2014-07-10T09:30:00-05:00 2013-08-31 990 2012-09-01 136161036 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION NEWY 2129986245 110 WEST 3RD STREET 2ND FL NEW YORK NY 10012 GIANCARLO BONAGURA 2129986245 2014-07-10 2012 2015-11-30 17:44:51Z ELIZABETH L ROHLFING 40 WASHINGTON SQ SO NEW YORK NY 10012 28245984 0 X N/A X 1949 NY FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW. 63 56 0 0 0 0 0 0 18288357 18274606 0 0 12767535 9936563 31055892 28211169 8379240 10916585 0 0 0 0 0 0 0 19105327 17931856 27484567 28848441 3571325 -637272 174078366 175116106 24430563 29109744 149647803 146006362 THE FOUNDATION, A SUBSIDIARY OF NEW YORK UNIVERSITY, FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW BY AWARDING SCHOLARSHIPS, MAKING GRANTS FOR EDUCATIONAL PURPOSES RELATED TO LAW, AND SUPPORTING PROGRAMS OF THE SCHOOL OF LAW. 0 0 28657753 10916585 18274606 SUPPORT EXEMPT ACTIVITIES OF NEW YORK UNIVERSITY SCHOOL OF LAW. 28657753 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 95 0 0 0 0 0 0 0 0 0 0 0 0 X 63 56 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X KERRI TRICARICO 2129982913 105 E 17TH STREET - 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THE $77,200 ALLOCABLE TO CALENDAR YEAR 2012 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY- WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU- IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. RICHARD REVESZ TRUSTEE MORTGAGE X 1875000 1734703 0 1 1 1734703 FORM 990, PART VI, SECTION A, LINE 2 1) TRUSTEES MARK WILF AND LEONARD WILF ARE COUSINS. 2) TRUSTEES PETER SUDLER AND EILEEN SUDLER ARE SPOUSES. 3) TRUSTEES JAY FURMAN AND JOHN SEXTON HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2013. FORM 990, PART VI, SECTION A, LINE 7A THE NYU BOARD OF TRUSTEES ELECTS ALL THE TRUSTEES OF THE FOUNDATION OTHER THAN EX OFFICIO TRUSTEES AND HAS OTHER POWERS GRANTED UNDER STATE LAW. FORM 990, PART VI, SECTION A, LINE 7B THE NYU BOARD OF TRUSTEES ELECTS ALL THE TRUSTEES OF THE FOUNDATION OTHER THAN EX OFFICIO TRUSTEES AND HAS OTHER POWERS GRANTED UNDER STATE LAW. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1.THE FORM 990 WAS REVIEWED AND APPROVED BY THE NYU CONTROLLER. 2.THE FOUNDATION TREASURER SHARED THE FORM 990 WITH THE CHAIRMAN AND NYU OFFICE OF GENERAL COUNSEL AND PROVIDED IT TO THE FULL BOARD OF TRUSTEES. 3.FOLLOWING THE REVIEW PERIOD FOR THE BOARD OF TRUSTEES, THE FORM 990 WAS FILED ELECTRONICALLY WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN GENERAL AND PURSUANT TO THE CONLFICT OF INTEREST POLICY, TRUSTEES AND OFFICERS MUST RECUSE THEMSELVES FROM BOARD AND COMMITTEE MEETINGS SHOULD A CONLFICT OF INTEREST ARISE (REAL OR PERCEIVED). IN ADDITION, FOR FOUNDATION TRUSTEES AND OFFICERS THERE IS AN ANNUAL PROCESS THAT REQUIRES THE FILING OF A CONFLICT OF INTEREST FORM WITH THE UNIVERSITY. WITH RESPECT TO INDIVIDUALS OTHER THAN TRUSTEES AND OFFICERS, THERE ARE NO EMPLOYEES OF THE FOUNDATION; RATHER ALL EMPLOYEES ARE EMPLOYEES OF THE UNIVERSITY AND ARE THEREFORE REQUIRED TO FOLLOW APPLICABLE UNIVERSITY POLICIES. FORM 990, PART VI, SECTION B, LINE 15 THERE ARE NO EMPLOYEES OF THE FOUNDATION; RATHER ALL EMPLOYEES ARE EMPLOYEES OF THE UNIVERSITY AND THEREFORE THE SETTING OF THEIR COMPENSATION IS CONSISTENT WITH THE UNIVERSITY STANDARD PRACTICES FOR DETERMINING REASONABLE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION - OFFICE OF THE DEAN MAINTAINS COPIES OF THE GOVERNING DOCUMENTS. CONFLICT OF INTEREST POLICY AND CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU). CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN BEGINNING NET ASSETS -3,004,169. FORM 990, PART XII, LINE 2C: THE AUDIT AND COMPLIANCE COMMITTEE OF THE NYU BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S CONSOLIDATED FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THE CONSOLIDATED FINANCIAL STATEMENTS INCLUDE THE FINANCIALS OF NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION. 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