2014-04-15T10:25:19-05:00 2013-05-31 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2012-06-01 010211810 UNIVERSITY OF NEW ENGLAND UNIV 2076022063 11 HILLS BEACH ROAD BIDDEFORD ME 04005 NICOLE L LABBE-TRUFANT CPA 2076022157 2014-04-07 1 JOSEPH M GISO MST P00030126 6177610600 2014-04-07 2012 2015-11-30 17:44:51Z DANIELLE RIPICH PHD 11 HILLS BEACH ROAD BIDDEFORD ME 04005 187622433 0 X WWW.UNE.EDU X 1831 ME THE UNIVERSITY'S MISSION IS TO PROVIDE STUDENTS WITH A HIGHLY INTEGRATED LEARNING EXPERIENCE THAT PROMOTES EXCELLENCE THROUGH INTERDISCIPLINARY COLLABORATION AND INNOVATION IN EDUCATION, RESEARCH, AND SERVICE. 25 23 3157 70 10035 3298 17258908 15684584 155594212 159300124 733599 1828841 2792842 7933926 176379561 184747475 32121868 34002977 0 0 74940983 77752244 0 0 2679180 52291817 54145269 159354668 165900490 17024893 18846985 273787454 293227701 151029433 147800975 122758021 145426726 X THE UNIVERSITY'S MISSION IS TO PROVIDE STUDENTS WITH A HIGHLY INTEGRATED LEARNING EXPERIENCE THAT PROMOTES EXCELLENCE THROUGH INTERDISCIPLINARY COLLABORATION AND INNOVATION IN EDUCATION, RESEARCH, AND SERVICE. 0 0 128316713 34002977 141451124 HIGHER EDUCATION: EDUCATION OF OVER 9,681 STUDENTS AT THE COLLEGE LEVEL. DURING THE 2012-13 ACADEMIC YEAR, THE UNIVERSITY GRANTED 1,417 ASSOCIATE'S, BACHELOR'S, MASTER'S AND DOCTORAL DEGREES, REPRESENTING THE COLLEGES OF ARTS AND SCIENCES, WESTBROOK COLLEGE OF HEALTH PROFESSIONS, COLLEGE OF OSTEOPATHIC MEDICINE, COLLEGE OF GRADUATE STUDIES, AND COLLEGE OF PHARMACY. THE UNIVERSITY OFFERS PROGRAMS IN OSTEOPATHIC MEDICINE, ALLIED HEALTH SCIENCES, LIBERAL ARTS, PHARMACY, AND OTHER GRADUATE AND UNDERGRADUATE MAJORS.ADDITIONAL FACTS: THE UNIVERSITY OF NEW ENGLAND INCLUDES MAINE'S ONLY:-MASTER OF SCIENCE-PHYSICIAN ASSISTANT PROGRAM.-MASTER OF SCIENCE-NURSE ANESTHESIA PROGRAM-POST-BACCALAUREATE CERTIFICATE PROGRAM IN GERONTOLOGY AND ADDICTIONS COUNSELING.COLLEGE OF OSTEOPATHIC MEDICINE (COM):SINCE ITS FOUNDING IN 1978, THE COLLEGE HAS HAD AN EXTRAORDINARY IMPACT ON HEALTH CARE IN MAINE, NEW ENGLAND, AND THE NATION. GRADUATES OF COM HAVE DISTINGUISHED THEMSELVES AS RESIDENTS IN SOME OF THE FINEST AND MOST COMPETITIVE RESIDENCY TRAINING PROGRAMS THROUGHOUT THE UNITED STATES. MORE IMPORTANTLY, COM PHYSICIANS HAVE BEEN PUTTING THE PATIENT FIRST IN THEIR COMMUNITIES IN NEW ENGLAND AND THE NATION:MORE THAN 60% OF OUR GRADUATES PRACTICE IN PRIMARY CARE DISCIPLINES (I.E. FAMILY MEDICINE, GENERAL INTERNAL MEDICINE, AND PEDIATRICS, AND OBSTETRICS & GYNECOLOGY). STATE OF MAINE: 10% OF PRACTICING PHYSICIANS ARE COM GRADUATES, COMPRISING 15% OF MAINE'S PRIMARY CARE PHYSICIAN WORKFORCE. 