2014-04-14T19:26:32-05:00 2013-05-31 741699466 FITTS ROBERTS & CO PC 5718 WESTHEIMER SUITE 800 HOUSTON TX 77057 990 2012-06-01 741400699 HOUSTON BAPTIST UNIVERSITY HOUS 2816493000 7502 FONDREN RD HOUSTON TX 77074 SANDRA N MOONEY 2816493000 2014-04-14 1 ROSE KAY PARKER CPA P00177405 7132605230 2014-04-09 2012 2015-11-30 17:44:51Z DR ROBERT B SLOAN JR 7502 FONDREN RD HOUSTON TX 77074 97089197 0 X WWW.HBU.EDU X 1960 TX TO PROVIDE INSTRUCTION FOR APPROXIMATELY 2,600 STUDENTS IN UNDERGRADUATE AND GRADUATE COURSES 33 33 969 1250 -114404 -114403 3674516 16202598 57021397 61002533 2337600 3924700 3667583 3885069 66701096 85014900 23720782 24931590 0 0 24107162 27154642 0 209850 1047944 20297350 22495760 68125294 74791842 -1424198 10223058 202730257 219444642 77062949 77012612 125667308 142432030 THE MISSION OF HOUSTON BAPTIST UNIVERSITY IS TO PROVIDE A LEARNING EXPERIENCE THAT INSTILLS IN STUDENTS A PASSION FOR ACADEMIC, SPIRITUAL, AND PROFESSIONAL EXCELLENCE AS A RESULT OF OUR CENTRAL CONFESSION, "JESUS CHRIST IS LORD" 0 0 47524599 24931590 68554453 PROVIDES INSTRUCTION FOR APPROXIMATELY 2,600 STUDENTS ENROLLED IN UNDERGRADUATE AND GRADUATE COURSES. 47524599 1 1 0 0 0 0 0 1 0 1 1 1 1 0 1 1 1 1 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 0 0 1 220 0 1 969 1 1 1 0 0 0 0 1 1 0 0 0 0 X 33 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 0 0 X X SANDRA N MOONEY CPA VP FINANCIAL OPERATIONS 2816493000 7502 FONDREN RD HOUSTON TX 77074 MARK AMMERMAN 0.00 X 0 0 0 KANDY BRITTAIN 0.00 X 0 0 0 DAVID BROOKS 0.00 X 0 0 0 MADELINE COLLIER 0.00 X 0 0 0 RAY COX JR 0.00 X 0 0 0 MARK DENISON 0.00 X 0 0 0 MARK ESTEP 0.00 X 0 0 0 DAVID FLEMING 0.00 X 0 0 0 WILLIAM FLORES 0.00 X 0 0 0 JOHN GIBSON JR 0.00 X 0 0 0 PAT GOETTSCHE 0.00 X 0 0 0 JOSH GUAJARDO 0.00 X 0 0 0 KEITH JACOBSON 0.00 X 0 0 0 DALE JEFFERSON 0.00 X 0 0 0 TERRY JOHNSON 0.00 X 0 0 0 LYNN KIESEWETTER 0.00 X 0 0 0 HOWARD LEE JR 0.00 X 0 0 0 TERRY LOOPER 0.00 X 0 0 0 GREGG MATTE 0.00 X 0 0 0 BEN RENBERG 0.00 X 0 0 0 MARC RYLANDER 0.00 X 0 0 0 JOE SLEETH JR 0.00 X 0 0 0 CLOIS SMITH 0.00 X 0 0 0 DAVID STUTTS 0.00 X 0 0 0 JANET TAYLOR 0.00 X 0 0 0 TADD TELLEPSEN 0.00 X 0 0 0 MARTHA TURNER 0.00 X 0 0 0 CHARLIE WARD 0.00 X 0 0 0 BILL WILLIAMS 0.00 X 0 0 0 BRUCE WILLIAMS 0.00 X 0 0 0 DIANE WILLIAMS 0.00 X 0 0 0 LARRY WOMACK 0.00 X 0 0 0 ED YOUNG 0.00 X 0 0 0 JOHNNY BAKER 0.00 X 0 0 0 MARY ANN BELIN 0.00 X 0 0 0 STEWART MORRIS SR 0.00 X 0 0 0 JIM SMITH 0.00 X 0 0 0 ROBERT B SLOAN 40.00 X 354735 0 25000 SANDRA N MOONEY 40.00 X 189719 0 19047 JAMES L STEEN 40.00 X 165895 0 7822 CHARLES BACARISSE 40.00 X 146795 0 0 SHARON E SAUNDERS 40.00 X 159880 0 25500 ROBERT E DRAGOO 40.00 X 174226 0 0 ROBERT K GAYNOR 40.00 X 145511 0 0 STEVEN C MONIACI 40.00 X 109866 0 2732 MOHAN KURUVILLA 40.00 X 170805 0 16500 PHAEDON P PAPADOPOULOS 40.00 X 116910 0 13462 JOHN R BROOKS 40.00 X 138999 0 15946 LEVON HAYRAPETYAN 40.00 X 122634 0 3084 MICHAEL K BOURKE 40.00 X 126378 0 7569 2122353 0 136662 21 0 1 0 ARAMARK SERVICES INC 7502 FONDREN RD HOUSTON TX 77074 FACILITIES MAINTENANCE 