2014-07-31T08:26:57-05:00 2013-08-31 KPMG LLP 300 North Greene Street Suite 400 Greensboro NC 27401 990 2012-09-01 581454716 THE CARTER CENTER INC % CHRISTOPHER D BROWN CART 4044205100 453 FREEDOM PARKWAY Suite ATLANTA GA 303071496 Christopher D Brown 4044205100 2014-07-28 true 3362753394 2012 2015-11-30 17:44:51Z X JOHN B HARDMAN 453 FREEDOM PARKWAY ATLANTA GA 303071496 110174924 false X WWW.CARTERCENTER.ORG X 1981 GA The Carter Center is committed to advancing human rights and alleviating unnecessary human suffering. 20 18 206 175000 253348 -233611 92318517 88324519 0 0 18828566 20410801 426821 363532 111573904 109098852 6698640 11659705 0 0 22606042 23136133 127200 168089 7811623 43991907 43934392 73423789 78898319 38150115 30200533 527652555 583945118 14491944 22336352 513160611 561608766 THE CARTER CENTER, IN PARTNERSHIP WITH EMORY UNIVERSITY, IS GUIDED BY A FUNDAMENTAL COMMITMENT TO HUMAN RIGHTS AND THE ALLEVIATION OF HUMAN SUFFERING; IT SEEKS TO PREVENT AND RESOLVE CONFLICTS, ENHANCE FREEDOM AND DEMOCRACY, AND IMPROVE HEALTH. 1) THE CENTER EMPHASIZES ACTION AND MEASURABLE RESULTS. BASED ON CAREFUL RESEARCH AND ANALYSIS, IT IS PREPARED TO TAKE TIMELY ACTION ON IMPORTANT AND PRESSING ISSUES. 2) THE CENTER SEEKS TO BREAK NEW GROUND AND NOT DUPLICATE THE EFFECTIVE EFFORTS OF OTHERS. 3) THE CENTER ADDRESSES DIFFICULT PROBLEMS IN DIFFICULT SITUATIONS AND RECOGNIZES THE POSSIBILITY OF FAILURE AS AN ACCEPTABLE RISK. 4) THE CENTER IS NONPARTISAN, ACTIVELY SEEKS COMPLEMENTARY PARTNERSHIPS AND WORKS COLLABORATIVELY WITH OTHER ORGANIZATIONS FROM THE HIGHEST LEVELS OF GOVERNMENT TO LOCAL COMMUNITIES. 5) THE CENTER BELIEVES THAT PEOPLE CAN IMPROVE THEIR OWN LIVES WHEN PROVIDED WITH THE NECESSARY SKILLS, KNOWLEDGE, AND ACCESS TO RESOURCES. false false 47230654 10995600 The Carter Center Health Programs fight six preventable diseases - Guinea worm, trachoma, schistosomiasis, lymphatic filariasis, malaria, and river blindness - by using health education and simple, low-cost methods. The Center also strives to improve access to mental health care. These efforts have brought to resource-limited countries better disease surveillance and health care delivery systems, many established as part of the Center's historic campaign to eradicate Guinea worm disease. Because communities often are burdened by several diseases, the Center also is pioneering new public health approaches to efficiently and effectively treat multiple diseases at once. 16331094 413564 The Carter Center Peace Programs strengthen freedom and democracy in nations worldwide, securing for people the political and civil rights that are the foundation of just and peaceful societies. Since its inception, the Center has monitored more than 96 national elections. Beyond elections, the Center seeks to deepen democracy by nurturing citizen participation in public policy-making and by helping to establish government institutions that bolster rule of law, fair administration of justice, access to information, and government transparency. The Center also works to advance human rights laws that uphold the dignity and worth of each individual. 783283 250541 The Carter Center receives broad-based support which is beneficial to all programs and is categorized as Cross Program. Expenses aid the achievement of the other program service goals and are considered additions to program service expense. 