2014-05-13T09:17:28-05:00 2013-06-30 990 2012-07-01 066414276 YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST YALE 2034325530 C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 LUCY A LUCKERYALE UNIV AS TRUSTEE 2034325530 2014-05-13 2012 2015-11-30 17:44:51Z YALE UNIVERSITY TRUSTEE C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 376293626 0 X N/A X 1994 CT TO PROMOTE AND SUPPORT THE OBJECTIVES, PHILOSOPHIES AND BEST INTERESTS OF YALE UNIVERSITY. YALE UNIVERSITY IS A TAX EXEMPT ENTITY UNDER IRC SECTION 501(C)(3). 0 0 0 0 -972558 -952584 0 0 25830270 22007194 14210974 29776738 4720651 6123860 44761895 57907792 0 0 0 0 0 0 0 0 0 29622859 35921234 29622859 35921234 15139036 21986558 354292564 393708990 0 0 354292564 393708990 X THE PURPOSE OF THE YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST (YURHBCT) IS TO PROMOTE AND SUPPORT THE OBJECTIVES, PHILOSOPHIES AND BEST INTERESTS OF YALE UNIVERSITY, WHICH IS THE DONOR OF ASSETS HELD, MANAGED AND INVESTED BY THE 501(A) TRUST AND WHICH IS A TAX-EXEMPT ORGANIZATION UNDER IRC SECTION 501(C)(3). THE TRUST WILL HOLD, MANAGE AND INVEST CERTAIN ASSETS CONTRIBUTED BY YALE, AND WILL APPLY THE NET INCOME AND PRINCIPAL OF SUCH PROPERTY FOR THE SUPPORT AND BENEFIT OF YALE BY PAYING INSURANCE PREMIUMS, ADMINISTRATIVE EXPENSES, OR DIRECT REIMBURSEMENT OF MEDICAL CLAIMS FOR RETIRED FORMER EMPLOYEES AS PROVIDED UNDER YALE UNIVERSITY RETIREE MEDICAL REIMBURSEMENT PLANS. 0 0 30586599 22007194 THE EXPENSES REPRESENT THE HEALTH BENEFITS (HOSPITALIZATION, PHYSICIAN SERVICES AND MAJOR MEDICAL IN EXCESS OF MEDICARE COVERAGE, AND/OR ALL OR A PORTION OF MEDICARE PART B PREMIUMS) PROVIDED TO RETIRED EMPLOYEES.THE MAJORITY OF REVENUE REPRESENTS THE CONTRIBUTIONS FROM YALE UNIVERSITY, TRUSTEE OF THE TRUST, WHICH WILL BE USED TO FUND POSTRETIREMENT HEALTH BENEFITS FOR RETIRED EMPLOYEES OF YALE UNIVERSITY PURSUANT TO THE UNIVERSITY BENEFIT PLANS.THE NUMBER OF ACTIVE, RETIRED OR SEPARATED PARTICIPANTS RECEIVING BENEFITS OR ENTITLED TO FUTURE BENEFITS AS OF 6/30/13 IS 17,266. 30586599 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 6 0 1 0 1 1 0 0 0 0 0 0 0 0 0 X 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X SHAUNA R KING YALE UNIVERSITY 2034321096 25 SCIENCE PARK 150 MUNSON STREET NEW HAVEN CT 06511 X YALE UNIVERSITY 5.00 X 0 0 0 0 0 0 0 0 0 0 HEWITT ASSOCIATES PO BOX 95135 CHICAGO IL 606945135 ACTUARIAL 384476 EXPRESS SCRIPTS HOLDING COMPANY 100 PARSONS POND DR FRANKLIN LAKES NJ 07417 ADMINISTRATIVE 356247 CHIEFTAIN ASSET MANAGEMENT INC 12E 49TH ST SUITE 4 NEW YORK NY 100171028 INVESTMENT MANAGEMENT 205043 AETNA INC PO BOX 70944 CHICAGO IL 606730944 ADMINISTRATIVE 120010 4 EMPLOYER CONTRIBUTIONS 525100 18211477 18211477 PARTICIPANT CONTRIBUT. 525100 3795717 3795717 22007194 1408799 1408799 346753773 318385834 28367939 28367939 28367939 OTHER INVESTMENTS 523000 6123860 -972558 7096418 6123860 57907792 22007194 -972558 36873156 107668 107668 4100235 4100235 151720 151720 POSTRETIRE HEALTH BEN. 30586599 30586599 OTHER ADMIN. EXPENSE 743157 743157 CONTRACT ADMIN. FEES 222273 222273 TAXES ON UBTI 9582 9582 35921234 30586599 5334635 0 70837 107653450 105258748 246639114 288379405 354292564 393708990 0 0 X 354292564 393708990 354292564 393708990 354292564 393708990 21986558 17429868 0 X 0 0 0 X X X 0 0 0 YALE UNIVERSITY 060646973 2 1 1 1 35921234 1 35921234 SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART I, LINE 1H: THE PURPOSE OF THE YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST (YURHBCT) IS TO PROMOTE AND SUPPORT THE OBJECTIVES PHILOSOPHIES AND BEST INTERESTS OF YALE UNIVERSITY, WHICH IS THE DONOR OF THE ASSETS HELD, MANAGED AND INVESTED BY THE 501(A) TRUST AND WHICH IS A TAX EXEMPT ORGANIZATION UNDER IRC SECTION 501(C)(3). CONTRIBUTIONS RECEIVED FROM YALE AND PARTICIPANTS ARE PAID TO FUND POSTRETIRMENT HEALTHCARE BENEFITS. TOTAL EXPENSES OF THE TRUST REPORTED ON PART IX, LINE 25(A) IS REPORTED ON SCHEDULE A, PART I, LINE 11H (VII), AMOUNT OF SUPPORT, AND REPRESENTS EXPENSES PAID FOR THE BENEFIT OF YALE UNIVERSITY. 