2014-04-07T15:24:10-05:00 2013-08-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2012-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 DEBORAH GILLIS 2125147600 2014-04-07 1 ROBERT R LYONS CPA P00227477 2125038800 2012 2015-11-30 17:44:51Z DEBORAH GILLIS 120 WALL STREET NO 15 FL NEW YORK NY 10005 19042171 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO EXPAND OPPORTUNITIES FOR WOMEN AND BUSINESS. 34 33 97 0 0 0 20156919 11565256 1006130 553146 228713 464526 -28605 -22717 21363157 12560211 0 0 0 0 8591646 9989284 0 0 1207537 3371571 3256069 11963217 13245353 9399940 -685142 28200075 27908182 3869306 4146062 24330769 23762120 X EXPANDING OPPORTUNITIES FOR WOMEN AND BUSINESS. 0 0 3644005 342096 MARKETING AND PUBLIC AFFAIRSTHE MARKETING DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY IN THE UNITED STATES, CANADA, EUROPE, INDIA, AND AUSTRALIA, BY DEVELOPING STRATEGIC PARTNERSHIPS AND STRENGTHENING ITS BRAND, PRODUCTS, AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING, AND PRODUCING ALL PRODUCT, PUBLICATIONS, AND COLLATERAL MATERIALS, AND FOR PUBLIC EDUCATION ACTIVITIES SUCH AS MEDIA RELATIONS AND SPEAKING ENGAGEMENTS. THE DEPARTMENT MANAGES SPECIAL EVENTS, INCLUDING THE CATALYST AWARDS DINNER AND CONFERENCES TO DISSEMINATE CATALYST RESEARCH AND ADVISORY KNOWLEDGE 2628296 21000 RESEARCHRESEARCH CONDUCTS QUALITATIVE AND QUANTITATIVE RESEARCH ON BOTH WOMEN'S LEADERSHIP ADVANCEMENT AND WORK/LIFE ISSUES ACROSS A WIDE RANGE OF INDUSTRIES, GEOGRAPHIES, GENERATIONS, AND RACIAL/ETHNIC GROUPS. THIS RESEARCH CULMINATES IN PUBLISHED STUDIES THAT INCLUDE FINDINGS FROM INTERVIEWS, FOCUS GROUPS, AND SURVEYS, AS WELL AS COMPANY BEST PRACTICES AND RECOMMENDATIONS FOR COMPANIES AND FIRMS INTERESTED IN RECRUITING, RETAINING, AND ADVANCING WOMEN. CATALYST HAS CONDUCTED RESEARCH ON WOMEN IN LEADERSHIP IN THE UNITED STATES, CANADA, EUROPE AND INDIA. 1756205 190050 GLOBAL MEMBER SERVICESGLOBAL MEMBER SERVICES IS THE DEPARTMENT CHARGED WITH FOSTERING MEMBER IMPACT THROUGH A VARIETY OF SERVICES, BENEFITS AND ACTIVITIES. GMS DRIVES ENGAGEMENT AND IMPACT WITH MEMBERS THROUGH: CONSULTING SERVICES, SPEAKERS BUREAU, THE VITAL SIGNS MEMBER BENEFIT, AND LEADERSHIP OF THE CEO SUMMIT FRANCHISE. GMS SUPPORTS CATALYST'S RELATIONSHIPS WITH MEMBERS THROUGH INVOLVEMENT WITH MEMBER MANAGERS AND RELATIONSHIP MANAGERS. THE TEAM ALSO CONTRIBUTES TO CATALYST'S KNOWLEDGE DEVELOPMENT THROUGH THE INSIGHT LOOP, FOCUSING ON DEFINING THE INTERESTS AND NEEDS OF MEMBERS AND MEMBER IMPACT METRICS AND BY SCALING INSIGHTS FROM CONSULTING WORK INTO PUBLICATIONS, TOOLS, MEMBER COMMUNICATIONS AND EVENTS. 2360418 OTHER PROGRAM EXPENSESOTHER PROGRAM EXPENSES INCLUDE NATIONAL EDUCATION AND INFORMATION CENTER AND SERVICES THAT CATALYST PROVIDES. 