2014-02-11T14:07:39-06:00 2013-09-30 561304727 BLACKMAN & SLOOP CPAS PA 1414 RALEIGH RD SUITE 300 CHAPEL HILL NC 27517 990 2012-10-01 133705951 THE V FOUNDATION VFOU 9193809505 106 TOWERVIEW COURT CARY NC 27513 SUSAN BRAUN 9193809505 2014-02-10 1 ROBIN MCDUFFIE P00098611 9199428700 2012 2015-11-30 17:44:51Z SUSAN BRAUN 106 TOWERVIEW COURT CARY NC 27513 32984911 0 X WWW.JIMMYV.ORG X 1993 NC TO PUT AN END TO CANCER. 38 37 21 300 0 0 16211260 17431963 0 0 860995 829610 143917 -466717 17216172 17794856 14613141 13768985 0 0 1259578 2073589 0 0 1071164 1159588 1086178 17032307 16928752 183865 866104 36782510 40190117 20398712 22213219 16383798 17976898 THE FOUNDATION'S MISSION IS TO GENERATE BROAD BASED SUPPORT FOR CANCER RESEARCH AND TO CREATE AN URGENT AWARENESS AMONG ALL AMERICANS OF THE IMPORTANCE OF THE WAR AGAINST CANCER. THE FOUNDATION ACCOMPLISHES THIS MISSION THROUGH ADVOCACY, EDUCATION, FUNDRAISING, AND PHILANTHROPY. 0 0 15138098 13768985 3332 THE FOUNDATION'S MISSION IS TO GENERATE BROAD BASED SUPPORT FOR CANCER RESEARCH AND TO CREATE AN URGENT AWARENESS AMONG ALL AMERICANS OF THE IMPORTANCE OF THE WAR AGAINST CANCER. THE FOUNDATION ACCOMPLISHES THIS MISSION THROUGH ADVOCACY, EDUCATION, FUNDRAISING, AND PHILANTHROPY. 15138098 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1 0 1 21 1 0 0 0 0 0 1 1 0 0 0 0 X 38 37 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X SUSAN BRAUN 9193809505 106 TOWERVIEW COURT CARY NC 27513 NICHOLAS VALVANO 40.00 X X 175048 0 33637 PAMELA VALVANO STASSER 1.00 X X 0 0 0 ROBERT LLOYD 1.00 X X 0 0 0 JULIE ALLEGRO 1.00 X 0 0 0 ROBERT BAST JR 1.00 X 0 0 0 GEORGE BODENHEIMER 1.00 X 0 0 0 STEVEN BORNSTEIN 1.00 X 0 0 0 BILL COSBY 1.00 X 0 0 0 GEORGE DENNIS III 1.00 X 0 0 0 DAVID FAY 1.00 X 0 0 0 ROSA GATTI 1.00 X 0 0 0 PHILIP KNIGHT 1.00 X 0 0 0 MICHAEL KRZYZEWSKI 1.00 X 0 0 0 ERIC LAUTENBACH 1.00 X 0 0 0 CARL LIEBERT III 1.00 X 0 0 0 FJ JOE LOUGHREY 1.00 X 0 0 0 MICHAEL MAC DONALD 1.00 X 0 0 0 MICHAEL MARKS 1.00 X 0 0 0 GEOFFREY MASON 1.00 X 0 0 0 JOSEPH MOORE 1.00 X 0 0 0 ROBERT NAKASONE 1.00 X 0 0 0 DONNA ORENDER 1.00 X 0 0 0 LAWRENCE PROBST III 1.00 X 0 0 0 HARRY RHOADS JR 1.00 X 0 0 0 ROBIN ROBERTS 1.00 X 0 0 0 JOHN SAUNDERS 1.00 X 0 0 0 CONSTANCE SKIDMORE 1.00 X 0 0 0 JOHN SKIPPER 1.00 X 0 0 0 TONY SMITH 1.00 X 0 0 0 ROBERT VALVANO 1.00 X 0 0 0 LESLEY VISSER 1.00 X 0 0 0 DICK VITALE 1.00 X 0 0 0 RC BUCKY WATERS 1.00 X 0 0 0 ROBERT WAYMAN 1.00 X 0 0 0 DERECK WHITTENBURG 1.00 X 0 0 0 DAVID WILLIAMS 1.00 X 0 0 0 NORBY WILLIAMS 1.00 X 0 0 0 LARRY WOODARD 1.00 X 0 0 0 SUSAN BRAUN 40.00 X 76250 0 5258 JEFFERSON PARKER 40.00 X 110165 0 24661 JOHN LESHNEY 40.00 X 161024 0 31820 LARRY LANE 40.00 X 131914 0 27565 654401 0 122941 4 0 1 0 MERRILL LYNCH 