25% OF COM GRADUATES PRACTICING IN MAINE SERVE IN RURAL AREAS.NEW ENGLAND: 17% OF COM GRADUATES ARE PRACTICING IN MEDICALLY UNDERSERVED AREAS.COM IS THE NUMBER ONE PROVIDER OF PHYSICIANS FOR THE STATE OF MAINE.THE COLLEGE FEATURES STATE-OF-THE-ART FACILITIES ON ITS PICTURESQUE AND TRANQUIL OCEANSIDE CAMPUS. TEACHING AND LEARNING ARE AT THE FOREFRONT AS STUDENTS BEGIN TO EXPERIENCE COM'S INNOVATIVE PATIENT-FIRST CURRICULUM IN OUTSTANDING ON-CAMPUS CLINICAL LEARNING LABORATORIES FOR CLINICAL SKILLS, ANATOMY, AND OSTEOPATHIC MANIPULATIVE MEDICINE.CENTERS OF EXCELLENCE IN THE NEUROSCIENCES AS WELL AS COMMUNITY AND POPULATION HEALTH AUGMENT THE RESEARCH MISSION OF THE COLLEGE AND PROVIDE OPPORTUNITIES FOR STUDENTS TO WORK WITH OUTSTANDING RESARCH FACULTY.COLLEGE OF GRADUATE STUDIES - PUBLIC HEALTH:THE MISSION OF THE GRADUATE PROGRAMS IN PUBLIC HEALTH AT THE UNIVERSITY OF NEW ENGLAND IS TO IMPROVE THE HEALTH AND PROMOTE THE WELL BEING OF INDIVIDUALS, FAMILIES AND COMMUNITIES THROUGH EDUCATION, RESEARCH AND SERVICE.THE COLLEGE OF GRADUATE STUDIES IS INITIALLY FOCUSING ON BUILDING STRENGTHS IN FOUR BROADLY DEFINED DISCIPLINES, THEY ARE THE CENTERS FOR LAND-SEA INTERACTIONS, NEUROSCIENCE, GLOBAL HUMANITIES, AND COMMUNITY AND PUBLIC HEALTH, THE SCHOOL'S MASTERS PROGRAM IN MARINE SCIENCE HAS RECENTLY RECEIVED A PRESTIGIOUS NATIONAL SCIENCE FOUNDATION TRAINING GRANT THAT WILL ALLOW IT TO BUILD A PH.D. PROGRAM. COLLEGE OF PHARMACY:THE COLLEGE OF PHARMACY BUILDING IS THE FIRST AND ONLY FACILITY IN MAINE DEVOTED ENTIRELY TO ACADEMIC STUDIES AND RESEARCH IN THE FIELD OF PHARMACY. THE COLLEGE IS A LEADING EDUCATOR OF THE NEXT GENERATION OF PHARMACISTS. STUDENTS IN THE PROGRAM MASTER A VARIETY OF TOPICS RELATED TO MEDICATION USE INCLUDING DISEASE MANAGEMENT, PHARMACOLOGY, PHARMACOGENOMICS, AND PHARMACY INFORMATICS.THE CURRICULUM IS DEDICATED TO HELPING OUR STUDENTS ACHIEVE OUTCOMES SUITED FOR THEIR INDIVIDUAL INTERESTS AND CAREER ASPIRATIONS. THE DOCTOR OF PHARMACY PROGRAM COMBINES INTERDISCIPLINARY EDUCATION WITH EXPERIENTIAL PRACTICE AND RESULTS IN A PHARMACIST PREPARED FOR THE RIGORS OF AN INTERPROFESSIONAL HEALTH MANAGEMENT TEAM.COLLEGE OF ARTS AND SCIENCES:THE COLLEGE OF ARTS AND SCIENCES OFFERS A BROAD SPECTRUM OF PROGRAMS IN THE LIBERAL ARTS AND SCIENCES, PROMOTING KNOWLEDGE AND UNDERSTANDING OF THE WORLD AND PROVIDING PERSPECTIVES ON ISSUES FROM MULTIPLE VIEWPOINTS. A UNE ARTS AND SCIENCES STUDENT ENGAGES IN INTELLECTUAL STUDY AND PREPARES FOR A REWARDING, PRODUCTIVE LIFE AS WELL AS FOR A PROFESSION OR GRADUATE SCHOOL.THE MARINE SCIENCE AND RESEARCH CENTER IS THE ONLY FACILITY OF ITS KIND ON ANY UNIVERSITY CAMPUS, GIVING RESEARCHERS A UNIQUE OPPORTUNITY TO CREATE IMPORTANT NEW KNOWLEDGE IN MARINE SCIENCE, THE ENVIRONMENT AND HUMAN HEALTH. THIS FACILITY TRULY PROVIDES A WINDOW TO THE SEA.UNE STUDENTS, FACULTY AND STAFF CONTRIBUTE THOUSANDS OF HOURS OF COMMUNITY SERVICE EACH YEAR THROUGH THE VOLUNTEER WORK AND SERVICE LEARNING.THE UNIVERSITY CONTRIBUTES TO THE INTELLECTUAL AND CULTURAL LIFE OF THE COMMUNITY THROUGH DOZENS OF EVENTS AND PROGRAMS EACH YEAR OPEN TO THE COMMUNITY.WESTBROOK COLLEGE OF HEALTH PROFESSIONS:THE WESTBROOK COLLEGE OF HEALTH PROFESSIONS OFFERS UNDERGRADUATE PROGRAMS IN DENTAL HYGIENE, NURSING, APPLIED EXERCISE SCIENCE AND ATHLETIC