2014-05-14T14:29:33-05:00 2013-06-30 221478099 COHNREZNICK LLP 1212 AVENUE OF THE AMERICAS NEW YORK NY 10036 990 2012-07-01 131623899 AMERICAN SOCIETY OF MECHANICAL ENGINEERS AMER 2125917000 TWO PARK AVENUE NEW YORK NY 10016 WILLIAM GAROFALO 2125917000 2014-05-13 1 THOMAS LANNING P00851654 2122970400 2012 2015-11-30 17:44:51Z ASME WILLIAM GAROFALO TWO PARK AVENUE NEW YORK NY 10016 205526803 0 X WWW.ASME.ORG X 1880 NY TO PROMOTE THE ART, SCIENCE, AND MULTIDISCIPLINARY ENGINEERING AND ALLIED SCIENCES AROUND THE GLOBE. 12 12 393 8000 1840278 30199 10326422 10010429 44065181 42843888 5064731 5945180 39776803 33508588 99233137 92308085 477971 478776 0 0 44864608 50465661 0 0 0 49910337 43691427 95252916 94635864 3980221 -2327779 155822510 164052958 77133010 73232592 78689500 90820366 X ASME'S MISSION IS TO SERVE DIVERSE GLOBAL COMMUNITIES BY ADVANCING, DISSEMINATING AND APPLYING ENGINEERING KNOWLEDGE FOR IMPROVING THE QUALITY OF LIFE; AND COMMUNICATING THE EXCITEMENT OF ENGINEERING. 0 0 18199964 442609 24988202 CONFORMITY ASSESSMENT - ASME CONFORMITY ASSESSMENT PROGRAMS-UNDER WHICH A COMPANY OR AN INDIVIDUAL IS ASSESSED AND CERTIFIED BASED ON DEMONSTRATED ABILITY TO MEET THE REQUIREMENTS OF AN ASME STANDARD CONTINUE TO PROVIDE A VITAL SERVICE TO ENHANCEMENT OF PUBLIC SAFETY AND FACILITATION OF INTERNATIONAL COMMERCE. 14312357 368408 PUBLISHING - PRODUCES AND PREPARES THE TECHNICAL CONTENT OF THE SOCIETY FOR PUBLIC DISTRIBUTION AND SALE IN THE FORM OF JOURNALS, CONFERENCE PROCEEDINGS AND BOOKS, BOTH IN PRINT AND ELECTRONIC MEDIA. 13103145 36167 4089542 KNOWLEDGE & COMMUNITY - ANNUALLY PERFORMS RESEARCH ON TECHNICAL MECHANICAL ENGINEERING ISSUES, AND HOLDS TECHNICAL MEETINGS AND CONFERENCES FOR MECHANICAL ENGINEERS ON A VARIETY OF MECHANICAL ENGINEERING TOPICS AND SUBJECTS. 2146582 843542 CODES & STANDARDS - ESTABLISHES AND PUBLISHES PUBLIC SAFETY RELATED INDUSTRIAL AND MANUFACTURING CODES AND STANDARDS FOR THE DESIGN, MANUFACTURING, AND INSTALLATION OF MECHANICAL DEVICES. 9450688 18621 PUBLIC AFFAIRS AND OUTREACH - THE PUBLIC AFFAIRS AND OUTREACH SECTOR, UNDER THE DIRECTION OF THE BOARD OF GOVERNORS, IS RESPONSIBLE FOR THE COORDINATED OUTREACH TO INDUSTRY, GOVERNMENT, EDUCATION, AND THE PUBLIC AS WELL AS INITIATIVES THAT ADDRESS DIVERSITY AND GLOBAL DEVELOPMENT PROGRAMS. THE PUBLIC AFFAIRS AND OUTREACH SECTOR IS LED BY A COUNCIL. THE UNITS OF THE SECTOR INCLUDE THE BOARD ON EDUCATION, BOARD ON GLOBAL OUTREACH, BOARD ON GOVERNMENT RELATIONS, INDUSTRY ADVISORY BOARD, DIVERSITY AND INCLUSION STRATEGY COMMITTEE, INNOVATION COMMITTEE AND THE STRATEGIC ISSUES COMMITTEE. 5209842 11034793 INSTITUTES/TRAINING - PROVIDES CONTINUING EDUCATION COURSES FOR MECHANICAL ENGINEERS, AND PERFORMS THE DEVELOPMENT AND ACCREDITATION OF ENGINEERING CURRICULA. ADDITIONALLY, THIS AREA HOLDS MEETINGS, CONFERENCES, AND EXHIBITS FOR THE ADVANCED TECHNOLOGIES PROGRAMS, THE INTERNATIONAL GAS TURBINE INSTITUTE, AND THE INTERNATIONAL PETROLEUM TECHNOLOGY INSTITUTE. 