2014-11-14T13:42:29-06:00 2014-06-30 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2013-07-01 411307457 CHILDREN'S HEARTLINK CHIL 9529284860 5075 ARCADIA AVENUE MINNEAPOLIS MN 554362306 JENNIFER L SODERHOLM PRESIDENT 9529284860 2014-11-14 1 CHRISTINE OLSEN P01591802 6123764500 2013 2015-11-30 17:44:51Z JENNIFER L SODERHOLM 5075 ARCADIA AVENUE MINNEAPOLIS MN 554362306 2001687 0 X CHILDRENSHREATLINK.ORG X 1977 MN TO IMPROVE THE DIAGNOSIS, TREATMENT, AND PREVENTION OF PEDIATRIC HEART DISEASE. 22 21 12 200 0 0 1794382 1850083 0 0 2644 1977 -24026 -119849 1773000 1732211 80000 30000 0 0 747806 849575 0 0 284248 685497 779386 1513303 1658961 259697 73250 1760686 1751772 202120 119956 1558566 1631816 X CHILDREN'S HEARTLINK WORKS IN PARTNERSHIP WITH HEALTH CARE CENTERS IN UNDERSERVED REGIONS OF THE WORLD TO PROMOTE SUSTAINABLE CARDIAC CARE FOR CHILDREN. WE WORK WITH TEAMS OF MEDICAL VOLUNTEERS WHO PROVIDE TRAINING AND EDUCATION TO OUR PARTNERS AS WELL AS TREATMENT FOR LOCAL CHILDREN. WE CURRENTLY SUPPORT PARTNER HOSPITALS AND PROGRAMS IN SEVEN COUNTRIES. 0 0 461466 20000 0 INDIA - CHILDREN'S HEARTLINK CONTINUED BUILDING CLINICAL AND ORGANIZATIONAL CAPACITY FOR PEDIATRIC CARDIAC CARE WITH THE POST GRADUATE INSTITUTE OF MEDICAL SCIENCES AND RESEARCH IN CHANDIGARH, THE NARAYANA HRUDAYALAYA HOSPITAL IN BANGALORE AND THE INNOVA HEART HOSPITAL IN HYDERABAD, INDIA. OUR PARTNERSHIP WITH AMRITA INSTITUTE OF MEDICAL SCIENCES (AIMS), CHILDREN'S HEARTLINK'S FIRST GLOBAL PARTNER IN PEDIATRIC CARDIAC CARE AND TRAINING CONTINUED TO THRIVE. WE HAVE WORKED COLLABORATIVELY TO PROVIDE TRAINING OPPORTUNITIES TO NEARLY 1,528 HEALTH PROFESSIONALS. AIMS HAS BECOME A CENTER CAPABLE OF PERFORMING NEARLY 700 PEDIATRIC SURGICAL CASES OF VARYING COMPLEXITY PER YEAR, AND OF PROVIDING AN INCREASED NUMBER OF OTHER PEDIATRIC CARDIAC SERVICES.CHILDREN'S HEARTLINK CONTINUED ITS COLLABORATION WITH INDIA'S NATIONAL BOARD OF EXAMINATIONS TO STANDARDIZE PEDIATRIC CARDIOLOGY EDUCATION IN INDIA THROUGH THE USE OF ONLINE EDUCATION CLASSES. WE ALSO EMBARKED ON A NEW COMMUNITY CAPACITY BUILDING INITIATIVE THAT EMPHASIZES PATIENT EMPOWERMENT BY HELPING SET UP PARENT ADVOCACY AND SUPPORT GROUPS FOR FAMILIES OF CHILDREN WITH CONGENITAL HEART DEFECTS. 