2014-05-14T09:54:31-05:00 2013-06-30 910189318 MOSS ADAMS LLP 805 SW BROADWAY 1200 PORTLAND OR 97205 990 2012-07-01 930770054 CASCADIA BEHAVIORAL HEALTHCARE CASC 5032380769 PO BOX 8459 PORTLAND OR 972078459 BETH BARKER 5032380769 2014-05-08 1 WENDY CAMPOS P00448102 5032421447 2012 2015-11-30 17:44:51Z DERALD WALKER PO BOX 8459 PORTLAND OR 972078459 47699428 0 X WWW.CASCADIABHC.ORG X 1980 OR THE MISSION OF CASCADIA BEHAVIORAL HEALTHCARE IS TO CREATE HOPE AND OPPORTUNITY FOR LOW INCOME PEOPLE WITH MENTAL ILLNESSES AND ADDICTION THROUGH BLENDING INNOVATION AND DETERMINATION WITH COMPETENCE, INCLUSION AND COMPASSION. 12 12 1100 13 0 0 25713626 12942163 17537902 34086631 -51156 38196 10822 632438 43211194 47699428 0 0 0 0 32119756 35809919 0 0 84757 9627115 11084701 41746871 46894620 1464323 804808 20742875 23686320 11557913 13521657 9184962 10164663 X THE MISSION OF CASCADIA BEHAVIORAL HEALTHCARE IS TO CREATE HOPE AND OPPORTUNITY FOR LOW INCOME PEOPLE WITH MENTAL ILLNESSES AND ADDICTIONS, BLENDING INNOVATION AND DETERMINATION WITH COMPETENCE, INCLUSION AND COMPASSION. 1 0 12741143 5880339 RESIDENTIAL AND SUPPORTED HOUSING SERVICES - THE ORGANIZATION HAS BEEN PROVIDING RESIDENTIAL SERVICES AND SUPPORTED HOUSING SERVICES TO INDIVIDUALS WITH SERIOUS MENTAL ILLNESS AND CO-OCCURRING SUBSTANCE ABUSE DISORDERS SINCE ITS INCEPTION. CURRENTLY, THE ORGANIZATION PROVIDES RESIDENTIAL AND SUPPORTED HOUSING TO MORE THAN 300 INDIVIDUALS IN BOTH SECURE AND NON-SECURE FACILITIES, IN SINGLE ROOM OCCUPANCY FACILITIES, AND IN APARTMENTS. AN EXAMPLE IS RAINGARDEN, A STATE-OF-THE-ART COMPLEX AT VILLEBOIS IN WILSONVILLE. RAINGARDEN IS A 'GREEN', OPEN-DESIGN BUILDING FOR PERSONS WHO HAVE BEEN CHRONICALLY INSTITUTIONALIZED AND ARE NOW ABLE TO HOLD THEIR OWN LEASES.DURING THEIR STAY IN RESIDENTIAL AND SUPPORTED HOUSING, PEOPLE PARTICIPATE IN SKILLS-BUILDING AND EDUCATION FOR EVENTUAL SUCCESSFUL INDEPENDENT LIVING, SUCH AS SYMPTOM MANAGEMENT, COMMUNITY PARTICIPATION, RELATIONSHIP BUILDING, MEDICATION EDUCATION AND SELF-ADMINISTRATION, AND WELLNESS SKILLS INCLUDING NUTRITION, BASIC COOKING, PHYSICAL EXERCISE, TOBACCO CESSATION, AND MEDITATION. EVIDENCE BASED PRACTICES ARE USED, SUCH AS SEEKING SAFETY, SANCTUARY (SELF), TRAUMA-INFORMED CARE, PEER WELLNESS SERVICES, COGNITIVE BEHAVIORAL THERAPY, MOTIVATIONAL INTERVIEWING, AND SPECIFIC RESOURCES FOR PEOPLE WITH SCHIZOPHRENIA, DEPRESSION, BIPOLAR DISORDER, AND OTHER SYMPTOM COMPLEXES.ALL OF THESE PROGRAMS SERVE PERSONS WITH COMPLICATED TREATMENT ISSUES SUCH AS CHRONIC MENTAL ILLNESS, HISTORIES OF INSTITUTIONALIZATION OR HOMELESSNESS, CRIMINAL HISTORY, SEVERE MEDICAL CONDITIONS, AND ALCOHOL AND DRUG ABUSE. THESE INDIVIDUALS ARE SERVED WITH THE GOAL OF MOVING TO GREATER INDEPENDENCE AND INTEGRATION WITHIN THE COMMUNITY. FOR THOSE WITH CO-EXISTING SERIOUS PHYSICAL MEDICAL CONDITIONS, PHYSICIAN AND NURSING STAFF ARE REGULARLY AVAILABLE TO ALL PROGRAMS. 