2014-05-13T17:35:39-05:00 2013-06-30 221478099 COHNREZNICK LLP 1212 AVENUE OF THE AMERICAS NEW YORK NY 10036 990 2012-07-01 135562210 THE EDUCATIONAL ALLIANCE INC EDUC 6463954142 197 EAST BROADWAY NEW YORK NY 10002 ALAN VAN CAPELLE 6463954142 2014-05-13 1 THOMAS LANNING P00851654 2122970400 2012 2015-11-30 17:44:51Z THE 14TH STREET Y ALAN VAN CAPELLE 197 EAST BROADWAY NEW YORK NY 10002 48742623 0 X WWW.EDALLIANCE.ORG X 1889 NY THE EDUCATIONAL ALLIANCE CHANGES LIVES FOR THE BETTER AND ENRICHES THE COMMUNITIES OF DOWNTOWN MANHATTAN. EDUCATIONAL ALLIANCE EDUCATES, PROVIDES COMFORT AND SOCIAL SERVICES, EXPOSES PEOPLE TO THE ARTS, PROMOTES HEALTH AND WELL-BEING, AND BRINGS PEOPLE OF ALL AGES AND BACKGROUNDS TOGETHER TO LEARN, CREATE, AND PLAY. PROGRAMS INCLUDE HEAD START AND EARLY HEAD START, JEWISH PRESCHOOLS, AFTER-SCHOOL PROGRAMS, AN ART SCHOOL, FITNESS PROGRAMS, SENIOR CENTERS, A PROGRAM FOR MENTALLY ILL AND HOMELESS JEWISH ADULTS, DRUG TREATMENT AND COUNSELING. 38 36 958 1720 0 0 33394149 34373816 7044833 9386331 653874 632076 661648 39318 41754504 44431541 48272 208747 0 0 21863237 20877099 0 0 1088776 11110312 10353857 33021821 31439703 8732683 12991838 54358872 84791827 24846799 39675705 29512073 45116122 X THE EDUCATIONAL ALLIANCE CURRENTLY SERVES 50,000 NEW YORKERS ANNUALLY VIA 38 PROGRAMS, INCLUDING PRESCHOOLS, CAMPS, AFTER SCHOOL PROGRAMS, SENIOR CENTERS, HEALTH & WELLNESS PROGRAMS, ARTS & CULTURE CLASSES, COUNSELING SERVICES, AND ADDICTION RECOVERY PROGRAMS. ALL PROGRAMS FEATURE INTERGENERATIONAL AND CROSS-CULTURAL ACTIVITIES - BRINGING TOGETHER PEOPLE FROM DIFFERENT BACKGROUNDS AND AGE GROUPS, SO THEY CAN LEARN FROM AND WITH EACH OTHER. 0 0 7360277 6392387 THE 14TH ST Y: THIS EDUCATION ALLIANCE HUB IS THE ONLY JEWISH COMMUNITY CENTER SOUTH OF 14TH STREET. IN ADDITION TO SERVING BOTH CHILDREN AND THEIR FAMILIES WITH A PRESCHOOL AND A PARENTING FAMILY CENTER, THE Y PROVIDES YOUTH, FAMILIES AND SENIORS WITH ART CLASES, FITNESS CLASSES, AFTER-SCHOOL PROGRAMS, SUMMER DAY CAMPS, SPORTS LEAGUES AND A VARITEY OF JEWISH LIFE AND LEARNING PROGRAMS. 7265000 208747 92455 CHILDREN AND FAMILY SERVICES: THESE PROGRAMS FOCUS ON FACILITATION CHILDREN'S SOCIAL, EMOTIONAL, PHYSICAL AND INTELLECTUAL GROWTH AND ARE OFFERED IN A COMMUNITY CENTER, FOUR PUBLIC SCHOOLS, PUBLIC HOUSING AND THROUGH HOME-BASED SERVICES FOR INFANTS. HEAD START AND EARLY HEAD START PROVIDE AN ARRAY OF COMPREHENSIVE SERVICES TO FAMILIES WITH INFANTS AND YOUNG CHILDREN AS WELL AS TO EXPECTANT PARENTS SUCH AS DEVELOPMENTAL SCREENINGS, HEALTHY MEALS, PARENTING EDUCATION AND ASSISTANCE WITH SECURING EMPLOYMENT, HOUSING AND HEALTHCARE. 4969000 1993065 BEHAVIORAL HEALTH SERVICES: THIS COMPREHENSIVE PROGRAM IS BASED AT TWO RESIDENTIOAL THERAPEUTIC COMMUNITIES AND OUTPATIENT FACILITIES PROVIDING EDUCATION, COUNSELING, VOCATIONAL TRAINING, FAMILY REUNIFICATION AND ADDICTION SERVICES. OUTPATIENT SERVICES ALSO INCLUDE PREVENTION SERVICES TARGETING ADOLESCENTS AND SENIORS. 