2014-11-12T17:57:56-06:00 2013-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2013-01-01 770440090 LUCILE PACKARD FOUNDATION FOR CHILDREN'S HEALTH LUCI 6504978365 400 HAMILTON AVENUE NO 340 PALO ALTO CA 94301 KATHRYN COULBOURN CFO 6504978365 2014-11-12 1 JANE M SEARING P00000565 4254544919 2014-11-12 2013 2015-11-30 17:44:51Z DAVID ALEXANDER 400 HAMILTON AVENUE NO 340 PALO ALTO CA 94301 96103717 0 X WWW.LPFCH.ORG X 1996 CA TO ELEVATE THE PRIORITY OF CHILDREN'S HEALTH AND INCREASE THE QUALITY AND ACCESSIBILITY OF CHILDREN'S HEALTH CARE THROUGH LEADERSHIP AND DIRECT INVESTMENT. 26 25 77 265 -18427 -21626 64156841 66087824 11311159 12009207 3151925 1465232 -25227 -409324 78594698 79152939 70183018 71192469 0 0 9223469 9879332 24496 0 10357166 5157994 4931138 84588977 86002939 -5994279 -6850000 207087853 204422905 84612427 74267373 122475426 130155532 X THE MISSION OF THE LUCILE PACKARD FOUNDATION FOR CHILDREN'S HEALTH IS TO ELEVATE THE PRIORITY OF CHILDREN'S HEALTH AND INCREASE THE QUALITY AND ACCESSIBILITY OF CHILDREN'S HEALTH CARE THROUGH LEADERSHIP AND DIRECT INVESTMENT. WE WORK IN ALIGNMENT WITH LUCILE PACKARD CHILDREN'S HOSPITAL AND THE CHILD HEALTH PROGRAMS OF STANFORD UNIVERSITY. OUR VISION IS THAT ALL CHILDREN IN THE COMMUNITIES WE SERVE ARE ABLE TO REACH THEIR MAXIMUM HEALTH POTENTIAL. 0 0 3207508 3207508 CHILD HEALTH RESEARCH GRANTS: THE FOUNDATION PROVIDES GRANTS TO THE PEDIATRIC PROGRAMS AT THE STANFORD SCHOOL OF MEDICINE AND THE LUCILE PACKARD CHILDREN'S HOSPITAL TO FUND CLINICAL PROGRAMS, RESEARCH, EDUCATION, TRAINING, AND FACILITIES. THE GRANTS ARE FUNDED BY A GRANT RECEIVED FROM THE DAVID AND LUCILE PACKARD FOUNDATION BETWEEN 2000 AND 2004. THE FOUNDATION OVERSEES THE DISBURSEMENT OF THE PACKARD FOUNDATION GRANT FUNDS THROUGH INDEPENDENT REVIEW OF THE RESEARCH PROGRAMS. ANY FOUNDATION OVERSIGHT EXPENSES ARE PAID FOR BY THE INVESTMENT EARNINGS ON THE ORIGINAL GRANT. 66215496 66215496 12009207 DEVELOPMENT: THE FOUNDATION RAISES MONEY TO SUPPORT THE LUCILE PACKARD CHILDREN'S HOSPITAL AND THE PEDIATRIC PROGRAMS AT THE STANFORD SCHOOL OF MEDICINE. ONE HUNDRED PERCENT OF FUNDS RAISED ARE TRANSFERRED TO THE HOSPITAL AND SCHOOL OF MEDICINE ON A MONTHLY BASIS. THE FOUNDATION COMPLETED ITS LAST CAMPAIGN AT THE END OF 2012, RAISING A TOTAL OF $548M AGAINST A CAMPAIGN GOAL OF $500M. THE FOUNDATION IS CURRENTLY WORKING WITH THE HOSPITAL AND SCHOOL OF MEDICINE TO ESTABLISH STRATEGIC PRIORITIES WHICH WILL FRAME THE NEXT CAMPAIGN. THE FOUNDATION IS HOPING TO LAUNCH THE CAMPAIGN IN 2015. 