10274491 7569960 OUTPATIENT MENTAL HEALTH AND ADDICTION SERVICES - THE ORGANIZATION SERVES MORE THAN 8,000 ADULTS AND CHILDREN ANNUALLY THROUGH OUTPATIENT MENTAL HEALTH AND ADDICTION PROGRAMS LOCATED IN MULTNOMAH AND CLACKAMAS COUNTIES. THESE PROGRAMS ARE OFFERED TO INDIVIDUALS AND FAMILIES THROUGHOUT THE AGE SPECTRUM, FROM CHILDHOOD TO OLDER ADULTS. THE ORGANIZATION'S TREATMENT APPROACH IS BASED ON THE BEHAVIORAL HEALTH RECOVERY MANAGEMENT (BHRM) MODEL FOR ADDICTIVE AND MENTAL HEALTH DISORDERS THAT EMPHASIZES CONSUMER DRIVEN, STRENGTHS-BASED RECOVERY SERVICES WITH A FOCUS ON LONG-TERM WELLNESS. THE ORGANIZATION'S PROGRAMS ASSIST INDIVIDUALS TO INCREASE INDEPENDENCE AND SELF-EFFICACY BY UTILIZING EVIDENCE-BASED PRACTICES IN INDIVIDUAL, GROUP, AND FAMILY THERAPY, INCLUDING TRAUMA INFORMED CARE, PEER WELLNESS SERVICES, DIALECTICAL BEHAVIORAL THERAPY, COGNITIVE BEHAVIORAL THERAPY, MOTIVATIONAL INTERVIEWING, RELAPSE PREVENTION, POST-HOSPITAL RE-ENTRY, AND A VARIETY OF SKILLS-BUILDING AND WELLNESS CURRICULA OFFERED IN GROUP AND INDIVIDUAL SETTINGS.OUTPATIENT SERVICES INCLUDE A BROAD ARRAY OF SPECIALIZED PROGRAMS INCLUDING MENTAL HEALTH, SUBSTANCE ABUSE, INTEGRATED MENTAL HEALTH AND ADDICTIONS, AND GAMBLING TREATMENT. INTENSIVE CASE MANAGEMENT IS AVAILABLE IN BOTH CLACKAMAS AND MULTNOMAH COUNTIES, AND ASSERTIVE COMMUNITY TREATMENT (ACT) IS PROVIDED TO CLACKAMAS COUNTY RESIDENTS. 4881344 5524483 CRISIS SERVICES - THE ORGANIZATION PROVIDES CRISIS SERVICES FOR MULTNOMAH COUNTY AND THE CITY OF PORTLAND THROUGH AN ARRAY OF PROGRAMS, AFFECTING MORE THAN 5,000 PEOPLE EACH YEAR. PROJECT RESPOND IS A 24/7 MOBILE CRISIS RESPONSE TEAM THAT WORKS CLOSELY WITH INDIVIDUALS WHO ARE EXPERIENCING AN EMOTIONAL CRISIS. THIS PROGRAM OFTEN WORKS IN CONJUNCTION WITH MULTNOMAH COUNTY'S CRISIS LINE, 911, AND PORTLAND POLICE.THE URGENT WALK-IN CLINIC IS A SEVEN-DAY PER WEEK CLINIC THAT SERVES ANYONE WHO ENTERS TO HELP RESOLVE URGENT NEEDS. THIS CLINIC IS STAFFED WITH MASTER'S LEVEL COUNSELORS, PSYCHIATRISTS, PSYCHIATRIC NURSE PRACTITIONERS, AND REGISTERED NURSES.THE ORGANIZATION ALSO HAS TWO CRISIS RESPITE FACILITIES THAT PROVIDE AN ALTERNATIVE TO, OR STEP-DOWN FROM, HOSPITALIZATION IN A HOME-LIKE SETTING. ACCESS TO THESE FACILITIES IS THROUGH MULTNOMAH AND CLACKAMAS COUNTIES, AS WELL AS THROUGH LOCAL HOSPITALS. 13702166 15111849 BEHAVIORAL HEALTH AND CRIMINAL JUSTICE INTERFACE; HOMELESS SERVICES AND INDEPENDENT HOUSING; PROPERTY MANAGEMENT AND DEVELOPMENT; SPECIAL PROGRAMS. 