2014-08-11T10:50:11-05:00 2013-12-31 861065662 Deloitte Tax LLP 225 West Santa Clara Street San Jose CA 95113 990PF 2013-01-01 770150580 Monterey Bay Aquarium Research Institute MONT 8317751700 7700 Sandholdt Road Moss Landing CA 950399644 C Michael Pinto Chief Financial Officer 8317751700 2014-08-11 1 Sharon Zorbach Director P00125475 4087044000 2013 2015-12-30 17:16:21Z X 116657370 X 45622666 3228 3228 3228 6883 6883 6883 289694 149644 149644 289694 87303 100000 0 0 164226 133710 164226 46174000 293465 323981 534209 0 0 531968 17639312 0 0 17285628 11647869 0 0 9683473 67659 0 0 71062 170825 0 0 173975 3135 0 0 3135 8005503 34936 34936 2303933 0 0 2279965 724409 0 0 737756 202026 0 0 195626 9847227 44808 44808 9864484 51146107 79744 79744 40827072 245000 245000 51391107 79744 79744 41072072 -5217107 213721 244237 500 500 500 7440260 9128583 9128583 72223 66840 72223 72223 48460810 48834924 48834924 98313 98313 98313 3572341 4211223 4211223 164414490 110102886 57699563 54311604 54311604 117338627 116657370 116657370 6843092 8621140 316010 1366697 19875000 20674000 27034102 30661837 X 52843883 47785678 37460642 38209855 90304525 85995533 117338627 116657370 90304525 -5217107 908115 85995533 0 85995533 0 40309183 9520657 4.233866 48336221 13616560 3.549811 41664241 15289673 2.724992 42932298 9866022 4.351531 44928892 8872868 5.063627 19.923827 3.984765 13677283 54500759 2137 54502896 45888504 4274 0 4274 0 4274 3388 3388 886 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 1 0 0 0 1 WWW.MBARI.ORG Jim Rehkopf 8317751704 7700 Sandholdt Road Moss Landing CA 950399644 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Applies To All Directors Officers 7700 Sandholdt Road Moss Landing CA 950399644 (See Statement 15) 0.00 0 0 0 Julie Packard 7700 Sandholdt Road Moss Landing CA 950399644 Chairman 4.00 0 0 0 Dr Franklin Orr Jr 7700 Sandholdt Road Moss Landing CA 950399644 Vice-Chairman 1.00 0 0 0 Nancy Burnett 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 0 0 0 Dr Joel Birnbaum 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 4500 0 0 Dr Curtis Collins 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 6000 0 0 Dr Eric Hartwig 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 1500 0 0 Dr G Ross Heath 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 6000 0 0 Dean O Morton 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 6000 0 0 Dr Norman Pace 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 4500 0 0 Dr Karl Pister 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 6000 0 0 Dr Robert C Spindel 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 6000 0 0 Barbara P Wright 7700 Sandholdt Road Moss Landing CA 950399644 Director & Secretary 1.00 0 0 0 Dr George N Somero 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 6000 0 0 Bruce C Gilman 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 0 0 0 C Michael Pinto 7700 Sandholdt Road Moss Landing CA 950399644 Chief Financial Officer 40.00 214999 49659 0 Dr Chris Scholin 7700 Sandholdt Road Moss Landing CA 950399644 President/CEO 40.00 268210 66519 0 Dr Joseph P Allen 7700 Sandholdt Road Moss Landing CA 950399644 