2014-05-14T07:34:17-05:00 2013-06-30 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2012-07-01 250969449 CARNEGIE MELLON UNIVERSITY CARN 4122685904 5000 FORBES AVENUE PITTSBURGH PA 15213 AMIR RAHNAMAY-AZAR 4122685904 2014-05-08 1 SUSAN M KIRSCH P00341397 4122613644 2012 2015-11-30 17:44:51Z DR SUBRA SURESH 5000 FORBES AVENUE PITTSBURGH PA 15213 1723153273 0 X WWW.CMU.EDU X 1900 PA HIGHER EDUCATION AND RESEARCH. 68 58 13253 66 3000569 0 508148955 513377037 599350503 644331422 60084624 62408602 18445709 11616778 1186029791 1231733839 158997505 164256855 0 0 609353772 639803589 477607 517364 16802588 301062177 313199838 1069891061 1117777646 116138730 113956193 2362606939 2587518108 741023031 783906240 1621583908 1803611868 X TO CREATE AND DISSEMINATE KNOWLEDGE AND ART THROUGH RESEARCH AND CREATIVE INQUIRY, TEACHING, AND LEARNING AND TO TRANSFER OUR INTELLECTUAL AND ARTISTIC PRODUCT TO ENHANCE SOCIETY IN MEANINGFUL AND SUSTAINABLE WAYS.TO SERVE OUR STUDENTS BY TEACHING THEM PROBLEM SOLVING, LEADERSHIP AND TEAMWORK SKILLS, AND THE VALUE OF COMMITMENT TO QUALITY, ETHICAL BEHAVIOR, AND RESPECT FOR OTHERS.TO ACHIEVE THESE ENDS BY PURSUING THE ADVANTAGES OF A DIVERSE AND RELATIVELY SMALL UNIVERSITY COMMUNITY, OPEN TO THE EXCHANGE OF IDEAS WHERE DISCOVERY, CREATIVITY, AND PERSONAL AND PROFESSIONAL DEVELOPMENT FLOURISH. 0 0 541882738 127081978 569932315 INSTRUCTION:CARNEGIE MELLON IS A HYBRID OF A TECHNICAL INSTITUTE, FINE-ARTS CONSERVATORY AND TRADITIONAL RESEARCH UNIVERSITY, HAVING EVOLVED IN RESPONSE TO EMERGING SOCIAL NEEDS AND INTELLECTUAL DEVELOPMENT OF THE PAST CENTURY. UNITING TECHNOLOGY AND ARTS, FUSING THE PRACTICAL WITH THE IMAGINATIVE, MAINTAINING ITS EDUCATIONAL EMPHASIS ON DEVELOPING SKILLS TO SOLVE PROBLEMS.INCLUDES 7 COLLEGES AND SCHOOLS OFFERING DEGREE PROGRAMS AND MORE THAN 100 MAJORS AND MINORS TO APPROXIMATELY 12,000 UNDERGRADUATES, GRADUATES AND DOCTORAL STUDENTS. INSTRUCTION INCLUDES ACADEMIC SUPPORT AND STUDENT SERVICES.CARNEGIE MELLON HAS ITS MAIN CAMPUS IN PITTSBURGH, SATELLITE CAMPUSES IN SILICON VALLEY AND DOHA, QATAR, AND DEGREE-GRANTING PROGRAMS AROUND THE WORLD, INCLUDING AUSTRALIA, JAPAN, PORTUGAL, RWANDA AND LATIN AMERICA.NATIONALLY AND GLOBALLY, CARNEGIE MELLON HAS BECOME A MAJOR VOICE OF CONNECTIVITY IN TECHNOLOGY, EXPANSION OF EDUCATIONAL OPPORTUNITY AND ECONOMIC DEVELOPMENT. 360150385 37174877 0 RESEARCH:CARNEGIE MELLON HOLDS A PROUD VISION OF ITSELF AS A DISTINCTIVE AND DIFFERENT KIND OF RESEARCH UNIVERSITY WHERE NATIONALLY RECOGNIZED PROGRAMS FROM ACROSS THE LEADING DISCIPLINES, FROM COMPUTING AND ENGINEERING TO FINE ARTS, INTERSECT. IT IS A DECENTRALIZED COMMUNITY OF SCIENTISTS AND INTELLECTUALS, ARTISTS AND POLICYMAKERS, BUSINESS EXPERTS AND POETS. THE DIVERSE AND DECENTRALIZED COMMUNITY THAT CHARACTERIZES CARNEGIE MELLON CULTURE RESTS ON A SET OF CORE UNDERPINNINGS AND A STRONG COMMITMENT TO REAL-WORLD PROBLEM SOLVING, INTERDISCIPLINARY COLLABORATION AND HARD WORK, COMBINED WITH JOIE DE VIVRE.EACH OF THESE REQUIRES CONNECTIONS AMONG ENGINEERING, SCIENCE, POLICY AND MANAGEMENT AND THE ARTS. BASIC RESEARCH IS PERFORMED IN ALL 7 COLLEGES, SCHOOLS, AND THE SOFTWARE ENGINEERING INSTITUTE. CARNEGIE MELLON IS ALSO THE HOME OF NUMEROUS RESEARCH INSTITUTES AND CENTERS FOCUSING ON SOME OF THE WORLD'S GREATEST CHALLENGES.CARNEGIE MELLON'S RESEARCH-INTENSIVE ENVIRONMENT PROVIDES A RICH SETTING FOR THE UNIVERSITY'S EDUCATIONAL OFFERINGS AND ASPIRATIONS. THE SEARCH FOR NEW KNOWLEDGE AND A SPIRIT OF ONGOING CRITICAL INQUIRY ARE THE IDEALS THAT PERMEATE ITS APPROACH TO TEACHING AND ITS EXPECTATIONS FOR WHAT STUDENTS WILL ACHIEVE. 