13702166 15111849 41599144 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 241 0 1 1100 1 0 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OR X BETH BARKER 5032380769 847 NE 19TH AVE STE 100 PORTLAND OR 97232 FELESIA OTIS 1.00 X X 0 0 0 KEITH HYDE 1.00 X X 0 0 0 KELLIE VAVROSKY 1.00 X X 0 0 0 CHRISTOPHER BURLEY 1.00 X 0 0 0 DICK COWAN 1.00 X 0 0 0 HAROLD DUCLOUX III 1.00 X 0 0 0 AMY ZULICH 1.00 X 0 0 0 JON EAMES 1.00 X 0 0 0 MARTIN MORRIS 1.00 X 0 0 0 HARRIS MATARAZZO 1.00 X 0 0 0 ALISHA MORELAND MD 1.00 X 0 0 0 STEVE JAGGERS 1.00 X 0 0 0 BARRY KAST 1.00 X 0 0 0 DERALD WALKER PHD 40.00 X 173223 0 11499 BETH BARKER 40.00 X 135005 0 4484 MARGARET BENNINGTON-DAVIS MD 40.00 X 223238 0 5741 SARAH CHISHOLM 40.00 X 0 0 0 JAMES CONOUR 40.00 X 188327 0 11952 NEIL FALK 40.00 X 180804 0 10366 NANCY BARROWS 40.00 X 107549 0 5374 1008146 0 49416 6 0 1 0 ADP INC PO BOX 78415 PHOENIX AZ 85062 PAYROLL AND HR SERVICES 178099 HEALTH CARE SERVICES LLC 9221 SW BARBUR BLVD PORTLAND OR 97219 NURSING SERVICES 158818 LAVENDAR & WYATT 6001 VALLEY RANCH RD LITTLE ROCK AR 92223 BILLING SYSTEM SUPPORT 147237 MAXIMUM HEALTHCARE SERVICES 12503 SE MILL PLAIN BLVD VANCOUVER WA 98684 NURSING SERVICES 102422 4 17310 12205517 719336 90945 12942163 MENTAL HEALTH SERVICES 624100 17649398 17649398 MEDICARE/MEDICAID 624100 13721761 13721761 HOUSING/PROPERTIES 624100 2715472 2715472 34086631 28736 28736 9460 0 9460 9460 9460 MISCELLANEOUS INCOME 900099 632438 632438 632438 47699428 34086631 0 670634 596113 596113 28335918 26164730 2129348 41840 266524 240813 24485 1226 3516262 3246671 264619 4972 3095102 2847687 243037 4378 530205 514611 15594 103902 47318 56584 1186068 815821 346322 23925 1117596 751740 365740 116 152694 56612 92122 3960 2437283 2018711 418572 523506 512849 10657 213683 118462 95221 264948 255813 9135 871623 799588 72035 509706 114098 395608 REPAIRS AND MAINTANENCE 1979225 1970443 8782 FOOD/RELATED EXPENSE 644689 644689 PROGRAM/MED SUPPLIES 592475 591190 1285 LICENSES AND PERMITS 32723 29574 3149 -75625 -142276 62311 4340 46894620 41599144 5210719 84757 2434775 3512222 2651918 614123 1893526 5132371 349329 215800 20109326 8606286 9874261 11503040 1858785 1012464 1680281 1696300 20742875 23686320 2806265 3287031 158817 64358 6054336 6446082 2538495 3724186 11557913 13521657 X 7496487 8337199 1688475 1827464 9184962 10164663 20742875 23686320 X 804808 -14614 189507 X 0 1 X 1 1 1 X 32272361 28269578 24166080 25713626 12942163 123363808 32272361 28269578 24166080 25713626 12942163 123363808 123363808 6573 8897 10543 5290 28736 60039 823989 268640 51516 10822 632438 1787405 125211252 89030329 0.98520 0.99090 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 42000 42000 46852620 46894620 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 23075 31500 42000 96575 250000 250000 250000 250000 1000000 1500000 2582279 