Director 1.00 4500 0 0 Kanna Rajan 7700 Sandholdt Rd Moss Landing CA 950399644 Sr. Principal Resear 40.00 256095 35358 0 Dr Robert Vrijenhoek 7700 Sandholdt Rd Moss Landing CA 950399644 Sr. Scientist 40.00 215096 54471 0 Dr Peter Brewer 7700 Sandholdt Rd Moss Landing CA 950399644 Sr. Scientist 40.00 210306 52001 0 Dr Bruce Robison 7700 Sandholdt Rd Moss Landing CA 950399644 Sr. Scientist 40.00 209555 46378 0 Dr James Bellingham 7700 Sandholdt Rd Moss Landing CA 950399644 Chief Technologist 40.00 208341 43213 0 176 PricewaterhouseCoopers LLP 3 Embarcadero Center San Francisco CA 94111 Accountants 144750 0 DEVELOPMENT OF OCEANOGRAPHIC INSTRUMENTS - DNA PROBES, SEAFLOOR MAPPING SYSTEMS, IN SITU ANALYZERS/SAMPLERS, CHEMICAL SENSORS, ETC. 6161827 NEW TECHNOLOGY DATA COLLECTION VEHICLES - AUV DEVELOPMENT AND ENHANCEMENTS, ROV UPGRADES AND ENHANCEMENTS AND NEW COASTAL RESEARCH VESSEL 3002450 STUDY THE COMPOSITION, STRUCTURE, ECOLOGICAL DYNAMICS AND POPULATION DYNAMICS OF THE WATER COLUMNS AND SEAFLOOR OF THE MONTEREY BAY AND OTHER WEST COAST SITES 12111688 MAINTAIN AN OCEAN OBSERVATORY SYSTEM AND A DATA REFERENCE SYSTEM WHICH WOULD PROVIDE THE OCEANOGRAPHIC COMMUNITY WITH ACCESS TO KEY DATA AND DATA COLLECTION OPPORTUNITIES 2112323 N/A 0 0 0 8039679 5845887 13885566 0 0 13885566 208283 13677283 683864 X 41072072 0 4816432 45888504 0 45888504 1988-05-03 X 244237 476033 185722 469489 1375481 207601 404628 157864 399066 1169159 45888504 40312058 48336221 41664241 176201024 245000 247500 241000 245338 978838 45643504 40064558 48095221 41418903 175222186 0 0 455909 317355 453885 509656 1736805 0 0 0 0 X Leland Stanford Jr Univ William F Durand Building Stanford CA 95305 None PC Support for collaborative research program 240000 Monterey County Office of Education (Science & Engineering Fair) PO Box 80851 Salinas CA 93912 None PC Donation to Science Fair, 2013 2500 Science Buddies PO Box 5038 Carmel CA 93921 None PC Support for education tools for K-12 science, technology, engineering and math in 3 local counties. 1500 City of Pacific Grove 300 Forest Avenue Pacific Grove CA 93950 None PC Support the operations of the Pacific Grove Hyperbaric Chamber 1000 245000 0 14 3228 14 6883 16 149644 01 140050 18 87303 Recycled Materials 01 1403 Earned Discounts 01 1632 Royalty Receipts 15 133710 Meeting Space Rearrangement Charge 01 130 Refund - Custom Benefit Administrators 01 25737 Microsoft Settlement 01 1614 0 551334 0 551334 0 0 0 0 0 0 0 0 0 0 X X 1 Berkeley Seismological Laboratory 174 Stanley Hall Berkeley CA 947203220 11933 X 2 Centro De Investigacion Cientifica 9355 Airway Road San Diego CA 92154 98996 X 3 Defense Advanced Research Projects STO 3701 North Fairfax Drive Arlington VA 222031714 322107 X 4 David and Lucile Packard Foundation 300 Second Street Suite 200 Los Altos CA 94022 38209855 X 5 Gordon and Betty Moore Foundation T PO Box 29910 San Francisco CA 941290910 776988 X 6 International Research Institute St PO Box 8046 Stavanger NO 28750 X 7 Dave Judi Zaches Foundation PO Box 2410 Monterey CA 939422410 5000 X 8 Monterey Bay Aquarium 866 Cannery Row Monterey CA 93940 14950 X 9 Monterey Bay Sanctuary Foundation 