94877942 0 51991489 AUXILIARY SERVICES:SERVICES TO SUPPORT THE INSTRUCTION AND RESEARCH FUNCTIONS OF THE UNIVERSITY. THESE SERVICES INCLUDE HOUSING, DINING SERVICES, PARKING, BOOKSTORE, PRINTING, TELECOMMUNICATIONS, AND OTHER SERVICES RELATED TO THE DELIVERY OF EDUCATION. 16759260 0 22152428 OTHER PROGRAM SERVICES:OTHER FEES AND MEMBERSHIPS, EXTERNAL SUPPORT AND SERVICES AND OTHER MISCELLANEOUS PROGRAM SERVICE REVENUE THAT SUPPORTS THE INSTRUCTION, RESEARCH, AND AUXILIARY FUNCTIONS OF THE UNIVERSITY. 16759260 22152428 1013670325 1 0 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 0 0 1 18289 0 1 13253 1 1 1 1 AS GM QA RW 0 0 0 0 0 0 0 0 X 68 58 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 0 1 0 PA X ELIZABETH MILAVEC 4122685904 5000 FORBES AVENUE PITTSBURGH PA 15213 X JOHN R BERTUCCI 2.00 0.00 X 0 0 0 FRANK BRUNCKHORST 3.00 0.00 X 0 0 0 ERROLL B DAVIS JR 0.50 0.00 X 0 0 0 LINDA A DICKERSON 2.00 0.00 X 0 0 0 PHILIP L DOWD 1.50 0.00 X 0 0 0 DINA DUBLON 1.00 0.00 X 0 0 0 EDWARD H FRANK 2.00 0.00 X 0 0 0 YOSHIAKI FUJIMORI 0.50 0.00 X 0 0 0 HENRY J GAILLIOT 1.00 0.00 X 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0 0 JAMES GIANOPULOS 0.50 0.00 X 0 0 0 LARRY E JENNINGS JR 0.50 0.00 X 0 0 0 CANDACE MATTHEWS 1.00 0.00 X 0 0 0 DAVID MCCORMICK 0.20 0.00 X 0 0 0 WILLIAM L MEANEY 1.00 0.00 X 0 0 0 ATTILA MOLNAR 3.00 0.00 X 0 0 0 ROY SHANKER 1.80 0.00 X 0 0 0 AJIT SHETTY 0.50 0.00 X 0 0 0 LIP-BU TAN 1.00 0.00 X 0 0 0 THOMAS TULL 1.00 0.00 X 0 0 0 LUIS H BALL 1.00 0.00 X 0 0 0 EVAN S FRAZIER 1.00 0.00 X 0 0 0 ROY W HALEY 1.00 0.00 X 0 0 0 OSCAR HARRIS JR 1.00 0.00 X 0 0 0 ERREN LESTER 1.00 0.00 X 0 0 0 J MICHAEL MCQUADE 1.20 0.00 X 0 0 0 ANNE M MOLLOY 1.30 0.00 X 0 0 0 DAVID L PORGES 1.00 0.00 X 0 0 0 LUKE SKURMAN 2.00 0.00 X 0 0 0 ROHET TOLANI 0.10 0.00 X 0 0 0 CAROL A WILLIAMS 1.00 0.00 X 0 0 0 STEVEN PRICE 1.00 0.00 X 0 0 0 LUKE RAVENSTAHL 0.50 0.00 X 0 0 0 DARLENE HARRIS 1.00 0.00 X 0 0 0 GORDON RULE 40.00 0.00 X 162106 0 42565 ANTOINETTE TONI UNGARETTI 5.00 0.00 X 0 0 0 RAYMOND J LANE 3.00 0.00 X X 0 0 0 E KEARS POLLOCK 2.00 0.00 X X 0 0 0 JAMES E ROHR 2.00 0.00 X X 0 0 0 JARED L COHON 40.00 1.00 X X 795508 0 95164 MARK S KAMLET 40.00 5.00 X 750383 0 49506 MARY JO DIVELY 40.00 0.00 X 394863 0 38084 DEBORAH MOON SHAFFER 40.00 0.00 X 686019 0 250509 ELIZABETH A MILAVEC 40.00 2.00 X 200800 0 35092 JAY S CALHOUN 40.00 0.00 X 203996 0 45685 CHERYL M HAYS 40.00 0.00 X 271700 0 25841 KAREN T KHAN 40.00 0.00 X 74425 0 15053 MICHAEL C MURPHY 40.00 0.00 X 269841 0 34864 ROBBEE B KOSAK 40.00 0.00 X 434168 0 35379 CHARLES A KENNEDY 40.00 0.00 X 346664 0 36919 RANDAL E BRYANT 40.00 0.00 X 320196 0 35886 PAUL D NIELSEN 40.00 0.00 X 507362 0 24995 PRADEEP K KHOSLA 40.00 0.00 X 312122 0 31935 ILKER BAYBARS 40.00 0.00 X 891175 0 67442 RICHARD MUNDY 40.00 0.00 X 516823 0 35537 ROBERT DAMMON 40.00 0.00 X 530928 0 32658 BRUCE KROGH 40.00 0.00 X 444664 0 31700 KRZYSZTOF MATYJASZEWSKI 40.00 0.00 X 461222 0 38248 RICHARD D MCCULLOUGH 40.00 0.00 X 287583 0 34881 GLORIANA ST CLAIR 40.00 0.00 X 217318 0 23175 MARK WESSEL 40.00 0.00 X 128762 0 18871 FREDERICK J GILMAN-DEAN MELLON 40.00 0.00 X 331265 0 35917 JAMES H MORRIS 40.00 0.00 X 233769 0 36064 JOHN P LEHOCZKY 40.00 0.00 X 349497 0 32937 HILARY ROBINSON 40.00 0.00 X 160192 0 19420 10283351 0 1204327 1240 1 1 0 CULINART INCAMERISOURCE FUNDING INC 7225 LANGTRY HOUSTON TX 77040 DINING SERVICES 10864063 ISS FACILITY SERVICES INC 425 SIXTH AVENUE SUITE 1640 PITTSBURGH PA 15219 CLEANING SERVICES 6849281 MOSITES CONSTRUCTION 4839 CAMPBELLS RUN ROAD PITTSBURGH PA 15205 CONSTRUCTION 3714726 ACCENTURE LLP 7 