2369000 204703 OLDER ADULTS SERVICES: THESE PROGRAMS HELP OUR MOST FRAIL, VULNERABLE AND ELDERLY NEIGHBORS LIVE AS INDEPENDENTLY AS POSSIBLE AND WITH UTMOST DIGNITY. AHD ENHANCE THE QUALITY OF LIFE FOR ACTIVE, RECENTLY RETIRED SENIORS. THE PROGRAMS INCLUDE HIGH-QUALITY COMPREHENSIVE CASE MANAGEMENT SERVICES AND A VARIETY OF STIMULATING EDUCATIONAL, SOCIAL, RECREATIONAL AND CULTURAL PROGRMMING. THE SENIOR LIVE IN NEARBY HOUSING PROJECTS, LOW-INCOME COOPERATIVE, TENEMENTS AND THE ALLIANCE'S FEDERALLY FUNDED HOUSING. 2543000 7129 COMMUNITY SCHOOLS AND YOUTH SERVICES: THIS PROGRAM INCLUDES NINE CENTERS. ALL ARE PART OF THE ALLIANCE'S CHARTER WITH BOYS AND GIRLS CLUBS OF AMERICA AND MAKE USE OF THE COMMUNITY SCHOOL MODEL, WHICH BRINGS A BROAD AND CUSTOMIZED RANAGE OF SERVICES AND RESOURCES INTO THE PROGRAM AND ALLOWS THE ALLIANCE TO WORK WITH OTHER COMMUNITY PARTNERS TO PROVIDE MENTAL HEALTH TREATMENT, PARENTING AND AFTER-SCHOOL PROGRAM. 1112000 696592 MANNY CANTOR CENTER- LOCATED IN THE MAIN FACILITY AT 197 EAST BROADWAY. THIS EDUCATIONAL ALLIANCE HUB CONSIST OF A JEWISH PRESCHOOL, ARTS PROGRAM (THE ONLY ART SCHOOL ON THE LOWER EAST SIDE), SPORTS LEAGUES, THEATER, HEALTH AND FITNESS AND ADULT EDUCATIONAL CLASSES. 6024000 908424 25618277 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 301 0 1 958 1 0 0 0 0 0 1 1 0 0 0 0 X 38 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X MARK A ENSELMAN 2127802300 197 EAST BROADWAY NEW YORK NY 10002 ADAM D SOKOLOFF 2.00 X 0 0 0 BARBARA SALMANSON 2.00 X 0 0 0 CLYDE R BROWNSTONE 2.00 X 0 0 0 DARCY BRADBURY 3.00 X 0 0 0 ELINOR RATNER 2.00 2.00 X 0 0 0 ERICA TISHMAN 6.00 2.00 X 0 0 0 FREDERICK K MAREK 2.00 X 0 0 0 HAROLD KODA 2.00 X 0 0 0 HOWARD ZIMMERMAN 3.00 X 13572 0 0 IRVING SITNICK 2.00 X 0 0 0 JAMES F CRYSTAL 2.00 X 0 0 0 JAY M FURMAN 3.00 X 0 0 0 JEFFREY A TISCHLER 3.00 X 0 0 0 JENNY MORGENTHAU 2.00 X 0 0 0 JONATHAN ROSENZWEIG 6.00 1.00 X X 0 0 0 JOSEPH C LANCE 2.00 X 0 0 0 KARYN BENDIT 3.00 1.00 X 0 0 0 KATE J SOLOMON 2.00 X 0 0 0 LAUREN J WACHTLER 3.00 X 0 0 0 LINDA F LYNN 2.00 2.00 X 0 0 0 LIZ JAFFE 2.00 X 0 0 0 LYNN ALBSTEIN 2.00 X 0 0 0 MARA ENGEL WEDECK 2.00 X 22260 0 0 MARK C MORRIL 2.00 X X 0 0 0 MICHELLE M BARONE 2.00 2.00 X 0 0 0 NORMAN A DAWIDOWICZ 1.00 X 0 0 0 PATRICIA KENNER 2.00 X 0 0 0 PETER FINE 2.00 X 0 0 0 PHILIP ALTHEIM 3.00 X 0 0 0 RACHEL BLUTH 2.00 X 0 0 0 RICHARD A CANTOR 3.00 X 0 0 0 RUSSELL E MAKOWSKY 7.00 3.00 X X 0 0 0 RUTH HOROWITZ 3.00 X 0 0 0 SAMUEL W ROSENBLATT 3.00 2.00 X 0 0 0 STEPHEN M BANKER 2.00 X 0 0 0 STEVE MARVIN 2.00 X 0 0 0 THOMAS L BRODIE 2.00 X 0 0 0 TRICIA KALLETT 3.00 X 0 0 0 ROBIN BERNSTEIN 40.00 3.00 X 326404 0 42318 TIMOTHY ETTENHEIM 40.00 2.00 X 157514 0 41862 LYNN APPELBAUM 40.00 X 206298 0 42453 MAIDELLE GOODMAN BENAMY 40.00 X 210293 0 36181 STEPHEN ARNOFF 40.00 X 201433 0 34260 KARENNE E BERRY 40.00 X 118383 0 11835 LEE BOTNICK 40.00 X 129704 0 40026 NICCOLAS MERKERSON 40.00 X 107929 0 1248 RONALD WILSON 40.00 X 114677 0 22617 WENDY SELIGSON 40.00 X 109285 0 33603 1717752 0 306403 12 0 1 0 R C DOLNER LLC 120 BROADWAY SUITE 955 NEW YORK NY 10271 CONSTRUCTION CONTRACTOR 19229245 COHNREZNICK LLP 1212 AVENUE OF THE AMERICAS NEW YORK NY 10036 ACCOUNTING 310708 TANNEBAUM HELPERN SYRACUSE & HIRSCHTRITT 900 THIRD AVE