2014-02-11T15:25:15-06:00 2013-06-30 390758449 WIPFLI LLP 7601 FRANCE AVENUE SOUTH SUITE 400 MINNEAPOLIS MN 55435 990 2012-07-01 396064630 UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION INC UNIV 7154253505 410 SOUTH THIRD STREET RIVER FALLS WI 54022 CHRISTOPHER MUELLER 7154253505 2014-02-11 1 LISA DESOTELLE CPA P00952721 9525483400 2014-02-11 2012 2015-11-30 17:44:51Z CHRISTOPHER MUELLER 410 SOUTH THIRD STREET RIVER FALLS WI 54022 9676310 0 X WWW.UWRF.EDU/ALUMNI X 1948 WI TO BENEFIT THE UNIVERSITY OF WISCONSIN - RIVER FALLS. 18 18 4 60 0 0 3467133 3009453 547809 178348 -357234 1105132 7403 4979 3665111 4297912 1515425 1324487 0 0 0 159916 0 28416 187503 1355362 857748 2870787 2370567 794324 1927345 17908193 20130504 256430 189166 17651763 19941338 X THE UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION IS COMMITTED TO TRANSFORMING THE LIVES OF OUR STUDENTS BY ENGAGING PEOPLE WHO CARE ABOUT THE UNIVERSITY, MAXIMIZING PRIVATE GIFT SUPPORT FOR THE UNIVERSITY OF WISCONSIN - RIVER FALLS, PROMOTING A CULTURE OF PHILANTHROPY, AND GUARANTEEING ETHICAL STEWARDSHIP OF ALL GIFTS RECEIVED. 0 0 681422 681422 0 SCHOLARSHIPS AND AWARDS - SCHOLARSHIPS ARE PAID TO STUDENTS ENROLLED AT THE UNIVERSITY OF WISCONSIN - RIVER FALLS. DONEES ARE SELECTED ON THE BASIS OF SCHOLASTIC MERIT, LEADERSHIP, ETC. BY THE SCHOLARSHIP COMMITTEE OF THE FOUNDATION. INDIVIDUAL DONORS OF SCHOLARSHIPS MAY NOT SPECIFY INDIVIDUAL DONEES OF FUNDS. 711 SCHOLARSHIPS WERE AWARDED THIS YEAR. 370565 370565 66884 SPECIAL PROJECTS FOR UNIVERSITY RELATED ACTIVITIES- DISBURSEMENTS OF THIS TYPE ARE FOR PAYMENTS TO ENHANCE AND SUPPORT THE ACTIVITIES OF THE UNIVERSITY OF WISCONSIN - RIVER FALLS. 272500 272500 0 ANIMALS ACCEPTED FOR THE UNIVERSITY OF WISCONSIN - RIVER FALLS EQUINE PROGRAM. STUDENTS LEARN TO RIDE AND CARE FOR THE HORSES. THE UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION ACCEPTED AND PROVIDED 11 HORSES DURING THE YEAR. 1324487 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 5 0 1 4 1 0 0 0 0 0 1 1 0 0 0 0 X 18 18 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 WI MN AZ AR CO KY MI NH OH WV X CHRISTOPHER MUELLER 7154253505 410 SOUTH THIRD STREET RIVER FALLS WI 54022 X WILLIAM BOEHM 1.00 X 0 0 0 BARBARA BUTLER 1.00 X 0 0 0 LAURA CARLSON PETERSON 1.00 X 0 0 0 WES CHAPIN 1.00 X 0 0 0 KATHLEEN DELONAIS 1.00 X 0 0 0 MARK J GHERTY 1.00 X 0 0 0 DEBORAH HANSON 1.00 X 0 0 0 STEVEN J HEALY 1.00 X 0 0 0 MARGARET KEATING 1.00 X 0 0 0 JIM J MUSEL 1.00 X 0 0 0 WALTER L PERKINS 1.00 X 0 0 0 TRUDY POPENHAGEN 1.00 X 0 0 0 DAVID RAINVILLE 1.00 X 0 0 0 JOHN ROSENOW 1.00 X 0 0 0 JEFFREY W RUEBER 1.00 X 0 0 0 GREG WHEELOCK 1.00 X 0 0 0 LAWRENCE W YORK 1.00 X 0 0 