TRAINING, AND GRADUATE PROGRAMS IN NURSE ANESTHESIA, OCCUPATIONAL THERAPY, PHYSICAL THERAPY, PHYSICIAN ASSISTANT AND SOCIAL WORK. THE COLLEGE OFFERS PROGRAMS OF STUDY ON THE PORTLAND CAMPUS, BIDDEFORD CAMPUS, AND THROUGH MULTIPLE DISTANCE-LEARNING FORMATS. ALL OF THE PROGRAMS ARE SUPPORTED BY THE OFFICE OF CONTINUING PROFESSIONAL EDUCATION (CPE), AND STATE-OF-THE-ART TECHNOLOGY AND TEACHING PRACTICES INCORPORATED IN THE CLINICAL SIMULATION PROGRAM (CSP). COLLEGE OF DENTAL MEDICINE:THE COLLEGE OF DENTAL MEDICINE IS EXPECTED TO ENROLL ITS FIRST CLASS IN THE FALL OF 2013. ITS FOUNDING DEAN WAS HIRED IN MARCH 2011 TO OVERSEE ITS CURRICULUM, DEVELOPMENT, AND ACCREDITATION. THE CURRICULUM OF THE NEW COLLEGE OF DENTAL MEDICINE WILL BE A BLEND OF TIME-TESTED METHODS AND NEW INNOVATIONS IN DENTAL EDUCATION. THE STUDENTS WILL BE TREATED AS MEMBERS OF THE PROFESSION FROM DAY ONE. THEY WILL BENEFIT FROM A COMPREHENSIVE EDUCATION IN THE BASIC AND BEHAVIORAL SCIENCES, AND WILL UNDERSTAND AND APPRECIATE THE MANY CONNECTIONS BETWEEN ORAL HEALTH AND OVERALL HEALTH. STUDENTS WILL ENJOY EXTENSIVE PRACTICAL EXPERIENCE, FROM PROVIDING CARE TO A SIMULATED PATIENT IN THE FIRST YEAR; TO PROVIDING DIRECT PATIENT CARE IN PATIENT-CENTERED GENERAL PRACTICE TEAMS IN OUR ORAL HEALTH CENTER THROUGH THE SECOND AND THIRD YEARS; TO EXTENDING THEIR CLINICAL EXPERIENCE INTO THE COMMUNITY DURING THEIR FOURTH YEAR, WORKING AND LIVING IN COMMUNITIES THROUGHOUT NORTHERN NEW ENGLAND AND BEYOND.RESEARCH:UNE IS ONE OF 24 MEMBERS OF THE MAINE MARINE RESEARCH COALITION (MMRC), FORMED TO STRENGTHEN MAINE'S CAPACITY TO CONDUCT CUTTING-EDGE MARINE RESEARCH, INCREASE COLLABORATION AND INTERACTION AMONG MARINE-BASED RESEARCH INSTITUTIONS THROUGHOUT THE STATE, AND INCREASE THE VISIBILITY OF MARINE-RELATED INDUSTRIES STATE WIDE.THE UNIVERSITY OF NEW ENGLAND'S COLLEGE OF OSTEOPATHIC MEDICINE IS ONE OF FOUR MEMBERS OF THE MAINE BIOMEDICAL RESEARCH COALITION, CREATED TO FOSTER BIOMEDICAL RESEARCH IN MAINE AS AN IMPORTANT PART OF THE CURRENT AND FUTURE MAINE ECONOMY. THE SIX INSTITUTIONS ARE CONDUCTING RESEARCH ON EVERY MAJOR DISEASE, INCLUDING CANCER, HEART DISEASE, DIABETES, HYPERTENSION, ALZHEIMER'S DISEASE, CYSTIC FIBROSIS, AND GLAUCOMA. THE RESULT WILL BE BETTER HEALTH AND LONG-TERM ECONOMIC BENEFITS TO THE REGION.UNE RECEIVES GRANTS FROM A NUMBER OF PRESTIGIOUS NATIONAL SOURCES INCLUDING NASA, NATIONAL SCIENCE FOUNDATION, U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES, THE NATIONAL INSTITUTES OF HEALTH, AND THE NATIONAL ENDOWMENT FOR THE HUMANITIES. 