223806 0 CHINA - THE FIRST HOSPITAL OF LANZHOU UNIVERSITY (FHLU) IN LANZHOU ATTAINED THE STATUS OF A CHILDREN'S HEARTLINK GLOBAL PARTNER IN PEDIATRIC CARDIAC CARE. CHILDREN'S HEARTLINK CONTINUED OUR CAPACITY BUILDING WORK AT WEST CHINA HOSPITAL IN CHENGDU, INCLUDING ADVANCED TRAINING, EDUCATION AND CONSULTATION IN THE AREAS OF POST-OPERATIVE CARE, DIAGNOSES OF COMPLEX CONGENITAL HEART DEFECTS AND STRATEGIC PLANNING. AN IMPORTANT MILESTONE FOR THE PARTNERSHIP WAS REACHED AS THE LEADERSHIP OF WEST CHINA HOSPITAL AND MEDICAL UNIVERSITY AGREED TO ESTABLISH A PEDIATRIC CARDIOLOGY TRAINING FELLOWSHIP. AMONGST BOTH SITES MAJOR PROGRESS HAS BEEN MADE IN THE NUMBER AND COMPLEXITY OF SURGERIES PERFORMED EACH YEAR. RATES OF INFECTION AND MORTALITY RATES ARE EQUIVALENT TO THOSE IN DEVELOPED COUNTRIES. CHILDREN'S HEARTLINK STAFF AND MEDICAL VOLUNTEERS TRAVELED TO KUNMING IN YUNNAN PROVINCE TO CARRY OUT A MEDICAL ASSESSMENT AND AT FIRST AFFILIATE HOSPITAL OF KUNMING MEDICAL UNIVERSITY (FAHKMU). THE MEDICAL ASSESSMENT VISIT WAS PART OF CHILDREN'S HEARTLINK'S CONTINUING EFFORTS TO EXPAND ITS WORK IN CHINA AND EXPLORE AN ADDITIONAL PARTNER SITE. 198523 0 0 BRAZIL - SINCE CHILDREN'S HEARTLINK'S FIRST VISIT IN SEPTEMBER 2009 TO HOSPITAL DE BASE IN SAO JOSE DO RIO PRETO IN BRAZIL OUR WORK THERE HAS FOCUSED ON STRENGTHENING CLINICAL AND ORGANIZATIONAL CAPACITY OF PEDIATRIC CARDIAC SERVICES. HOSPITAL DE BASE CONTINUES TO MAKE PROGRESS ON LOWERING BOTH PEDIATRIC INFECTION RATES AND PEDIATRIC MORTALITY RATES THROUGH PARTNERSHIP WITH CHILDREN'S HEARTLINK. IMPROVED DATA COLLECTION AND REPORTING AT HOSPITAL DE BASE HAS CERTAINLY AIDED IN IMPROVING EFFORTS TO MANAGE THESE RATES. 191760 10000 0 UKRAINE, VIETNAM, MALAYSIA, AND PREVENTION - MEMBERS OF THE CHAGAS PREVENTION PROJECT VISITED THREE COMMUNITIES IN LOJA PROVINCE TO DETERMINE THE EFFICIENCY OF TRIATOME BUG DETECTION; NATIONAL HEART INSTITUTE (IJN) IN KUALA LUMPUR, MALAYSIA, FORMALLY JOINED THE INTERNATIONAL QUALITY IMPROVEMENT COLLABORATIVE (IQIC); A PEDIATRIC CARDIOLOGIST FROM BIRMINGHAM CHILDRENS HOSPITAL, ALONG WITH SENIOR STAFF FROM IJN, PRESENTED AT THE 20TH ANNUAL ASEAN FEDERATION OF CARDIOLOGY CONGRESS AND ALSO SPENT TWO DAYS AT IJN TRAINING LOCAL STAFF IN COMPLEX DIAGNOSES; WE INITIATED THE PEDIATRIC ADVANCED LIFE SUPPORT (PALS) TRAINING FOR NURSES IN VIETNAM AND FACILITATED CROSS-SITE TRAINING INITIATIVES BETWEEN PARTNER SITES. 