0 ROBERT A KOTECKI 1.00 X X 0 0 0 DEREK CHERNE 1.00 X X 0 0 0 ROBERT CASEY 1.00 X X 0 0 0 CHRISTOPHER MUELLER 6.00 X 18400 0 6254 18400 0 6254 0 0 0 0 UNIVERSITY OF WISCONSIN RIVER FALLS 410 SOUTH THIRD STREET RIVER FALLS WI 54022 IT & PERSONNEL SERVICES 540232 1 34550 2974903 274400 3009453 ADMINISTRATIVE FEES 900099 111464 111464 UNIVERSITY ACTIVITIES 900099 66884 66884 178348 539990 539990 27162 27162 5909437 5344295 565142 565142 565142 11920 34550 34103 -22183 -22183 4297912 66884 0 1221575 636565 636565 687922 687922 24654 24654 114248 114248 21014 21014 342513 342513 4708 4708 27854 27854 28416 28416 107060 107060 25598 25598 2922 2922 202359 65461 136898 26228 26228 2475 2475 19267 19267 1158 1158 7245 7245 GIFT ASSESSMENT EXPENSE 88361 88361 2370567 1324487 858577 187503 0 44659 757514 781348 1128123 898275 6046 0 9100 13504 120312 72957 39288 47355 15148597 17619014 819525 726349 17908193 20130504 77933 59968 178497 129198 256430 189166 X 7429769 3728628 1974806 8027255 8247188 8185455 17651763 19941338 17908193 20130504 1927345 362230 0 X 0 1 X 1 0 X 2654812 1946915 3471423 3467133 3009453 14549736 2654812 1946915 3471423 3467133 3009453 14549736 2588983 11960753 328731 374618 363101 491159 567152 2124761 12627 12627 16687124 1809538 0.71680 0.73150 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10514816 2874710 6418405 1711712 18096219 10854862 464995 -442547 199789 162705 10514816 10741244 967246 1754838 319013 315739 12828576 9650354 322484 1420865 450078 202381 10741244 10796401 1094030 -1870803 265603 103671 9650354 0.10410 0.45230 0.44360 0 0 48539 11053 37486 71773 61904 9869 47355 GIFT ANNUITY PAYABLE 129198 129198 X 4278682 362230 362230 3916452 107060 274400 381460 4297912 1989107 0 1989107 107060 274400 381460 2370567 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS AND TO PROMOTE UNIVERSITY ACTIVITIES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION IS REQUIRED TO ASSESS WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION, ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. THE FOUNDATION HAS DETERMINED THERE ARE NO AMOUNTS TO RECORD AS ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. FEDERAL RETURNS FOR THE YEARS ENDED 2010 AND BEYOND REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART XI, LINE 4B - OTHER ADJUSTMENTS: DONATED HORSES 274,400. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONATED HORSES 274,400. X X X X X 1 JOHNSON GROSSNICKLE AND ASSOCIATES 20 SOUTH PARK BLVD GREENWOOD IN 46143 FIRM PROVIDED LONG TERM STRATEGIC DEVELOPMENT CONSULTING. 