64345031 true true false false false false false true false true true true false false true true false true false true true true false true true false false true true true false false false false false false true false true true false false false true true true false false true X 379 0 true 206 true true true true false false false true true true false false false X 20 18 true false false false false true true true true false true true true true true true true true true true false AL AK AZ AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X CHRISTOPHER D BROWN 4044205100 453 FREEDOM PARKWAY ATLANTA GA 303071496 X Terrence B Adamson 2.0 1.0 X Arthur M Blank 1.0 0.0 X Richard C Blum 1.0 0.0 X Kathryn E Cade 2.0 1.0 X X Jason Carter 1.0 0.0 X James E Carter 40.0 0.0 X Rosalynn Carter 40.0 0.0 X Bradley N Currey Jr 2.0 1.0 X Gordon D Giffin 1.0 0.0 X Charlayne Hunter-Gault 1.0 0.0 X Ben F Johnson III 1.0 1.0 X Sherry Lansing 1.0 0.0 X Douglas W Nelson 1.0 0.0 X Kent C Nelson 4.0 1.0 X X Wendell Reilly 1.0 0.0 X Marjorie M Scardino 1.0 0.0 X Leah Ward Sears 1.0 0.0 X Chilton D Varner 1.0 0.0 X James W Wagner 1.0 1.0 X Tadahiro Yoshida 1.0 0.0 X John B Hardman 40.0 2.0 X 373032 45153 Phillip J Wise 40.0 2.0 X 185236 21467 Christopher D Brown 40.0 2.0 X 154342 49240 Donald R Hopkins 32.0 0.0 X 207042 38494 John J Stremlau 40.0 0.0 X 184728 39581 Seema N Shams 40.0 0.0 X 172003 14602 Frank O Richards 40.0 0.0 X 165488 15375 Thomas H Bornemann 40.0 0.0 X 157488 15809 NICOLE KRUSE 40.0 0.0 X 155470 24825 CRAIG WITHERS 40.0 0.0 X 150602 43450 1905431 307996 27 false true false Ansar Inc 5561 Bethesda-Arno Rd THOMPSON STATION TN 37179 MAILSHOP SERVICES 476343 PROOF OF THE PUDDING 2033 MONROE DRIVE ATLANTA GA 30324 Events/catering 348902 EXECUTIVE MANAGEMENT SERVICES po box 505818 INDIANAPOLIS IN 45250 janitorial services 233365 KPMG LLP 303 Peachtree Street NE Suite 2000 ATLANTA GA 30308 Audit/Tax Services 271689 VALLEY CREST LANDSCAPE 2375 PLEASANTDALE RD ATLANTA GA 30340 LANDSCAPE SERVICES 164266 14 96546 1285775 41065421 45876777 6649758 88324519 0 20410801 20410801 0 0 0 0 0 0 1076072 1285775 1076072 0 0 0 FACILITIES USE FEES 532000 363532 253348 110184 363532 109098852 253348 20520985 X 250541 250541 77789 77789 11331375 11331375 0 1479301 519968 835259 124074 0 17178313 11889806 2399465 2889042 0 4478519 2877433 887214 713872 0 0 15790 7052 8738 291256 67756 223500 0 168089 168089 0 11399413 9949168 282793 1167452 102713 47430 49928 5355 5875581 3738156 262484 1874941 1046199 838931 195576 11692 0 1704108 1312832 249427 141849 12622550 12285883 45670 290997 0 1365200 1192442 19780 152978 0 0 882340 323123 346168 213049 279568 279568 VEHICLES 4629347 4618202 6899 4246 INTERVENTIONS 2602349 2602349 OTHER MISCELLANEOUS 1117978 414795 649196 53987 78898319 64345031 6741665 7811623 33342101 40691659 0 0 23311959 24704511 1991790 4906434 0 0 0 0 0 0 0 0 129023 194718 21164366 14737403 7003541 6426963 7372054 8747576 452298722 496030342 0 0 0 0 2203365 2242915 527652555 583945118 3844257 11536059 0 0 6061028 5528794 0 0 0 0 0 0 0 0 0 0 4586659 5271499 14491944 22336352 X 176619708 199652398 211000769 232878849 125540134 129077519 513160611 561608766 527652555 583945118 30200533 18191704 55918 X false true X true true true X 91080553 63796419 66351602 92318517 88324519 401871610 0 0 91080553 63796419 66351602 92318517 88324519 401871610 66397984 335473626 19104077 18273694 17590144 18828566 20410801 94207282 0 291147 308554 348805 426821 363532 1738859 497817751 0.67389 0.66535 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 39550 2242915 X X true 460616112 8182875 38584218 723291 506659914 420777996 9821721 30668939 652544 460616112 366049958 6172627 49202767 647356 420777996 331507347 9540446 25680491 678327 366049957 379300112 7026883 -54071152 748496 331507347 0.36400 0.25500 0.38100 true false 636732 636732 16938552 12821752 4116800 2322982 1209097 1113885 1266100 706554 559546 6426963 POOLED INVESTMENT FUND 496030342 F 496030342 0 ANNUITY OBLIGATIONS 