2014-08-13T12:23:54-05:00 2013-12-31 860683059 BEACHFLEISCHMAN PC PO BOX 64130 TUCSON AZ 857284130 990 2013-01-01 270277068 BARNEY & BARNEY FOUNDATION BARN 8585877527 POST OFFICE BOX 85638 SAN DIEGO CA 92186 PAUL HERING PRESIDENT 8585877527 2014-07-03 1 PETER F BEAHAN CPA P00143771 5203214600 2013 2015-11-30 17:44:51Z PAUL HERING POST OFFICE BOX 85638 SAN DIEGO CA 92186 502727 0 X WWW.BARNEYANDBARNEYFOUNDATION.ORG X 2009 CA TO PROVIDE FOR THOSE IN NEED, SUPPORT OUR YOUTH, ADVANCE THE ARTS AND PROTECT THE ENVIRONMENT. 12 12 0 22 122320 109188 202505 247947 0 0 1864 1902 134340 106510 338709 356359 240738 273380 0 0 0 0 0 0 0 37058 40350 277796 313730 60913 42629 882418 883148 42202 3428 840216 879720 THE BARNEY & BARNEY FOUNDATION IS COMMITTED TO GIVING BACK - TO PROVIDE FOR THOSE IN NEED, SUPPORT OUR YOUTH, ADVANCE THE ARTS AND PROTECT THE ENVIRONMENT. 0 0 273380 273380 THE FOUNDATION AWARDED 24 CHARITABLE ORGANIZATIONS GRANTS TOTALING $273,380. RECIPIENTS WERE SELECTED FROM INCOMING SUBMISSIONS AND NOMINATIONS BY EMPLOYEES OF BARNEY & BARNEY, LLC. 273380 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 9 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 X 12 12 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 CA X HAL DUNNING 8585877527 POST OFFICE BOX 85638 SAN DIEGO CA 92186 X PAUL HERING PRESIDENT/CHAIR 1.00 X X 0 0 0 TERRY MOORE SECRETARY 1.00 X X 0 0 0 HAL DUNNING TREASURER 1.00 X X 0 0 0 WILLIAM BUCHANAN DIRECTOR 1.00 X 0 0 0 JEFF CALDER DIRECTOR 1.00 X 0 0 0 STEVE FINDEN DIRECTOR 1.00 X 0 0 0 JACK GALLOWAY DIRECTOR 1.00 X 0 0 0 ARLENE LIEBERMAN DIRECTOR 1.00 X 0 0 0 JOHN NIEDERNHOFER DIRECTOR 1.00 X 0 0 0 BILL PEARTREE DIRECTOR 1.00 X 0 0 0 SHAWN PYNES DIRECTOR 1.00 X 0 0 0 TRINDL REEVES DIRECTOR 1.00 X 0 0 0 0 0 0 0 0 0 0 0 195838 52109 247947 1066 1066 836 0 836 836 836 130558 195838 146368 -15810 -15810 BARNEY & BARNEY, LLC 524126 122320 122320 122320 356359 0 122320 -13908 273380 273380 4738 4738 INCOME TAX EXPENSE 35612 35612 313730 273380 40350 0 2700 1970 312408 307479 3100 3878 543120 543120 21090 26701 882418 883148 2202 3428 40000 0 42202 3428 X 840216 879720 840216 879720 882418 883148 X 42629 -3125 X 1 X 0 1 0 X 995321 94252 145824 202505 247947 1685849 995321 94252 145824 202505 247947 1685849 83613 1602236 162 1870 2464 1864 1902 8262 102554 113144 108165 122320 446183 2140294 338154 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 INVESTMENT IN BARNEY & BARNEY, LLC 543120 C 543120 X PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE TEXT FROM ORGANIZATION'S COMPILED FINANCIAL STATEMENTS: GAAP REQUIRES MANAGEMENT TO PERFORM AN EVALUATION