2014-02-07T08:54:19-06:00 2013-06-30 454084437 WARREN AVERETT LLC 2500 ACTON ROAD BIRMINGHAM AL 35243 990 2012-07-01 364538203 TIGERS UNLIMITED FOUNDATION TIGE 3448444750 PO BOX 351 AUBURN AL 368310351 CHARLES T JACKSON 3448444750 2014-01-16 1 MEGAN RANDOLPH P00989558 2059794100 2012 2015-11-30 17:44:51Z CHARLES T JACKSON 392 S DONAHUE AUBURN AL 36849 35644212 0 X WWW.AUBURNTIGERS.COM/TIGERSUNLIMITED X 2002 AL TO PROVIDE SUPPORT FOR AUBURN UNIVERSITY INTERCOLLEGIATE ATHLETICS 6 5 0 0 0 0 29183744 29781610 288628 220740 711496 666765 134241 -91260 30318109 30577855 13157617 11212530 0 0 6946070 0 242600 239095 3410151 6627636 27773120 26973923 39224745 3344186 -8646890 58226587 58302257 4185266 13326677 54041321 44975580 TO PROVIDE SUPPORT FOR AUBURN UNIVERSITY INTERCOLLEGIATE ATHLETICS 0 0 34799271 11212530 252499 THE FOUNDATION SUPPORTS EXTRACURRICULAR SPORTS PROGRAMS. IT RECEIVES AND ADMINISTERS FUNDS FOR SCIENTIFIC, EDUCATIONAL AND CHARITABLE PURPOSES, FOR AND ON BEHALF OF AUBURN UNIVERSITY FOR THE AUBURN INTERCOLLEGIATE ATHLETICS. THIS INCLUDES, BUT IS NOT LIMITED TO, ATHLETIC SCHOLARSHIPS, ATHLETIC PROGRAM ENHANCEMENTS, ATHLETIC-RELATED EQUIPMENT PURCHASES AND CONSTRUCTION OF ATHLETIC FACILITIES. 34799271 1 0 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 67 0 1 0 0 0 0 0 1 1 0 0 0 0 0 X 6 5 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X LORI T ARTHURS 3348449655 392 S DONAHUE DR AUBURN UNIVERSITY AUBURN AL 36849 GEORGE J GOGUE 1.00 40.00 X 0 509311 391084 JOHN O JACOBS 1.00 40.00 X 0 890266 172691 EDWIN MAC CRAWFORD 1.00 0.00 X 0 0 0 JAMES W MATHEWS 1.00 0.00 X 0 0 0 MICHAEL B MCCARTNEY 1.00 0.00 X 0 0 0 EARLON MCWHORTER 1.00 0.00 X 0 0 0 JAMES R PRATT 1.00 0.00 X 0 0 0 RUEL RUSSELL JR 1.00 0.00 X 0 0 0 CHARLES T JACKSON 8.00 40.00 X 0 316549 79695 DONALD L LARGE 1.00 40.00 X 0 327383 92212 LORI T ARTHURS 20.00 40.00 X 0 92639 26881 0 2136148 762563 0 0 1 0 ABOUT THYME CATERING 6916 HIGHWAY 70 CALERA AL 35040 CATERING 936635 SODEXO 151 S DONAHUE DRIVE AUBURN UNIVERSITY AL 36849 CATERING 503945 IMG COLLEGE LLC 540 NORTH TRADE STREET WINSTONSALEM NC 27101 PRINTING & MARKETING 297041 JF SMITH GROUP INC PO BOX 1197 AUBURN AL 36831 FUNDRAISING CONSULTANT 237600 PACIOLAN INC 5171 CALIFORNIA AVENUE IRVINE CA 92617 COMPUTER TICKET MANAGEMENT 232364 10 22394211 499125 6888274 518671 29781610 ON-LINE SALES COMMISSIONS 900099 136591 136591 OTHER PRODUCT SALES 900099 50599 50599 CONCESSION SALES REVENUE 722210 25000 25000 KID'S CLUB INCOME 900099 8550 8550 220740 668188 668188 474554 475977 -1423 -1423 -1423 4467361 22394211 4590380 -123019 -123019 OTHER REVENUE 900099 31759 31759 31759 30577855 252499 0 543746 11212530 11212530 1025157 1024466 691 403593 403593 160000 160000 239095 239095 370266 282140 88126 575844 574208 1636 1083496 985082 24914 73500 47204 11482 86 35636 857 687 170 656648 467416 2308 186924 19882 16484 484 2914 55894 52852 3042 53328 14554 32360 6414 SHARED EMPLOYEES EXPENS 18510486 17148897 97762 1263827 BAD DEBT EXPENSE 1303806 0 1303806 RECRUITING EXPENSES 1175514 1175514 EQUIPMENT/LEASE RENTAL 541200 511738 20392 9070 1789945 1161221 433424 195300 39224745 34799271 1015323 3410151 500 500 659712 1026247 7745463 8923837 6129 2664 421001 0 0 248250 923255 0 193375 254700 233030 68390 9127 164640 0 0 48864671 46257640 0 0 0 0 78359 748774 58226587 