4566775 1769465 FOUNDATION PROGRAMS: THROUGH ITS PROGRAMS AND PARTNERSHIPS WORK, THE FOUNDATION SEEKS TO BUILD AWARENESS ABOUT ISSUES AFFECTING CHILDREN'S HEALTH AND INVESTS IN PROGRAMS TO ENHANCE THE SYSTEM OF CARE FOR CHILDREN WITH SPECIAL HEALTH CARE NEEDS AND THEIR FAMILIES. IN 2013, THE FOUNDATION INVESTED APPROXIMATELY $4.6M IN THIS AREA. 73989779 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 83 0 1 77 1 1 1 0 0 0 0 1 1 1 2 0 0 0 X 26 25 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CT FL GA HI IL KS KY LA MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TN UT VA WV WI X KATHRYN COULBOURN 6504978365 400 HAMILTON AVENUE SUITE 340 PALO ALTO CA 94301 DAVID ALEXANDER PRESIDENT & CEO 40.00 X X 678995 0 93559 TIMOTHY BRACKNEY DIRECTOR 1.00 X 0 0 0 CONSTANCE CHAMBERS SECRETARY 1.00 X X 0 0 0 HARVEY COHEN DIRECTOR 1.00 X 0 0 0 J TAYLOR CRANDALL CHAIR 1.00 X X 0 0 0 CHRISTOPHER DAWES DIRECTOR 1.00 X 0 0 0 GARY DILLABOUGH DIRECTOR 1.00 X 0 0 0 KEITH FOX DIRECTOR 1.00 X 0 0 0 KEN GOLDMAN DIRECTOR 1.00 X 0 0 0 TESSIE GUILLERMO DIRECTOR 1.00 X 0 0 0 CYNTHIA GUNN DIRECTOR 1.00 X 0 0 0 MANUEL HENRIQUEZ DIRECTOR 1.00 X 0 0 0 BRAD KOENIG DIRECTOR 1.00 X 0 0 0 JOHN KRIEWALL DIRECTOR 1.00 X 0 0 0 ANNE LAWLER DIRECTOR 1.00 X 0 0 0 DAVID LEE DIRECTOR 1.00 X 0 0 0 DOUG MACKENZIE DIRECTOR 1.00 X 0 0 0 LLOYD MINOR DIRECTOR 1.00 X 0 0 0 THAD PADUA MD FAAP DIRECTOR 1.00 X 0 0 0 ANTOINETTE PATERSON DIRECTOR 1.00 X 0 0 0 GEORGE PHIPPS TREASURER 1.00 X X 0 0 0 PHILIP PIZZO MD DIRECTOR 1.00 X 0 0 0 MINDY ROGERS DIRECTOR 1.00 X 0 0 0 CHRIS SCHAEPE VICE CHAIR 1.00 X X 0 0 0 STEVEN SCHROEDER DIRECTOR 1.00 X 0 0 0 WILLIAM SONNEBORN DIRECTOR 1.00 X 0 0 0 KATHRYN COULBOURN CFO 32.00 X 205736 0 43035 LINDA COLLIER SR. VP/CAMPAIGN DIRECTOR 40.00 X 415676 0 43675 BRIAN PERRONNE SR. VP DEVELOPMENT & ADMIN 40.00 X 399915 0 63438 EDWARD SCHOR SR. VP PROGRAMS & PARTNERSHIPS 40.00 X 311702 0 54499 EILEEN WALSH VP/DIRECTOR PROGRAMS & PARTNERSHIPS 40.00 X 223958 0 36011 DONNA BANDELLONI DIR. OF GIFT PLANNING 40.00 X 166037 0 33828 DUNCAN BURGERMEISTER ASSOCIATE VP, CHILDREN'S FUND 40.00 X 161594 0 28588 JEFFORY JOLIN DEVELOPMENT SYSTEMS MANAGER 40.00 X 148733 0 40861 ANN ROSE SENIOR DIRECTOR FOUNDATIONS 40.00 X 149313 0 35420 JAMES DEASY DIRECTOR OF CORPORATE RELATIONS 40.00 X 149842 0 46992 3011501 0 519906 23 0 1 0 VELIR STUDIOS 212 ELM STREET STE 401 SOMERVILLE MA 02144 WEBSITE DEVELOPMENT & MAINTENANCE 367463 PATSONS PRESS INC 970 STEWART DRIVE SUNNYVALE CA 94085 PRINTING 339252 POPULATION REFERENCE BUREAU 1875 CONNECTICUT AVE WASHINGTON DC 200095728 DATA COLLECTION FOR WEBSITE 274577 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 60691 INVESTMENTS 207266 DATA MARKETING INC PO BOX 519 SANTA CLARA CA 95052 MARKETING 179255 7 11284 1978602 64097938 2640270 66087824 FUNDRAISING REIMB. 