2014-10-08T10:40:24-05:00 2013-12-31 611436956 NOVAK FRANCELLA LLC 450 SEVENTH AVENUE SUITE 3500 NEW YORK NY 10123 990 2013-01-01 131739693 SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND SHEE 8452789633 38 STARR RIDGE ROAD BREWSTER NY 10509 JOHN TARR UNION TRUSTEE 8452789633 2014-10-08 1 LOUIS VERZELLA CPA P00360279 2122794262 2014-10-08 2013 2015-11-30 17:44:51Z JOHN TARR 38 STARR RIDGE ROAD BREWSTER NY 10509 10547522 0 X WWW.SHEETMETALLOCAL38.ORG X 1948 NY V.E.B.A. PLAN THAT PROVIDES HOSPITALIZATION, MAJOR MEDICAL, PRESCRIPTION DRUG, DENTAL, VISION, DISABILITY AND DEATH BENEFITS TO MEMBERS AND THEIR DEPENDENTS. 6 6 4 0 0 0 0 0 7472264 7654815 925906 1192781 0 0 8398170 8847596 0 0 7789220 8258865 334209 345923 0 0 0 286013 265244 8409442 8870032 -11272 -22436 20334520 20515893 25124 20369 20309396 20495524 THE PLAN PROVIDES HOSPITALIZATION, MAJOR MEDICAL, PRESCRIPTION DRUG, DENTAL, VISION, DISABILITY AND DEATH BENEFITS TO MEMBERS AND THEIR DEPENDENTS. 0 0 THE PLAN PROVIDES HOSPITALIZATION, MAJOR MEDICAL, PRESCRIPTION DRUG, DENTAL, VISION, DISABILITY AND DEATH BENEFITS TO MEMBERS AND THEIR DEPENDENTS. 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 4 1 0 0 0 0 0 0 X 6 6 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 X FUND MANAGER 8452789633 38 STARR RIDGE ROAD BREWSTER NY 10509 LAWRENCE STURGIS EMPLOYER TRUSTEE 2.00 X 0 0 0 DENNIS LAVOPA EMPLOYER TRUSTEE 2.00 X 0 0 0 RICHARD P PAGANO UNION TRUSTEE 2.00 X 0 99536 0 STEPHEN SHAND EMPLOYER TRUSTEE (P) 2.00 X 0 0 0 GILBERT LESTER JR UNION TRUSTEE 2.00 X 0 100825 0 JOHN TARR UNION TRUSTEE 2.00 X 0 112149 0 JAMES D'ANNIBALE EMPLOYER TRUSTEE 2.00 X 0 0 0 MARK MODZELESKI FUND MANAGER 40.00 X 81148 78053 31290 81148 390563 31290 0 0 1 0 AETNA INC PO BOX 13049 NEWARK NJ 07188 CLAIMS ADMINISTRATION 255589 1 EMPLOYER CONTRIBUTIONS 525100 7407509 7407509 PARTICIPANT CONTRIBUTIO 525100 178516 178516 COBRA CONTRIBUTIONS 525100 68790 68790 7654815 588378 588378 2304329 1699926 604403 604403 604403 8847596 7654815 0 1192781 8258865 181995 56515 78053 29360 59402 38465 18217 15000 22526 27149 63281 3782 5841 9908 TRUSTEE EXPENSES 1673 8870032 1516713 1488508 801076 876455 550280 508514 17466451 17642416 20334520 20515893 5808 764 19316 19605 25124 20369 X 0 0 0 0 20309396 20495524 20309396 20495524 20334520 20515893 -22436 208564 0 X X 0 1 X 1 0 0 DUE TO PROFIT SHARING FUND 19605 19605 X 9037943 208564 208564 8829379 18217 18217 8847596 8851815 0 8851815 18217 18217 8870032 PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT, MORE LIKELY THAN NOT, WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE U.S. FEDERAL, STATE, OR LOCAL TAXING AUTHORITIES. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. TYPICALLY, PLAN TAX YEARS WILL REMAIN OPEN FOR THREE YEARS; HOWEVER, THIS MAY DIFFER DEPENDING UPON THE CIRCUMSTANCES OF THE PLAN. 0 0 0 MARK MODZELESKI FUND MANAGER 81148 78053 0 0 0 0 20160 11130 0 0 101308 89183 0 0 FORM 990, PART VI, SECTION B, LINE 11 SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND'S FORM 990 IS PREPARED BY ITS INDEPENDENT PUBLIC ACCOUNTANT WHO THEN FORWARDS THE COMPLETED FORM TO THE FUND' ADMINISTRATOR FOR REVIEW. THE ADMINISTRATOR THEN PRESENTS THE FORM 990 TO THE FUND'S GOVERNING BODY FOR REVIEW AND SIGNATURE. FORM 990, PART VI, SECTION C, LINE 19 SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII LAWRENCE STURGIS - 1 PAULDING STREET, ELMSFORD, NY 10523. DENNIS LAVOPA - 3590 ROUTE 9, COLD SPRING OFFICE PARK, COLD SPRING, NY 10516. STEPHEN SHAND - 39 PROSPECT STREET, WEST, NANUET, NY 10954. FORM 990, PART XII, LINE 2C: SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND'S GOVERNING BODY IS RESPONSIBLE FOR OVERSIGHT OF THE FINANCIAL STATEMENT AUDIT AND SELECTION OF THE INDEPENDENT PUBLIC ACCOUNTANT THAT PERFORMS THE AUDIT. THERE HAS BEEN NO CHANGE FROM TEH PREVIOUS YEAR. 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