OF ALL TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE ORGANIZATION'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS MEET A "MORE LIKELY THAN NOT" STANDARD OF BEING SUSTAINED UNDER EXAMINATION BY THE APPLICABLE TAXING AUTHORITIES. THIS EVALUATION IS REQUIRED TO BE PERFORMED FOR ALL OPEN TAX YEARS, AS DEFINED BY THE VARIOUS STATUTES OF LIMITATIONS, FOR FEDERAL AND STATE PURPOSES. THE ORGANIZATION IS ONLY SUBJECT TO INCOME TAXES ON UNRELATED BUSINESS TAXABLE INCOME (UBTI). AS A RESULT, THE ORGANIZATION IS REQUIRED TO FILE INFORMATIONAL RETURNS FOR FEDERAL AND STATE PURPOSES AND, IF IT HAS UBTI, FEDERAL AND STATE INCOME TAX RETURNS. WITH LIMITED EXCEPTIONS, THE ORGANIZATION IS NO LONGER SUBJECT TO TAX EXAMINATION FOR ANY YEARS EARLIER THAN 2010 FOR FEDERAL AND 2009 FOR STATE. MANAGEMENT HAS PERFORMED ITS EVALUATION OF TAX POSITIONS TAKEN ON ALL OPEN TAX RETURNS AND HAS DETERMINED THAT THERE WERE NO POSITIONS TAKEN THAT DO NOT MEET THE "MORE LIKELY THAN NOT" STANDARD. ROCK THE FOUNDATION 326396 195838 130558 146368 326396 195838 130558 146368 146368 -15810 1 YMCA OF SAN DIEGO COUNTY 3708 RUFFIN ROAD SAN DIEGO CA 92123 952039198 501(C)(3) 20000 GENERAL SUPPORT NEIGHBORHOOD HOUSE ASSOCIATION 5660 COPLEY DRIVE SAN DIEGO CA 92111 951648184 501(C)(3) 20000 GENERAL SUPPORT SAN DIEGO SYMPHONY FOUNDATION 1245 SEVENTH AVENUE SAN DIEGO CA 92101 141858753 501(C)(3) 20000 GENERAL SUPPORT PATHWAYS HOUSE ASSOCIATION 585 N MARY AVENUE SUNNYVALE CA 94085 942823240 501(C)(3) 6000 GENERAL SUPPORT CHILDREN'S HOSPITAL OF OC 1201 W LA VETA AVENUE ORANGE CA 92868 952321786 501(C)(3) 40000 GENERAL SUPPORT NAVY SPECIAL WARFARE FAMILY FOUNDATION 4320 LA JOLLA VILLAGE DR STE 250 SAN DIEGO CA 92122 271963880 501(C)(3) 5000 GENERAL SUPPORT NUVASIVE SPINE FOUNDATION 7475 LUSK BLVD SAN DIEGO CA 92121 264835245 501(C)(3) 5000 GENERAL SUPPORT MENTAL HEALTH SYSTEMS 9465 FARNHAM STREET SAN DIEGO CA 92123 953302967 501(C)(3) 10000 GENERAL SUPPORT ALPHA PROJECT 3737 5TH AVENUE STE 203 SAN DIEGO CA 92103 330215585 501(C)(3) 20000 GENERAL SUPPORT HOPE SERVICES 30 LAS COLINAS LANE SAN JOSE CA 95119 941399287 501(C)(3) 20000 GENERAL SUPPORT OLIVE CREST 2130 E 4TH STREET STE 200 SANTA ANA CA 92705 952877102 501(C)(3) 20000 GENERAL SUPPORT HUMAN OPTIONS PO BOX 53745 IRVINE CA 92619 953667817 501(C)(3) 10000 GENERAL SUPPORT LARKIN STREET YOUTH SERVICES 701 SUTLER STREET 2ND FLOOR SAN FRANCISCO CA 94109 942917999 501(C)(3) 10000 GENERAL SUPPORT JACOBS AND CUSHMAN SAN DIEGO FOOD BANK 9850 DISTRIBUTION AVENUE SAN DIEGO CA 92121 204374795 501(C)(3) 10000 GENERAL SUPPORT THE CROSSROADS FOUNDATION 3594 4TH AVENUE SAN DIEGO