900099 12009207 12009207 12009207 1473915 -18427 1492342 16255841 16264524 -8683 -8683 -8683 275530 1978602 686254 -410724 -410724 PROCEEDS FOR RECYCLING 900099 1400 1400 1400 79152939 12009207 -18427 1074335 71192469 71192469 2605222 844207 457676 1303339 5622786 602389 456932 4563465 429279 55999 33751 339529 772987 94189 87875 590923 449058 68444 48638 331976 104917 389 25092 79436 93192 92697 495 207266 207266 981027 154911 42685 783431 249573 28318 221255 364590 21005 42678 300907 346975 135650 11291 200034 1202476 152431 93184 956861 73667 27322 4409 41936 43304 10153 6436 26715 186278 88572 7288 90418 64342 9169 24435 30738 PROGRAM CONTRACTS 485007 485007 PRINTING 394165 1605 2024 390536 MEMBERSHIPS 53654 3625 2273 47756 MEALS 22334 4483 651 17200 58371 9442 8713 40216 86002939 73989779 1655994 10357166 24486 24050 19225604 24395394 52428149 35183290 267140 161596 600000 600000 503620 299838 1425291 687951 493831 737340 42585056 41638480 90880116 101314577 79851 68340 207087853 204422905 1732228 2009680 1202735 1572265 3729385 4028028 77948079 66657400 84612427 74267373 X 98971649 109157919 23503777 20997613 122475426 130155532 207087853 204422905 X -6850000 14515159 14947 X 0 1 X 1 0 X 18300906 27246669 56776864 64156841 66087824 232569104 18300906 27246669 56776864 64156841 66087824 232569104 37367862 195201242 1608852 1701282 2879871 2037562 1473915 9701482 27181 1400 28581 242299167 51849500 0.80560 0.81160 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 86689193 86689193 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 15000 15000 250000 250000 250000 250000 1000000 1500000 15000 15000 98971649 15086728 1769465 2814922 316071 109157919 94732374 9421558 2154297 2681723 346263 98971649 99541587 -1824327 415801 2236221 332864 94732374 90886861 11093742 140040 1930751 368225 99541587 78792816 15597235 352957 2484627 665606 90886861 1.00000 0.00000 0.00000 0 0 261137 60649 200488 477659 306933 170726 686495 320369 366126 737340 HEDGE FUNDS 34487196 F INTERNATIONAL EQUITY TRUSTS 25664090 F FIXED INCOME FUNDS 6845951 F REAL ASSET FUNDS 17308807 F VENTURE CAPITAL/PRIVATE EQUITY 17008533 F 101314577 DEFERRED RENT 593135 FUNDS TO BE TRANSFERRED TO LPCH AND SOM 66064265 66657400 X 27996039 14515159 15343 -207266 14323236 13672803 65480136 65480136 79152939 20315933 15343 15343 20300590 207266 65495083 65702349 86002939 PART V, LINE 4: THE FOUNDATION USES ITS ENDOWMENT TO FUND ACTIVITIES IN SUPPORT OF ITS CHARITABLE PURPOSE. PROGRAM EXPENSES INCLUDE GRANTS TO THIRD PARTIES AS WELL AS INTERNAL INVESTMENTS TO FURTHER THE FOUNDATION'S PROGRAMMATIC OBJECTIVES, AND ADMINSTRATIVE EXPENSES TO SUPPORT THE ACTIVITIES. PART X, LINE 2: THE FOUNDATION HAS EVALUATED THE FINANCIAL STATEMENT IMPACT OF POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN ITS TAX RETURNS. MANAGEMENT HAS DETERMINED THAT NO TAX LIABILITIES NEED BE RECORDED UNDER APPLICABLE ACCOUNTING GUIDANCE. PART XI, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT EXPENSES -207,266. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT, NET -410,724. FUNDS RAISED 65,905,807. SALE OF DONATED SECURITIES -14,947. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT, NET -410,724. FUNDS RAISED 65,905,807. PART V THE FOUNDATION RAISES FUNDS FOR THE LUCILE PACKARD CHILDREN'S HOSPITAL AND THE PEDIATRIC PROGRAMS AT THE STANFORD SCHOOL OF MEDICINE. FOR PURPOSES OF THE FOUNDATION'S AUDITED FINANCIAL STATEMENTS, FUNDS RAISED ARE RECLASSIFIED FROM REVENUE TO A LIABILITY (FUNDS DESIGNATED FOR OTHERS) AS REQUIRED UNDER ASC 958. THE FOUNDATION IS SUBJECT TO ASC 958 BASED ON ITS INDEPENDENT RELATIONSHIP WITH THE LUCILE PACKARD CHILDREN'S HOSPITAL AND THE STANFORD SCHOOL OF MEDICINE. FOR THE FORM 990, FUNDS RAISED ARE TREATED AS CONTRIBUTION REVENUE AND FUNDS TRANSFERRED TO LUCILE PACKARD CHILDREN'S HOSPITAL AND THE STANFORD SCHOOL OF MEDICINE ARE TREATED AS GRANT EXPENSE. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT 24451923 0 0 0 0 0 0 24451923 0 24451923 0 0 0 0 0 0 SCHEDULE F, PART I THE FOUNDATION'S DISCLOSURE IN PART 1, LINE 3(1) REFLECTS THE DOMICILE OF CERTAIN INVESTMENT ENTITIES WHICH SERVE MERELY AS THE VEHICLE FOR SUBSEQUENT INVESTING OF FUNDS AND IS NOT REPRESENTATIVE OF THE UNDERLYING GEOGRAPHICAL STRATEGY OF THOSE INVESTMENTS. THE FOUNDATION'S INVESTMENTS ARE FULLY DIVERSIFIED ACROSS ASSET CLASSES, STRATEGIES AND GEOGRAPHICAL REGIONS. IT ADHERES TO AN APPROVED STATEMENT OF INVESTMENT OBJECTIVES AND POLICIES AND HAS IN PLACE A STRATEGIC ASSET ALLOCATION POLICY WHICH ALLOWS IT TO ACHIEVE ITS SHORT TERM FINANCIAL AND LONG TERM INVESTMENT OBJECTIVES. SUMMER SCAMPER 389578 290775 98803 150 11884 17289 10683 3920 95059 THE DINNER 1790394 1636794 153600 119819 108917 164440 110662 1 74160 51033 23127 3983 10680 6858 21910 2254132 1978602 275530 150 15867 147788 126458 168360 227631 686254 -410724 1 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501(C)(3) 279704 ADVANCING CARE INTEGRATION IN CHILD HEALTH SUPPORT FOR FAMILIES OF CHILDREN WITH DISABILITIES C/O FAMILY VOICES OF CA 1663 MISSION STREET STE 700 SAN FRANCISCO CA 94103 942819062 501(C)(3) 104070 PREPARING FAMILIES TO ENGAGE IN PUBLIC POLICY ADVOCACY CHOC CHILDREN'S FOUNDATION ON BEHALF OF HELP ME GROW ORANGE COUNTY 1201 WEST LA VETA ORANGE CA 92868 956097416 501(C)(3) 39839 ORANGE COUNTY CARE COORDINATION COLLABORATIVE COMMUNITY GATEPATH 350 TWIN