3775 VIA NONA MARIE 3RD FLOOR CARMEL CA 93922 INVESTMENT MANAGEMENT 178394 1 1592397 2832925 13006641 739098 17431963 384511 384511 14960494 14515395 445099 445099 445099 204611 1592397 674660 -470049 -470049 LICENSING INCOME 900099 3332 3332 3332 17794856 3332 0 359561 13768985 13768985 1001872 414174 228827 358871 733438 303146 167518 262774 18458 7629 4216 6613 206784 85473 47230 74081 113037 46725 25818 40494 142498 24918 71739 45841 91703 37907 20945 32851 160083 66173 36563 57347 100010 41341 22842 35827 114279 47239 26101 40939 136181 56292 31104 48785 12379 5117 2827 4435 13100 5415 2992 4693 SUPPORTING ORGANIZATION 153871 153871 BANK SERVICE CHARGES 112792 46624 25762 40406 SCIENTIFIC ADVISORY BOA 18010 18010 MISCELLANEOUS 15405 6367 3519 5519 15867 2692 1487 11688 16928752 15138098 719490 1071164 5284061 3491016 6129634 8239373 4191806 5549527 55500 213495 56406 151737 116817 68302 38177 48515 19434899 20852536 1592027 1593918 50000 36782510 40190117 39134 109156 20332228 22063713 27350 40350 20398712 22213219 X -3207040 1927311 3834726 3932576 15756112 12117011 16383798 17976898 36782510 40190117 866104 726996 0 X X 0 1 X 1 0 X 10114129 10176526 12910972 16238935 17431963 66872525 10114129 10176526 12910972 16238935 17431963 66872525 693560 66178965 466032 369272 458093 461627 579130 2334154 69206679 0.95630 0.96370 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 21570607 2640094 1741333 3072283 191288 22688463 19257672 1248468 1983638 741333 177838 21570607 20007256 948986 -116694 1397265 184611 19257672 18555062 1413383 1826001 1631035 156155 20007256 16585351 989463 980248 18555062 0.50040 0.47910 0.02050 0 0 50193 24128 26065 66624 44174 22450 48515 DEFERRED RENT 40350 40350 X 18521852 726996 726996 17794856 0 17794856 16928752 0 16928752 0 16928752 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE FOUNDATION'S ENDOWMENT CONSISTS OF ONE INDIVIDUAL FUND ESTABLISHED FOR PROVIDING LONG-TERM STABILITY AND UTILIZATION OF ITS EARNINGS FOR FUNDING OF THE OPERATIONS OF THE FOUNDATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: UNDER THE STATUTE OF LIMITATIONS, THE FEDERAL INFORMATIONAL RETURNS OF THE FOUNDATION FOR THE YEARS ENDED SEPTEMBER 30, 2010 THROUGH 2013 ARE SUBJECT TO EXAMINATION BY THE U.S. INTERNAL REVENUE SERVICE. MANAGEMENT EVALUATED TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2010 THROUGH 2013, AND CONCLUDED THAT THERE ARE NO UNCERTAIN TAX POSITIONS, AND BELIEVES THERE IS NO INCOME TAX EFFECT ON THE FINANCIAL STATEMENTS. DICK VITALE GALA 1465230 1316210 149020 49926 165811 45135 179207 JIMMY V CLASSIC NY DINNER 260577 217906 42671 6730 74684 670 13358 1 71201 58281 12920 29480 33674 22200 53786 1797008 1592397 204611 86136 274169 68005 