16807112 11896956 62422578 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 343 0 1 393 1 1 1 1 UK CH 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA GA IN NJ NY DC X THOMAS MEEHAN CONTROLLER 9732442255 22 LAW DRIVE FAIRFIELD NJ 07004 BERNARD HRUBALA 4.00 1.00 X 0 0 0 BETTY L BOWERSOX 4.00 1.00 X 0 0 0 CHARLA K WISE 4.00 1.00 X 0 0 0 EDMUND J SEIDERS 4.00 1.00 X 0 0 0 J ROBERT SIMS JR 4.00 1.00 X 0 0 0 JOHN ELTER 4.00 1.00 X 0 0 0 JULIO C GUERRERO 4.00 1.00 X 0 0 0 MADIHA EL MEHELMY KOTB 4.00 1.00 X X 0 0 0 MARC W GOLDSMITH 4.00 2.00 X X 0 0 0 RICHARD C BENSON 4.00 1.00 X 0 0 0 RICHARD LAUDENAT 4.00 1.00 X 0 0 0 VICTORIA A ROCKWELL 4.00 1.00 X X 0 0 0 JOHN DELLI VENNERI 40.00 1.00 X 291163 0 43251 JUNE LING 40.00 1.00 X 364069 0 252383 THOMAS G LOUGHLIN 40.00 2.50 X 576000 0 286899 WARREN DEVRIES 4.00 1.00 X 0 0 0 WILLIAM GAROFALO 40.00 2.00 X 115915 0 5425 LAUREL RASO 40.00 X 240215 0 148924 MICHAEL M MERKER 40.00 X 274818 0 169560 ROY ARBEIT 40.00 X 271356 0 36399 JAMES REESE MEISINGER 40.00 3.00 X 255060 0 88304 MARK SHEEHAN 40.00 X 260235 0 181467 PHILIP HAMILTON 40.00 1.00 X 320180 0 236343 SRINI CHANDRA SHEKHAR 40.00 5.00 X 232816 0 11591 WILLIAM BERGER 40.00 X 271852 0 184989 MICHAEL K WEIS 40.00 1.00 X 317397 0 66590 3791076 0 1712125 112 1 1 0 3 PARK LLC PO BOX 347398 PITTSBURGH PA 15230 RENT AND PROPERTY SERVICES 2079000 COHNREZNICK LLP 1212 AVE OF THE AMERICAS NEW YORK NY 10036 CONSULTING SERVICES 1137365 PATTERSON BELKNAP WEBB & TYLER LLP 1133 AVENUE OF THE AMERICAS NEW YORK NY 10036 LEGAL SERVICES 877852 SUSAN O'NEILL 10 MOUNTAIN VIEW TERRACE MAPLEWOOD NJ 07040 WEBSITE CONSULTANT 185409 DANIEL E CHEETHAM 8203 ELKWOOD COURT PASADENA MD 21122 CONFORMITY AND ASSESSMENT CONSULTANT 181081 10 8277175 419446 1313808 10010429 CONFORMITY ASSESSMENT 611430 24988202 24988202 TRAINING AND DEVELOPME 511130 6497776 6497776 INSTITUTES SECTOR 611430 4434697 4434697 KNOWLEDGE AND COMMUNIT 611430 4182901 4089542 93359 PUBLICATIONS 511120 1673639 368408 1305231 1066673 997050 69623 42843888 3132348 3132348 17668260 17668260 70076 64570 5506 5506 5506 96561246 93748414 2812832 2812832 2812832 32354101 19405734 12948367 12948367 OTHER INCOME 900001 2514390 2514390 JOB BOARD REVENUE 900001 372065 372065 2886455 92308085 56838432 1840278 23618946 442609 442609 36167 36167 3289964 2457347 832617 35135633 26743600 8392033 4379405 2984736 1394669 5346136 3932646 1413490 2314523 1678029 636494 1676821 1386458 290363 707301 3749 703552 232955 232955 265570 265570 3303523 2190622 1112901 1846610 1845404 1206 1346013 1044351 301662 135620 55315 80305 12756 12756 9389369 1471123 7918246 5045690 3988414 1057276 5689868 5188564 501304 4295795 1141326 3154469 338253 153886 184367 OUTSIDE SERVICES 3769714 1889897 1879817 PROFESSIONAL SUPPORT 1040554 897518 143036 AWARDS & HONORARIUMS 1010239 930858 79381 PUBLICATION PRODUCTION 142611 