DOLPHIN DR STE 123 REDWOOD CITY CA 94065 941156502 501(C)(3) 40000 SAN MATEO COUNTY CARE COORDINATION CONTRA COSTA HEALTH SERVICES 597 CENTER AVENUE STE200 MARTINEZ CA 94553 946000509 501(C)(3) 40000 CONTRA COSTA COMMUNITY CARE COORDINATION COLLABORATIVE ROWELL FAMILY EMPOWERMENT OF NORTHERN CALIFORNIA 962 MARAGLIA STREET REDDING CA 96002 680369305 501(C)(3) 40000 RURAL HEALTH CARE COALITION GROUP HEALTH RESEARCH INSTITUTE 1730 MINOR AVENUE STE1600 SEATTLE WA 98101 910511770 501(C)(3) 176717 SELF-MANAGEMENT OF PEDIATRIC CHRONIC ILLNESS (IDENTIFY BEST PRACTICES AND ISSUES) CENTER FOR HEALTH POLICY DEVELOPMENT DBA NASHP 10 FREE STREET 2ND FLOOR PORTLAND MA 04101 521576801 501(C)(3) 40366 2013-0042-IDENTIFY & ACCESSING CHILDREN & SPECIAL HEALTH CARE LUCILE PACKARD CHILDREN'S HOSPITAL AT STANFORD 725 WELCH ROAD PALO ALTO CA 94705 770003859 501(C)(3) 79852 A STATEWIDE MEDICAL ADVISORY COUNCIL FOR CA CHILDREN'S SERVICES THE NATIONAL ALLIANCE TO ADVANCE ADOLESCENT HEALTH 750 17TH STREET NW SUITE 1100 WASHINGTON DC 20006 204145524 501(C)(3) 20000 COMPARING CA ESSENTIAL HEALTH BENEFIT PACKAGE WITH MEDICAID PACKAGE FOR CHILDREN COMMUNITY INITIATIVES 354 PINE STREET SAN FRANCISCO CA 94104 943255070 501(C)(3) 10000 CONGENITAL HEART DISEASE - LIFELONG CARE ASSOCIATION OF MATERNAL AND CHILD HEALTH PROGRAMS 2030 M STREET NW STE 350 WASHINGTON DC 20036 521529448 501(C)(3) 250000 NATIONAL LEADERSHIP INSTITUTE FOR STATE DIRECTORS BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 77030 741613878 501(C)(3) 30000 PROVIDERS' ON-LINE INFORMATION & NETWORKING CENTER THE CALIFORNIA BUDGET PROJECT 1107 9TH STREET SUITE 310 SACRAMENTO CA 95814 680346784 501(C)(3) 75000 THE CA BUDGET FOR CHILDREN'S HEALTH INSURE THE UNINSURED PROJECT 2444 WILSHIRE BLVD STE 412 SANTA MONICA CA 90403 274159194 501(C)(3) 30000 INTEGRATION & COORDINATION OF CHILLDREN'S HEALTH PROGRAMS STANFORD UNIVERSITY SCHOOL OF MEDICINE PO BOX 44253 SPO 111440 SAN FRANCISCO CA 94144 941156365 501(C)(3) 67535 APPLICATION OF THEORIES OF CHANGE IN MANAGING CHILDREN WITH CHRONIC HEALTH PROBLEMS CHILDREN'S HOSPITAL LA 4650 WEST SUNSET BLVD MS 29 LOS ANGELES CA 90027 951690977 501(C)(3) 15000 YOUNG INVESTIGATOR AWARD - LAKSHMANANAN CHILDREN'S HOSPITAL LA 4650 WEST SUNSET BLVD MS 29 LOS ANGELES CA 90027 951690977 501(C)(3) 15000 YOUNG INVESTIGATOR AWARD - LIBERMAN STANFORD UNIVERSITY SCHOOL OF MEDICINE 750 WELCH ROAD SUITE 321 PALO ALTO CA 94304 941156365 501(C)(3) 15000 YOUNG INVESTIGATOR AWARD - HOLLANDER REGENTS OF UC DAVIS 1850 RESEARCH PARK DRIVE SUITE 300 DAVIS CA 95618 946036494 501(C)(3) 15000 YOUNG INVESTIGATOR AWARD - MAHAJAN BOARD OF TRUSTEES OF LELAND STANFORD JR UNIVERSITY PO BOX 44253 SPO 