2360418 10388924 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 1 0 1 12 0 97 1 0 1 CA SZ IN 0 0 0 1 1 0 0 X 34 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X X JENNIFER DANIEL-DAVIDSON 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 THOMAS J FALK 1.00 X 0 0 0 JOHN BRYANT 1.00 X 0 0 0 URSULA M BURNS 1.00 X 0 0 0 IAN M COOK 1.00 X 0 0 0 MARY B CRANSTON ESQ 1.00 X 0 0 0 MICHAEL S DELL 1.00 X 0 0 0 DAVID B DILLON 1.00 X 0 0 0 JAMIE DIMON 1.00 X 0 0 0 WILLIAM A DOWNE 1.00 X 0 0 0 JOE ECHEVARRIA 1.00 X 0 0 0 MARY BETH HOGAN ESQ 1.00 X 0 0 0 JEFFREY R IMMELT 1.00 X 0 0 0 SHERI S MCCOY 1.00 X 0 0 0 MUHTAR KENT 1.00 X 0 0 0 ELLEN J KULLMAN 1.00 X 0 0 0 MICHEL LANDEL 1.00 X 0 0 0 GERALD LEMA 1.00 X 0 0 0 INDRA K NOOYI 1.00 X 0 0 0 DENISE MORRISON 1.00 X 0 0 0 LIAM E MCGEE 1.00 X 0 0 0 JOSEPH NEUBAUER 1.00 X 0 0 0 STEPHEN S RASMUSSEN 1.00 X 0 0 0 KENDALL J POWELL 1.00 X 0 0 0 STEPHANIE A STREETER 1.00 X 0 0 0 RICHARD K TEMPLETON 1.00 X 0 0 0 PETER VOSER 1.00 X X 0 0 0 MAGGIE WILDEROTTER 1.00 X 0 0 0 THOMAS J WILSON 1.00 X 0 0 0 ILENE H LANG 35.00 X X 409422 0 45786 AG LAFLEY 1.00 X 0 0 0 DON THOMPSON 1.00 X 0 0 0 JOHN B VEIHMEYER 1.00 X 0 0 0 MARK WEINBERGER 1.00 X 0 0 0 RICHARD WAUGH 1.00 X 0 0 0 NANCY CARTER 35.00 X 244088 0 30750 DEBORAH SOON 35.00 X 240291 0 49206 JENNIFER DANIEL-DAVIDSON 35.00 X 232527 0 52147 MERLYE MAHRER-KAPLAN 35.00 X 192574 0 39036 ANABEL PEREZ 35.00 X 194571 0 36631 MARY BOUGHTON 35.00 X 134893 0 33951 JAN COMBOPIANO 35.00 X 135697 0 33951 SUSAN NIERENBERG FEEST 35.00 X 131987 0 33144 KATHERINE GISCOMBE 35.00 X 141545 0 23877 BRANDE STELLINGS 35.00 X 120070 0 44398 2177665 0 422877 11 0 1 0 HUNTER ROBERTS CONSTRUCTION 2 WORLD FINANCIAL CENTER FLOOR 6T NEW YORK NY 10281 CONSTRUCTION 1005685 MATTHEW SCHWARTZ DESIGN STUDIO 611 BROADWAY SUITE 430 NEW YORK NY 10012 WEBSITE DEVELOPMENT 171160 2 3654335 7910921 62673 11565256 CONFERENCE REVENUE 900099 253900 253900 ADVISORY SERVICES 900099 190050 190050 HONORARIA 900099 80196 80196 AWARD APPLICATION FEES 900099 21000 21000 LICENSE FEES 900099 5000 5000 3000 3000 553146 197307 197307 1411 1411 6305235 6038016 267219 267219 267219 419265 3654335 443944 -24679 -24679 SALE OF PUBLICATIONS 511190 551 551 551 12560211 553146 0 441809 2204559 1806285 240000 158274 5256790 4001832 767253 487705 586835 455126 78324 53385 1941100 1511005 262041 168054 67250 67250 393775 368910 5280 19585 59572 46411 6596 6565 645378 446315 87085 111978 486526 387059 13431 86036 210917 210917 397386 285988 54562 56836 MISCELLANEOUS 371848 291955 49091 30802 PRINTING & DESIGN 269534 268989 0 545 REPAIRS AND MAINTENANCE 174968 163038 7921 4009 OTHER 97579 67365 8301 21913 81336 77729 1757 1850 13245353 10388924 1648892 1207537 1500 1500 572824 521514 9550940 9171672 2492272 2865365 146357 164088 3665592 1256430 2499051 2409162 5693154 6677756 7243977 6097125 28200075 27908182 2503895 2760923 21650 59250 1343761 1325889 3869306 4146062 X 11784576 11204744 5299248 4604303 7246945 7953073 24330769 23762120 28200075 27908182 -685142 116493 0 X X 0 1 X 1 0 X 7602550 4563533 5712289 20156919 