NEW YORK NY 10022 LEGAL 269659 BLANK ROME LLP 600 NEW HAMPSHIRE AVE NW WASHINGTON DC 20037 LEGAL 149698 PETER FRANZESE 80 EAST 11TH STREET SUITE 601 NEW YORK NY 10003 ARCHITECT 118270 6 1016907 15301994 18054915 72327 34373816 PROGRAM SERVICE FEES 624200 9386331 9386331 9386331 501859 501859 137116 137116 0 4172008 4041791 130217 130217 130217 89100 1016907 132175 -43075 -43075 E-RATE 900099 65744 65744 MISCELLANEOUS INCOME 900099 16649 16649 82393 44431541 9468724 0 589001 208747 208747 1194831 982929 163343 48559 15393794 12663720 2104460 625614 581862 478670 79545 23647 2143546 1763390 293041 87115 1563066 1285858 213684 63524 37649 37649 398385 398385 64878 64878 1487286 1015361 357906 114019 93180 60037 20593 12550 1235550 1027454 136183 71913 2790340 2403053 356982 30305 589779 557136 29623 3020 188103 131243 56860 613982 434933 179049 403461 316300 83607 3554 PROGRAM SUPPLIES 1812463 1812463 PROFESSIONAL DEVELOPMEN 254219 199883 49380 4956 PROVISION FOR BAD DEBT 193740 193740 CLIENT ASSISTANCE 174938 83360 91578 15904 15904 31439703 25618277 4732650 1088776 2465112 7598199 6739430 10128804 15727363 1497263 1788499 36840448 730885 651333 14325448 5427042 26969141 8898406 7020313 4759249 414267 6921987 54358872 84791827 6052162 3208022 13677724 14236670 3987435 17792980 1129478 4438033 24846799 39675705 X 16419515 25703963 9595405 15915006 3497153 3497153 29512073 45116122 54358872 84791827 X 12991838 588392 2023819 X X 0 1 X 1 1 1 X 26816578 28742306 23876564 33394149 34373816 147203413 26816578 28742306 23876564 33394149 34373816 147203413 2003014 145200399 615742 529453 523543 286300 638975 2594013 739751 191910 337448 707057 171493 2147659 151945085 33201939 0.95560 0.97240 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4276000 659000 218000 4717000 4541000 -117000 148000 4276000 3863000 764000 86000 4541000 3948000 348000 433000 3863000 4965000 -780000 237000 3948000 0.74140 0.25860 0 0 465377 465377 4982930 2015731 2967199 3170644 931054 2239590 2834553 2480257 354296 2871944 2871944 8898406 INTERCOMPANY RECEIVABLE 6812517 SECURITY DEPOSITS 109470 6921987 DUE TO GOVERNMENT AGENCIES 1110710 INTERCOMPANY PAYABLES 3327323 4438033 X 49166825 588392 2721626 1490144 4800162 44366663 64878 64878 44431541 35680776 2721626 1815116 4536742 31144034 64878 230791 295669 31439703 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION'S OBJECTIVE IS TO MAINTAIN ITS ENDOWMENTS GENERATED FROM CONTRIBUTIONS OVER TIME IN ACCORDANCE WITH THE SPENDING AND INVESTMENT POLICIES ESTABLISHED BY THE ORGANIZATION THE SPENDING POLICY IS TO DISTRIBUTE AN AMOUNT EQUAL TO THE BOARD-APPROVED BUDGET TO SUPPORT OPERATIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION HAS NO UNRECOGNIZED TAX BENEFITS AS OF JUNE 30, 2013. THE ORGANIZATION'S FEDERAL AND STATE INCOME TAX RETURNS PRIOR TO FISCAL YEAR 2010 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF APPLICABLE, THE ORGANIZATION WILL RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH TAX MATTERS AS MANAGEMENT AND GENERAL EXPENSES IN THE CONSOLIDATED STATEMENT OF ACTIVITIES AND INCLUDE ACCRUED INTEREST AND PENALTIES IN ACCRUED EXPENSES IN THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. THERE WERE NO INTEREST OR PENALTIES FOR THE YEAR ENDED JUNE 30, 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: INDIRECT FUNDRAISNG EXPENSES -22,044. RENTAL EXPENSES 137,116. RELATED ORGANIZATIONS REVENUES 2,533,000. INTERCOMPANY ELIMINATIONS -2,973,000. SCHOLORSHIPS RECLASSED -208,747. RECLASSIFICATION OF NOTE RECEIVABLE 2,023,819. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ORGANIZATIONS EXPENSES 1,745,000. RENTAL EXPENSES 137,116. INTERCOMPANY ELIMINATIONS -67,000. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLORSHIPS RECLASSED 208,747. FUNDRAISING EXPENSES 22,044. GALA 1106007 1016907 89100 25000 82421 20483 4271 1106007 1016907 89100 25000 82421 20483 4271 132175 -43075 1 ASSISTANCE TO INDIVIDUALS 312 208747 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHEDULE I, PART I LINE 2 EA ENSURES THAT THE FUNDS PROVIDED FOR ASSISTANCE ARE USED FOR THE PURPOSE INTENDED BY IN SOME CASES MAKING DIRECT PAYMENT ON BEHALF OF THE OTHER CLIENT/RECIPIENT IN OUR SCREENING PROCESS WE ENSURE THAT ALL RECIPIENTS FALL BELOW THE US GOVERNMENT POVERTY GUIDELINES AND CAN DEMONSTRATE NEED, ARE NYC RESIDENTS AND ARE EXISTING CLIENTS OF EA. X X X 0 0 0 0 0 0 0 0 0 ROBIN BERNSTEIN 325114 0 0 0 1290 0 22000 0 20318 0 368722 0 0 0 TIMOTHY ETTENHEIM 156404 0 0 0 1110 0 8572 0 33290 0 199376 0 0 0 LYNN APPELBAUM 205996 0 0 0 302 0 16500 0 25953 0 248751 0 0 0 MAIDELLE GOODMAN BENAMY 209797 0 0 0 496 0 16500 0 19681 0 246474 0 0 0 STEPHEN ARNOFF 201210 0 0 0 223 0 0 0 34260 0 235693 0 0 0 LEE BOTNICK 129238 0 0 0 466 0 12781 0 27245 0 169730 0 0 0 X 9 72327 FAIR MARKET VALUE 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION B, LINE 11 BEFORE THE FORM 990 IS FINALIZED (SIGNED) A DRAFT COPY IS CIRCULATED AMONG SENIOR MANAGEMENT, AND THE AUDIT COMMITTEE FOR REVIEW AND COMMENT. ONLY AFTER APPROVAL FROM THE AUDIT COMMITTEE IS THE FORM SIGNED AND FILED WITH IRS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST QUESTIONNAIRE. FORM 990, PART VI, SECTION B, LINE 15A THE EDUCATIONAL ALLIANCE'S BOARD EMPLOYS THE USE OF A LEGAL AND PERSONNEL COMMITTEE THAT REVIEWS AND RECOMMEDS SALARY GUIDELINES FOR ALL SENIOR MANAGEMENT AND KEY EMPLOYEES SALARIES. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: REASSIGNMENT OF INTERCOMPANY RECEIVABLE 2,023,819. FORM 990, PART XII, LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. ALLIANCE HOLDINGS INC 197 EAST BROADWAY NEW YORK NY 10002 136160838 SECTION 202 HOUSING NY 501(C)(3) LINE 9 EDUCATIONAL ALLIANCE INC 0 ALLIANCE APARTMENTS HOUSING DEVELOPMENT FUND CORPORATION 197 EAST BROADWAY NEW YORK NY 10002 133896558 SECTION 202 HOUSING NY 501(C)(3) LINE 9 EDUCATIONAL ALLIANCE INC 0 EA FOUNDATION OF NEW YORK INC 197 EAST BROADWAY NEW YORK NY 10002 455357449 SECTION 202 HOUSING NY 501(C)(3) LINE 11A, I EDUCATIONAL ALLIANCE INC 0 ALLIANCE HENRY HOUSING DEVELOPMENT FUND CORPORATION 197 EAST BROADWAY NEW YORK NY 10002 460551180 SECTION 202 HOUSING NY 501(C)(3) LINE 11A, I ALLIANCE HOLDINGS INC 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 1 1