299 Foam Street Monterey CA 93940 25699 X 10 Moss Landing Marine Lab 8272 Moss Landing Road Moss Landing CA 950399647 5300 X 11 National Aeronautics and Space Admi Bldg 1111 C Road Stennis Space Center MS 395296000 658094 X 12 National Institute of Health 45 Center Drive Bethesda MD 208926200 164427 X 13 National Oceanic and Atmospheric Ad 1100 Wayne Ave 1210 Silver Springs MD 209103283 2159604 X 14 National Science Foundation 4201 Wilson Blvd Arlington VA 22230 898369 X 15 Naval Postgraduate School 3985 Cummings Road Bldg 116 San Diego CA 921324200 8895 X 16 Office of Naval Research 300 5th Ave St 710 Seattle WA 981042398 286406 X 17 Sea Grant UCSD 9500 Gilman Drive La Jolla CA 920930232 37483 X 18 Stanford University 340 Panama Street Stanford CA 943054125 788530 X 19 University of California San Diego 9500 Gilman Drive La Jolla CA 920930232 128473 X 20 University of California Santa Cruz 1156 High Street Santa Cruz CA 95064 92103 X 21 University of Hawaii 1950 East West Road Honolulu HI 96822 83927 X 22 US Department of Energy 9800 South Cass Avenue Argonne IL 60439 600075 X 23 Woods Hole Oceanographic Institutio 183 Oyster Pond Road Woods Hole MA 02543 92318 X 24 University of Minnesota 117 Pleasant St SE Minneapolis MN 55455 5400 X 25 Natural Resources Canada 9860 West Saanich Road Sidney BC CA 39173 X 26 National Oceanic and Atmospheric Ad 325 Broadway Boulder CO 80305 26500 X 27 Orange County Sanitation District 10844 Ellis Avenue Fountain Valley CA 92708 10892 X 28 National Taiwan University PO Box 23-13 Taipei TW 132340 X 29 University of British Columbia 3529 University Blvd Vancouver BC CA 29349 X 30 University of Chicago 6030 S Ellis Avenue Chicago IL 60637 18817 X 25 Contributed parts for the building of the Mini-Remote Operating Vehicle for under water research. 39173 2013-03-23 Deloitte & Touche LLP - Tax Review 5925 0 0 5925 Ryan McDonald - Audit 17000 0 0 17000 PricewaterhouseCoopers LLP - Audit 144750 0 0 144750 North Bay Pensions 3150 0 0 6300 LAND 1999-06-30 4246219 0.000000000000 0 0 0 BUILDINGS 1999-06-30 45388293 25407353 0.000000000000 0 0 0 BUILDING IMPROVEMENTS 1999-06-30 4852708 3686885 0.000000000000 0 0 0 FURNITURE & FIXTURES 1999-06-30 1210584 1206405 0.000000000000 0 0 0 VEHICLES 1999-06-30 562240 507120 0.000000000000 0 0 0 EQUIPMENT - GENERAL 1999-06-30 13724313 12863897 0.000000000000 0 0 0 EQUIPMENT - OFFICE 1999-06-30 146150 127876 0.000000000000 0 0 0 EQUIPMENT - COMPUTER 1999-06-30 1514100 1117847 0.000000000000 0 0 0 EQUIPMENT - VIDEO & CAMERA 1999-06-30 1055952 959677 0.000000000000 0 0 0 EQUIPMENT - MACHINE SHOP 1999-06-30 803298 615435 0.000000000000 0 0 0 EQUIPMENT - POSITIONING 1999-06-30 174569 174569 0.000000000000 0 0 0 SOFTWARE 1999-06-30 649680 551708 0.000000000000 0 0 0 OCEAN DEPLOYED EQUIPMENT 1999-06-30 25032228 11796457 0.000000000000 0 0 0 SHIPS 1999-06-30 38225522 31740236 0.000000000000 0 0 0 SHIPBOARD EQUIPMENT 1999-06-30 3955528 3203120 0.000000000000 0 0 0 REMOTELY OPERATED VEHICLES 1999-06-30 4704589 4367297 0.000000000000 0 0 0 ROV IMPROVEMENTS 1999-06-30 5026088 3892439 0.000000000000 0 0 0 AUTONOMOUS UNDERWATER VEHICLES 1999-06-30 