2180600 ARAMARK EDUCATION PO BOX 100401 PASADENA CA 91189 CAFETERIA MANAGEMENT 1015360 ROYALL & COMPANY 1920 EAST PARHAM RD RICHMOND VA 23228 ENROLLMENT MANAGEMENT 995543 THE WARD GROUP 15400 KNOLL TRAIL SUITE 335 DALLAS TX 75248 ADVERTISING & MARKETING 681786 TELLEPSEN 777 BENMAR SUITE 400 HOUSTON TX 77060 CONSTRUCTION SERVICES 481478 38 1154309 404549 14643740 3102990 16202598 TUITION AND FEES 611600 58878933 58878933 AUXILIARY SERVICES 611600 2123600 2086517 37083 61002533 641550 641550 325703 325703 1885739 581176 1304563 1304563 1456050 -151487 12892265 9609115 3283150 3283150 3283150 0 1154309 595000 -595000 -595000 1595076 1289006 306070 306070 FITNESS CENTER 611600 1402496 1402496 ATHLETICS 611600 657454 657454 OTHER 611600 483783 483783 2543733 85014900 68554453 -114404 372253 24931590 24931590 2110632 671894 1292133 146605 20568689 13802875 6298873 466941 853348 529303 296696 27349 2027514 1312272 664269 50973 1594459 996113 555219 43127 1055251 287824 767427 56742 56742 86232 86232 209850 209850 1375572 95707 1220706 59159 820201 638403 169483 12315 591060 27410 563650 482570 101481 365731 15358 61705 21238 24200 16267 1862362 1862362 4532760 2208945 2323815 518006 518006 CONTRACT LABOR & SERVIC 2018818 869213 1149605 ATHLETICS 1793427 1793427 MAINTENANCE, REPAIRS, E 1656804 161325 1495479 UTILITIES 1655595 6623 1648972 3928655 862383 3066272 74791842 47524599 26219299 1047944 2215506 4900481 5163001 6610378 573383 3420236 3021708 2861572 370393 327826 536528 593061 705862 611713 156494074 43485369 111013132 113008705 34304216 42079157 12556017 12716072 24817205 25540070 7453306 6775371 202730257 219444642 5954757 7052660 319293 360867 50180000 49145000 616978 1365885 12237823 10753737 2565006 7754098 5769457 77062949 77012612 X 69557272 73687736 13850259 24561992 42259777 44182302 125667308 142432030 202730257 219444642 10223058 6530816 10848 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 101990 6048511 X X X 0 0 0 77120359 1820678 8613781 3407007 -1319562 85467373 83667433 239931 -4703982 3632624 -1549601 77120359 76770659 476813 8719183 4199168 -1899946 83667433 72177268 791571 5270695 4722685 -3253810 76770659 89896277 3451213 -12760959 4514406 3894857 72177268 0.28280 0.51690 0.20030 1 0 6360248 6360248 104747402 18053827 86693575 16430867 9444554 6986313 26100138 14086924 12013214 2855419 1900064 955355 113008705 BONDS 2097970 F INTERNATIONAL FUND 6464882 F TRUSTS 4153220 F 12716072 REAL ESTATE 23438468 F MINERAL RIGHTS 2101602 F 25540070 BOND INTEREST RATE SWAP 5464209 DEPOSITS 305248 5769457 X 71146386 6530816 4630221 11161037 59985349 25029551 25029551 85014900 54100825 -10848 4338536 4327688 49773137 25018705 25018705 74791842 PART III, LINE 4: THE UNIVERSITY HAS VARIOUS HISTORICAL PIECES WHICH ARE BEING EXHIBITED IN THE UNIVERSITY'S MUSEUM OF SOUTHERN HISTORY, A BIBLE MUSEUM AND AN ART MUSEUM AND SOME WORKS IN OTHER LOCATIONS OF THE UNIVERSITY. THE MUSEUMS AND ARTWORK GIVES THE STUDENDS OF THE UNIVERSITY THE ABILITY TO EXPERIENCE "HANDS ON" HISTORICAL ITEMS RELATED TO RELIGIOUS AND UNITED STATES HISTORY. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNIVERSITY ENDOWMENT IS USED PRIMARILY TO PROVIDE STUDENTS WITH SCHOLARSHIPS. A SMALLER PORTION FROM THE BOARD DESIGNATED ENDOWMENT IS USED TO HELP THE UNIVERSITY PAY FOR THE ONGOING COSTS RELATED TO MAINTAINING AND OPERATING THE UNIVERSITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE UNIVERSITY FOLLOWS ASC 740 WHICH REQUIRES THE EVALUATION OF HOW TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, PRESENTED, AND DISCLOSED IN THE FINANCIAL STATEMENTS. THE STANDARD REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" OF BEING SUSTAINED BY THE APPLICABLE TAXING AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORE-LIKELY-THAN-NOT THRESHOLD ARE RECORDED AS A TAX BENEFIT OR EXPENSE IN THE CURRENT YEAR. THE ADOPTION OF ASC 740 DID NOT HAVE AN EFFECT ON THE UNIVERSITY'S NET ASSET VALUE, FINANCIAL POSITION OR RESULTS OF ACTIVITIES. AS OF MAY 31, 2013 AND 2012 AND THE THE YEARS THEN ENDED, THE UNIVERSITY AND ITS SUBSIDIARY, BSI, DID NOT HAVE AN ASSET OR LIABILITY FOR ANY UNRECOGNIZED TAX POSITIONS. MANAGEMENT'S DETERMINATIONS REGARDING ASC 740 MAY BE SUBJECT TO REVIEW AND ADJUSTMENT AT A LATER DATE BASED UPON FACTORS INCLUDING, BUT NOT LIMITED TO, AN ON-GOING ANALYSIS OF TAX LAWS, REGULATIONS AND INTERPRETATIONS THEREOF. PART XI, LINE 2D - OTHER ADJUSTMENTS: BSI REVENUE 1,954,853. INVESTMENT EXPENSES 210,186. BOOKSTORE COST OF GOODS SOLD 1,289,006. RENTAL EXPENSES ALLOCATION 581,176. FUNDRAISING EXPENSES 595,000. PART XI, LINE 4B - OTHER ADJUSTMENTS: PRIOR YEAR ADJUSTMENT 10,848. FUNDED/UNFUNDED AID (DIFFERENT TREATMENT PER 990 AS COMPARED TO FINANCIAL) 24,931,590. MISCELLANEOUS 87,113. PART XII, LINE 2D - OTHER ADJUSTMENTS: BSI EXPENSES 2,258,168. BOOKSTORE COST OF GOODS SOLD 1,289,006. RENTAL EXPENSES ALLOCATION 581,176. INVESTMENT EXPENSE 210,186. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDED/UNFUNDED AID (DIFFERENT TREATMENT PER 990 AS COMPARED TO FINANCIAL) 24,931,590. MISCELLANEOUS 87,115. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 HBU'S NONDISCRIMINATORY POLICY IS INCLUDED ON OUR WEBSITE AND ALL HBU PUBLICATIONS RELATING TO ENROLLMENT AND STUDENT DIVERSITY. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 HBU RECEIVED GOVERNMENTAL FINANCIAL AID IN THE FORM OF GRANTS. THE MAJORITY OF THESE GRANTS ARE THEN PROVIDED TO THE STUDENTS OF THE UNIVERSITY TO ASSIST WITH PAYING FOR TUITION AND/OR LIVING COSTS. A SMALL PERCENTAGE OF THE GRANTS RECEIVED BY HBU WERE USED BY THE UNIVERSITY TO SPEND ON REGULAR RECURRING OPERATIONAL EXPENSES. X X X X X X 1 ROYALL AND COMPANY 1920 EAST PARHAM ROAD RICHMOND VA 232282206 ANNUAL FUND CAMPAIGN 0 238521 190000 48521 238521 190000 48521 ANNUAL GALA 1154309 1154309 595000 1154309 1154309 595000 595000 -595000 0 SCHOLARSHIPS TO STUDENTS 2209 22460464 BOOK SCHOLARSHIPS ALL GRANTS ARE GIVEN TO STUDENTS IN THE FORM OF SCHOLARSHIPS, THEREFORE A DETAILED MONITORING PROCESS IS NOT NECESSARY FOR THE UNIVERSITY. X X X X X 1 1 X X X 0 0 0 0 0 0 0 0 0 ROBERT B