CA 92103 951956378 501(C)(3) 10000 GENERAL SUPPORT ELIZABETH HOSPICE 500 LA TERRAZA BLVD STE 130 ESCONDIDO CA 92025 953275679 501(C)(3) 10000 GENERAL SUPPORT I LOVE A CLEAN SAN DIEGO 2508 HISTORIC DECATUR ROAD STE 150 SAN DIEGO CA 92106 952566791 501(C)(3) 10000 GENERAL SUPPORT CHOC FOUNDATION 455 S MAIN STREET ORANGE CA 92868 956097416 501(C)(3) 55900 GENERAL SUPPORT 18 PART I, LINE 2: THE FOUNDATION RECEIVES SUBMISSIONS AND ACCEPTS GRANT NOMINATIONS ONCE A YEAR FROM ITS ASSOCIATES. THE PROPOSALS ARE THEN REVIEWED AND NARROWED DOWN BY A COMMITTEE, AFTER WHICH POTENTIAL RECIPIENTS ARE INVITED TO APPLY FORMALLY. GRANT AMOUNTS VARY YEAR AFTER YEAR, DEPENDING ON FUNDS RAISED AND THE NEED OF THE POTENTIAL RECIPIENT. FORM 990, PART VI, SECTION A, LINE 2 THE DIRECTORS AND OFFICERS OF THE FOUNDATION ARE ALL DIRECTORS OF BARNEY & BARNEY, LLC, THE COMPANY WHOSE 100TH ANNIVERSARY INSPIRED THE CREATION OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY THE PRESIDENT, TREASURER, SECRETARY AND ALL BOARD MEMBERS OF THE FOUNDATION PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSON: (1) HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, (2) HAS READ AND UNDERSTANDS THE POLICY, (3) HAS AGREED TO COMPLY WITH THE POLICY, AND (4) UNDERSTANDS THE ORGANIZATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. TO ENSURE THE ORGANIZATION OPERATES IN A MANNER CONSISTENT WITH CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS, PERIODIC REVIEWS SHALL BE CONDUCTED. THE PERIODIC REVIEWS SHALL, AT A MINIMUM, INCLUDE THE FOLLOWING SUBJECTS: (1) WHETHER COMPENSATION ARRANGEMENTS AND BENEFITS ARE REASONABIE, BASED ON COMPETENT SURVEY INFORMATION, AND THE RESULT OF ARM'S LENGTH BARGAINING. (2) WHETHER PARTNERSHIPS, JOINT VENTURES, AND ARRANGEMENTS WITH MANAGEMENT ORGANIZATIONS CONFORM TO THE ORGANIZATION'S WRITTEN POLICIES, ARE PROPERLY RECORDED, REFLECT REASONABLE INVESTMENT OR PAYMENTS FOR GOODS AND SERVICES, FARTHER CHARITABLE PURPOSES AND DO NOT RESULT IN INUREMENT, IMPERMISSIBLE PRIVATE BENEFIT OR IN AN EXCESS BENEFIT TRANSACTION. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. ADDITIONALLY, MUCH OF THIS INFORMATION IS AVAILABLE THROUGH CORPORATE FILINGS THAT BECOME PUBLIC RECORD. FORM 990, PART XI, LINE 9: BOOK/TAX DIFFERENCE IN ACCOUNTING FOR INVESTMENT IN BARNEY & BARNEY, LLC -3,125. BARNEY & BARNEY LLC 9171 TOWNE CENTER DRIVE SUITE 500 SAN DIEGO CA 92122 952156846 INSURANCE SALES CA UNRELATED 123357 833595 0 0 0.00600 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 BARNEY & BARNEY LLC S 119701 SCHEDULE K-1 DISTRIBUTIONS BARNEY & BARNEY LLC D 26701 DISTRIBUTION RECEIVABLE