4596876 4214266 0.000000000000 0 0 0 AUV IMPROVEMENTS 1999-06-30 4491685 3670299 0.000000000000 0 0 0 FIXED ASSET PURCHASES IN PROCESS 2013-06-30 735892 0.000000000000 0 0 0 CONSTRUCTION IN PROCESS 2013-06-30 3317976 0.000000000000 0 0 0 Sale of Research Vessel Zephyr 2001-04 Donated 2013-09 Ronald Micjan 100000 637293 0 87303 624596 Additional Comment For Statement 13 FORM 990-PF, PART VIII, LINE 1, STATEMENT 13In addition to the amount of compensation paid to each director and officer (if any), in 2012 MBARI paid D&O insurance premiums of $25,979 (10/2012 - 9/2013) and in 2013 paid D&O premiums of $34,532 (10/2013 - 9/2014), of which $28,117 is allocable to 2013 and to these individuals as a nontaxable working condition fringe benefit.Barbara P. Wright is an officer of MBARI. Her firm, Finch Montgomery Wright LLP, provides legal services to MBARI. Fees for these services are paid to the firm and are for legal services, not for services in her capacity as an officer. Fees paid and expenses reimbursed to the firm in 2013 were $26,350. This amount is included in the appropriate Statement pertaining to Legal Fees. LAND 4246219 0 4246219 BUILDINGS 45388293 25407353 19980940 BUILDING IMPROVEMENTS 4852708 3686885 1165823 FURNITURE & FIXTURES 1210584 1206405 4179 VEHICLES 562240 507120 55120 EQUIPMENT - GENERAL 13724313 12863897 860416 EQUIPMENT - OFFICE 146150 127876 18274 EQUIPMENT - COMPUTER 1514100 1117847 396253 EQUIPMENT - VIDEO & CAMERA 1055952 959677 96275 EQUIPMENT - MACHINE SHOP 803298 615435 187863 EQUIPMENT - POSITIONING 174569 174569 0 SOFTWARE 649680 551708 97972 OCEAN DEPLOYED EQUIPMENT 25032228 11796457 13235771 SHIPS 38225522 31740236 6485286 SHIPBOARD EQUIPMENT 3955528 3203120 752408 REMOTELY OPERATED VEHICLES 4704589 4367297 337292 ROV IMPROVEMENTS 5026088 3892439 1133649 AUTONOMOUS UNDERWATER VEHICLES 4596876 4214266 382610 AUV IMPROVEMENTS 4491685 3670299 821386 FIXED ASSET PURCHASES IN PROCESS 735892 0 735892 CONSTRUCTION IN PROCESS 3317976 0 3317976 Ropes & Gray 6182 0 0 6182 Law Offices of Ann L Lipson, PC 2650 0 0 2650 Finch Montgomery Wright LLP 26350 0 0 26350 Noland, Hamerly, Etienne, & Hoss 7315 0 0 7315 Miscellaneous Legal 1510 0 0 1510 The Wagner Law Group 22562 0 0 25965 Lumen Patent Firm 1090 0 0 1090 Expensed Equipment 251308 0 0 274735 General & Lab Supplies 3068958 0 0 2881327 Recruitment 65816 0 0 65816 Freight & Postage 65525 0 0 65525 Outside Services - General 960091 0 0 1155234 Outside Services - Subawards 2574427 0 0 2561149 External Shiptime & Equip Rental 179309 0 0 180464 Insurance 610374 0 0 610374 Maintenance & Repair 1875599 0 0 1869998 Royalty Expense 44808 44808 44808 49560 MBARI Ship/ROV/AUV Usage -13250 0 0 -13250 Miscellaneous 164262 0 0 163552 Recycled Materials 1403 1403 Earned Discounts 1632 1632 Royalty Receipts 133710 133710 133710 Meeting Space Rearrangement Charge 130 130 Refund - Custom Benefit Administrators 25737 25737 Microsoft Settlement 1614 1614 Effect of Actuarial Gains & Amortization for Postretirement Benefit Plan 908115 Postretirement Benefit Liabilities 19875000 20674000 State of California 255 0 0 255 Internal Revenue Service 2880 0 0 2880