20531883 23336824 AUXILIARY SERVICES FOR THE DELIVERY OF HIGHER EDUCATION INCLUDE ROOM AND BOARD FOR OVER 1,000 STUDENTS:THE MISSION IS TO WORK IN PARTNERSHIP WITH RESIDENT STUDENTS TO CREATE A HEALTHY AND POSITIVE RESIDENTIAL COMMUNITY THAT ENHANCES ACADEMIC PURSUITS AND PROVIDES OPPORTUNITIES FOR PERSONAL, SOCIAL AND SPIRITUAL GROWTH. THE GOAL IS TO PROMOTE AN ATMOSPHERE ROOTED IN CIVILITY AND PERSONAL RESPONSIBILITY, AND ENCOURAGE REFLECTIVE THINKING AND ACTIVE INVOLVEMENT. THE STAFF STRIVES TO TEACH, MODEL, AND LEARN WITH THE STUDENTS THE VALUES OF COMMUNITY, INQUIRY, INTEGRITY, AND CARING. MAINTAINING A CLOSE RELATIONSHIP WITH STUDENT ACTIVITIES CREATES A POSITIVE IMPACT ON CAMPUS LIFE FOR THE ENTIRE UNIVERSITY. STUDENTS ARE ENCOURAGED TO ACTIVELY ENGAGE IN MANY ARENAS TO BECOME MORE DEEPLY INVOLVED IN THE UNIVERSITY, AND THEREBY IN THEIR OWN EDUCATION. THESE EXPERIENCES OUTSIDE THE CLASSROOM CAN TRULY ENHANCE THOSE EXPERIENCES STUDENTS HAVE WITHIN THE CLASSROOM.ADDITIONAL FACTS:UNIVERSITY OF NEW ENGLAND DINING SERVICES:USING INPUT FROM STUDENTS THROUGH COMMENT BOARDS, PERSONAL CONTACTS BETWEEN STUDENTS AND FOOD SERVICE MANAGERS, AND REGULAR MEETINGS WITH CAMPUS DINING ADVISORY COMMITTEES, THE UNIVERSITY'S DINING SERVICES IS ABLE TO STAY IN STEP WITH THE STUDENTS' NEEDS AND DESIRES. ALL NEW UNE STUDENTS ARE ENCOURAGED TO TAKE ADVANTAGE OF ANY OF THE ABOVE METHODS OF CONNECTING IN ORDER TO MAINTAIN AN INNOVATIVE AND CREATIVE DINING SERVICE MEET ALL OF STUDENT'S DIVERSE DIETARY CHOICES.E SERVICES:THE UNIVERSITY OF NEW ENGLAND OFFERS A NUMBER OF ON-LINE SERVICES FOR OUR STUDENTS, FACULTY AND STAFF:U-ONLINE - U-ONLINE PROVIDES STUDENTS, FACULTY, AND STAFF WITH SECURE, WEB-BASED ACCESS TO SELECTED ADMINISTRATIVE, ACADEMIC, AND EMPLOYEE RECORDS. U-ONLINE IS THE ONLY ON-LINE OFFICIAL WEB-BASED SOURCE OF INFORMATION FROM THE UNIVERSITY OF NEW ENGLAND. BLACKBOARD/WEBCT - THE BLACKBOARD LEARNING SYSTEM IS A COURSE MANAGEMENT SYSTEM WITH TEACHING AND LEARNING TOOLS FOR COURSE PREPARATION, DELIVERY, AND MANAGEMENT. MYUNE - MYUNE PROVIDES UNE STUDENTS, FACULTY AND STAFF WITH INTRANET AND INTERNET SERVICES, SUCH AS EMAIL, PERSONAL SCHEDULES, AND CAMPUS CALENDARS. 148848596 1 1 0 1 0 0 1 1 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 10282 0 1 3157 1 1 1 1 MO 0 0 0 0 0 0 0 0 X 25 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 ME X LEANNA FLEMING CONTROLLER 2076022063 11 HILLS BEACH ROAD BIDDEFORD ME 04005 MARK DOIRON 10.00 X X 0 0 0 KARIN A GREGORY JD MPH 1.00 X 0 0 0 SANDI GOOLDEN 1.00 X X 0 0 0 DANIEL C D'ENTREMONT 1.00 X X 0 0 0 RITA R COLWELL PHD 1.00 X 0 0 0 BRIAN K DALLAIRE PHARM D 1.00 X 0 0 0 DAVID L ANDERSON PHD 1.00 X 0 0 0 GARY E PALMAN DO 1.00 X 0 0 0 NANCY POND 1.00 X 0 0 0 MELINDA Y SMALL PHD 1.00 X 0 0 0 JOSEPH F KARPINSKI DDS 1.00 X 0 0 0 ROBERT T LEONARD JR DO 1.00 X 0 0 0 GERALD A TALBOT 1.00 X 0 0 0 CHARLES J KEAN III JD CPA 1.00 X 0 0 0 JAMES C NORWOOD JR 1.00 X 0 0 0 DIANE COLLINS FIELD 1.00 X 0 0 0 GROVER C GILMORE PHD 1.00 X 0 0 0 JOSEPH R KENNEALLY DMD 1.00 X 0 0 0 GAVIN KUNS 1.00 X 3966 0 0 BRYAN LUNA 1.00 X 0 0 0 RICHARD M RODERICK 1.00 X 0 0 0 CYNTHIA J MILLIKEN TAYLOR 1.00 X 0 0 0 MICHAEL A MOREL 1.00 X 0 0 0 DAVID M BIONDI DO 1.00 X 0 0 0 DANIELLE RIPICH PHD 40.00 X X 647872 0 38431 NICOLE LABBE-TRUFANT CPA 40.00 X 200956 0 16765 JOHN WILLIAMS PHD MED 40.00 X 224669 0 32534 GENE YONUSCHOT