0 0 28416 -28416 28416 -28416 KY MI MN OH WV WI AZ AR CO NH 2013 RISING TO DISTINCTION EVENT 46470 34550 11920 7261 20515 6327 46470 34550 11920 7261 20515 6327 34103 -22183 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) JOHNSON, GROSSNICKLE, AND ASSOCIATES (JGA) CONSULTS WITH THE ORGANIZATION, PROVIDING CAMPAIGN COUNSEL. A LARGE PORTION OF THIS CONSULTATION, IS TO PROVIDE THE ORGANIZATION WITH AN OUTSIDE LOOK AND COMPREHENSIVE VIEW OF CAMPAIGN PLANNING AND STRATEGY. JGA WORKS SPECIFICALLY WITH THE UWRF CAMPAIGN STEERING COMMITTEE TO ASSIST WITH THE CAMPAIGN. THE COUNSEL SERVES THE ROLE OF PROVIDING PROFESSIONAL EXPERTISE AND DOES NOT NECESSARILY PROVIDE EXECUTION OF THESE CAMPAIGNS. IN THAT RESPECT, DETERMING THE SPECIFIC AMOUNT OF GROSS RECEIPTS RETAINED BY THE ORGANIZATION DIRECTLY ALLOCATED TO THE SERVICES PROVIDED BY JGA IS UNREASONABLE. JGA WORKS WITH MANY SIMILAR ORGANIZATION ACROSS THE COUNTY TO PROVIDE CONSULATION SERVICES. 1 UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 329086 UNIVERSITY ACTIVITIES AND EVENTS UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 10723 ACADEMIC/ADMIN FUNDS UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 19709 CHANCELLOR FUNDS UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 274400 DONOR VALUED HORSES AND OTHER NON CASH ASSETS THE HORSES ARE USED IN THE EQUINE PROGRAM. STUDENTS LEARN HOW TO RIDE AND CARE FOR THE HORSES. 1 0 SCHOLARSHIPS TO ATTEND THE UNIVERSITY OF WISCONSIN - RIVER FALLS 711 680922 FACULTY GRANTS RECOGNIZING OUTSTANDING SERVICE TO THE UNIVERSITY OF WISCONSIN - RIVER FALLS 10 6500 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: EVERYONE IS REQUIRED TO ABIDE BY OUR FUND EXPENDITURE GUIDELINES AND EACH FUNDS PURPOSE STATEMENT WHEN REQUESTING ASSISTANCE FROM THE FOUNDATION. THIS IS MONITORED BY OUR ACCOUNTING DEPARTMENT. X 500 DONOR VALUED X ANIMALS - HORSES 11 272500 DONOR VALUED X LAB EQUIPMENT 1 1400 DONOR VALUED 0 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE ORGANIZATION HAS RECEIVED STOCK DONATIONS IN THE PAST AND USES UBS TO PROCESS ANY STOCK REDEMPTION DONATIONS. FORM 990, PART VI, SECTION A, LINE 4 AMENDED THE BY-LAWS. THE ORGANIZATION AMENDED THEIR BYLAWS ON 05/20/2013. ARTICLE I HAS BEEN AMENDED TO STATE THE PURPOSE OF THE ORGANIZATION. ARTICLE I WAS FORMERLY PERTAINING TO THE MEETING OF THE MEMBERS. THE ARTICLE BREAKS INTO DETAIL THE 10 SPECIFIC PURPOSES OF THE ORGANIZATION. ARTICLE II HAS BEEN AMENDED TO STATE THE DUTIES, POWERS, AND COMPOSITION OF THE BOARD OF DIRECTORS. THIS AMENDED ARTICLE STATES THAT THE BOARD OF DIRECTORS SHALL CONSIST OF NOT LESS THAN 12 AND NOT MORE THAN 31 PERSONS. ARTICLE II WAS FORMERLY PERTAINING DIRECTLY TO THE MEETING OF THE BOARD OR DIRECTORS. IN THE PREVIOUS BY-LAWS, THESE PROVISIONS WERE FOUND IN ARTICLE VI. ARTICLE