SLOAN 353151 0 0 0 1584 0 25000 0 0 0 379735 0 0 0 SANDRA N MOONEY 189331 0 0 0 388 0 19047 0 0 0 208766 0 0 0 JAMES L STEEN 165746 0 0 0 149 0 7822 0 0 0 173717 0 0 0 SHARON E SAUNDERS 158977 0 0 0 903 0 25500 0 0 0 185380 0 0 0 ROBERT E DRAGOO 171282 0 0 0 2944 0 0 0 0 0 174226 0 0 0 MOHAN KURUVILLA 170520 0 0 0 285 0 16500 0 0 0 187305 0 0 0 JOHN R BROOKS 137812 0 0 0 1187 0 15946 0 0 0 154945 0 0 0 PART I, LINE 1B PART 1B - ALL COMPENSATION RELATED TO THE UNIVERSITY PRESIDENT IS APPROVED BY THE GOVERNING BODY OF THE UNIVERSITY IN THE EMPLOYMENT CONTRACT PRIOR TO THESE BENEFITS BEING PROVIDED. A CRAWFORD EDUCATION FACILITIES CORPORATION 721536594 225097AC8 2007-11-29 53000000 CONSTRUCTION OF 3 NEW BUILDINGS ON CAMPUS; REFUND PRIOR ISSUE DATED 7/27/00 0 0 0 A 3855000 53000000 394307 46628005 5977688 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 0 0 0 SCHEDULE K, PART II, LINE 11 EXPLANATION OF OTHER SPENT PROCEEDS PROCEEDS USED TO CURRENTLY REFUND PRIOR ISSUE WERE $5,977,688. THE REFUNDED BONDS WERE ORIGINALLY ISSUED ON 7/27/2000. DAVID BROOKS CONTROL SHAREHOLDER 63967 ENROLLMENT MANAGEMENT 0 JAMES STEEN INDEPENDENT CONTRACTOR 63967 ENROLLMENT MANAGEMENT 0 JAMES NAMKEN BROTHER OF VP FINANCIAL OPERATIONS 52060 PROPERTY MANAGEMENT SERVICES 0 X 2 102990 APPRAISAL X 1 3000000 ESTIMATE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE OF THE UNIVERSITY IS PROVIDED WITH A DRAFT COPY OF THE FORM 990 PRIOR TO FILING. THEY ARE ASKED TO REVIEW AND PROVIDE ANY FEEDBACK THAT THEY FEEL IS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 12C UNIVERSITY REVIEWS ALL ANNUALLY SUBMITTED FORMS AND FOLLOWS-UP WITH ANY MEMBER WHO STATES THAT THEY BELIEVE THEY MAY HAVE A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A FOR THE UNIVERSITY'S PRESIDENT, THE BOARD UTILIZES AN EXTERNAL COMPENSATION ADVISORY REPORT FOR NON-PROFITS AND HIGHER-EDUCATION INSTITUTIONS IN ADDITION TO REVIEW OF THE COMPENSATION OF OTHER UNIVERSITIES AND DISCUSSION TO DETERMINE HOW THE UNIVERSITY'S PRESIDENT IS TO BE COMPENSATED. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY HAS CHOSEN TO MAKE OUR IRS FORM 990 AVAILABLE UPON REQUEST. THE UNIVERSITY HAS CHOSEN AT THIS POINT NOT TO MAKE PUBLIC OUR GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND/OR AUDITED FINANCIAL STATEMENTS. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT BEEN CHANGED FROM PRIOR YEAR. BRADSHAW RECREATION CENTER INC 7502 FONDREN RD HOUSTON TX 77074 454183989 MANAGE BRADSHAW FITNESS CENTER TX 501(C)(3) LINE 5 HOUSTON BAPTIST UNIVERSITY 0 HB HOUSING PARTNERSHIP I LTD 7502 FONDREN RD HOUSTON TX 77074 760503221 APARTMENT RENTAL TX UNRELATED 0 0 BEECHNUT STREET INC 7502 FONDREN RD HOUSTON TX 77074 740292451 REAL ESTATE RENTAL TX HOUSTON BAPTIST UNIVERSITY C 1.00000 0 HB HOUSING CORPOTION 7502 FONDREN RD HOUSTON TX 77074 760503219 STUDENT HOUSING/APARTMENT RENTAL TX BEECHNUT STREET INC C 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 BEECHNUT STREET INC J 933700 ACTUAL BEECHNUT STREET INC N 360970 ACTUAL HB HOUSING PARTNERSHIP J 52077 ACTUAL