177448 0 0 EDUCATION AND OUTREACH:CHL RELAUNCHED THE INTERNATIONAL ADVISORY BOARD, WHICH ENGAGES INTERNATIONAL BUSINESS, HEALTH CARE AND DEVELOPMENT LEADERS IN THE ADVANCEMENT OF GLOBAL PEDIATRIC CARDIAC CARE. IT DEVELOPED OUTREACH AND EDUCATIONAL TOOLS THAT PROVIDED DIRECT SUPPORT TO ITS GLOBAL PARTNERS AND EDUCATED THE PUBLIC ABOUT THE BURDEN OF PEDIATRIC CARDIAC DISEASE IN MANY REGIONS OF THE WORLD. INCLUDED IN THESE TOOLS WAS A SHORT FILM, "THE HEART OF PHUC." 369208 10000 1253003 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 2 0 1 12 1 0 0 0 0 0 1 1 0 0 0 0 X 22 21 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 AZ CA CO DC FL IL MA MN NJ NY UT VA WA X X X JENNIFER L SODERHOLM 9529284860 5075 ARCADIA AVENUE MINNEAPOLIS MN 554362306 X JENNIFER L SODERHOLM PRESIDENT 40.00 X X 0 0 0 MOLLY JOSEPH CHAIR 5.00 X X 0 0 0 EMMETT J MCMAHON VICE CHAIR 2.00 X X 0 0 0 AJAY GUPTA TREASURER 2.00 X X 0 0 0 GUILLAUME BASTIAENS MEMBER 0.40 X 0 0 0 MARY MCMAHON BUSCH MEMBER 0.40 X 0 0 0 JOSEPH A DEARANI MD MEMBER/MEDICAL DIRECTOR 0.40 X 0 0 0 BRIDGET DUFFY MD MEMBER 0.40 X 0 0 0 JOHN FINNEGAN PHD MEMBER 0.40 X 0 0 0 SUSAN H GEBELEIN MEMBER 0.40 X 0 0 0 JANNIE HERCHUK MEMBER 0.40 X 0 0 0 TOM JOLLIE MEMBER 0.40 X 0 0 0 JOSEPH KISER MD MEMBER/FOUNDER 0.40 X 0 0 0 GEOFF MARTHA MEMBER 0.40 X 0 0 0 ANDREW F NELSON MEMBER 0.40 X 0 0 0 DAVID OVERMAN MD MEMBER/MEDICAL DIRECTOR 0.40 X 0 0 0 MARK ROSEN MEMBER 0.40 X 0 0 0 ROBERT ROSENBERG MEMBER 0.40 X 0 0 0 JANET SCHUTZ MEMBER 0.40 X 0 0 0 KEITH SHERMAN MEMBER 0.40 X 0 0 0 KENNETH STEIN MD FACC FHRS MEMBER 0.40 X 0 0 0 ELIZABETH PERLICH SWEENEY MEMBER/FORMER PRESIDENT 40.00 X 137823 0 6810 137823 0 6810 1 0 0 0 0 861389 988694 211073 1850083 1977 1977 147593 861389 269476 -121883 -121883 MISCELLANEOUS 900099 2034 2034 2034 1732211 0 0 -117872 10000 10000 20000 20000 188237 103530 28236 56471 550440 392087 36369 121984 56578 40540 3272 12766 54320 36548 4716 13056 51831 13744 32454 5633 80583 60815 2475 17293 789 753 36 58033 31564 4076 22393 9772 6724 466 2582 30868 20676 1559 8633 21313 16324 1701 3288 80673 69469 5113 6091 11032 7390 557 3085 6551 4388 331 1832 TRAINING AND EDUCATION 275749 274922 109 718 MISSION PERSONNEL AND S 130849 130849 MISCELLANEOUS EXPENSES 9548 7957 1591 DUES AND SUBSCRIPTIONS 7499 1845 59 5595 4296 2878 217 1201 1658961 1253003 121710 284248 90277 109301 1444074 1373196 30000 102500 25186 789 8533 12366 400194 246574 162616 153620 1760686 1751772 52120 42456 150000 77500 202120 119956 X 1295442 1506685 263124 125131 1558566 1631816 1760686 1751772 73250 0 X 0 1 X 1 0 X 1298577 1514551 1186388 1794382 1850083 7643981 1298577 1514551 1186388 1794382 1850083 7643981 1943167 5700814 4803 3485 3061 2644 1977 15970 198163 217892 191973 261902 149627 1019557 8679508 0.65680 0.72870 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING EVENT INCOME - 2009 AMOUNT: $ 198,163. 