5271499 5271499 X Artwork Part III, Line 4 The Center maintains a broad collection of art to include paintings, sculptures, statues, and awards that represent the life and work of its founders, Jimmy and Rosalynn Carter. Some of the pieces have been donated to the Center by the Carters while others have been donated to the Center in recognition of the work of the Center and of the Carters. ENDOWMENT Part V, Line 4 The Center has established an endowment fund in order to sustain the success of its mission and programs into the future. FIN 48 Part X, Line 2 CCI has received a determination letter from the INternal Revenue Service dated December 16, 1991 indicating recognition as an organization described in Section 501(c)(3) of the Code whereby only unrelated business income, as defined by Section 512(a) of the Code is subject to federal income tax. CCI Applies FASB accounting standards Codification (ASC) topic 740, Income taxes, which addresses the accounting for uncertainty in income tax positions. It also provides guidance on when tax positions are recognized in an entity's financial statements and how the values of these positions are determined. There is currently no impact on the consolidated financial statements as a result of ASC 740. true Central America and the Caribbean 1 11 Program Services Health Programs 1025187 East Asia and the Pacific Program Services Peace programs 1187388 Middle East and North Africa 5 27 Program Services Peace programs 4070256 South America 1 4 Program Services Peace and Health Prgms 565589 South Asia 1 25 Program Services Peace programs 1684638 Sub-Saharan Africa 88 648 Program Services Peace and Health Prgms 28704164 Central America and the Caribbean Grantmaking Health Programs 45098 South America Grantmaking Health Programs 747210 Sub-Saharan Africa Grantmaking Peace and Health Prgms 10545757 96 715 96 715 48575287 48575287 Sub-Saharan Africa 1 317516 check Sub-Saharan Africa 2 46118 wire Sub-Saharan Africa 3 16840 wire Sub-Saharan Africa 4 13500 wire Sub-Saharan Africa 5 10580 CASH Sub-Saharan Africa 6 11000 wire Sub-Saharan Africa 7 10100000 wire Sub-Saharan Africa 8 25503 wire South America 9 101147 wire South America 10 100000 wire South America 11 497667 wire South America 12 17390 wire South America 13 31006 wire Central America and the Caribbean 14 45098 check 14 2 false false false false false true PROCEDURES FOR MONITORING GRANT FUNDS Part I, line 2 The Center requires grant recipients to submit interim and/or final narrative and financial reports that set forth the results of the work performed as funded by the Center. Written agreements and the specific requirements of the grantee vary based on the nature of the work product and length of time for the services to be provided. Purpose of grants to organizations outside the U.S. Part II, Column D 1) PROVIDE INFORMATION AND EDUCATION ON RIGHTS AND THE LAW IN LIBERIA 2) DOMESTIC ELECTION OBSERVATION TRAINING IN THE DEMOCRATIC REPUBLIC OF CONGO (DRC) 3) STRENGTHENING HUMAN RIGHTS DEFENDER PROTECTION IN DRC 4) PROVIDE HUMAN RIGHTS DEFENDERS JUDICIAL ASSISTANCE AND TRAINING IN DRC 5) PROVIDE A MONITORING SYSTEM FOR VICTIMS OF HUMAN RIGHT ABUSE IN DRC 6) HUMAN RIGHTS ORGANIZATION IMPACT ASSESSMENT IN DRC 7) AND 8) GUINEA WORM ERADICATION EFFORTS 9) RIVER BLINDNESS CONTROL EFFORTS IN BRAZIL 10) AND 11) RIVER BLINDNESS CONTROL EFFORTS IN VENEZUELA 12) RIVER BLINDNESS CONTROL EFFORTS IN ECUADOR 13) TO PROVIDE JOURNALISM FELLOWSHIPS IN SOUTH AMERICA 14) RIVER BLINDNESS CONTROL EFFORTS IN GUATEMALA X X X X X X X true American Marketing Communi Direct Mail false 6398239 99000 6299239 CONVIO INC INTERNET MARKETING false 1611253 69089 1542164 8009492 168089 