0 COMMON COLLECTIVE TRUSTS 11496998 F LIMITED PARTNERSHIPS/JOINT VENTURE INTERESTS 276882407 F 288379405 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 74554986 0 0 0 0 0 0 74554986 0 74554986 1 0 1 1 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE YALE UNIVERSITY FINANCE OFFICE PREPARED AND REVIEWED THE FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION A, LINE 1: YALE UNIVERSITY, AS TRUSTEE OF THE YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST, IS THE ONLY MEMBER OF THE ORGANIZATION. YALE UNIVERSITY IS ALSO DONOR OF THE ASSETS HELD, MANAGED AND INVESTED BY THE TRUST. FORM 990, PART VI, SECTION B, LINE 12C YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST (YURHBCT) DOES NOT HAVE ANY EMPLOYEES, VOLUNTEERS, OFFICERS OR DIRECTORS. YALE UNIVERSITY, THE TRUSTEE OF YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST (YURHBCT), HAS A WRITTEN CONFLICT OF INTEREST POLICY. THE YALE CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, KEY EMPLOYEE AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 13: YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST (YURHBCT) DOES NOT HAVE ANY EMPLOYEES, VOLUNTEERS, OFFICERS OR DIRECTORS. YALE UNIVERSITY, TRUSTEE OF YURHBCT, HAS A WRITTEN WHISTLEBLOWER POLICY. ANY EMPLOYEES OF YALE UNIVERSITY WHO DEAL WITH YURHBCT ARE SUBJECT TO YALE UNIVERSITY'S WRITTEN POLICIES AND PROCEDURES. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19: THE ORGANIZATION'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, AND FINANCIAL STATEMENTS, TO THE EXTENT PROVIDED AS A PART OF ITS EXEMPTION APPLICATION OR ANNUAL FORM 990, ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE YALE UNIVERSITY STANDARDS OF BUSINESS CONDUCT IS AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST. FORM 990, PART VIII, LINE 11 BUSINESS ACTIVITY CODE 236000 310000 446199 453000 517000 523000 531310 531390 623000 713910 721110 900002 900099 FORM 990, PART VIII, LINE 7: GROSS AMOUNT FROM SALES OF ASSETS OTHER THAN INVENTORY (I) SECURITIES: THE CAPITAL GAINS AND LOSSES RESULT PRIMARILY FROM THE SALES OF PUBLICLY TRADED SECURITIES INCLUDING COMMON STOCKS AND REGISTERED INVESTMENT COMPANIES' SHARES. 3C CORPORATION C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 412046529 INVESTMENT DC 501(C)(3) 11, TYPE I YALE UNIVERSITY 0 5C CORPORATION C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 200763050 INVESTMENT DC 501(C)(3) 11, TYPE I YALE UNIVERSITY 0 ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 066078326 ENCOURAGES AND SOLICITS CONTRIBUTIONS TO OR FOR YALE UNIVERSITY CT 501(C)(3) 11, TYPE I YALE UNIVERSITY 0 CHAPEL COMPANY C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 061532073 INACTIVE CT 501(C)(2) N/A YALE UNIVERSITY 0 CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF YALE SCHOOL OF MGMT C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 582617787 PROVIDES RESEARCH AND PEER-DRIVEN EDU. PROGRAMS TO BUSINESSES DE 501(C)(3) 11, TYPE I YALE UNIVERSITY 0 GRUBER FOUNDATION THE C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 451540594 SUPPORTS HIGHER EDUCATION CT 501(C)(3) 11, TYPE I YALE UNIVERSITY 0 HEALTH BENEFITS HOLDINGS INC C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 061559155 INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY 0 HR PROPERTIES INC C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 061341463 INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY 0 JANE COFFIN CHILDS MEMORIAL FUND FOR MEDICAL RESEARCH C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 066034840 SUPPORTS MEDICAL AND SCIENTIFIC RESEARCH CT 501(C)(3) PF YALE UNIVERSITY 0 PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 223783661 PROMOTES AND SUPPORTS STUDY OF BRITISH ART AND ARCHITECTURE UK 501(C)(3) N/A YALE UNIVERSITY 0 PROSPECT STREET HOLDINGS INC C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 061424260 TITLE HOLDING COMPANY CT 501(C)(2) N/A YALE UNIVERSITY 0 STAFF RETIREMENT HOLDINGS INC C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 061559156 INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY 0 THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 066032565 PROMOTES THE STUDY OF THE PHYSICAL, NATURAL AND MATHEMATICAL SCIENCES CT 501(C)(3) 11, TYPE II YALE UNIVERSITY 0 YALE SOUTHERN OBSERVATORY INC C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 066068906 RESEARCH AND EDUCATION CT 501(C)(3) 7 YALE UNIVERSITY 0 YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 060646973 EDUCATION, RESEARCH, COMMUNITY SERVICE CT 501(C)(3) 2 N/A 0 YALE UNIVERSITY ELIZABETHAN CLUB CORP C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 060332975 PROMOTES APPRECIATION OF LITERATURE AMONG MEMBERSHIP AND COMMUNITY CT 501(C)(3) 11, TYPE III - FI YALE UNIVERSITY 0 YALE UNIVERSITY PRESS LONDON C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 065208239 PUBLISHES SERIOUS WORKS UK 501(C)(3) N/A YALE UNIVERSITY 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0