11565256 49600547 7602550 4563533 5712289 20156919 11565256 49600547 49600547 386532 320499 261717 242411 199269 1410428 51010975 3957801 0.97240 0.96610 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7246945 518630 187914 7953489 3308153 3624561 314231 7246945 2973021 335132 3308153 2666229 306792 2973021 3122260 -456031 2666229 1.00000 0 0 1526770 186376 1340394 1759987 950742 809245 378835 119312 259523 2409162 CERTIFICATES OF DEPOSIT 6097125 F 6097125 DEFERRED RENT OBLIGATION 1325889 1325889 X DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: DURING 1992, CATALYST ESTABLISHED THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS." THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BECAUSE BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID, THESE AMOUNTS HAVE BEEN CLASSIFIED AS PERMANENTLY RESTRICTED NET ASSETS. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2013 AND 2012. IN DECEMBER 2010, THE BOARD OF DIRECTORS APPROVED THE ESTABLISHMENT OF THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: CATALYST HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2013 AND 2012 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. CATALYST IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES BEFORE 2010. AWARDS DINNER 4073600 3654335 419265 443944 4073600 3654335 419265 443944 443944 -24679 X X 0 0 0 0 0 0 0 0 0 ILENE H LANG 369422 0 40000 0 0 0 25000 0 20786 0 455208 0 0 0 NANCY CARTER 219088 0 25000 0 0 0 21909 0 8841 0 274838 0 0 0 DEBORAH SOON 215291 0 25000 0 0 0 21529 0 27677 0 289497 0 0 0 JENNIFER DANIEL-DAVIDSON 207527 0 25000 0 0 0 20753 0 31394 0 284674 0 0 0 MERLYE MAHRER-KAPLAN 177574 0 15000 0 0 0 17758 0 21278 0 231610 0 0 0 ANABEL PEREZ 169571 0 25000 0 0 0 16957 0 19674 0 231202 0 0 0 MARY BOUGHTON 130893 0 4000 0 0 0 13089 0 20862 0 168844 0 0 0 JAN COMBOPIANO 131697 0 4000 0 0 0 13089 0 20862 0 169648 0 0 0 SUSAN NIERENBERG FEEST 127987 0 4000 0 0 0 12799 0 20345 0 165131 0 0 0 KATHERINE GISCOMBE 137545 0 4000 0 0 0 13755 0 10122 0 165422 0 0 0 BRANDE STELLINGS 116070 0 4000 0 0 0 11607 0 32791 0 164468 0 0 0 X COMPUTER AND EQUIPMENT 1 62673 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. FORM 990, PART VI, SECTION B, LINE 15 THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. CATALYST CANADA INC 8 KING STREET SUITE 505 TORONTO ONTARIO CA ON M5C 1B5 885700815 RESEARCH AND ADVISORY CA 149(1)(1) N/A 0 CATALYST EUROPE AG CO KPMG FIDES LANDISGYR-STRASSE 1 6300 ZUG SZ RESEARCH AND ADVISORY SZ N/A C 1.00000 0 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LTDB-601 IVY TOWER IN RESEARCH AND ADVISORY IN N/A S 1.00000 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CATALYST CANADA INC D 93804 CATALYST CANADA INC O 91053 CATALYST EUROPE AG D 551160 CATALYST EUROPE AG O 73777 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LIMITED D 324033 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LIMITED O 4656