113511 SAN FRANCISCO CA 94144 941156365 501(C)(3) 132173 YOUNG INVESTIGATOR AWARD 2014 TIDES CENTER (HEALTHYCAL) PO BOX 29907 SAN FRANCISCO CA 94129 943213100 501(C)(3) 60000 HEALTHYCAL.ORG - CHILDREN'S HEALTH BEAT ASSOCIATION OF MATERNAL AND CHILD HEALTH PROGRAMS 2030 M STREET NW STE 350 WASHINGTON DC 20036 521529448 501(C)(3) 150000 NATIONAL CONSENSUS FRAMEWORK FOR IMPROVING QUALITY SYSTEMS OF CARE FOR CSHCN SUPPORT FOR FAMILIES OF CHILDREN WITH DISABILITIES C/O FAMILY VOICES OF CA 1663 MISSION STREET STE 700 SAN FRANCISCO CA 94103 942819062 501(C)(3) 10000 SPONSORSHIP LUCILE PACKARD CHILDREN'S HOSPITAL & STANFORD SCHOOL OF MEDICINE 725 WELCH ROAD STANFORD CA 94305 941156365 501(C)(3) 3207508 CHILDREN'S HEALTH LUCILE PACKARD CHILDREN'S HOSPITAL & STANFORD SCHOOL OF MEDICINE 725 WELCH ROAD STANFORD CA 94305 941156365 501(C)(3) 66215496 CHILDREN'S HEALTH 26 PART I, LINE 2: PROJECT FUNDING IS BASED ON PROPOSALS SUBMITTED BY ORGANIZATIONS. DECISIONS ARE MADE AFTER STAFF ANALYSIS OF THE ORGANIZATION'S EXPERTISE, PROPOSED GOALS AND OBJECTIVES, AND PROPOSED COSTS. MILESTONES AND DELIVERABLES ARE ESTABLISHED DURING THE REVIEW PROCESS. ALL MAJOR INVESTMENTS ARE APPROVED BY THE BOARD OF DIRECTORS. FOUNDATION STAFF MONITOR PROGRESS TO ENSURE THAT ALL OUTCOMES AND DELIVERABLES ARE COMPLETED. THE FOUNDATION ALSO HAS A FUNDRAISING DEPARTMENT WHOSE PRIMARY OBJECTIVE IS TO RAISE PHILANTHROPIC GIFTS FOR THE LUCILE PACKARD CHILDREN'S HOSPITAL AND THE PEDIATRIC PROGRAMS AT THE STANFORD SCHOOL OF MEDICINE. ALL GIFTS RAISED ARE FORWARDED TO THE HOSPITAL AND SCHOOL ON A MONTHLY BASIS. DONOR RESTRICTIONS ON GIFTS ARE CLEARLY COMMUNICATED WHEN THE GIFTS ARE TRANSFERRED. THE FOUNDATION ALSO MAINTAINS CLOSE ONGOING COMMUNICATION WITH THE SCHOOL AND HOSPITAL TO ENSURE THAT DONOR INTENT IS RESPECTED. 1 X X X X X 0 1 0 0 0 0 0 0 0 DAVID ALEXANDER PRESIDENT & CEO 489120 0 167263 0 22612 0 68121 0 25438 0 772554 0 0 0 KATHRYN COULBOURN CFO 186750 0 17083 0 1903 0 21293 0 21742 0 248771 0 0 0 LINDA COLLIER SR. VP/CAMPAIGN DIRECTOR 311683 0 81105 0 22888 0 25500 0 18175 0 459351 0 0 0 BRIAN PERRONNE SR. VP DEVELOPMENT & ADMIN 310540 0 81105 0 8270 0 40321 0 23117 0 463353 0 0 0 EDWARD SCHOR SR. VP PROGRAMS & PARTNERSHIPS 285162 0 14575 0 11965 0 25500 0 28999 0 366201 0 0 0 EILEEN WALSH VP/DIRECTOR PROGRAMS & PARTNERSHIPS 210356 0 10630 0 2972 0 22324 0 13687 0 259969 0 0 0 DONNA BANDELLONI DIR. OF GIFT PLANNING 138014 0 0 0 28023 0 16884 0 16944 0 199865 0 0 0 DUNCAN BURGERMEISTER ASSOCIATE VP, CHILDREN'S FUND 156420 0 3195 0 1979 0 8223 0 20365 0 190182 0 0 0 JEFFORY JOLIN DEVELOPMENT SYSTEMS MANAGER 143058 0 2928 0 2747 0 15008 0 25853 0 189594 0 0 0 ANN ROSE SENIOR