2582279 13829620 6614430 7215190 1327850 276940 1050910 2369577 1714916 654661 11503040 RELATED PARTY RECEIVABLE 702927 RESTRICTED CASH 780380 CASH HELD ON BEHALF OF OTHERS 212993 1696300 FUNDS HELD ON BEHALF OF OTHERS 212993 EQUITY GAP FINANCING 3153010 DEFERRED RENT 168700 RELATED PARTY NOTES PAYABLE 189483 3724186 X DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION FOLLOWS FASB ASC 740-10, INCOME TAXES, RELATING TO ACCOUNTING FOR UNCERTAIN TAX POSITIONS. THE ORGANIZATION RECOGNIZES THE TAX BENEFIT FROM UNCERTAIN TAX POSITIONS ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITIONS WILL BE SUSTAINED ON EXAMINATION BY THE TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFIT IS MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE ORGANIZATION HAD NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2013. THE ORGANIZATION RECOGNIZES INTEREST ACCRUED AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS AS AN ADMINISTRATIVE EXPENSE. DURING THE YEAR ENDED JUNE 2013, THE ORGANIZATION RECOGNIZED NO INTEREST AND PENALTIES. THE ORGANIZATION FILES AN EXEMPT ORGANIZATION INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION. THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR YEARS BEFORE 2009 FOR ITS FEDERAL FILINGS. X X 0 0 0 0 0 0 0 0 0 DERALD WALKER PHD 173223 0 0 0 0 0 5197 0 6302 0 184722 0 0 0 MARGARET BENNINGTON-DAVIS MD 223238 0 0 0 0 0 5307 0 434 0 228979 0 0 0 JAMES CONOUR 188327 0 0 0 0 0 5650 0 6302 0 200279 0 0 0 NEIL FALK 180804 0 0 0 0 0 4064 0 6302 0 191170 0 0 0 X 36050 FAIR MARKET VALUE X 34575 FAIR MARKET VALUE X BUS PASSES 1 20320 FAIR MARKET VALUE 0 0 1 0 NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 IN JUNE 2012, FIVE SINGLE ASSET ENTITIES THAT USED TO FILE SEPARATE FORMS 990 WERE DISSOLVED AND FILED FINAL RETURNS. THESE ENTITIES ARE NOW REPORTED ON CASCADIA'S FORM 990. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C WHEN EMPLOYEES COMPLETE A CASCADIA EMPLOYMENT APPLICATION, THEY REVIEW AND ANSWER THE FOLLOWING REGARDING THE CONFLICT OF INTEREST POLICY: "QUALIFIED RELATIVES/FRIENDS ARE ELIGIBLE FOR EMPLOYMENT, EXCEPT IN UNUSUAL SITUATIONS WHERE WE NEED TO AVOID POSSIBLE CONFLICTS OF INTEREST. DO YOU HAVE ANY RELATIVES OR FRIENDS (SUCH AS ROOMMATES) WHO ARE CURRENTLY WORKING FOR US?" DURING NEW HIRE ORIENTATION EMPLOYEES SIGN AN ACKNOWLEDGMENT INDICATING THEY RECEIVED AN OVERVIEW OF CASCADIA'S PERSONNEL POLICY MANUAL AND KNOW HOW TO ACCESS THESE POLICIES. IN ADDITION, THE SIGNED ACKNOWLEDGMENT STATES THAT THE POLICY MANUAL CONTAINS IMPORTANT INFORMATION THAT OUTLINES THE RULES, BENEFITS AND RESPONSIBILITIES OF CASCADIA EMPLOYEES. AS STATED IN OUR CONFLICT OF INTEREST POLICY, IF EMPLOYEES FACE A POTENTIAL CONFLICT OF INTEREST THEY ARE RESPONSIBLE