246351 674661 -470050 1 ALBERT EINSTEIN COLLEGE OF MEDICINE AT YESHIVA UNIVERSITY 1300 MORRIS PARK AVENUE BRONX NY 10461 132937352 501(C)(3) 1000000 CANCER RESEARCH ALL CHILDREN'S HOSPITAL JOHNS HOPKINS MEDICINE 500 7TH AVENUE S ST PETERSBURG FL 33731 592481738 501(C)(3) 200000 CANCER RESEARCH BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 77030 741613878 501(C)(3) 600000 CANCER RESEARCH BECKMAN RESEARCH INSTITUTE - CITY OF HOPE 1500 EAST DUARTE ROAD DUARTE CA 91010 953432210 501(C)(3) 800000 CANCER RESEARCH BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTOM MA 02115 042774441 501(C)(3) 200000 CANCER RESEARCH BRIGHAM AND WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTOM MA 02115 042312909 501(C)(3) 1200000 CANCER RESEARCH DANA-FARBER CANCER INSTITUTE 44 BINNEY STREET ROOM 1628 BOSTOM MA 02115 042263040 501(C)(3) 800000 CANCER RESEARCH DUKE CHILDREN'S HOSPITAL BOX 2714 DURHAM NC 27710 560532129 501(C)(3) 320000 CANCER RESEARCH DUKE UNIVERSITY MEDICAL CENTER BOX 2714 DURHAM NC 27710 560532129 501(C)(3) 200000 CANCER RESEARCH FRED HUTCHINSON CANCER RESEARCH CENTER 1100 FAIRVIEW AVENUE N SEATTLE WA 98109 951642394 501(C)(3) 600000 CANCER RESEARCH HACKENSACK UMC FOUNDATION 92 SECOND STREET HACKENSACH NJ 07601 221487576 501(C)(3) 75000 CANCER RESEARCH INDIANA UNIVERSITY SIMON CANCER CENTER 535 BARNHILL DRIVE ROOM 455 INDIANAPOLIS IN 46202 356001673 501(C)(3) 600000 CANCER RESEARCH LINEBERGER COMPREHENSIVE CANCER CENTER 102 MASON FARM ROAD CB 7295 CHAPEL HILL NC 27599 566001393 501(C)(3) 200000 CANCER RESEARCH LOMBARDI COMPREHENSIVE CANCER CENTER 3970 RESERVOIR ROAD NW WASHINGTON DC DC 20057 530196603 501(C)(3) 200000 CANCER RESEARCH MD ANDERSON CANCER CENTER 1515 HOLCOMBE BLVD BOX 91 HOUSTON TX 77030 746001118 501(C)(3) 600000 CANCER RESEARCH MEMORIAL-SLOAN KETTERING CANCER CENTER 1275 YORK AVENUE NEW YORK NY 10021 131924236 501(C)(3) 200000 CANCER RESEARCH MOFFITT CANCER CENTER & RESEARCH INSTITUTE 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238636 501(C)(3) 250000 CANCER RESEARCH NC STATE UNIVERSITY 2701 SULLIVAN DRIVE SUITE 240 RALEIGH NC 27695 566000756 501(C)(3) 150000 CANCER RESEARCH OREGON HEALTH & SCIENCE UNIVERSITY 3181 SW SAM JACKSON PARK ROAD PORTLAND OR 97239 931176109 501(C)(3) 200000 CANCER RESEARCH QUEEN OF THE VALLEY MEDICAL CENTER FOUNDATION 1000 TRANCAS STREET NAPA VALLEY CA 94558 941243669 501(C)(3) 500000 CANCER RESEARCH SHANDS HEALTHCARE PO BOX 103633 GAINESVILLE FL 32610 591943502 501(C)(3) 200000 CANCER RESEARCH SIDNEY KIMMEL COMPREHENSIVE CANCER CENTER 401 NORTH BROADWAY BALTIMORE MD 21231 520595110 501(C)(3) 200000 CANCER RESEARCH ST HELENA HOSPITAL FOUNDATION 10 WOODLAND ROAD ST HELENA CA 94574 201384250 501(C)(3) 250000 CANCER