DIRECTOR FOUNDATIONS 145863 0 3005 0 445 0 15328 0 20092 0 184733 0 0 0 JAMES DEASY DIRECTOR OF CORPORATE RELATIONS 146439 0 3152 0 251 0 16076 0 30916 0 196834 0 0 0 PART I, LINE 4B THE FOUNDATION OFFERS A 457(F) PLAN FOR SELECT MEMBERS OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. DURING 2013, THE CEO AND THREE SR. VPS WERE ELIGIBLE FOR 457(F) CONTRIBUTIONS. THE TOTAL AMOUNT CONTRIBUTED TO THE PLAN FOR 2013, BUT NOT PAID OUT WAS $57,442. THE TOTAL AMOUNTS PAID OUT UNDER THE PLAN WERE $14,064 AND $5,107 TO LINDA COLLIER (SR VP MAJOR GIFTS AND SR. CAMPAIGN DIRECTOR) AND ED SCHOR (SR VP PROGRAMS & PARTNERSHIPS), RESPECTIVELY. DAVID ALEXANDER CEO HOUSING X 600000 600000 0 1 1 600000 X 64 2594707 AVERAGE MARKET VALUE X SUPPLIES 17 23653 RETAIL VALUE X AUCTION ITEMS 62 21910 RETAIL VALUE 1 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS WAS DETERMINED BASED ON THE NUMBER OF DONORS WHO MADE CONTRIBUTIONS. FORM 990, PART I, LINE 6: VOLUNTEERS INCLUDE THE FOUNDATION'S BOARD OF DIRECTORS AS WELL AS VOLUNTEERS WHO SUPPORT VARIOUS FOUNDATION FUNDRAISING EVENTS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS THE AUTHORITY TO TRANSACT ALL REGULAR BUSINESS OF THE BOARD BETWEEN BOARD MEETINGS WITH THE EXCEPTION OF CERTAIN SPECIFIC POWERS WHICH INCLUDE APPOINTING, REMOVING, OR AMENDING TERMS OF EMPLOYMENT OR ENGAGEMENT OF OFFICERS, AGENTS, AND KEY EMPLOYEES OF THE FOUNDATION; CHANGING THE LOCATION OF THE PRINCIPAL OFFICE OF THE FOUNDATION OR OTHERWISE EFFECTING CHANGES TO THE PRIMARY LOCATION FOR THE BOARD MEETINGS OR OPERATIONS; ADOPTING AND USING A CORPORATE SEAL AND/OR ALTERING THE FORM OF THE SEAL; AND BORROWING MONEY OR INCURRING INDEBTEDNESS. THE EXECUTIVE COMMITTEE IS COMPOSED OF THE CHAIRMAN OF THE BOARD, THE PRESIDENT/CEO OF THE FOUNDATION, AND THE CHAIRS OF ALL OTHER STANDING COMMITTEES. ALL MEMBERS OF THE EXECUTIVE COMMITTEE ARE MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 2 J TAYLOR CRANDALL, GEORGE PHIPPS, AND CHRIS SCHAEPE HAVE A BUSINESS RELATIONSHIP. KEN GOLDMAN AND J TAYLOR CRANDALL, BUSINESS RELATIONSHIP KEN GOLDMAN AND BRAD KOENIG, BUSINESS RELATIONSHIP KEN GOLDMAN AND DAVID LEE, BUSINESS RELATIONSHIP KEN GOLDMAN AND GARY DILLABOUGH, BUSINESS RELATIONSHIP CHRISTOPHER DAWES AND DAVID ALEXANDER, BUSINESS RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 4 ADDED THE OPTION FOR A BOARD MEMBER TO SERVE A FOURTH 3-YEAR TERM AS CHAIR OF THE BOARD PLUS ONE MORE YEAR AS PAST CHAIR (SO UP TO 13 CONTINUOUS YEARS OF SERVICE). PRIOR TO THIS CHANGE, ALL BOARD MEMBERS WERE RESTRICTED TO THREE 3-YEAR TERMS BEFORE THE REQUIREMENT TO TERM OFF FOR AT LEAST A YEAR. (SEE ART 7, SECTION 3, AND ART 8, SECTION 6 OF