FOR REPORTING THIS TO A SUPERVISOR IMMEDIATELY. BOARD MEMBERS ARE ASKED ANNUALLY IN THE BOARD MEETING TO DISCUSS WHETHER OR NOT THEY HAVE A CONFLICT OF INTEREST. EMPLOYEE CONFLICT OF INTEREST POLICY: IF AN ACTUAL OR POTENTIAL CONFLICT IS DETERMINED, CASCADIA MAY TAKE WHATEVER CORRECTIVE ACTION APPEARS APPROPRIATE ACCORDING TO THE CIRCUMSTANCES. FAILURE TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS OF INTEREST WILL RESULT IN DISCIPLINARY ACTION, INCLUDING POSSIBLE TERMINATION. BOARD CONFLICT OF INTEREST POLICY: PROCEDURES FOR ADDRESSING CONFLICTS OF INTEREST: - AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE DIRECTORS OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, THE INTERESTED PERSON SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. - THE DIRECTORS OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. - AFTER EXERCISING DUE DILIGENCE, THE DIRECTORS OR COMMITTEE SHALL DETERMINE WHETHER THE CORPORATION CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. - IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE DIRECTORS OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATION'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION IT SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIRMAN OF THE BOARD OF DIRECTORS MEETS WITH THE FINANCE COMMITTEE TO REVIEW COMPARABILITY DATA TO DETERMINE TOP MANAGEMENT AND OFFICER COMPENSATION. ANY DATA USED AND THE DECISIONS THAT ARE MADE WITH REGARD TO COMPENSATION ARE DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: MISC CONSOLIDATION ADJUSTMENT 189,507. CASCADIA HOUSING INC 847 NE 19TH AVE STE 100 PORTLAND OR 97232 931138328 PROPERTY MANAGEMENT OR 501(C)(3) 509(A)(3) SUPPORTING CASCADIA BEHAVIORAL HEALTHCARE 1 ALPINE EAST INC 111 NE 162ND AVE PORTLAND OR 97230 931098816 LOW INCOME HOUSING OR 501(C)(3) 509(A)(2) PUBLIC CHA CASCADIA BEHAVIORAL HEALTHCARE 1 COBURN WOODS INC 17308 NE COUCH ST PORTLAND OR 97233 931218274 LOW INCOME HOUSING OR 501(C)(3) 509(A)(2) PUBLIC CHA CASCADIA BEHAVIORAL HEALTHCARE 1 ECUNET HOUSING INC 1252 SW CHELTENHAM ST PORTLAND OR 97239 931134276 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) PUBLIC CHA CASCADIA BEHAVIORAL HEALTHCARE 1 MT HOOD SPECIAL HOUSING INC 208 NE CLEVELAND AVE GRESHAM OR 97030 930890225 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) PUBLIC CHA CASCADIA BEHAVIORAL HEALTHCARE 1 THREE WEST HOUSING 4105 SW BEAVERTON-HILLSDALE HWY PORTLAND OR 97221 931171601 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) PUBLIC CHA CASCADIA BEHAVIORAL HEALTHCARE 1 CASCADIA VENTURES INC 847 NE 19TH AVE STE 100 PORTLAND OR 97232 931170120 HEALTHCARE MANAGEMENT - INACTIVE OR CASCADIA BEHAVIORAL HEALTHCARE C 1.00000 1 0 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0