PARKWAY CTR PITTSBURGH PA 15220 CONSULTING 3597882 MASCARO CONSTRUCTION CO LP 1720 METROPOLITAN STREET PITTSBURGH PA 15233 CONSTRUCTION 3377308 158 361634052 151742985 21052033 513377037 TUITION 900099 569932315 569932315 AUXILIARY SERVICES 611710 52246679 51991489 255190 OTHER PROGRAM SERVICES 900099 22152428 22152428 644331422 17622872 2496072 15126800 7694880 7694880 252297 295573 273444 0 -21147 295573 274426 39681 234745 531869456 494142 486855234 722634 45014222 -228492 44785730 44785730 7215594 3568122 3647472 209626 3437846 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1538716 753208399 0.21290 0.48790 0.29920 0 1 1 45681769 45681769 970789365 454104609 516684756 14456719 9259236 5197483 250797386 169345474 81451912 99158686 50985508 48173178 697189098 REAL ESTATE 74037526 F VENTURE CAPITAL & PRIVATE EQUITY 342244805 F AGGRESSIVE, DISTRESSED & ARBITRAGE FIXED INCOME 43453266 F NATURAL RESOURCES 81932443 F HEDGE FUNDS 169480963 F LOCAL REGION 1662686 F 712811689 SEI ODE LIABILITY 134511 CONTRACT RETENTIONS 399080 GATE STUDENT LOAN PROGRAM 1332226 ASSET RETIREMENT OBLIGATION-FIN 47 4892057 FEDERAL LOAN PROGRAMS & STUDENT DEPOSITS 14572554 ESCHEAT CHECKS PAYABLE 908831 PRESENT VALUE OF ANNUITIES DUE 13754949 SWAP AGREEMENTS/CONTRACTS 34754689 FEDERAL, STATE, AND LOCAL TAXES PAYABLE 922122 MISC. OTHER LIABILITIES 114930 AGENCY FUNDING 17010 PV ANNUITIES FOR PROPERTY ACQS 1484946 73287905 X 1206094412 55705202 10943880 35006849 101655931 1104438481 127295358 127295358 1231733839 1023414024 10943880 30997267 41941147 981472877 136304769 136304769 1117777646 PART III, LINE 4: WORKS OF FINE OR DECORATIVE ARTS ARE COLLECTED AND EXHIBITED BY CARNEGIE MELLON UNIVERSITY TO ENHANCE THE QUALITY OF LIFE ON CAMPUS, TO STIMULATE EDUCATION AND RESEARCH, AND TO PRESERVE SUCH WORKS FOR POSTERITY. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE CARNEGIE MELLON ENDOWMENT IS A COLLECTION OF INDIVIDUAL FUNDS PRIMARILY ESTABLISHED BY DONORS AND MANAGED BY THE UNIVERSITY AS A POOLED SET OF ASSETS. IN ACCORDANCE WITH THE PENNSYLVANIA ACT 141 AND DONOR INTENT, THE UNIVERSITY SPENDS A PREDETERMINED PORTION OF THE ENDOWMENT INCOME EACH YEAR ON FACULTY SUPPORT, STUDENT SUPPORT, AND GENERAL UNIVERSITY SUPPORT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: CARNEGIE MELLON PERFORMS AN ANNUAL FIN 48 (ASC 740) ANALYSIS TO ANALYZE ALL TAX POSITIONS AS REQUIRED. FOR THE FISCAL YEAR ENDED JUNE 30, 2013, CARNEGIE MELLON HAS ASSESSED ALL UNCERTAIN TAX POSITIONS AND HAS DETERMINED THEM TO BE IMMATERIAL. THE UNIVERSITY'S STATEMENTS OF FINANCIAL POSITION DO NOT INCLUDE ANY LIABILITIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 3,568,122. SUBSIDIARY REVENUE 18,423,913. RENTAL EXPENSE 273,444. CHANGE IN SWAP VALUE NET OF INTEREST EXP 11,156,401. TRANSLATION ADJUSTMENT -187,286. CHANGE IN NET ASSETS DUE TO NONCONTROLLING INTEREST 1,772,255. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 124,968,535. INVESTMENT MANAGER FEES 3,015,466. LOSS ON SALE OF ASSETS -688,643. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 12,390,860. SUBSIDIARY EXPENSE 18,332,963. RENTAL EXPENSE 273,444. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 124,968,535. INVESTMENT MANAGER FEES 3,015,466. INTERNAL SALES REVENUE 8,822,690. TRANSLATION ADJUSTMENT 186,721. LOSS ON SALE OF ASSETS -688,643. PART XII - RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH REVENUE PER RETURN AND PART XIII - RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH EXPENSES PER RETURN: LINE 1 OF EACH PART RESPECTIVELY CONSISTS OF CONSOLIDATED NUMBERS FROM THE AUDITED FINANCIAL STATEMENTS AND RECONCILES TO THE STAND-ALONE (SEPARATE BASIS) REVENUE AND EXPENSES AS REPORTED ON THE FORM 990, PART I, LINE 12. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATORY POLICY AND STATEMENT OF ASSURANCE APPEARS ON PRINTED MATERIALS USED TO COMMUNICATE WITH PROSPECTIVE AND CURRENT STUDENTS AS WELL AS EMPLOYEES OF CARNEGIE MELLON UNIVERSITY. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 MONETARY GRANTS WERE RECEIVED FROM FEDERAL AND STATE AGENCIES TO PROVIDE ASSISTANCE TO STUDENTS ATTENDING CARNEGIE MELLON UNIVERSITY. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 442090 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES/PROGRAM SUPPORT 41545 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 252100 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 344927 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 6179614 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 472638 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 68224 EAST ASIA AND THE PACIFIC 2 43 PROGRAM SERVICES EDUCATION 7192806 EUROPE (INCLUDING ICELAND & GREENLAND) 1 3 PROGRAM SERVICES EDUCATION 3795748 MIDDLE EAST AND NORTH AFRICA 1 249 PROGRAM SERVICES EDUCATION 54583947 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 3 PROGRAM SERVICES EDUCATION 315364 RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES EDUCATION 156843 SOUTH AMERICA 0 1 PROGRAM SERVICES EDUCATION 162097 SOUTH ASIA 0 7 PROGRAM SERVICES EDUCATION 335166 SUB-SAHARAN AFRICA 1 32 PROGRAM SERVICES EDUCATION 2733104 CENTRAL AMERICA AND THE CARIBBEAN 0 2 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 198014 EAST ASIA AND THE PACIFIC 0 2 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 37323 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 2 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 19632 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 10024 NORTH AMERICA 0 3 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 114760 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 4 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 69997 SOUTH ASIA 0 2 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 29858 EAST ASIA AND THE PACIFIC 0 0 UNRELATED BUSINESS UBI EXPENSES 96568 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PORTFOLIO INVESTMENTS 292894435 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PORTFOLIO INVESTMENTS 14955104 SUB-SAHARAN AFRICA 0 0 PORTFOLIO INVESTMENTS 2794659 2 43 3 310 5 353 14993944 373302643 388296587 EUROPE (INCLUDING ICELAND & GREENLAND) SUBCONTRACTS 438649 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A MIDDLE EAST AND NORTH AFRICA SUBCONTRACTS/PROGRAM SUPPORT 41545 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SUBCONTRACTS 252100 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A 0 15 STUDENT SCHOLARSHIPS EAST ASIA AND THE PACIFIC 7 344927 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A STUDENT SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 189 6179614 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A STUDENT SCHOLARSHIPS SUB-SAHARAN AFRICA 37 472638 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A 1 0 1 1 1 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO STUDENTS AT ITS INTERNATIONAL LOCATIONS PURSUANT TO A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING. 