PHD 40.00 X 360148 0 0 MARC HAHN DO 40.00 X 335150 0 33514 JAMES KOELBL DDS MS MJ 40.00 X 333338 0 30905 PETER DANE DO 40.00 X 275372 0 34450 REBECCA ROWE PHD 40.00 X 271063 0 12471 DAVID WARD - FORMER 40.00 X 141530 0 66614 2794064 0 265684 107 1 1 0 ALLIEDCOOK CONSTRUCTION CORP PO BOX 1396 PORTLAND ME 04104 CONSTRUCTION 7500462 EMBANET-COMPASS KNOWLEDGE GROUP INC 225 SPARKS AVENUE TORONTO ONTARIO CA M2H 2S5 EDUCATIONAL CURRICULUM 5504412 WRIGHT-RYAN CONSTRUCTION INC 10 DANFORTH STREET PORTLAND ME 04101 CONSTRUCTION 5355370 SODEXHO INC & AFFILIATES PO BOX 360170 PITTSBURGH PA 152516170 FOOD SERVICE 4712158 ELLUCIAN COMPANY LP 13377 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 TECHNOLOGY SERVICES 3921618 27 14845 6372729 9297010 109201 15684584 TUITION AND FEES 900099 141451124 141451124 RESIDENCE AND DINING HALLS 900099 17849000 17849000 159300124 257989 257989 541823 242959 298864 298864 10035 288829 2807808 1382602 2554417 65141 253391 1317461 1570852 1570852 6975 14845 12441 -5466 -5466 HEALTH CENTERS 900099 4840667 4840667 CONFERENCES 900099 1223529 1223529 OTHER AUXILIARY INCOME 900099 929175 929175 647157 647157 7640528 184747475 164787948 10035 4264908 34002977 34002977 2725913 1877085 524892 323936 59387078 55035136 3028843 1323099 3142188 2879090 179777 83321 8393110 7703550 489371 200189 4103955 3760327 234804 108824 553208 276604 276604 125651 125651 8501 8501 1001100 886246 81128 33726 4194786 4104352 64067 26367 3950464 1975232 1975232 75507 75507 2760359 2570910 121888 67561 920042 645635 149059 125348 5076292 5076069 223 7654621 7654621 931661 464853 466808 OTHER FEES AND PERMITS 5326568 126283 5151964 48321 UTILITIES 3901840 3763186 120212 18442 ROOM AND BOARD 3657263 3657263 SOFTWARE AND SMALL EQUI 2951953 1813373 1112021 26559 11055453 10500297 261892 293264 165900490 148848596 14372714 2679180 39290740 41481802 7539919 7255610 3377555 3722344 15114684 15207104 1516010 1147097 257389795 73960006 169205551 183429789 30070048 34397945 7672947 6586010 273787454 293227701 18023781 16998233 491488 1779410 8823338 9772403 110948042 106785078 2184389 1989702 10558395 10476149 151029433 147800975 X 92692588 112444205 6329144 8868605 23736289 24113916 122758021 145426726 273787454 293227701 18846985 3821720 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 8501 0 0 8501 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: SEEKING EDUCATIONAL GRANT FUNDS. X 3 181.00 1 0 151567 X X X X 0 27113621 508404 3855754 651645 30826134 28493638 878151 -1416717 664288 177163 27113621 23369720 546191 5586895 968884 40284 28493638 21235531 682404 2746026 436000 858241 23369720 28622866 151746 -7539081 21235531 0.06730 0.77730 0.15540 1 0 4808595 4808595 208231625 55050648 153180977 26212449 17712988 8499461 18137126 1196370 16940756 183429789 REFUNDABLE STUDENT LOAN PROGRAMS 9523253 ASSET RETIREMENT OBLIGATIONS 952896 10476149 X 154821618 3821720 255400 4077120 150744498 34002977 34002977 184747475 132152913 255400 255400 131897513 34002977 34002977 165900490 PART III, LINE 1A: THE POLICY OF NOT REPORTING WORKS OF ART IS REFLECTED IN THE FINANCIAL STATEMENTS. PART III, LINE 4: THE UNIVERSITY HOUSES THE MAINE WOMEN WRITERS COLLECTION OF LITERATURE. THERE IS ALSO AN ART GALLERY THAT EXHIBITS PAINTING AND OTHER WORKS OF ART. THESE COLLECTIONS AND EXHIBITS FURTHER THE LIBERAL ARTS CURRICULUM AND SCHOLARLY ACTIVITIES. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PART V, LINE 4: THE UNIVERSITY USES INCOME FROM ITS ENDOWMENT IN ACCORDANCE WITH THE DONORS' WISHES. MOST OF THE DONOR RESTRICTED INCOME IS FOR STUDENT SCHOLARSHIPS. IF THE DONOR MAKES NO RESTRICTIONS OR IF THE ENDOWMENT IS BOARD CREATED, THE INCOME IS USED FOR SCHOLARSHIPS AND/OR GENERAL USE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM INCOME TAXES UNDER INTERNAL REVENUE CODE (CODE) SECTION 501(C)(3) WHEREBY ONLY UNRELATED BUSINESS INCOME, AS DEFINED BY SECTION 512(A)(1) OF THE CODE IS SUBJECT TO FEDERAL INCOME TAX. FASB ASC TOPIC 740, INCOME TAXES CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS AND PRESCRIBES A THRESHOLD OF MORE-LIKELY-THAN-NOT FOR RECOGNITION OF TAX BENEFITS OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. ASC TOPIC 740 ALSO PROVIDES RELATED GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURE. BASED ON ITS ANALYSIS, THE UNIVERSITY HAS DETERMINED THAT THE ADOPTION OF ASC 740 DOES NOT HAVE A MATERIAL IMPACT TO ITS FINANCIAL STATEMENTS. HOWEVER, THE UNIVERSITY'S CONCLUSIONS MAY BE SUBJECT TO REVIEW AND ADJUSTMENT AT A LATER DATE BASED ON FACTORS INCLUDING, BUT NOT LIMITED TO, FURTHER IMPLEMENTATION GUIDANCE EXPECTED FROM FASB AND ON-GOING ANALYSES OF TAX LAWS, REGULATIONS AND INTERPRETATIONS THEREOF. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL INCOME AND EXPENSES NETTED 242,959. FUND RAISING EXPENSES 12,441. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 34,002,977. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 242,959. FUND RAISING EXPENSE 12,441. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 34,002,977. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 PUBLICIZED IN EMPLOYMENT ADS, BROCHURES, CATALOGS, ETC. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES TITLE IV AND TITLE VII EDUCATIONAL ASSISTANCE FOR ITS STUDENTS. GOLF TOURNAMEMT 21820 14845 6975 12441 21820 14845 6975 12441 12441 -5466 1 SCHOLARSHIPS AND GRANTS TO STUDENTS ATTENDING THE UNIVERSITY 2642 34002977 FMV PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UNIVERSITY'S OFFICE OF STUDENT FINANCIAL SERVICES AWARDS ALL FEDERAL AND STATE FINANCIAL AID GRANTS IN ACCORDANCE WITH THE FEDERAL AND STATE REGULATIONS. DONOR RESTRICTED GRANTS ARE AWARDED IN ACCORDANCE WITH THE DONOR'S WISHES. X X X 1 1 X X X X X X 0 1 0 0 0 0 0 1 0 DANIELLE RIPICH PHD 481291 0 0 0 166581 0 20000 0 18431 0 686303 0 0 0 NICOLE LABBE-TRUFANT CPA 187029 0 10000 0 3927 0 16191 0 574 0 217721 0 0 0 JOHN WILLIAMS PHD MED 220033 0 0 0 4636 0 18134 