2014-11-14T13:48:42-06:00 2013-12-31 521231901 GORFINE SCHILLER & GARDYN PA 10045 RED RUN BLVD SUITE 250 OWINGS MILLS MD 21117 990 2013-01-01 135565128 MM&P HEALTH & BENEFIT FUND MM&P 4108508500 700 MARITIME BLVD NO A LINTHICUM HEIGHTS MD 21090 DONALD MARCUS TRUSTEE 4108595700 2014-11-14 1 SCOTT D RODGVILLE CPA P00365285 4103565900 2013 2015-11-30 17:44:51Z DONALD MARCUS 700 MARITIME BLVD NO A LINTHICUM HEIGHTS MD 21090 135597664 0 X N/A X 1950 MD TO PROVIDE HEALTH BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES OF THE MEMBERSHIP OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS AS SPECIFIED IN THE PLAN REGULATIONS 14 2 43 0 0 0 0 0 45534572 46098204 3385750 3540364 0 0 48920322 49638568 0 0 47589891 47161419 1778611 1908422 0 0 0 1564112 1607650 50932614 50677491 -2012292 -1038923 77701243 80494315 2393315 2661062 75307928 77833253 TO PROVIDE HEALTH BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES OF THE MEMBERSHIP OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS AS SPECIFIED IN THE PLAN REGULATIONS 0 0 EXPENSES FOR PROVIDING MEDICAL, LEGAL, HEALTH AND RELATED BENEFITS. 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 1 0 0 1 4404 0 1 43 1 0 0 0 0 0 0 X 14 2 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X PATRICK MCCULLOUGH ADMINISTRATOR 4108508500 700 MARITIME BLVD LINTHICUM MD 210901996 CAPT DONALD MARCUS TRUSTEE, CHAIRMAN 2.00 46.50 X X 0 231974 37236 CAPT KENNETH CARLSON JR TRUSTEE 1.00 2.00 X 0 0 0 MR EDWARD MORGAN TRUSTEE, SECRETARY, TREASURER 2.00 8.00 X X 0 0 0 MR TIMOTHY GILL TRUSTEE 1.00 4.00 X 0 0 0 CAPT JOHN SULLIVAN TRUSTEE 1.00 4.00 X 0 0 0 MR WILLIAM CAMERON TRUSTEE 1.00 4.00 X 0 0 0 MR ROBERT STEPHENS TRUSTEE 1.00 4.00 X 0 0 0 MR JEAN HARRINGTON TRUSTEE 1.00 4.00 X 0 0 0 MR C MICHAEL MURRAY TRUSTEE 1.00 41.50 X 0 165675 33178 MR MARK BLANKENSHIP TRUSTEE 1.00 5.00 X 0 0 0 MR STEPHEN WERSE TRUSTEE 1.00 42.50 X 0 180888 35754 MR DAVID BOATNER TRUSTEE 1.00 42.00 X 0 167127 34473 MR WAYNE FARTHING TRUSTEE 1.00 42.00 X 0 159374 34473 MR GERALD A CARBIENER ALTERNATE TRUSTEE 1.00 4.00 X 0 0 0 MR GEORGE QUICK ALTERNATE TRUSTEE 0.50 40.50 X 0 128879 0 MR JOHN SCHAEFFNER ALTERNATE TRUSTEE 0.50 1.00 X 0 0 0 MR PETE STROHLA ALTERNATE TRUSTEE 1.00 4.00 X 0 0 0 MR DONALD JOSBERGER TRUSTEE 1.00 42.50 X 0 151577 31533 MR PATRICK MCCULLOUGH ADMINISTRATOR 23.50 16.50 X 116165 81408 78663 MS PAULA PHILLIPS CONTROLLER 23.50 16.50 X 65902 46178 60346 MS ANN MARIE MCCULLOUGH MEDICAL BENEFIT MANAGER 23.50 16.50 X 73566 51578 65525 MR KEN RYAN TRUST DEPT. MANAGER 23.50 16.50 X 78970 55277 64433 334603 1419935 475614 1 0 1 0 CIGNA 900 COTTAGE GROVE ROAD BLOOMFIELD CT 06002 MEDICAL CLAIMS PROCESSING 741159 STEPTOE & JOHNSON 1330 CONNECTICUT AVENUE NW WASHINGTON DC 20036 LEGAL SERVICES 325415 IOMM&P 700 MARITIME BOULEVARD SUITE B LINTHICUM HEIGHTS MD 21090 ADMINISTRATIVE SERVICES 247542 DELTA DENTAL ONE DELTA DRIVE MECHANICSBURG PA 17055 DENTAL CLAIMS PROCESSING 199879 MULTIPLAN 115 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10003 MEDICAL CLAIMS PROCESSING 189879 6 CONTRIBUTIONS - EMPLOYERS 900099 41875875 41875875 CONTRIBUTIONS - VOLUNTARY 900099 4196292 4196292 OTHER CONTRIBUTIONS 900099 26037 26037 46098204 1595261 1595261 87904199 85959096 1945103 1945103 1945103 49638568 48043307 0 1595261 47161419 263722 962850 184289 409007 88554 383038 50610 132229 194251 240414 191630 355 64348 4709 33722 HIRING HALL EXPENSE 238368 BANK SERVICE CHARGES 59855 TAXES 8361 PAYROLL PROCESSING SERV 4587 1173 50677491 36429 321576 3341149 2735247 