2010 AMOUNT: $ 217,892. 2011 AMOUNT: $ 191,973. 2012 AMOUNT: $ 261,017. 2013 AMOUNT: $ 147,593. MISCELLANEOUS - 2012 AMOUNT: $ 885. 2013 AMOUNT: $ 2,034. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 356924 209500 147424 43270 37074 6196 153620 X 2084263 352052 352052 1732211 0 1732211 2011013 352052 352052 1658961 0 1658961 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND APPLICABLE STATE STATUTES. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIATION'S TAX-EXEMPT PURPOSE COULD RESULT IN TAXABLE INCOME. THE CHILDREN'S HEARTLINK FOLLOWS GUIDANCE IN THE INCOME TAX STANDARD REGARDING THE RECOGNITION OF UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED NO SIGNIFICANT INCOME TAX UNCERTAINTIES AND HAS NO CURRENT OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. CHILDREN'S HEARTLINK'S TAX RETURNS ARE OPEN TO EXAMINATION FOR TAX YEARS 2011 THROUGH 2013. THE ORGANIZATION HAD NO INCOME TAX EXPENSE OR CASH PAYMENTS FOR INCOME TAXES FOR THE YEAR ENDED JUNE 30, 2014. 0 SOUTH ASIA 0 1 PROGRAM SERVICES PATIENT SUPPORT AND INFECTION CONTROL 461466 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PATIENT SUPPORT 356241 SOUTH AMERICA 0 0 PROGRAM SERVICES PATIENT SUPPORT 198523 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES PATIENT SUPPORT 28186 0 1 0 0 0 1 1044416 0 1044416 SOUTH ASIA PATIENT SUPPORT 10000 WIRE N/A N/A SOUTH ASIA PATIENT SUPPORT 10000 WIRE N/A N/A 2 0 0 0 0 0 0 0 PART I, LINE 2: CHILDREN'S HEARTLINK PERIODICALLY SENDS FUNDS OR DONATED DEVICES TO OUR PARTNER SITES FOR CHARITABLE TREATMENT FOR PATIENTS IN NEED. WE TYPICALLY WORK WITH A CHARITABLE FOUNDATION ATTACHED TO THE HOSPITAL FOR THESE TRANSFERS. THE FOUNDATION USUALLY HAS A LIST OF PATIENTS ON WAITING LISTS WHO HAVE BEEN PRE-APPROVED FOR CHARITABLE SUPPORT BASED ON A NUMBER OF CRITERIA PERTINENT TO THE COUNTRY OR REGION WHERE THE HOSPITAL IS. CHILDREN'S HEARTLINK REQUESTS THAT OUR PARTNER SITES HAVE DONE DUE DILIGENCE AND THAT THE PATIENTS IDENTIFIED FOR FREE CARE DO COME FROM NEEDY FAMILIES AND THEY ARE UNDER 18 YEARS OLD, OR ARE ADULTS BUT SUFFER FROM CONGENITAL HEART MALFORMATIONS. INDIVIDUALS FROM THIS GROUP RECEIVE CARE WITH THE FUNDS OR SUPPLIES PROVIDED BY CHILDREN'S HEARTLINK. AFTER THE PATIENTS HAVE RECEIVED