2014-11-11T14:30:16-06:00 2013-12-31 131578842 BUCHBINDER TUNICK & CO LLP ONE PENN PLAZA - SUITE 5335 NEW YORK NY 101190219 990 2013-01-01 050557207 1199 SEIUGREATER NEW YORK JOB SECURITY 1199 6464736365 PO BOX 842 NEW YORK NY 10108 MARIA ACOSTA CFO 6464736365 2014-11-04 1 KENNETH PERLMAN CPA P00293700 2126955003 2013 2015-11-30 17:44:51Z DEBORAH KING 330 WEST 42ND ST 2ND FL NEW YORK NY 10036 4031 0 X HTTP://1199SEIUBENEFITS.ORG X EMPLOYEE BENEFIT PLAN 2003 NY TO PROVIDE SUPPLEMENTAL UNEMPLOYMENT AND OTHER RELATED BENEFITS TO COVERED PARTICIPANTS. 10 10 0 0 0 0 0 0 1328603 0 4198 4031 0 0 1332801 4031 0 0 1116029 1730778 0 0 0 0 0 229558 137415 1345587 1868193 -12786 -1864162 3563182 1284212 518710 103902 3044472 1180310 THE EXEMPT PURPOSE OF THIS FUND IS TO PROVIDE SUPPLEMENTAL UNEMPLOYMENT AND OTHER RELATED BENEFITS TO COVERED PARTICIPANTS. 0 0 THE EXEMPT PURPOSE OF THIS FUND IS TO PROVIDE SUPPLEMENTAL UNEMPLOYMENT AND OTHER RELATED BENEFITS TO COVERED PARTICIPANTS. 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 2 0 1 0 0 0 0 0 0 0 0 0 X 10 10 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 0 0 0 X MARIA ACOSTA CFO 6464736365 330 WEST 42ND STREET 28TH FL NEW YORK NY 10036 ALLAN SHERMAN TRUSTEE 1.00 3.00 X 0 0 0 JOHN SEALES TRUSTEE 1.00 2.00 X 0 0 0 MICHAEL BALBONI TRUSTEE 1.00 3.00 X 0 0 0 PEARL GRANAT TRUSTEE 1.00 2.00 X 0 0 0 ROBIN ROSEN TRUSTEE 1.00 3.00 X 0 0 0 WILLIAM PASCOCELLO TRUSTEE 1.00 2.00 X 0 0 0 DOUG WISSMANN TRUSTEE 1.00 2.00 X 0 0 0 YVONNE ARMNSTRONG TRUSTEE 1.00 3.00 X 0 0 0 MILAGROS SILVA TRUSTEE 1.00 2.00 X 0 0 0 ISAAC NORTEY TRUSTEE 1.00 2.00 X 0 0 0 DEBORAH KING EXECUTIVE DIRECTOR 1.00 X 2334 22950 9189 MITRA BEHROOZI CROSS FUNDS EXECUTIVE OFFI 1.00 X 0 60579 24191 DONNA REY CROSS FUNDS CHIEF ADMIN. O 1.00 X 427 29091 11427 FLORENCE WONG DEPUTY DIRECTOR 1.00 X 1249 12281 4563 MARIA ACOSTA CROSS FUNDS CHIEF FINANCIA 1.00 X 329 22446 8656 4339 147347 58026 0 0 0 0 0 4031 4031 4031 0 0 4031 1730778 15208 22500 4312 SHARED ALLOCATED EXPENS 71697 EMPLOYER CONTRIBUTIONS 26017 ALLOC. WAGES, TAXES AND 9173 REFUND OF OTHER EXPENSE -11492 1868193 -84891 974 2454768 1095353 394882 106916 29815 17839 12271 11976 786152 68993 3563182 1284212 51170 56706 467540 47196 518710 103902 X 0 0 0 0 3044472 1180310 3044472 1180310 3563182 1284212 -1864162 0 X X 0 1 X 1 0 17515 9767 7748 8700 6124 2576 3600 1948 1652 11976 DUE FROM RELATED ENTITIES 68993 68993 DUE TO RELATED ENTITIES 26370 DEFERRED CONTRIBUTIONS 20826 47196 X -21986 0 -21986 26017 26017 4031 1842176 0 1842176 26017 26017 1868193 PART X, LINE 2: FORM 990, PART IV, LINE 11F: US GAAP REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FUND AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2013, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF LIABILITY (OR ASSET) OR DISCLOSURE IN FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2010. PART XI, LINE 4B - OTHER ADJUSTMENTS: EMPLOYER CONTRIBUTION CREDITS PART XII, LINE 4B - OTHER ADJUSTMENTS: EMPLOYER CONTRIBUTION CREDITS FORM 990, PART VI, SECTION A, LINE 2 ALL OF THE UNION TRUSTEES ARE ALSO EMPLOYEES OF 1199SEIU (THE UNION) AND THEREFORE HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER. FORM 990, PART VI, SECTION A, LINE 7A THE UNION TRUSTEES ARE APPOINTED BY 1199SEIU UNITED HEALTHCARE WORKERS EAST, AND THE EMPLOYER TRUSTEES ARE APPOINTED BY THE GREATER NEW YORK HEALTH CARE FACILITIES ASSOCIATION, INC. FORM 990, PART VI, SECTION B, LINE 11 THE CHIEF FINANCIAL OFFICER AND FINANCE TEAM REVIEWS THE DRAFT FORM 990 AND CONFER WITH THE ACCOUNTANTS AND LEGAL COUNSEL TO ENSURE THE ACCURACY OF THE RETURN. ANY CONCERNS ARE NOTED AND ADDRESSED AND MANAGEMENT ENSURES THAT THE CHANGES ARE INCORPORATED IN THE FORM 990. THE COMPLETED FORM 990 IS THEN SIGNED BY THE CHIEF FINANCIAL OFFICER. FORM 990, PART VI, SECTION B, LINE 12C AS OF DECEMBER, 2008, TRUSTEES AND EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE OR UPDATE TO THE EXECUTIVE DIRECTOR, OR DESIGNEE, THEIR INTERESTS THAT COULD GIVE RISE TO CONFLICTS OF INTERESTS. FOR EACH INTEREST DISCLOSED BY A TRUSTEE, THE EXECUTIVE DIRECTOR OR DESIGNEE WILL DETERMINE WHETHER TO (A) TAKE NO ACTION (B) ASSURE FULL DISCLOSURE TO THE TRUSTEES (C) ASK THE TRUSTEE TO BE RECUSED FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISIONS; AND/OR (D) ASK THE TRUSTEE TO RESIGN. REGARDING EMPLOYEES, COMPLETED CONFLICTS OF INTEREST DISCLOSURE FORMS WILL BE REVIEWED BY THE HUMAN RESOURCES DEPARTMENT AND DISCLOSED CONFLICTS WILL BE REVIEWED BY CHIEF OF HUMAN RESOURCES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE FUNDS EXECUTIVE DIRECTOR AND OTHER KEY EMPLOYEES, IS BASED ON AN EVALUATION OF THE FUNDS BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 18 UPON REQUEST, FORM 990, PART VI, SECTION C, LINE 19 SPD AND FINANCIAL REPORTS ARE MADE PUBLIC PURSUANT TO IRS FILING REQUIREMENTS. WRITTEN REQUESTS FOR OTHER INFORMATION WILL BE FORWARDED TO GENERAL COUNSEL'S OFFICE FOR CONSIDERATION. FORM 990, PART XII, LINE 