142170 441 3442165 1572078 1870087 94635864 62422578 32213286 0 2732623 14468135 6773705 826553 9180144 12157315 643494 1790104 2847341 2909680 61966034 29987585 15543938 31978449 118101265 99922722 155822510 164052958 40184938 47250032 36948072 25982560 77133010 73232592 X 78182300 90291314 370633 392485 136567 136567 78689500 90820366 155822510 164052958 X -2327779 5199701 3738251 5520693 X X 0 1 X 1 0 X 8899407 8846922 10312083 10326422 10627078 49011912 73322217 76687494 92359704 89313372 75197989 406880776 82221624 85534416 102671787 99639794 85825067 455892688 0 0 0 455892688 4982671 4460233 4759212 5966865 20870684 41039665 1863219 1550922 1703568 1633527 1840278 8591514 6845890 6011155 6462780 7600392 22710962 49631179 46985 1604114 2269806 3920905 89067514 91592556 109134567 108844300 110805835 509444772 0.89490 0.92760 0.09740 0.06910 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 232955 232955 94402909 94635864 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 112494 134978 237867 232955 718294 250000 250000 250000 250000 1000000 1500000 1637454 61731 1170133 529052 2076697 18817 40581 417479 1637454 1918842 500 388445 231090 2076697 1651043 95839 259116 87156 1918842 2516899 -451985 4580 409291 1651043 0.26000 0.74000 0 0 583077 583077 2831502 1295653 1535849 17261069 4270210 12990859 32658337 18192153 14466184 8632049 6229569 2402480 31978449 X 117093357 5199702 325883 5525585 111567772 210617 -19470304 -19259687 92308085 113895551 0 113895551 210617 -19470304 -19259687 94635864 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: LINE 1F: DURING THE YEAR ENDED JUNE 30, 2013, ASME BEGAN THE PROCESS OF CONSOLIDATING THE CASH ACCOUNTS OF THE SOCIETY'S SECTIONS (UNINCORPORATED GEOGRAPHICAL SUBDIVISIONS). THESE SECTIONS HAVE OPERATED INDEPENDENTLY OF ASME AND HAVE RAISED FUNDS TO PROMOTE MECHANICAL ENGINEERING. LINE 4 - ENDOWMENT FUNDS ARE USED FOR MECHANICAL ENGINEERING AWARDS AND MEDALS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: ASME HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2013 AND 2012 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. ASME IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR THE YEAR ENDED JUNE 30, 2010 AND PRIOR YEARS. PART XI, LINE 2D - OTHER ADJUSTMENTS: AFFLIATED GROUP INCOME 325,883. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSE -64,570. COST OF GOODS SOLD -19,405,734. PART XII, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -19,405,734. RENTAL EXPENSE -64,570. 0 EAST ASIA AND THE PACIFIC 1 4 PROGRAM SERVICES ASME, THROUGH A WHOLLY OWNED ASME PACIFIC LLC, PROMOTES UNDERSTANDING AND THE USE OF CODES AND STANDARDS PROGRAMS IN THE ASIA/PACIFIC MARKETS, SERVING AS AN INQUIRY POINT FOR INFORMATION REGARDING ASME EDUCATIONAL COURSES AND SEMINARS, AND FACILITATING NEW MEMBER RECRUITMENT AND CONFERENCE DEVELOPMENT. 