2014-01-21T09:46:44-06:00 2013-06-30 461497033 EKS&H LLLP 7979 E TUFTS AVENUE SUITE 400 DENVER CO 802372843 990 2012-07-01 840509064 COLORADO SCHOOL OF MINES FOUNDATION INC COLO 3032733143 PO BOX 4005 GOLDEN CO 80401 LINDA LANDRUM 3032733143 2014-01-14 1 DORI J EGGETT P00645252 3037409400 2012 2015-11-30 17:44:51Z LINDA LANDRUM PO BOX 4005 GOLDEN CO 80401 94439214 0 X N/A X 1951 CO TO PROVIDE FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 7 7 89 137 -736187 -870328 31146313 26073906 0 1800000 5112821 8681235 -125137 -442411 36133997 36112730 17132295 16791662 0 0 2844721 3318358 95000 65497 3632747 1885783 2173883 21957799 22349400 14176198 13763330 241355627 278816738 26303196 33312620 215052431 245504118 THE COLORADO SCHOOL OF MINES FOUNDATION, INC. IS A NONPROFIT ORGANIZATION PROVIDING FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 0 0 17059682 16791662 1800000 PROVIDE FINANCIAL SUPPORT TO THE COLORADO SCHOOL OF MINESAND ITS VARIOUS DEPARTMENTS. 17059682 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 13 0 1 89 1 1 1 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CA FL MD MA MI MN NH NJ NY OH PA SC TN UT WA WV GA MD WI X LINDA LANDRUM CO CSMF 3032733143 PO BOX 4005 GOLDEN CO 80401 F STEVEN MOONEY 1.00 X 0 0 0 HUGH E HARVEY 1.00 X 0 0 0 WILLIAM A PRESTON 1.00 X 0 0 0 DAVID J WAGNER 1.00 X X 0 0 0 PATRICK M JAMES 1.00 X X 0 0 0 TERRANCE G TSCHATSCHULA 1.00 X X 0 0 0 MARSHALL C CROUCH III 1.00 X X 0 0 0 LINDA M LANDRUM 40.00 X 167136 0 19599 BRIAN L WINKELBAUER 40.00 X 167798 0 19844 CHRISTOPHER WENGER 40.00 X 145554 0 5385 480488 0 44828 3 0 1 0 AMERICAN CAPITOL GROUP 101 CONSTITUTION AVE 525 EAST WASHINGTON DC 20001 LOBBY SERVICES 144285 MONTICELLO ASSOCIATES 1800 LARIMER ST SUITE 2100 DENVER CO 80202 INVESTMENT CONSULTING 125000 COLORADO LEGISLATIVE SERVICES 1410 GRANT ST D110 DENVER CO 80203 LOBBY SERVICES 107462 GARROW COMPANY 6419 SOUTH GARFIELD AVENUE WILLOWBROOK IL 60527 CONSULTING 105171 4 26073906 5213496 26073906 DEVELOPMENT FEE 900099 1800000 1800000 1800000 1599457 1599457 16862 16862 65408262 58326484 7081778 7081778 7081778 ADMINISTRATION FEES 523000 270717 270717 OTHER INCOME/LOSS 900099 6197 6197 UNRELATED BUS. LOSS 523000 -736187 -736187 -459273 36112730 2076914 -736187 8698097 16791662 16791662 413390 202635 210755 2412363 289586 2122777 112873 15137 97736 168768 10000 27144 131624 210964 34120 176844 25519 22953 2566 16115 15371 744 54688 54688 253118 253118 65497 65497 929385 929385 5750 5750 147831 147831 200696 27405 173291 54890 54890 159008 4902 3077 151029 10565 495 10070 27175 17175 10000 MEETINGS AND EVENTS 192930 8593 184337 PREMIUMS 32674 32674 RESEARCH MATERIAL 13435 260 13175 RELOCATION/RECRUITING 12523 500 12023 37581 8447 29134 22349400 17059682 1656971 3632747 1422128 1610833 1229688 9413133 12947481 12402641 103218 159719 515552 500007 22933 15545 107025992 151339223 88533262 72761720 1757500 1755014 28313425 29358910 241355627 278816738 1513668 2660309 24789528 30652311 26303196 33312620 X 21348650 24364971 67126096 77560197 126577685 143578950 215052431 245504118 241355627 278816738 X 13763330 17888224 -1199867 X 0 1 X 1 0 X 36929805 13605141 11383543 31146313 26073906 119138708 36929805 13605141 11383543 31146313 26073906 119138708 30712010 88426698 1986572 2202012 1795247 1727610 1616319 9327760 -464535 897611 433076 199260 185127 178766 146133 276914 986200 129885744 1800000 0.68080 0.65560 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2008 AMOUNT: $ 14,596. 2009 AMOUNT: $ 9,542. 2010 AMOUNT: $ -48,703. 2011 AMOUNT: $ -98,024. 2012 AMOUNT: $ 6,197. ADMINISTRATION FEES - 2008 AMOUNT: $ 184,664. 2009 AMOUNT: $ 175,585. 2010 AMOUNT: $ 227,469. 2011 AMOUNT: $ 244,157. 2012 AMOUNT: $ 270,717. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 253118 253118 21101400 21354518 1000000 250000 0 0 830843 1000000 1000000 1000000 3830843 5746265 231327 247460 250008 253118 981913 207711 250000 250000 250000 957711 1436567 167544418 11734285 21300320 12092802 188486221 158617474 14940978 -2973166 3040868 167544418 132563088 2431253 28707486 5084353 158617474 118298434 2328954 15255877 3320177 132563088 129174375 12050854 -17548032 5378763 118298434 0.10240 0.64620 0.25140 1 0 515552 500007 15545 15545 PARTNERSHIPS INVESTMENTS 72761720 F 72761720 TRUST CONTRIBUTIONS RECEIVABLE 3785373 SPLIT INTEREST AGREEMENTS 15263233 INTEREST IN ENDOWMENT 8379441 INTEREST IN LONG-TERM TRUSTS 1303691 PMC NET ASSETS 395885 OTHER ASSETS 171520 INVESTMENT IN COLORADO SCHOOL OF MINES TECHNOLOGY 59767 29358910 SPLIT INTEREST OBLIGATIONS 5605656 GIFT ANNUITY OBLIGATIONS 5115964 ASSETS HELD IN TRUST 19834691 REFUNDABLE ADVANCES 96000 30652311 X 51889190 17888224 -1177079 16711145 35178045 934685 934685 36112730 21437503 22788 22788 21414715 934685 934685 22349400 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: SUPPORT COLORADO SCHOOL OF MINES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION APPLIES A MORE-LIKELY-THAN-NOT MEASUREMENT METHODOLOGY TO REFLECT THE FINANCIAL STATEMENT IMPACT OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. AFTER EVALUATING THE TAX POSITIONS TAKEN, INCLUDING THE DETERMINATION OF THE FOUNDATION'S TAX-EXEMPT STATUS, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF JUNE 30, 2013 OR 2012. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSES. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF JUNE 30, 2013 OR 2012. TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION INCLUDE 2009 THROUGH THE CURRENT YEAR. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS -2,246,423. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP. 333,157. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 736,187. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES 22,788. CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 11605011 SOUTH AMERICA 0 0 INVESTMENTS 3931828 0 0 0 0 0 0 15536839 0 15536839 1 0 0 1 1 0 X X X X X 1 GARROW COMPANY 6419 SOUTH GARFIELD AVE WILLOWBROOK IL 60527 FUNDRAISING CONSULTING 0 0 65497 0 65497 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) FUNDRAISING CONSULTING PROVIDED BY GARROW COMPANY WAS INDIRECT AND STRATEGIC IN NATURE, GROSS RECEIPTS WERE NOT DIRECTLY RELATED TO A SPECIFIC FUNDRAISER. 1 COLORADO SCHOOL OF MINES 1500 ILLINOIS STREET GOLDEN CO 80401 846000551 501(C)(3) 16611662 GENERAL CSM ALUMNI FOUNDATION INC PO BOX 1410 GOLDEN CO 804021410 840363288 501(C)(3) 180000 GENERAL 2 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL GRANTS ARE MADE TO COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. X X X X 0 0 0 0 0 0 0 0 0 LINDA M LANDRUM 167136 0 0 0 0 0 10252 0 9347 0 186735 0 0 0 BRIAN L WINKELBAUER 167798 0 0 0 0 0 6750 0 13094 0 187642 0 0 0 CHRISTOPHER WENGER 145554 0 0 0 0 0 3750 0 1635 0 150939 0 0 0 X 52 5213496 AVERAGE HIGH/LOW 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE COLORADO SCHOOL OF MINES FOUNDATION USES VARIOUS INVESTMENT BROKERS AS THIRD PARTIES TO RECEIPT, PROCESS, AND SELL NON-CASH CONTRIBUTIONS, PRIMARILY FOR SECURITIES AND GIFTS OF STOCK. FORM 990, PART VI, SECTION B, LINE 11 A DETAILED REVIEW IS PERFORMED BY THE EXECUTIVE DIRECTOR AND ASSISTANT TREASURER PRIOR TO PRESENTATION TO THE EXECUTIVE COMMITTEE. A FULL SUMMARY PRESENTATION BY THE FOUNDATION'S INDEPENDENT TAX ACCOUNTING FIRM IS PROVIDED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES AN ANNUAL AFFIRMATION FROM MEMBERS OF THE EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE, AUDIT COMMITTEE, GIFT ACCEPTANCE COMMITTEE AND TO APPOINTED OFFICERS OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS ACTS AS THE FOUNDATION'S COMPENSATION COMMITTEE AND USES COMPARABILITY DATA, INCLUDING FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS AND OTHER MARKET REVIEWS, TO DETERMINE AND APPROVE COMPENSATION FOR SENIOR MANAGEMENT POSITIONS. THE DELIBERATION AND DECISION IS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS -2,246,423. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP 333,157. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 736,187. UNCOLLECTIBLE PLEDGES -22,788. CSMF PROPERTY MANAGEMENT CORP 1232 W CAMPUS ROAD 4 GOLDEN CO 80401 841266930 RE GIFTS CO 501(C)(3) 11B N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0