2C THE FUND'S AUDIT COMMITTEE ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 1199 SEIU GREATER NY EDUCATION FUND 330 WEST 42ND STREET NEW YORK NY 10036 133753121 TO PROVIDE EDUCATION BENEFITS TO PARTICIPANTS NY 501 (C) (9) N/A N/A 0 1199 SEIU GREATER WORKER PARTICIPATION FUNDINC 330 WEST 42ND STREET NEW YORK NY 10036 134079917 TO ESTABLISH AND OPERATE A LABOR MANAGEMENT PARTICIPATION PROGRAM. NY 501 (C) (5) N/A N/A 0 1199 SEIU GREATER NY PENSION FUND 330 WEST 42ND STREET NEW YORK NY 10036 136601940 TO PROVIDE PENSION BENEFITS TO PARTICIPANTS NY 401 (A) N/A N/A 0 1199 SEIU GREATER NY BENEFIT FUND 330 WEST 42ND STREET NEW YORK NY 10036 136125570 TO PROVIDE HEALTH BENEFITS TO PARTICIPANTS AND DEPENDENTS NY 501 (C) (9) N/A N/A 0 1999 SEIUGREATER NEW YORK CHILDCARE FUND 330 WEST 42ND STREET NEW YORK NY 10036 753086330 TO PROVIDE CHILDCARE BENEFITS TO PARTICANTS AND DEPENDENTS NY 501 (C) (9) N/A N/A 0 MEADOW PARK REHABILITATION MEDCO ENTERPRISES AT MOSHULA PARKWAY NEW GLEN OAKS NURSING HOME OCEANVIEW NURSING HOME OXFORD NURSING HOME PARK NURSING HOME PALM TREE PREVIOUSLY HEALTH BROOKLYN CTR FOR REHAB CENTER PARK GARDENS PROMENADE REHABILITATION RESORT NURSING HOME ROCKAWAY CARE CENTER RIVERDALE NURSING HOME RIVER MANOR HEALTH REGEIS CARE CENTER DR WILLIAM BENENSON SANDS POINT NURSING HOME (BC) SANDS POINT NURSING HOME (LPN) SHOREVIEW NURSING HOME SILVER LAKE SPECIALIZED NEW SURFSIDE NURSING HOME UNIVERSITY NURSING HOME VERRAZANO NURSING HOME WILLIAMSBRIDGE MANOR SPRING CREEK NH WILLOUGHBY REHAB & HCC WINDSOR PARK NURSING HOME WOODCREST NURSING HOME WORKMENS CIRCLE HOME NEW BRIDGEVIEW COMPANY LLC FOREST VIEW NURSING HOME PALM GARDENS PREVIOUSLY HEALTH PALM GARDENS SPLIT ROCK REHABILITATION SHEEPSHEAD NURSING AND SUTTON PARK CENTER FOR MORRIS PARK NURSING HOME CLIFFSIDE NURSING HOME BRONX PARK REHAB & NURSING CTR ATLANTIS REHAB CENTER MEDCO ENTERPRISES AT BAINBRIDGE NURSING HM NEW VANDERBILT NURSING HOME LACONIA NURSING HOME METHODIST CHURCH HOME LITTLE NECK NURSING HOME PELHAM PARKWAY NURSING HOME BROOKHAVEN BEACH HEALTH SEACREST HEALTH CARE CENTER CLOVELAKES HEALTH CARE NEW MIDWAY COMPANY LLC FRIEDWALD HOUSE BRONX HARBOR HEALTH CARE COMPL FRANKLIN CENTER FOR REHAB HEALTHCARE GROUP AT KINGS HARBOR MULTI-CARE QUEENS NASSAU (LPN) QUEENS NASSAU (BC) BRONX CENTER MANAGEMENT CORP LAWRENCE NURSING HOME FLUSHING MANOR CARE CENTER MEDCO ENTERPRISES AT EASTHAVEN HEALTH STATEN ISLAND CARE CENTER - LAFAYETTE AVENUE HORIZON CARE CENTER HILLSIDE MANOR HEALTH