RESEARCH ST JUDE CHILDREN'S RESEARCH HOSPITAL 262 DANNY THOMAS PLACE MEMPHIS TN 38105 620646012 501(C)(3) 600000 CANCER RESEARCH STANFORD UNIVERSITY 800 WELCH ROAD ROOM 284 STANFORD CA 94305 941156365 501(C)(3) 400000 CANCER RESEARCH THE PENNSYLVANIA STATE UNIV COLLEGE OF MEDICINE 600 CENTREVIEW DRIVE HERSHEY PA 17033 246000376 501(C)(3) 200000 CANCER RESEARCH TUFTS MEDICAL CENTER 800 WASHINGTON STREET BOSTOM MA 02111 043400617 501(C)(3) 200000 CANCER RESEARCH TULANE UNIVERSITY 1430 TULANE AVENUE SL-68 NEW ORLEANS LA 70112 720423889 501(C)(3) 100000 CANCER RESEARCH UC DAVIS COMPREHENSIVE CANCER CENTER 4501 X STREET SUITE 3003 SACRAMENTO CA 95817 946036494 501(C)(3) 200000 CANCER RESEARCH UCSD MOORES CANCER CENTER 3855 HEALTH SCIENCES DRIVE LA JOLLA CA 92093 956006144 501(C)(3) 200000 CANCER RESEARCH UNIVERSITY OF COLORADO DENVER 13001 E 17TH PLACE DENVER CO 80045 846000555 501(C)(3) 200000 CANCER RESEARCH UNIVERSITY OF MICHIGAN CANCER CENTER 1500 EAST MEDCIAL CENTER DRIVE ANN ARBOR MI 48109 386006309 501(C)(3) 200000 CANCER RESEARCH UNIVERSITY OF PITTSBURGH 5150 CENTRE AVENUE SUITE 500 PITTSBURGH PA 15232 250965591 501(C)(3) 200000 CANCER RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA 1141 EASTLAKE AVENUE LOS ANGELES CA 90089 951642394 501(C)(3) 600000 CANCER RESEARCH UT SOUTHWESTERN MEDICAL CENTER 5323 HARRY HINES BLVD DALLAS TX 75390 756002868 501(C)(3) 600000 CANCER RESEARCH WASHINGTON UNIVERSITY 660 SOUTH EUCLID AVENUE ST LOUIS MO 63110 430653611 501(C)(3) 200000 CANCER RESEARCH WEILL CORNELL MEDICAL COLLEGE 1300 YORK AVENUE C312 NEW YORK NY 10065 131623978 501(C)(3) 600000 CANCER RESEARCH GRANTS REFUNDED -254087 N/A CHANGE IN DISCOUNT ON GRANTS PAYABLE -21928 N/A 37 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FOUNDATION'S SCIENTIFIC ADVISORY BOARD REVIEWS PROPOSALS AND MAKES ALL FUNDING RECOMMENDATIONS. EACH FUNDED RESEARCHER IS REQUIRED TO PROVIDE THE V FOUNDATION WITH A PROJECT STATUS REPORT BY DECEMBER 31ST OF EACH GRANT YEAR. THE FOUNDATION ALSO RECEIVES COPIES OF ANY PUBLICATIONS HIGHLIGHTING THE WORK OF V SCHOLAR AND TRANSLATIONAL GRANT RECIPIENTS. X X X X 0 0 0 0 0 0 0 0 0 NICHOLAS VALVANO 175048 0 0 0 0 0 5251 0 28386 0 208685 0 0 0 JOHN LESHNEY 161024 0 0 0 0 0 4647 0 27173 0 192844 0 0 0 LARRY LANE 131914 0 0 0 0 0 3808 0 23757 0 159479 0 0 0 X 42 719339 SECURITY FMV X EQUIPMENT 1 19759 EQUIPMENT FMV 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE FOUNDATION UTILIZES MERRILL LYNCH TO SELL ITS DONATED SECURITIES. FORM 990, PART VI, SECTION A, LINE 2 NICHOLAS VALVANO, PRESIDENT EMERITUS, ROBERT VALVANO, BOARD DIRECTOR, AND PAMELA VALVANO STRASSER, BOARD CHAIRWOMAN, HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 THE FOUNDATION AMENDED ITS