7841403 AL AK AZ AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI auction 2361847 1285775 1076072 52017 497319 526736 0 2361847 1285775 1076072 52017 497319 526736 1076072 true EMORY UNIVERSITY 1599 CLIFFTON ROAD 6-303 ATLANTA GA 30322 440553234 501(C)(3) 200541 0 N/A N/A Institute of Dev Nation Hurricane Sandy NJ Relief Fund PO Box 95 Mendham NJ 07945 364745729 501(C)(3) 25000 N/a N/a Hurricane Sandy The Mayor's Fund to Adv NYC 253 Broadway New York NY 10007 133783906 501(C)(3) 25000 N/A N/A Hurricane Sandy 3 Journalism Fellowships 8 77789 N/A N/A PROCEDURES USED TO MONITOR THE USE OF GRANT FUNDS IN THE UNITED STATES PART I, LINE 2 THE CENTER REQUIRES GRANT RECIPIENTS TO SUBMIT INTERIM AND/OR NARRATIVE AND FINANCIAL REPORTS THAT SET FORTH THE RESULTS OF THE WORK PERFORMED AS FUNDED BY THE CENTER. WRITTEN AGREEMENTS AND THE SPECIFIC REQUIREMENTS OF THE GRANTEE VARY BASED ON THE NATURE OF THE WORK PRODUCT AND LENGTH OF TIME FOR THE SERVICES TO BE PROVIDED. X X X X false false false false false false false false false John B Hardman 373032 22500 22653 418185 Phillip J Wise 185236 17067 4400 206703 Christopher D Brown 154342 14578 34662 203582 Donald R Hopkins 207042 18834 19660 245536 John J Stremlau 184728 16928 22653 224309 Seema N Shams 137003 35000 14602 186605 Frank O Richards 165488 14134 1241 180863 Thomas H Bornemann 157488 14309 1500 173297 NICOLE KRUSE 155470 13546 11279 180295 CRAIG WITHERS 150602 13610 29840 194052 JEFFREY CARTER SON OF BOARD MEMBER 21385 compensation as employee false REBECCA CARTER SPOUSE OF CHILD OF BD MBR 66694 compensation as employee false X 14 39550 Appraisal X 109 5542180 Market value X 35170 13190 retail price X software 250 735000 retail price X flights 1 140444 Cost incurred X Bed Nets 10000 50000 retail price X other 320001 129394 retail price 5 false true true USE OF THIRD PARTIES OR RELATED ORGANIZATIONS SCHEDULE M, PART I, LINE 32A THE CARTER CENTER UTILIZES EXTERNAL BROKERS TO SELL DONATED SECURITIES UPON RECEIPT. AMENDED RETURN FORM 990, ITEM B THE ORIGINAL RETURN CONTAINED AN ERROR ON PART I, LINE 19. THIS LINE WAS NOT CALCULATED APPROPRIATELY ON THE ORIGINAL RETURN AND HAS BEEN CORRECTED. THERE ARE NO OTHER CHANGES ON THIS RETURN. AUDITED FINANCIAL STATEMENTS Form 990, Part IV, Line 12 THE CARTER CENTER'S AUDITED FINANCIAL STATEMENTS CONSOLIDATE THE ACTIVITIES OF THE CARTER CENTER, INC. AND THE CARTER CENTER COLLABORATIVE, INC. AND ARE PREPARED IN ACCORDANCE WITH U.S. GAAP. SEPARATE AUDITED FINANCIAL STATEMENTS ARE NOT PREPARED FOR EACH ENTITY. ACTIVITIES OF THE CARTER CENTER, INC. AND THE CARTER CENTER COLLABORATIVE, INC. AND ARE PREPARED IN ACCORDANCE WITH U.S. GAAP. SEPARATE AUDITED FINANCIAL STATEMENTS ARE NOT PREPARED FOR EACH ENTITY. NUMBER OF EMPLOYEES Form 990, Part V, Line 2a and 2B Emory University serves as common paymaster for the Center's employees. As such, all IRS Forms W-3 and all Federal employment tax returns are filed by Emory University. The Carter Center's employee count of 207 was included in the Emory University Form W-3 for calendar year 2012. FINANCIAL ACCOUNTS IN FOREIGN COUNTRIES Form 990, Part V, Line 4b Bolivia, Cameroon, Chad, Cote D'Ivoire, Democratic Republic of Congo, Ecuador, Egypt, Ethiopia, Guatemala, Kenya, Liberia, Libya, Mali, Mexico, Nepal, Niger, Nigeria, Palestine, South Sudan, Sudan, Tunisia, Uganda, Venezuela. BUSINESS AND FAMILY RELATIONSHIPS Form 990, Part VI, Section A, Line 2 Jimmy and Rosalynn Carter, Founders and Trustees, are husband and wife. JASON CARTER, TRUSTEE, IS THE GRANDSON OF JIMMY AND ROSALYNN CARTER. The President of Emory University, James Wagner, serves on the Board of Trustees for the Center. Ben Johnson, Leah Ward Sears, Wendell