0 14400 0 257203 0 0 0 GENE YONUSCHOT PHD 360148 0 0 0 0 0 0 0 0 0 360148 0 0 0 MARC HAHN DO 326637 0 0 0 8513 0 20000 0 13514 0 368664 0 0 0 JAMES KOELBL DDS MS MJ 332611 0 0 0 727 0 16409 0 14496 0 364243 0 0 0 PETER DANE DO 274645 0 0 0 727 0 20000 0 14450 0 309822 0 0 0 REBECCA ROWE PHD 270896 0 0 0 167 0 8528 0 3943 0 283534 0 0 0 DAVID WARD - FORMER 138197 0 0 0 3333 0 11452 0 55162 0 208144 0 0 0 PART I, LINE 1A SOCIAL CLUB DUES, WHOSE MEMBERS ARE BUSINESS LEADERS IN THE LOCAL COMMUNITY, FOR THE PRESIDENT. HOUSING RESIDENCES PROVIDED FOR CONVENIENCE OF THE UNIVERSITY, FOR THE PRESIDENT AND THE FORMER KEY EMPLOYEE. BENEFIT FROM TUITION EXCHANGE PROGRAM FOR THE FORMER KEY EMPLOYEE, WHICH IS AVAILABLE TO ALL QUALIFIED UNIVERSITY EMPLOYEES. GROSS-UP PAYMENT FOR THE SOCIAL CLUB DUES FOR THE PRESIDENT. GROSS-UP PAYMENT FOR A CELL PHONE STIPEND FOR THE TOP FINANCIAL OFFICIAL WHICH IS AVAILABLE TO ALL QUALIFIED UNIVERSITY EMPLOYEES. PART I, LINE 4B THE UNIVERSITY HAS A NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN FOR THE PRESIDENT FOR WHICH THE UNIVERSITY DISBURSED $128,996 ENCOMPASSING THE THREE YEAR PERIOD ENDED MAY 31, 2012. PART I, LINE 7 A BONUS DISBURSED TO THE TOP FINANCIAL OFFICIAL. BONUSES ARE DISCRETIONARY IN NATURE AND ARE APPROVED BY THE PRESIDENT. A MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560425TL4 2004-06-03 15595000 AUTHORITY 2004A, REFINANCE 1995A BONDS 0 0 0 B MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560425B58 2006-04-06 9435000 AUTHORITY 2006B, RESIDENCE HALL 0 0 0 C MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560427EU4 2012-06-28 4340000 AUTHORITY 2012A REFINANCE 2002B 0 0 0 D MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560425G20 2006-09-07 12355000 AUTHORITY 2006F, RESIDENCE HALL 0 0 0 A 15897354 1209500 14475859 56161 1525835 2004 0 1 0 1 B 9738078 602436 31487 8956312 147843 2006 0 0 1 1 C 5265964 342425 4860880 41049 21610 2003 0 0 0 1 D 12746890 825103 36389 11861554 188793 2006 0 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 1 0 0 0 0 0 D 0 0 1 0 0 0 0 0 A 0 0 0 1 0 0 1 FSA 21.000000000000 1 0 0 B 0 0 0 1 0 0 1 FSA 30.000260000000 1 0 0 C 0 0 0 1 0 0 1 FSA 20.000000000000 1 0 0 D 0 0 0 1 0 0 1 FSA 30.000000000000 1 0 0 A 0 B 0 C 0 D 0 A MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560525Z78 2008-06-19 24605000 AUTHORITY 2008C, ACADEMIC BLGS, SCHOOL OF PHARMACY 0 0 0 B MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560427GE0 2010-11-17 28650000 AUTHORITY 2009A, RESIDENCE HALL AND SYNTHETIC TURF FIELD 0 0 0 C MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560427NM4 2011-11-30 23220000 AUTHORITY 2011C, REFINANCE 2001A AND 2001D 0 0 0 D MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560427WV4 2013-05-23 6025000 AUTHORITY 2013A REFINANCE 2003D 0 0 0 A 24013353 1517200 222163 21407408 274382 2008 0 0 0 1 B 28778825 1920350 271900 25237306 162910 2009 0 0 0 1 C 23518619 1739150 23916012 93965 146644 2011 