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SUBCONTRACTS ZAYO BANDWIDTH LLC PO BOX 952136 DALLAS TX 753952136 262463571 N/A 127511 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS ZAYO GROUP HOLDINGS INC 400 CENTENNIAL PARKWAY SUITE 200 LOUISVILLE CO 80027 261398293 N/A 63339 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS 106 64 CMU SCHOLARSHIPS 6387 107154664 0 N/A N/A ENDOWED STUDENT SCHOLARSHIPS 1228 7541728 0 N/A N/A FEDERAL GRANT 840 2033834 0 N/A N/A EXTERNAL DONOR OR CORPORATE FUNDED SCHOLARSHIPS 331 2618838 0 N/A N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO INDIVIDUALS AND ORGANIZATIONS IN THE U.S. BASED ON A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. FOR STUDENTS, SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. OTHER TYPES OF GRANTS AND ASSISTANCE MIGHT INCLUDE, FOR EXAMPLE, RECIPIENTS OF PRIZES AND AWARDS WHO SHOULD HAVE MET THE SPECIFIC CRITERIA FOR THE PARTICULAR PRIZE OR AWARD TO BE SELECTED. IN THE CASE OF SCHOLARSHIPS AND FELLOWSHIPS, THE RECIPIENT IS OFTEN REQUIRED TO UTILIZE THE FUNDS IN FURTHERANCE OF THEIR EDUCATION AND RESEARCH AT CMU. GRANTS ARE ALSO MADE IN THE CONTEXT OF ACADEMIC OR RESEARCH PROGRAMS AND RECIPIENTS SHOULD SPEND THEIR GRANT FUNDS UNDER THE SUPERVISION OF THE PROGRAM FOR THE USE OF THE FUNDS. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING. X X X X X X X 1 1 X X X X X X 1 0 0 0 0 0 0 1 0 GORDON RULE 146606 0 0 0 15500 0 11410 0 31155 0 204671 0 0 0 JARED L COHON 581883 0 69250 0 144375 0 20000 0 75164 0 890672 0 0 0 MARK S KAMLET 457028 0 250000 0 43355 0 20000 0 29506 0 799889 0 0 0 MARY JO DIVELY 363247 0 0 0 31616 0 20000 0 18084 0 432947 0 0 0 DEBORAH MOON SHAFFER 277837 0 0 0 408182 0 214998 0 35511 0 936528 0 0 0 ELIZABETH A MILAVEC 198722 0 0 0 2078 0 16745 0 18347 0 235892 0 0 0 JAY S CALHOUN 202476 0 0 0 1520 0 16853 0 28832 0 249681 0 0 0 CHERYL M HAYS 189495 0 41713 0 40492 0 18600 0 7241 0 297541 0 0 0 MICHAEL C MURPHY 249353 0 0 0 20488 0 20000 0 14864 0 304705 0 0 0 ROBBEE B KOSAK 381387 0 37092 0 15689 0 20000 0 15379 0 469547 0 0 0 CHARLES A KENNEDY 244561 0 62500 0 39603 0 20000 0 16919 0 383583 0 0 0 RANDAL E BRYANT 313020 0 0 0 7176 0 20000 0 15886 0 356082 0 0 0 PAUL D NIELSEN 471713 0 0 0 35649 0 20000 0 4995 0 532357 0 0 0 PRADEEP K KHOSLA 251486 0 37249 0 23387 0 20000 0 11935 0 344057 0 0 0 ILKER BAYBARS 428568 0 0 0 462607 0 20000 0 47442 0 958617 0 0 0 RICHARD MUNDY 147632 0 0 0 369191 0 12692 0 22845 0 552360 0 0 0 ROBERT DAMMON 482021 0 0 0 48907 0 20000 0 12658 0 563586 0 0 0 BRUCE KROGH 204871 0 0 0 239793 0 16880 0 14820 0 476364 0 0 0 KRZYSZTOF MATYJASZEWSKI 444085 0 0 0 17137 0 24450 0 13798 0 499470 0 0 0 RICHARD D MCCULLOUGH 282263 0 0 0 5320 0 20000 0 14881 0 322464 0 0 0 GLORIANA ST CLAIR 198125 0 0 0 19193 0 17375 0 5800 0 240493 0 0 0 MARK WESSEL 126667 0 0 0 2095 0 12628 0 6243 0 147633 0 0 0 FREDERICK J GILMAN-DEAN MELLON 315679 0 0 0 15586 0 20000 0 15917 0 367182 0 0 0 JAMES H MORRIS 232569 0 0 0 1200 0 21195 0 14869 0 269833 0 0 0 JOHN P LEHOCZKY 322307 0 0 0 27190 0 20000 0 12937 0 382434 0 0 0 HILARY ROBINSON 158799 0 0 0 1393 0 12921 0 6499 0 179612 0 0 0 PART I, LINE 1A ALL ITEMS CHECKED IN LINE 1A ARE PROVIDED TO OR FOR A PERSON LISTED IN FORM 990, PART VII TO FURTHER THE BUSINESS, EDUCATIONAL, AND RESEARCH MISSION OF THE UNIVERSITY PURSUANT TO FEDERAL TAX REGULATIONS, IRS ACCOUNTABLE PLAN RULES, AND THE INSTITUTION'S POLICIES AND PROCEDURES. NONTAXABLE BENEFITS DISCLOSED IN COLUMN D INCLUDE, FOR EXAMPLE, EMPLOYER CONTRIBUTIONS TO QUALIFIED RETIREMENT PLANS, CONTRIBUTIONS TO EMPLOYER HEALTH AND WELFARE PLANS, AND EMPLOYER PROVIDED HOUSING. PART I, LINE 4A MS. SHAFFER LEFT CMU IN OCTOBER, 2012. SEVERANCE BENEFITS TOTALING $402,978 WERE REPORTED IN PART II, COLUMN B (III). ACCRUED SEVERANCE IS REPORTED IN COLUMN C. PART I, LINE 7 PRESIDENT JARED COHON, SECRETARY CHERYL HAYS, AND VICE