CARE, THE PARTNER SITES OR THE FOUNDATIONS PROVIDE A REPORT TO CHILDREN'S HEARTLINK. GALA 972898 825305 147593 80223 82696 56585 49972 VALENTINES 36084 36084 0 1008982 861389 147593 80223 82696 56585 49972 269476 -121883 1 OHIO UNIVERSITY 105 RTEC BUILDING ATHENS OH 45701 316402113 GOVERNMENT ENTITY 10000 N/A N/A RHEUMATIC FEVER PREVENTION - CHAGAS PROJECT 1 0 PART I, LINE 2: CHILDREN'S HEARTLINK PERIODICALLY SENDS FUNDS OR DONATED DEVICES TO OUR PARTNER SITES FOR CHARITABLE TREATMENT FOR PATIENTS IN NEED. WE TYPICALLY WORK WITH A CHARITABLE FOUNDATION ATTACHED TO THE HOSPITAL FOR THESE TRANSFERS. THE FOUNDATION USUALLY HAS A LIST OF PATIENTS ON WAITING LISTS WHO HAVE BEEN PRE-APPROVED FOR CHARITABLE SUPPORT BASED ON A NUMBER OF CRITERIA PERTINENT TO THE COUNTRY OR REGION WHERE THE HOSPITAL IS. CHILDREN'S HEARTLINK REQUESTS THAT OUR PARTNER SITES HAVE DONE DUE DILIGENCE AND THAT THE PATIENTS IDENTIFIED FOR FREE CARE DO COME FROM NEEDY FAMILIES AND THEY ARE UNDER 18 YEARS OLD, OR ARE ADULTS BUT SUFFER FROM CONGENITAL HEART MALFORMATIONS. INDIVIDUALS FROM THIS GROUP RECEIVE CARE WITH THE FUNDS OR SUPPLIES PROVIDED BY CHILDREN'S HEARTLINK. AFTER THE PATIENTS HAVE RECEIVED CARE, THE PARTNER SITES OR THE FOUNDATIONS PROVIDE A REPORT TO CHILDREN'S HEARTLINK. X 2 130850 FAIR MARKET VALUE X DONATED AUCTI 75 80223 FAIR MARKET VALUE 0 0 1 0 PART I, LINE 30B: THE ORGANIZATION DISCLOSES THE NUMBER OF CONTRIBUTORS ON SCHEDULE M, PART I, COLUMN (B). FORM 990, PART VI, SECTION A, LINE 1 THE ORGANIZATION HAS AN EXECUTIVE COMMITTEE CONSISTING OF ALL OFFICERS, THE IMMEDIATE PAST CHAIRPERSON OF THE BOARD, ALL STANDING COMMITTEE CHAIRPERSONS, THE MEDICAL DIRECTOR AND SUCH ADDITIONAL MEMBERS OF THE BOARD OF DIRECTORS AS ARE APPOINTED TO THE EXECUTIVE COMMITTEE BY THE BOARD. THE CHAIRPERSON OF THE BOARD SERVES AS CHAIRPERSON OF THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE HAS ALL OF THE POWERS AND AUTHORITY OF THE BOARD OF DIRECTORS IN THE MANAGEMENT OF THE BUSINESS AND AFFAIRS OF THE ORGANIZATION, EXCEPT THE POWER TO ADOPT, AMEND, OR REPEAL THE ORGANIZATION'S ARTICLES OF INCORPORATION AND BYLAWS. ALL ACTIONS OF THE EXECUTIVE COMMITTEE ARE REPORTED TO AND REVIEWED BY THE BOARD OF DIRECTORS AT THE FIRST BOARD OF DIRECTORS MEETING FOLLOWING THE ACTION TAKEN. FORM 990, PART VI, SECTION A, LINE 4 CHILDREN'S HEARTLINK AMENDED THEIR BYLAWS TO INCLUDE A STATEMENT MAKING THEIR LIFETIME BOARD MEMBERS' POSITIONS NON-VOTING. FORM 