III INCLUDES THE GENERAL MEETING OF THE MEMBERS, THE MEETING OF THE BOARD OF DIRECTORS, AND QUORUM PROVISIONS. IT CONSOLIDATES ARTICLES I, II & IV FROM THE PREVIOUS BY-LAWS. ARTICLE IV CONSOLIDATES THE PREVIOUS ARTICLE VI & VII REGARDING THE ROLES AND COMPOSITION OF THE OFFICERS. ARTICLE V IS INCLUDED IN THE AMENDED BY-LAWS TO DESCRIBE THE DUTIES OF THE 6 COMMITTEES OF THE ORGANIZATION AND POTENTIAL AD-HOC COMMITTEES. THE 6 COMMITTEES DETAILED ARE AS FOLLOWS: 1. EXECUTIVE COMMITTEE 2. INVESTMENT COMMITTEE 3. DEVELOPMENT COMMITTEE 4. FINANCE COMMITTEE 5. AUDIT COMMITTEE 6. NOMINATING COMMITTEE THE AMENDED BYLAWS NOW INCLUDE THE FOLLOWING ARTICLES THAT WERE PREVIOUSLY NOT INCLUDED: - ARTICLE VI. FISCAL YEAR - ARTICLE VII. INDEMNIFICATION OF OFFICERS AND DIRECTORS - ARTICLE VIII. CONFLICT OF INTEREST STATEMENT - ARTICLE X. STATEMENT OF NON-DISCRIMINATION - ARTICLE XII. EXEMPT ACTIVITIES THE AMENDED BYLAWS NO LONGER INCLUDE THE FOLLOWING ARTICLES THAT WERE PREVIOUSLY INCLUDED: - ARTICLE VIII. EXECUTION OF INSTRUMENTS - ARTICLE IX. POWER OF BOARD TO BORROW MONEY FORM 990, PART VI, SECTION B, LINE 11 THE BOARD AUDIT COMMITTEE WILL REVIEW THE FORM 990 AND HAVE QUESTIONS ANSWERED PRIOR TO FILING. THEY WILL PROVIDE A COPY OF THE FORM 990 TO BOARD MEMBERS. BOARD MEMBERS ARE GIVEN A WEEK TO HAVE THEIR QUESTIONS ANSWERED PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER AND OFFICER ANNUALLY SIGNS A DOCUMENT DISCLOSING ANY CONFLICT OF INTEREST. THESE STATEMENTS ARE REVIEWED BY THE BOARD ANNUALLY. IF A CONFLICT OF INTEREST IS DISCLOSED BY A MEMBER, THAT MEMBER SHALL RECUSE THEMSELF FROM ANY ACTION CONCERNING THE NATURE OF THE CONFLICT, INCLUDING ABSTAINING FROM VOTING ON ANY ISSUE, SCHOLARSHIP CONSIDERATION RELATED TO THE CONFLICT OF INTEREST. IF A CONFLICT OF INTEREST IS DISCOVERED AFTER ONE HAS NOT BEEN VOLUNTARILY DISCLOSED, THE CHAIR OF THE BOARD AND THE PRESIDENT SHALL DISCUSS THE CONFLICT WITH THE MEMBER. IF IT IS DETERMINED A CONFLICT DOES EXIST, THE MEMBER SHALL THEN RECUSE THEM SELF, AS NOTED EARLIER. IF THE MEMBER REFUSES TO RECUSE HIM OR HERSELF, THE CHAIR SHALL BRING THE MATTER TO THAT BOARD TO REMOVE THE MEMBER FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY UNIVERSITY OF WISCONSIN. THE PERCENTAGE OF COMPENSATION INVOICED IS DETERMINED BY COMPARABLE POSITIONS WITHIN THE UNIVERSITY OF WISCONSIN SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FINANCIAL INFORMATION IS PUBLISHED IN PART IN THE ALUMNI MAGAZINE - FALCON FEATURES. FORM 990, PART VII THE UNIVERSITY OF WISCONSIN INVOICES UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION FOR 16% OF SALARY AND BENEFITS FOR SERVICES TO THE FOUNDATION. CHRIS MUELLER - $22,640.