PRESIDENT OF UNIVERSITY ADVANCEMENT ROBBEE KOSAK EACH RECEIVED A RETENTION BONUS DURING CALENDAR YEAR 2012. PROVOST MARK KAMLET RECEIVED A BONUS FOR HIS OUTSTANDING CONTRIBUTIONS TO THE UNIVERSITY AS WELL AS HIS RETENTION WITH THE UNIVERSITY. CHIEF INVESTMENT OFFICER CHARLES KENNEDY AND DEAN PRADEEP KHOSLA EACH RECEIVED A BONUS FOR ATTAINING PERFORMANCE GOALS SET SPECIFICALLY FOR THEIR POSITION AT THE UNIVERSITY DURING CALENDAR YEAR 2012. SECRETARY CHERYL HAYS RECEIVED A BONUS TO RECOGNIZE HER EXTRAORDINARY EFFORTS ON BEHALF OF THE UNIVERSITY DURING CALENDAR YEAR 2012. A ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01728RES4 2008-04-10 120820000 REFUNDING 2006A, B & 2007A 0 0 0 B PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917RXJ9 2009-08-20 183259641 REFUNDING 1995 A-D & CAPITAL PROJECTS 0 0 0 C ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01729EKV8 2012-02-23 118276655 REFUNDING 1998 & 2002 0 0 0 D ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01729EKY2 2013-02-14 60529980 REVENUE BONDS TO FINANCE NEW CONSTRUCTION 0 0 0 A 120820000 493831 270329 120055840 2010 1 0 1 1 B 183259641 1247008 1575282 15004252 165433099 2011 1 0 1 1 C 118276655 573445 38211 117664999 2012 1 0 1 1 D 60529980 493713 6195054 53841214 0 0 0 1 A 0 0 0 0 0.00900 0.00000 0.00900 0 0 1 B 0 0 0 0 0.00900 0.00000 0.00900 0 0 1 C 0 0 0 0 0.00900 0.00000 0.00900 0 0 1 D 0 0 0 0 0.00900 0.00000 0.00900 0 0 1 A 0 0 0 1 1 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 APPLE INC E. FRANK -CMU LIFE TRUSTEE - VICE PRESIDENT OF APPLE - UNIVERSITY VENDOR 3544821 SEE PART V PAYMENTS MADE TO APPLE, INC. FOR EQUIPMENT AND SOFTWARE 0 ACCENTURE D. DUBLON -CMU LIFE TRUSTEE - DIRECTOR OF ACCENTURE - UNIVERSITY VENDOR 4590051 SEE PART V PAYMENTS MADE TO/RECEIVED FROM ACCENTURE FOR PROFESSIONAL FEES/LICENSING INCOME 0 FIFTH & CRAIG LP T. HUNT -CMU LIFE TRUSTEE- SHAREHOLDER-FIFTH & CRAIG LP - UNIVERSITY VENDOR 1316482 SEE PART V PAYMENTS MADE TO FIFTH & CRAIG LP FOR RENT 0 GENERAL MOTORS E. DAVIS -CMU LIFE TRUSTEE - GM BOARD MEMBER - UNIVERSITY VENDOR 133500 SEE PART V PAYMENTS RECEIVED FROM GENERAL MOTORS FOR EXECUTIVE EDUCATION 0 GIANT EAGLE D. SHAPIRA -CMU LIFE TRUSTEE- PRESIDENT/CEO GIANT EAGLE - UNIVERSITY VENDOR 101176 SEE PART V PAYMENTS MADE TO/RECEIVED FROM GIANT EAGLE FOR EXEC ED/MEALS 0 HEWLETT-PACKARD CO R. LANE -CMU LIFE TRUSTEE-EXECUTIVE CHAIRMAN OF HP - UNIVERSITY VENDOR 535636 SEE PART V PAYMENTS MADE TO/RECEIVED FROM HEWLETT-PACKARD CO. FOR EQUIPMENT AND EXECUTIVE EDUCATION 0 HIGHMARK INC M. KAMLET -CMU OFFICER - OFFICER OF HIGHMARK, INC. - UNIVERSITY VENDOR 7669244 SEE PART V PAYMENTS MADE TO HIGHMARK FOR HEALTH INSURANCE COVERAGE 0 KLEINER PERKINS CAUFIELD & BYERS R. LANE-CMU LIFE TRUSTEE-MANAGING PARTNER OF KPC&B - UNIVERSITY INVESTMENT 1577045 SEE PART V INVESTMENT ACTIVITY IN CONNECTION WITH LIMITED PARTNERSHIP INVESTMENT 0 KOSAK DESIGN T. KOSAK -SPOUSE OF ROBBEE BAKER KOSAK, OFFICER OF CMU - UNIVERSITY VENDOR 145733 SEE PART V PAYMENTS MADE TO KOSAK DESIGN FOR DESIGN SERVICES 0 LG REALTY L. GUMBERG -BROTHER OF IRA GUMBERG, LIFE TRUSTEE - UNIVERSITY VENDOR 3631342 SEE PART V PAYMENTS MADE TO LG REALTY FOR BUILDING MANAGEMENT SERVICES 0 MICROSOFT INC D. DUBLON -CMU LIFE TRUSTEE-DIRECTOR OF MICROSOFT - UNIVERSITY VENDOR 180484 SEE PART V PAYMENTS MADE TO/RECEIVED FROM MICROSOFT FOR HARDWARE & SOFTWARE PURCHASES 0 PNC FINANCIAL SERVICES GROUP J. ROHR -CMU LIFE TRUSTEE - CHAIRMAN/CEO OF PNC - UNIVERSITY VENDOR 3436350 SEE PART V PAYMENTS MADE TO PNC TO FUND PURCHASING CARD PAYMENTS, BANK CARD REVENUE AND FEES 0 TRANE J. COHON -CMU OFFICER - BOARD MEMBER OF TRANE - UNIVERSITY VENDOR 337380 SEE PART V PAYMENTS MADE TO TRANE FOR HVAC SERVICES 0 UPMC HEALTH NETWORK INC D. SHAFFER-CMU OFFICER-BOARD MEMBER OF UPMC HEALTH NETWORK, INC.