990, PART VI, SECTION B, LINE 11 THE PRESIDENT AND FINANCE DIRECTOR REVIEW THE COMPLETED FORM 990. IT IS THEN MADE AVAILABLE TO THE ENTIRE BOARD FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY THAT APPLIES TO ALL STAFF AND BOARD. IN ADDITION, BOARD AND STAFF COMPLETE ANNUAL CONFLICT OF INTEREST DISCLOSURES. THE ORGANIZATION WILL NOT ENTER INTO ANY CONTRACT OR TRANSACTION WITH ONE OR MORE MEMBERS OF THE BOARD OF DIRECTORS, A DIRECTOR OF A RELATED ORGANIZATION, OR AN ORGANIZATION IN OR OF WHICH A MEMBER OF THE BOARD OF DIRECTORS IS A DIRECTOR, OFFICER OR LEGAL REPRESENTATIVE, OR IN SOME OTHER WAY HAS A MATERIAL FINANCIAL INTEREST, UNLESS THAT INTEREST IS DISCLOSED OR KNOWN TO THE BOARD OF DIRECTORS; THE BOARD OF DIRECTORS APPROVES, AUTHORIZES OR RATIFIES THE ACTION IN GOOD FAITH; THE APPROVAL IS BY A MAJORITY OF THE MEMBERS OF THE BOARD OF DIRECTORS PRESENT (NOT COUNTING THE INTERESTED MEMBER); THE APPROVAL IS GRANTED AT A MEETING WHERE A QUORUM IS PRESENT (NOT COUNTING THE INTERESTED MEMBER). THE INTERESTED MEMBER MAY BE PRESENT AT THE MEETING FOR DISCUSSION TO ANSWER QUESTIONS, BUT MAY NOT ADVOCATE FOR THE ACTION TO BE TAKEN AND MUST LEAVE THE ROOM WHILE A VOTE IS TAKEN. THE MINUTES OF ALL ACTIONS TAKEN ON SUCH MATTERS CLEARLY REFLECT THAT THESE REQUIREMENTS HAVE BEEN MET. FORM 990, PART VI, SECTION B, LINE 15A THE PRESIDENT SUBMITS A SELF-EVALUATION TO THE HR COMMITTEE CHAIR AND BOARD CHAIR. THESE TWO INDIVIDUALS THEN GATHER FEEDBACK FROM THE ENTIRE BOARD AND STAFF. THE BOARD CHAIR DOES A THOROUGH REVIEW PRIOR TO MAKING RECOMMENDATIONS FOR COMPENSATION, INCLUDING REVIEW OF COMPARABILITY DATA, WHICH ARE THEN APPROVED BY THE BOARD OF DIRECTORS AND DOCUMENTED IN THE BOARD MINUTES. THE HR COMMITTEE CHAIR ALSO REVIEWS ALL STAFF SALARIES DURING THIS PROCESS. THIS PROCESS WAS LAST COMPLETED IN FEBRUARY 2014 FOR THE PREVIOUS PRESIDENT'S FINAL INCENTIVE PAY AS WELL AS THE INCOMING PRESIDENT'S COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION PRODUCES AN ANNUAL REPORT WHICH INCLUDES AUDITED FINANCIAL STATEMENTS. THE WEBSITE ALSO CONTAINS THE FORM 990 AND INDICATES THAT ANY OTHER PUBLIC INFORMATION IS AVAILABLE UPON REQUEST. IN ADDITION, THE ORGANIZATION PARTICIPATES IN A RIGOROUS REVIEW BY THE CHARTIIES REVIEW COUNCIL OF MINNESOTA, WHICH REQUIRES WELL-DOCUMENTED, WRITTEN POLICIES AND TRANSPARENCY. FORM 990, PART VII, SECTION A, LINE 1A(1) JENNIFER L. SODERHOLM, PRESIDENT, STARTED FEBRUARY 13TH, 2014.