3939048 5682021 33698593 33206619 36686024 38548852 77701243 80494315 226248 299018 2167067 2362044 2393315 2661062 X 75307928 77833253 75307928 77833253 77701243 80494315 -1038923 3564248 0 X X 0 1 X 1 0 0 LOOMIS SAYLES LONG/SHORT CREDIT FUND 3458976 F PIMCO TOTAL RETURN FUND 5605167 F VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND 26369009 F WELLINGTON CTF GBL TOTAL RTN 3115700 F 38548852 DUE TO OTHER MM&P PLANS 491863 SECURITIES PURCHASED PENDING SETTLEMENT 1870181 2362044 X 53070587 3564248 3564248 49506339 132229 132229 49638568 50545262 0 50545262 132229 132229 50677491 PART X, LINE 2: THE FASB ISSUED NEW GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (ASC 740-10). THE PLAN ADOPTED THIS NEW GUIDANCE FOR THE YEAR ENDED DECEMBER 31, 2010. MANAGEMENT EVALUATED THE PLAN'S TAX POSITIONS AND CONCLUDED THAT THE PLAN HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. X X X 0 0 0 CAPT DONALD MARCUS TRUSTEE, CHAIRMAN 0 218446 0 0 0 13528 0 13912 0 23324 0 269210 0 0 MR C MICHAEL MURRAY TRUSTEE 0 151275 0 0 0 14400 0 17594 0 15584 0 198853 0 0 MR STEPHEN WERSE TRUSTEE 0 164943 0 0 0 15945 0 11920 0 23834 0 216642 0 0 MR DAVID BOATNER TRUSTEE 0 151289 0 0 0 15838 0 10173 0 24300 0 201600 0 0 MR WAYNE FARTHING TRUSTEE 0 143047 0 0 0 16327 0 10173 0 24300 0 193847 0 0 MR DONALD JOSBERGER TRUSTEE 0 135639 0 0 0 15938 0 9325 0 22208 0 183110 0 0 MR PATRICK MCCULLOUGH ADMINISTRATOR 116165 81408 0 0 0 0 30079 21126 16129 11329 162373 113863 0 0 MS PAULA PHILLIPS CONTROLLER 65902 46178 0 0 0 0 19319 13569 16129 11329 101350 71076 0 0 MS ANN MARIE MCCULLOUGH MEDICAL BENEFIT MANAGER 73566 51578 0 0 0 0 22361 15706 16129 11329 112056 78613 0 0 MR KEN RYAN TRUST DEPT. MANAGER 78970 55277 0 0 0 0 21720 15255 16129 11329 116819 81861 0 0 ANN MARIE MCCULLOUGH WIFE OF PATRICK MCCULLOUGH 112056 EMPLOYEE 0 MICHAEL MCCULLOUGH SON OF PATRICK MCCULLOUGH 47818 EMPLOYEE 0 MM&P PENSION PLAN COMMON BOARD MEMBERS 565705 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P PENSION PLAN 0 MM&P IRA PLAN COMMON BOARD MEMBERS 306965 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P IRA PLAN 0 MM&P ADJUSTABLE PENSION PLAN COMMON BOARD MEMBERS 134483 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P ADJUSTABLE PENSION PLAN 0 PART IV, COLUMN B RELATIONSHIP BETWEEN INTERESTED PERSONS AND THE ORGANIZATIONTHE FOLLOWING TRUSTEES OF THE MM&P HEALTH AND BENEFIT PLAN SIT AS TRUSTEES ON THE VARIOUS ENTITIES IDENTIFIED IN COLUMN A OF PART IV:EDWARD MORGANMARK BLANKENSHIPJOHN SULLIVANWILLIAM CAMERONJEAN HARRINGTONTIMOTHY GILLROBERT STEPHENSDONALD MARCUSSTEPHEN WERSEDONALD JOSBERGERMICHAEL MURRAYDAVID BOATNERWAYNE FARTHINGGERALD CARBIENERPETE STROHLA FORM 990, PART VI, SECTION A, LINE 7A EMPLOYERS APPOINT TRUSTEES BASED UPON LEVEL OF PARTICIPATION. EACH OF THE SEVEN LARGEST EMPLOYERS THAT PARTICIPATE IN ALL OF THE RELATED PLANS ARE ELIGIBLE TO APPOINT A TRUSTEE. THE REMAINING EMPLOYERS ARE ALLOWED TO APPOINT TWO ALTERNATE TRUSTEES. IN ADDITION, THE GENERAL EXECUTIVE BOARD OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS, THE SPONSORING UNION, APPOINTS SEVEN REGULAR TRUSTEES AND TWO ALTERNATE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 AN ELECTRONIC COPY OF THE DRAFT FORM 990 IS DISTRIBUTED TO ALL MEMBERS OF THE GOVERNING BODY BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C QUESTIONNAIRES ARE DISTRIBUTED PERIODICALLY TO EACH TRUSTEE AND KEY EMPLOYEE FOR DISCLOSURE OF ALL POTENTIAL OR ACTUAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE PLAN CONDUCTS PERIODIC