Reilly, and Chilton Varner, Trustees on the Center's board, also serve on the Board of Trustees for Emory University. Bradley Currey, Wendell Reilly, and Chilton Varner, Trustees on the Center's Board, also serve on the board of Brown & Brown, Co. Marjorie Sardino, Trustee, and Don Hopkins, Key Employee, both serve on the Board of the MacArthur Foundation. Election of members of the governing body Form 990 Part VI, Line 7A and 7B The Board of Trustees of The Carter Center, Inc. consists of President Carter and Mrs. Carter, the president of Emory University, 9 members appointed by Emory University's Board of Trustees, and 10 members appointed by President Carter and those trustees not appointed by Emory University's Board of Trustees. Additionally, Emory University's Board of Trustees has the authority to approve amendments to the Center's Articles of Incorporation and Bylaws. PROCESS USED TO REVIEW FORM 990 Form 990, Part VI, Section B, Line 11 The Carter Center provides a draft of its IRS Form 990 to all directors and trustees up to one week in advance of the filing date. This review period allows for questions and comments on the information set forth in the return that may be resolved prior to filing. Additionally, the Treasurer reviews the draft 990 with the Chair of the Finance committee in detail prior to its filing. MONITORING CONFLICT OF INTEREST POLICY Form 990, Part VI, Section B, Line 12c The Carter Center's conflict of interest policy is provided to all employees upon hiring and updates to such policy are communicated as approved. All employees are expected to adhere to this policy as provided. Annually in June, the Center requests that each Trustee, Officer, and Key Employee provide information regarding all business and family relationships and an attestation of their understanding and adherence to the conflict of interest policy, as provided. PROCESS USED IN DETERMINING COMPENSATION Form 990, Part VI, Section B, Line 15a, 15b The Center utilizes the payroll services of a common paymaster, Emory University. Emory has developed and maintained significant resources with regard to compensation and performance review policies and procedures. These policies cover all of the Center's employees, including the CEO and all officers and key employees. Compensation ranges for all job grades are established by Emory utilizing a number of best practices standards and are adhered to by the Center. The performance of every employee is reviewed by their supervisor and merit raises may be earned within guidelines published by the Center's human resources department annually. The CEO's performance is reviewed and compensation is approved by the Compensation Committee, which consists of President Carter, The President of Emory University and The Chairman of the Carter Center Board, as well as the full Board of the Carter Center. MAKING GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC Form 990, Part VI, Line 19 Documents are available upon request. OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:PEACE PROGRAMS CONSULTING TOTAL FEES:3941911 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:HEALTH PROGRAMS CONSULTING TOTAL FEES:5814569 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:OTHER FEES TOTAL FEES:1642933 Carter Center Collaborative Inc 453 Freedom Parkway Atlanta GA 30307 205704991 Support CCI GA 11 NA true CARTER CENTRE UK 14 ST MARYS STREET STAMFORD LINCOLNSHIRE UK PF9 2DF SUPPORT CCI UK N/A NA false CARTER CENTRE UK FOUNDATION 14 ST MARYS STREET STAMFORD LINCOLNSHIRE UK PF9 2DF SUPPORT CCI UK N/A NA false false false false false false false false false false false false false true false false false false false