486493 EUROPE 1 5 PROGRAM SERVICES ASME THROUGH INDEPENDENT CONTRACTORS, PROMOTES DIALOGUE WITH LOCAL ENGINEERS, CORPORATIONS, EDUCATIONAL INSTITUTIONS, AND TECHNICAL ASSOCIATIONS AS WELL AS PROVIDE LOGISTICAL SUPPORT FOR ASME EVENTS SUCH AS CONTINUING EDUCATION AND WORKSHOPS. 600203 INDIA 1 3 PROGRAM SERVICES ASME THROUGH INDEPENDENT CONTRACTORS, PROMOTING UNDERSTANDING AND USE OF ASME PROGRAM OR SERVICES, AND EXPANDING RELATIONSHIPS WITH VARIOUS ORGANIZATIONS AND INSTITUTIONS IN THE COUNTRY. 264978 3 12 0 0 3 12 1351674 0 1351674 NORTH AMERICA SECTOR OPERATIONS - APPROPRIATIONS 8185 WIRE SOUTH ASIA - AFGHANISTAN, BANGLADESH, SECTOR OPERATIONS - 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WEIS $67,454 SERP PAYMENTS: JUNE LING $44,983 PHILIP W. HAMILTON $38,791 THOMAS G. LOUGHLIN $156,667 SUPPLEMENTAL INFORMATION PART III SCH J, PART II, COLUMN(C) - THIS AMOUNTS INCLUDE AMONG OTHERS THE INCREASE IN ACTUARIAL VALUE OF DEFINED BENEFIT PLAN. FORM 990, PART VI, SECTION A, LINE 6 ASME IS A MEMBERSHIP ORGANIZATION AND HAS NO STOCKHOLDERS. FORM 990, PART VI, SECTION A, LINE 7A ASME'S MEMBERS ELECT MEMBERS OF THE ASME BOARD OF GOVERNORS. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS BY THE GOVERNING BODY TO CHANGE THE ASME CONSTITUTION ARE SUBJECT TO APPROVAL BY MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE ASME FORM 990 AND SUPPORTING SCHEDULES ARE PREPARED BY INDEPENDENT ACCOUNTING FIRM, AND SUBMITTED TO UPPER MANAGEMENT FOR REVIEW. ALL REVIEW NOTES ARE CLEARED, AND CHANGES ARE MADE, AND THE DRAFT IS MADE AVAILABLE TO THE ASME BOARD OF GOVERNORS (BOG) ON THE BOG SECURE WEBSITE. AT THE END OF THE REVIEW PERIOD, THE FINAL DRAFT IS GIVEN TO ASME'S INDEPENDENT ACCOUNTING FIRM FOR ELECTRONIC FILING BY DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED AND SIGNED ANNUALLY BY THE ASME BOARD OF GOVERNORS. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE EXECUTIVE DIRECTOR INCLUDES A REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT OF COMPARABILITY DATA, INCLUDING COMPENSATION SURVEYS AND FORM 990 DATA FROM SIMILAR ORGANIZATIONS. THIS DATA IS THEN PROVIDED TO THE EXECUTIVE DIRECTOR EVALUATION AND STAFF COMPENSATION COMMITTEE (EDESC), A COMMITTEE COMPRISED OF INDEPENDENT DIRECTORS, WHO EVALUATE THE DATA AND MAKE A SALARY RECOMMENDATION TO THE BOARD OF GOVERNORS. THE FINAL SALARY DECISION, BASED ON THE RECOMMENDATION OF THE EDESC, IS APPROVED BY THE BOARD OF GOVERNORS. ASME'S CORPORATE COUNSEL DOCUMENTS THE DECISION AND THE RATIONALE OF THE DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE ASME CONSTITUTION, BY-LAWS, SOCIETY POLICIES INCLUDING THE CONFLICT-OF-INTEREST POLICY, AND THE ASME FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: POST RETIREMENT BENEFITS 5,194,810. AFFILIATED GROUP REVENUE TRANSFERED TO CORPORATE RETURN UPON DISSOLVING 325,883. FORM 990, PART XII, LINE 2C: THE SELECTION AND OVERSIGHT PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. 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