MEDCO ENTERPRISES AT WAYNE HEALTH RELATED CONCORD NURSING HOME MARCUS GARVEY NURSING HOME NEW YORK CONGREGATIONAL CABS NURSING HOME WESTCHESTER CARE CENTER WESTCHESTER CARE CENTER (RN) PORT CHESTER NURSING AND NORTHERN METROPOLITAN INC MORRISON SENIOR DINING MANHATTANVILLE HEALTH CARE TERRACE HEALTHCARE CENTER INC NORTHERN MANHATTAN UNION PLAZA NURSING HOME MEADOWBROOK CARE CENTER GOLDCREST NURSING HOME CARLTON NURSING HOME CATON PARK NURSING HOME CLEARVIEW NURSING HOME WATERVIEW NURSING HOME COBBLE HILL CARE CENTER CROWN NURSING AND CROWN NURSING HOME ASSOCIATES CROWN NURSING (HOUSEKEEPING) DEWITT REHABILITATION AND EASTCHESTER REHABILITATION FAIRVIEW NURSING HOME FAR ROCKAWAY NURSING HOME FIELDSTON LODGE CARE CENTER FLUSHING MANOR NURSING HOME FOREST HILLS CARE CENTER FORT TRYON CENTER FOR HOLLIS PARK MANOR KINGSBRIDGE REHABILITATION LONG ISLAND CARE CENTER HUNTINGTON HILLS CENTER FOR RIVER VALLEY CARE CENTER FULTON COMMONS CARE CENTER TOLSTOY FOUNDATION NORTHERN WESTCHESTER RESTRORACTIVE CORTLANDT HEALTHCARE VICTORY LAKE NURSING CENTER AFFINITY SKILLED LIVING AND NORTHERN RIVERVIEW HEALTH CARE CTR INC MEDFORD MULTI CARE CENTER NEW RIVER VALLEY CO LLC HAMPTON CENTER FOR REHABILITATION AND NURSING ELMHURST CARE CENTER HEALTHCARE SERVICES GROUP AT PORT JEFFERSON HEALTHCARE SERVICES GROUP INC BRONX PARK HEALTHCARE SERVICES GROUP INC GLENGARIFF PUTNAM NURSING AND REHABILITAT BAYVIEW NURSING AND CARILLON NURSING AND REHAB WHITE PLAINS CENTER GLENGARIFF CORPORATION CAMPBELL HALL REHABILITATION NEW MAYFAIR COMPANY INC PARK VIEW NURSING HOME SOUTH SHORE HEALTHCARE SAINT JAMES HEALTHCARE CENTER SKYVIEW HEALTHCARE CENTER SAINT JAMES PLAZA NURSING SUNHARBOR MANOR LLC SAN-SIMEON BY THE SOUND CONFIDENCE MNGT-BEZALEL PARK AVENUE EXTENDED CARE TARRYTOWN HALL CARE CENTER FOUR SEASONS REHABILITATION ROCKVILLE NURSING CENTER INC BEACH TERRACE CENTER BEZALEL NURSING HOME NYACK MANOR NURSING HOME OCEANSIDE CARE CENTER PARK TERRACE CARE CENTERINC REGENCY EXTENDED CARE CENTER REGO PARK NURSING HOME ROCKAWAY CARE CENTER(BC) NASSAU EXTENDED CARE CENTER TOWNHOUSE EXTENDED CARE CENTER HIGHFIELD GARDENS CARE CENTER WOODMERE REHABILITATION AND GRANDELL NURSING AND ROCKVILLE SKILLED NURSING & BROOKHAVEN HEALTH CARE CENTRAL ISLAND NURSING HOME RIVERHEAD NURSING HOME DALEVIEW NURSING HOME OCEAN PROMENADE NURSING HOME GLEN HAVEN RESIDENTIAL HEALTH CEDAR LODGE NURSING HOME LPN'S AND ACTIVITY AIDES CEDAR LODGE NURSING HOME 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1