BYLAWS IN NOVEMBER OF 2013. THE AMENDMENT WAS FOR THE PURPOSE OF ELUCIDATING THE ROLES AND RESPONSIBILITIES OF THE BOARD; FORMALIZING RULES GOVERNING THE BOARD'S COMMITTEES; AND CLARIFYING THE ROLES OF VARIOUS OTHER OFFICERS, INCLUDING THAT OF THE CHAIR, CEO, AND CFO. FORM 990, PART VI, SECTION B, LINE 11 THE VP OF OPERATIONS, CEO, AND TREASURER REVIEW THE FORM 990 IN DETAIL. A DRAFT OF FORM 990 IS THEN PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS SIGN THE CONFLICT OF INTEREST POLICY WHEN THEY JOIN THE BOARD OF DIRECTORS, AND THEY ARE REQUESTED TO SIGN IT ANNUALLY THEREAFTER. THE FOUNDATION RELIES UPON VOLUNTARY REPORTING OF ANY CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE POSITIONS OF CEO, EXECUTIVE DIRECTOR, OR ANY KEY MANAGEMENT POSITION INCLUDES THE USE OF TOTAL COMPENSATION SOLUTIONS NOT FOR PROFIT COMPENSATION SURVEY, CHARITY NAVIGATOR'S CEO COMPENSATION STUDY, JOURNAL OF PHILANTHROPY NONPROFIT COMPENSATION REPORT, A REVIEW BY THE FINANCE/COMPENSATION COMMITTEE, AND APPROVAL BY THE BOARD OF DIRECTORS. THE FOUNDATION HAS ALSO CONSULTED WITH AN EXECUTIVE SEARCH FIRM WHEN SETTING CEO COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION PUBLISHES ITS AUDIT REPORT ON ITS WEBSITE. THE FOUNDATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. OVERSIGHT OF AUDIT: FORM 990, PART XII, LINE 2C: THE FOUNDATION'S AUDIT COMMITTEE HAS OVERSIGHT FOR THE AUDIT OF THE FINANCIAL STATEMENTS. CONTEMPORANEOUS DOCUMENTATION OF COMMITTEES: FORM 990, PART VI, SECTION A, LINE 8B: THE FOUNDATION HAS NO COMMITTEES THAT HAVE AUTHORITY TO ACT ON BEHALF OF THE BOARD. THE JIMMY V CELEBRITY GOLF CLASSIC 130 EDINBURGH SOUTH DRIVE SUITE 102 CARY NC 27511 561875773 CELEBRITY GOLF TOURNAMENT TO BENEFIT THE V FOUNDATION NC 501(C)(3) LINE 11C, III-FI 0 THE CRUSH FOUNDATION INC WINE CELEBRATION 1127 POPE STREET SUITE 203 SAINT HELENA CA 94574 680450777 AUCTION, GALA, AND OTHER EVENTS TO RAISE MONEY FOR THE V FOUNDATION CA 501(C)(3) LINE 11C, III-FI 0 EWINGS RESEARCH FOUNDATION INC PO BOX 1355 CARMEL BY THE SEA CA 93921 205843321 RAISE MONEY FOR EWING'S SARCOMA RESEARCH CA 501(C)(3) LINE 11A, I 0 THE V FOUNDATION CANADALA FONDATION V CANADA 70 GLOUCESTER ST OTTAWA ONTARIO CA RAISE SUPPORT FOR CANCER RESEARCH IN CANADA CA 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 THE JIMMY V CELEBRITY GOLF CLASSIC C 342332 ACCRUAL BASIS REVENUE THE CRUSH FOUNDATION INC WINE CELEBRATION C 2485095 ACCRUAL BASIS REVENUE EWING'S RESEARCH FOUNDATION INC C 5498 ACCRUAL BASIS REVENUE THE CRUSH FOUNDATION INC WINE CELEBRATION Q 427163 AMOUNT OF EXPENSES REIMBURSED THE JIMMY V CELEBRITY GOLF CLASSIC L 40203 AMOUNT OF EXPENSES PAID THE CRUSH FOUNDATION INC WINE CELEBRATION L 4720 AMOUNT OF EXPENSES PAID