-CMU VENDOR 1303723 SEE PART V PAYMENTS MADE TO UPMC HEALTH NETWORK, INC. FOR HEALTH INSURANCE COVERAGE 0 X 1 14000 APPRAISAL X 50950 APPRAISAL X 2025 FAIR MARKET VALUE X 226 20081895 FAIR MARKET VALUE X 4 733153 FAIR MARKET VALUE X 1 8000 FAIR MARKET VALUE X 1 150 COST X MISCELLANEOUS EQPT 3 80213 FAIR MARKET VALUE X PHOTOGR. EQPT 2 2735 FAIR MARKET VALUE X MUSIC EQUIPMENT 1 1000 FAIR MARKET VALUE X COMPUTER EQPT 1 80000 FAIR MARKET VALUE X ALUMNI EVENT 81 55819 COST 3 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 EDWARD FRANK AND BRUCE MCWILLIAMS ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. IRA J. GUMBERG AND DAVID S. SHAPIRA ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. IRA J. GUMBERG AND JAMES E. ROHR ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. JARED L. COHON AND TERESA HEINZ ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A CARNEGIE MELLON HAS SIX EX-OFFICIO TRUSTEES WHO ARE MEMBERS OF THE BOARD OF TRUSTEES BY HOLDING THE FOLLOWING OFFICES: MAYOR OF THE CITY OF PITTSBURGH PRESIDENT OF COUNCIL OF THE CITY OF PITTSBURGH PRESIDENT OF CARNEGIE MELLON UNIVERSITY PRESIDENT OF CARNEGIE MELLON ALUMNI ASSOCIATION PRESIDENT OF THE ANDREW CARNEGIE SOCIETY OF CARNEGIE MELLON CHAIRMAN OF CARNEGIE MELLON FACULTY SENATE EX-OFFICIO TRUSTEES ARE FULL VOTING MEMBERS WITH ALL RIGHTS AND RESPONSIBILITES THERETO EXCEPT THAT THE PRESIDENT OF CARNEGIE MELLON UNIVERSITY HAS NO VOTING RIGHTS WHEN SERVING AS A MEMBER OF THE AUDIT COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 CARNEGIE MELLON'S TAX OFFICE IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH CARNEGIE MELLON'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING (CPA) FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPA FIRM, THE FORM IS REVIEWED BY THE VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, ASSOCIATE VICE PRESIDENT FOR FINANCE AND CONTROLLER, PRESIDENT, TAX DEPARTMENT AND THEN PRESENTED TO AND REVIEWED WITH THE CHAIRS OF THE AUDIT AND FINANCE COMMITTEES. FINALLY, A COMPLETED COPY OF THE FORM IS PROVIDED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CARNEGIE MELLON REQUIRES EACH TRUSTEE, OFFICER, AND MEMBER OF SENIOR MANAGMENT TO DISCLOSE ANNUALLY THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE INSTITUTION. THE PROCESS IS INITIATED EACH FISCAL YEAR BY THE ASSISTANT SECRETARY OF THE UNIVERSITY SENDING AN ELECTRONIC CONFLICT OF INTEREST QUESTIONNAIRE TO THE ABOVE NOTED INDIVIDUALS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE SECRETARY FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS BY THE INSTITUTION AND ANNUAL REPORTING IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. ALL OFFICERS AND MEMBERS OF THE BOARD ARE REQUIRED TO DISCLOSE CONFLICTS AS THEY ARISE THROUGHOUT THE YEAR. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE ANNUALLY REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE PRESIDENT'S SALARY, COMPENSATION, AND BENEFIT PACKAGE AND REVIEWS AND APPROVES THE SALARY OF THE PROVOST, VICE PRESIDENTS, AND DEANS. THE COMMITTEE OBTAINS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE ADMINISTRATION AND INDEPENDENT EXTERNAL SOURCES WITH RESPECT TO COMPENSATION OF SIMILAR ORGANIZATIONS TO AID IN EVALUATING COMPENSATION AND BENEFIT PLAN LEVELS, PRACTICES AND STRATEGIES TO ENSURE THAT THE UNIVERSITY'S COMPENSATION PRACTICES ARE COMPARABLE TO SIMILAR ORGANIZATIONS AND APPROPRIATE TO ATTRACT, OBTAIN