REVISED BY-LAWS) FORM 990, PART VI, SECTION B, LINE 11 THE FOUNDATION'S AUDIT COMMITTEE AND BOARD ARE PRIMARILY RESPONSIBLE FOR REVIEWING AND APPROVING THE FOUNDATION'S FORM 990 BEFORE IT IS FILED WITH THE IRS. THE AUDIT COMMITTEE REVIEWS THE FORM 990 IN DETAIL AT ITS FALL MEETING. PENDING ANY OPEN QUESTIONS OR COMMENTS, THE AUDIT COMMITTEE APPROVES THE FORM 990 FOR RECOMMENDATION TO THE BOARD. A FINAL DRAFT OF THE FORM 990, AS APPROVED BY THE AUDIT COMMITTEE, IS MADE AVAILABLE TO THE FULL BOARD NO LESS THAN ONE WEEK PRIOR TO ITS ANNUAL MEETING. THE BOARD (OR EXECUTIVE COMMITTEE, IF REQUIRED FOR TIMING) APPROVES THE FORM 990 FOR FILING WITH THE IRS, SUBJECT TO ANY COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS, OFFICERS, AND KEY EMPLOYEES ("KEY PERSONS") ARE REQUIRED TO REVIEW THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND TO DISCLOSE ALL REAL AND POTENTIAL CONFLICTS OF INTEREST. KEY PERSONS ARE REQUIRED TO CONFIRM THAT THEY HAVE REVIEWED THE POLICY BY SIGNING THAT THEY HAVE DONE SO, EVEN IF NO CONFLICTS ARE DISCLOSED. IN ADDITION, KEY PERSONS ARE REQUIRED TO DISCLOSE REAL OR APPARENT CONFLICTS AT THE TIME WHEN SUCH CONFLICTS ARISE DURING DISCUSSIONS OF THE BOARD, BOARD COMMITTEES, OR STAFF. KEY PERSONS WITH CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM RELATED DISCUSSIONS AND DECISIONS. THE FOUNDATION'S CFO AND CEO ARE RESPONSIBLE FOR ENSURING COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION HAS A COMPENSATION COMMITTEE COMPRISED ENTIRELY OF INDEPENDENT DIRECTORS, NONE OF WHOM HAVE A CONFLICT OF INTEREST WITH THE CEO, CFO OR ANY OF THE KEY EMPLOYEES. THE COMPENSATION COMMITTEE ESTABLISHES THE COMPENSATION PHILOSOPHY FOR THE ORGANIZATION AND MEETS ANNUALLY TO SET THE SALARY FOR THE CEO AND CFO AND REVIEW AND APPROVE SALARIES FOR KEY EMPLOYEES. THE COMMITTEE HAS ENGAGED A THIRD PARTY INDEPENDENT COMPENSATION CONSULTANT TO ATTEND ITS ANNUAL MEETING THE LAST OF WHICH WAS HELD ON DECEMBER 3, 2013. IN DETERMINING COMPENSATION LEVELS, THE COMMITTEE USES TWO INDEPENDENT THIRD PARTY SALARY SURVEYS, ONE PUBLISHED BY WOODMARK AND ONE PUBLISHED BY LASNIK BROIDA. IN ADDITION, THE COMMITTEE'S COMPENSATION CONSULTANT PREPARED AN INDEPENDENT REVIEW OF THE CEO'S COMPENSATION IN 2012. KEY DELIBERATIONS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED IN MEETING MINUTES WHICH ARE APPROVED AT THE NEXT COMMITTEE MEETING. FORM 990, PART VI, SECTION C, LINE 19 WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND AUDITED FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: SALE OF DONATED SECURITIES 14,947. CHARITABLE REMAINDER TRUST (9) INVESTMENT CA N/A T 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0