0 0 0 1 D 8158252 758225 7353315 21873 23839 0 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 0 0 0 1 0 0 0 GE FUNDING CAPITAL 30.000000000000 0 0 0 B 0 0 0 1 0 0 0 30.000000000000 0 0 C 0 0 0 1 1 0 0 20.000000000000 0 0 D 0 0 0 1 0 0 0 0 0 A 0 B 0 C 0 D 0 DAVID WARD FORMER KEY EMPLOYEE 35945 TUITION EXCHANGE PROGRAM BENEFIT TUITION EXCHANGE PROGRAM BENEFIT X 8 97201 SALE OF STOCK X PIANOS 1 12000 FAIR VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING, THE 990 IS REVIEWED BY THE LEGAL AFFAIRS/AUDIT COMMITTEE OF THE BOARD AND IS MADE AVAILABLE TO EACH MEMBER OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST REPORT ON AN ANNUAL BASIS. THE REPORTS ARE REVIEWED BY THE LEGAL AFFAIRS/AUDIT COMMITTEE, WHO, IN TURN, COMMUNICATES ANY CONFLICTS TO THE FULL BOARD. SHOULD AN ISSUE ARISE IN WHICH A BOARD MEMBER OR KEY EMPLOYEE HAS A CONFLICT, THE INDIVIDUAL IS REQUIRED TO RECUSE THEMSELVES FROM ANY AND ALL ACTIVITIES RELATED TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY HIRED AN OUTSIDE CONSULTING FIRM AND CREATED A COMPENSATION COMMITTEE TO MAKE EVERY EFFORT TO ENSURE THAT THE PRESIDENT'S COMPENSATION IS REASONABLE, FAIR AND EQUITABLE. MINUTES ARE KEPT FOR THE COMPENSATION COMMITTEE MEETINGS. THE PRESIDENT'S COMPENSATION IS ALSO APPROVED BY THE FULL BOARD. THE PRESIDENT OF THE UNIVERSITY SETS SALARIES FOR KEY EXECUTIVES AND ANNUALLY REVIEWS INDEPENDENT SALARY DATA FROM SIMILAR INSTITUTIONS TO ENSURE THAT SALARIES AND WAGES ARE WITHIN THE APPROPRIATE RANGE. CONTEMPORANEOUS DOCUMENTATION OF THIS PROCESS IS MAINTAINED. FORM 990, PART VI, SECTION C, LINE 18 INFORMATION IS AVAILABLE ON WWW.GUIDESTAR.ORG. INFORMATION IS FORWARDED TO ANYONE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. THE FINANCIALS ARE AVAILABLE IN THE LIBRARY OR ON THE WEB. THE WEBSITE IS WWW.GUIDESTAR.ORG. MISSION AND CORE VALUES STATEMENT: FORM 990 PAGE 2, PART III-ORGANIZATION'S MISSION-CONTINUED CORE VALUES STATEMENT THE UNIVERSITY OF NEW ENGLAND VALUES STUDENT-CENTERED, MULTI-DISCIPLINARY AND INTERDISCIPLINARY PROGRAMS THAT MEET THE HIGHEST ETHICAL STANDARDS TO ACHIEVE EXCELLENCE IN SUPPORT OF AN INTEGRATIVE APPROACH TO THE LIBERAL ARTS, HEALTH AND THE ENVIRONMENT, AS WELL AS SCHOLARSHIP AND RESEARCH. STUDENT CENTERED *PERSONAL CONTACT WITH COMMUNITY *GENUINE PERSONAL RELATIONSHIPS *EXPERIENTIAL LEARNING *LIFE-LONG LEARNING EXCELLENCE AND INNOVATION *QUALITY ACADEMICS *RESPECT FOR NEW IDEAS *CRITICAL THINKING *ENTREPRENEURIAL *AGILITY AND FLEXIBILITY INTERDISCIPLINARY *INTEGRATION *SEEK CONNECTIONS ACROSS DISCIPLINES INTEGRITY AND ETHICAL BEHAVIOR *HONESTY, RESPECT, TRUST *ACADEMIC FREEDOM GLOBAL COMMUNITY & DIVERSITY *EMBRACE & LEARN FROM DIVERSITY *SERVICE & CIVIC ENGAGEMENT *SOCIAL JUSTICE *NON-DISCRIMINATORY HEALTH AND WELLNESS *WHOLE PERSON WELLNESS *OSTEOPATHIC HEALING *INTEGRATIVE HEALTH CARE ENVIRONMENTAL STEWARDSHIP *HEALTHY ENVIRONMENTS *SUSTAINABILITY SCHOLARSHIP AND RESEARCH *CREATE NEW KNOWLEDGE *COLLABORATION