONFLICT OF INTEREST EXISTS ON THE PART OF A DIRECTOR OR OFFICER, DISCLOSURE SHALL BE MADE TO THE CHAIR(S) OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEES. IN THE CASE OF ANY OTHER OFFICER OR EMPLOYEE, DISCLOSURE SHALL BE MADE TO THE OFFICER'S OR EMPLOYEE'S SUPERIOR, AS PROVIDED IN THE MEMORIAL'S EMPLOYEE MANUAL. IF AN ACTUAL CONFLICT EXISTS AND INVOLVES A PARTICULAR TRANSACTION THAT REQUIRES A VOTE OF THE BOARD OR A COMMITTEE OF THE BOARD, THE AFFECTED MEMBER OF MANAGEMENT OR THE GOVERNING BODY WILL NOT BE ENTITLED TO VOTE, DELIBERATE OR OTHERWISE USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM HAS ESTABLISHED A WRITTEN COMPENSATION POLICY FOR THEIR COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATIONS FOR THE PRESIDENT/CEO, TOP MANAGEMENT OFFICIALS, OTHER OFFICERS OR KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE COMPENSATION BE PERIODICALLY REVIEWED BY THE COMPENSATION COMMITTEE AND THAT THE COMMITTEE SHOULD BE FREE OF CONFLICTS OF INTEREST. IN ADDITION, THE APPROVING COMPENSATION COMMITTEE REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMPENSATION COMMITTEE USES A VARIETY OF INFORMATION AND STUDIES THAT ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMPENSATION COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE PROCESS WAS LAST UNDERTAKEN IN 2011. FORM 990, PART VI, SECTION C, LINE 19 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM MAKES ITS FORM 990, FORM 1023 AND CONFLICT OF INTEREST POLICY AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON ITS WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS AS PART OF FORM 1023 ARE ALSO POSTED ON THE WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON GUIDESTAR.ORG. IN ADDITION, FORMS 990 AND 1023 AS WELL AS THE FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST AT 200 LIBERTY STREET, 16TH FL., NEW YORK, NY 10281 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-312-8800. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. WORLD TRADE CENTER PERFORMING ARTS CENTER INC ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 455316035 CREATE A CULTURAL AND PERFORMING ARTS CENTER AT THE WORLD TRADE CENTER SITE NY 501(C)(3) LINE 7 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FDTN INC 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 WORLD TRADE CENTER PERFORMING ARTS CENTER INC D 386985 FMV WORLD TRADE CENTER PERFORMING ARTS CENTER INC L 24000 FMV