REVIEW OF COMPENSATION AND COMPARES CURRENT COMPENSATION AND COST OF LIVING ADJUSTMENTS TO SIMILAR ORGANIZATIONS IN THE SAME GEOGRAPHIC REGION BASED UPON REVIEW OF THEIR RESPECTIVE FORM 990'S. IN ADDITION, THE PLAN WILL PERIODICALLY RETAIN A CONSULTING FIRM TO PERFORM A COMPENSATION STUDY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION MAKES ITS FORMS 990 AND 1023 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE PLAN MAKES ITS GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO PARTICIPANTS, BENEFICIARIES, THE SPONSORING UNION, AND CONTRIBUTING EMPLOYERS AS REQUIRED BY ERISA. ERISA DOES NOT REQUIRE THAT THE FUND MAKE THESE DOCUMENTS AVAILABLE TO THE PUBLIC AND THE FUND DOES NOT DO SO. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED EITHER ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE YEAR. MM&P JOINT EMPLOYMENT COMMITTEE 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 237051736 LABOR MANAGEMENT COOPERATION COMMITTEE. MD 501(C)(5) 0 MASTERS MATES & PILOTS VACATION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 135638830 TO PROVIDE VACATION BENEFITS TO ELIGIBLE PARTICIPANTS MD 501(C)(9) 0 MARITIME ADVANCEMENT TRAINING EDUCATION AND SAFETY PROGRAM 692 MARITIME BOULEVARD LINTHICUM HEIGHTS MD 210901996 132577386 TO PROVIDE TRAINING FOR LICENSED DECK OFFICERS MD 501(C)(9) 0 MASTERS MATES & PILOTS INDIVIDUAL RETIREMENT ACCOUNT PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 133021839 TO PROVIDE DEFINED CONTR. PENSION BENEFITS TO ELIGIBLE PARTICIPANTS MD 401 0 MASTERS MATES & PILOTS PENSION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 136372630 TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES MD 401 0 MASTERS MATES & PILOTS ADJUSTABLE PENSION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 371719247 TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES MD 401 0 INTERNATIONAL ORGANIZATION OF MASTERS MATES AND PILOTS 700 MARITIME BLVD SUITE B LINTHICUM HEIGHTS MD 210901996 136020335 SPONSORING UNION MD 501(C)(5) 0 COLUMBIA UNIVERSITY - LAMONT DOHERTY EARTH OBSERVATORY STATE OF ALASKA WHATCOM COUNTY WAHKIAKUM COUNTY CANAVERAL PILOTS ASSOCIATION COLUMBIA RIVER PILOTS CRESCENT RIVER PORT PILOTS ASSOCIATION HOUSTON PILOTS KEY WEST BAR PILOTS ASSOCIATION KINDRA LAKE TOWING LP SAN FRANCISCO BAR PILOTS SOUTHWEST ALASKA PILOTS ASSOCIATION TRINITY MANAGEMENT GROUP ASSOCIATED BRANCH PILOTS CASHMAN DREDGING & MARINE CONTRACTING CO BLUE & GOLD FLEET HORIZON LINES PATRIOT CONTRACTING SERVICES BAYDELTA MARITIME DUTRA GROUP E-SHIPS FOSS INTERNATIONAL INC GALVESTON-TEXAS CITY PILOTS GRAND RIVER NAVIGATION COMPANY INC HOUSTON PILOTSBEATTY STREET PROPERTIES MAERSK MATSON NAVIGATION COMPANY INC MIRAID PORT SERVICES OF JACKSONVILLE ROSS ISLAND SAND & GRAVEL SEAWAY TOWING COMPANY INC SHAVER TRANSPORTATION COMPANY SORTWELL INC DBA AMNAV MARITIME SERVICES SOUND FREIGHT LINES INC ST JOHNS BAR PILOT ASSOCIATION SULPHUR CARRIERS INC WATERMAN STEAMSHIP CORPORATION WESTAR MARINE SERVICES DIVISION OF CROSSLINK INC GBH MARINE L&E MARINE CORP MARITIME PERSONNEL PROVISIONING OSCAR NIEMETH TOWING PEP INC SABINE PILOT SERVICE INC SAN FRANCISCO HARBOR CO CROWLEY MARINE T&T MARINE SERVICES INC TERRASA & STAIR PA THE GREAT LAKES TOWING COMPANY DUNLAP TOWING COMPANY APL MARINE SERVICES BRUSCO TUG & BARGE BLACK BALL TRANSPORT CETACEAN MARINE CRESCENT TOWING CO COMPASS GROUPFLIK INTERNATIONAL CROWLEY MARINE SERVICES DR JAX MARINE ARANSAS CORPUS CHRISTI PILOTS CENTRAL GULF LINES BISCAYNE BAY PILOTS 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0