AND RETAIN QUALIFIED PERSONNEL. THIS INCLUDES REVIEWING SURVEY DATA FOR SIMILAR POSITIONS AMONG A SELECT GROUP OF PEER INSTITUTIONS. THE COMMITTEE SUBMITS ITS RECOMMENDATIONS FOR THE PRESIDENT'S SALARY AND COMPENSATION PACKAGE TO THE EXECUTIVE COMMITTEE FOR REVIEW AND APPROVAL. THE EXECUTIVE COMMITTEE RECEIVES AN ANNUAL REPORT FROM THE UNIVERSITY'S COMPENSATION COMMITTEE INCLUDING SIGNIFICANT COMPENSATION AND BENEFIT PLAN POLICY CHANGES. IT REPORTS TO THE FULL BOARD ON THIS AND THE COMPETITIVENESS OF THE UNIVERSITY'S COMPENSATION LEVELS AND BENEFIT PLANS IN RELATION TO PEER INSTITUTIONS. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19: CARNEGIE MELLON'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST OR CAN BE OBTAINED BY VISITING THE WEBSITE AT WWW.CMU.EDU. FORM 990, PART VII, SECTION A, LINE 1A: EMERITUS LIFE TRUSTEES ARE WELCOME AT ALL MEETINGS, RECEIVE ALL NOTICES, MINUTES AND REPORTS OF MEETINGS, AND ARE FREE TO PARTICIPATE IN ALL DISCUSSIONS, BUT ARE NOT ENTITLED TO VOTE ON ANY MATTER. ANY LIFE TRUSTEE, AFTER AGE 60, MAY, AT HIS OR HER REQUEST, TRANSFER TO THE STATUS OF EMERITUS LIFE TRUSTEE. EACH LIFE TRUSTEE ELECTED AFTER JANUARY 1, 1960, WHO ATTAINS THE AGE OF 75 WHILE A TRUSTEE, SHALL BECOME AN EMERITUS TRUSTEE ON THE DAY PRECEDING THE ANNUAL MEETING OF THE BOARD FOLLOWING SUCH TRUSTEE'S 75TH BIRTHDAY. THE FOLLOWING INDIVIDUALS WERE MEMBERS OF CARNEGIE MELLON'S BOARD OF TRUSTEES IN THE CAPACITY OF EMERITUS LIFE TRUSTEES: PAUL A. ALLAIRE, ARTHUR H. ARONSON, CAROL R. BROWN, ROBERT M. BROWN III, FRANK V. CAHOUET, LUCIAN CASTE, DOUGLAS D. DANFORTH, W. LOGAN DICKERSON, EDWARD DONLEY, WILLIAM B. ELLIS, CYNTHIA FRIEDMAN, CLAIRE W. GARGALLI, WILLIAM GOLDSMITH, RICHARD D. HAMILTON, WILTON A. HAWKINS, ORION L. HOCH, T. JEROME HOLLERAN, W. LEE HOSKINS, JUSTIN M. JOHNSON, WILLIAM H. KNOELL, HANS W. LANGE, EDWARD E. LUCENTE, THOMAS A. MCCONOMY, REGINA GOUGER MILLER, LINDSAY J. MORGENTHALER, ALESSANDRO OVI, NORMAN F. PARKER, CHARLES J. QUEENAN, JR. ESQ, JOHN G. RANGOS, SR., DAVID RODERICK, VINCENT A. SARNI, JOYCE B. SCOTT, RAYMOND W. SMITH, WILLIAM P. SNYDER III, W. LOWELL STEINBRENNER, JAMES M. WALTON, KONRAD M. WEIS. FORM 990, PART VII, SECTION A, COLUMN B: FOR EACH PERSON LISTED IN COLUMN A WHO IS AN EMPLOYEE OF CARNEGIE MELLON UNIVERSITY, THE AVERAGE NUMBER OF HOURS PER WEEK STATED IS 40 HOURS PER WEEK; HOWEVER, THE ACTUAL NUMBER OF HOURS WORKED VARIES BETWEEN 40-80 HOURS PER WEEK. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: BALANCE TRANSFERS AND OTHER ADJUSTMENTS -15,088. CHANGE IN SWAP VALUE NET OF INTEREST EXPENSE 11,156,400. FORM 990, PART XII, FINANCIAL STATEMENTS AND REPORTING: CARNEGIE MELLON HAS AN AUDIT COMMITTEE OF THE BOARD OF TRUSTEES THAT IS RESPONSIBLE FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION OF A CERTIFIED INDEPENDENT ACCOUNTING FIRM THAT AUDITS THE FINANCIAL STATEMENTS. CARNEGIE MELLON'S FINANCIAL STATEMENTS ARE CONSOLIDATED. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SCHEDULE B, SCHEDULE OF CONTRIBUTORS: THE UNIVERSITY HAS CALCULATED ITS PUBLIC SUPPORT PERCENTAGE OF 93.87%. AS A RESULT, THE UNIVERSITY QUALIFIES FOR THE SPECIAL RULE THAT ONLY REQUIRES DISCLOSURE OF THOSE CONTRIBUTORS WHO CONTRIBUTED CASH OR NONCASH DONATIONS OF $10,267,541 (2% OF LINE 1H IN PART VIII OF PAGE 9 OF THE FORM 990) OR MORE DURING THE CURRENT FISCAL YEAR ENDING 6/30/13. THE UNIVERSITY HAD NO DONORS THAT CONTRIBUTED AT THIS LEVEL OR MORE DURING THE FISCAL YEAR AND AS A RESULT SCHEDULE B WAS NOT REQUIRED TO BE COMPLETED AND INCLUDED IN THE 2013 FORM 990. 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