58302257 323458 523711 0 1295858 1514672 2565950 11288294 4185266 13326677 X 34215016 23013931 12875448 14989563 6950857 6972086 54041321 44975580 58226587 58302257 -8646890 -418851 0 X X 0 1 X 1 0 X 28302109 24781177 29522622 29194673 29781610 141582191 28302109 24781177 29522622 29194673 29781610 141582191 141582191 1404723 872356 907546 712647 668188 4565460 44152 94758 116037 44517 31759 331223 146478874 21743634 0.96660 0.96120 X 160000 160000 39064745 39224745 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 120000 120000 160000 160000 560000 250000 250000 250000 250000 1000000 1500000 6770285 289847 775822 292426 7543528 7111461 26852 -120782 247246 6770285 5838464 418018 1099230 244251 7111461 5106545 181096 683605 132782 5838464 6815477 13589 -1427303 73805 221413 5106545 1.00000 0 1 1 233030 68390 164640 164640 HOLDINGS IN AUF ENDOWMENT POOL 7543528 F MONEY MARKET 6250000 F CASH SURRENDER VALUE ON LIFE INSURANCE 495754 F GOVERNMENT BONDS AND NOTES 31420940 F REAL ESTATE 547418 F 46257640 DUE TO AUBURN UNIVERSITY 2508750 CONTRACTS PAYABLE 8779544 11288294 X 34749385 -418850 4590380 4171530 30577855 0 30577855 43815125 4590380 4590380 39224745 0 39224745 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION FOLLOWS THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES. AS OF JUNE 30, 2013 AND 2012, THE FOUNDATION HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS AND NO INTEREST AND PENALTIES RELATED TO INCOME TAXES. THE FOUNDATION HAS FILED ITS TAX RETURNS THROUGH JUNE 30, 2012. THE TAX RETURNS OF THE FOUNDATION FOR THE YEARS ENDED JUNE 30, 2009 AND THEREAFTER ARE SUBJECT TO AUDIT BY THE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES SHOWN AS AN OFFSET TO INCOME PER TAX RETURN 4,590,380. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES SHOWN AS AN OFFSET TO INCOME PER TAX RETURN 4,590,380. X X X X 1 JF SMITH GROUP PO BOX 1197 AUBURN AL 36831 FUNDRAISING CONSULTING 0 0 237600 -237600 237600 -237600 FOOTBALL 24955252 21282336 3672916 3879834 BASKETBALL 1711430 1065325 646105 710546 2 194890 46550 148340 26861572 22394211 4467361 4590380 4590380 -123019 1 AUBURN UNIVERSITY INGRAM HALL AUBURN AL 36849 636000724 115 10837534 374996 FMV ELECTRONICS AND EQUIPMENT ATHLETIC PROGRAM SUPPORT AND STUDENT SCHOLARSHIP SUPPORT 1 0 SCHEDULE I, PART I, LINE 1: ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS IN THE US: THE GRANTEE, AUBURN UNIVERSITY, IS A SECTION 115 ENTITY. AS A LAND-GRANT INSTITUTION OF HIGHER EDUCATION, ITS MAJOR SOURCE OF FUNDS IS STATE APPROPRIATIONS AND ITS DISBURSEMENTS ARE RESTRICTED OR GOVERNED BY STATE LAW. SINCE IT IS GOVERNED BY THE STATE OF ALABAMA, ITS TRANSACTIONS ARE SUBJECT TO PUBLIC DISCLOSURE AND THE FOUNDATION HAS ACCESS TO ITS FINANCIAL RECORDS. GRANTS DESIGNATED FOR A SPECIFIC PURPOSE ARE CREDITED TO A FUND ESTABLISHED SPECIFICALLY FOR THAT PURPOSE. THE AUBURN UNIVERSITY PAYMENT SERVICES DEPARTMENT ENSURES COMPLIANCE WITH THE FUND'S RESTRICTIONS. 0 0 0 0 0 0 0 0 0 GEORGE J GOGUE 0 500041 0 9270 0 0 0 280199 0 110885 0 900395 0 1809145 JOHN O JACOBS 0 890266 0 0 0 0 0 89269 0 83422 0 1062957 0 0 CHARLES T JACKSON 0 282163 0 34386 0 0 0 32520 0 47175 0 396244 0 0 DONALD L LARGE 0 311701 0 15682 0 0 0 35052 0 57160 0 419595 0 0 PART I, LINE 1A X 22 475194 FMV X 12 23007 LIFE INSURANCE-CSV X CARPET 3 20470 2 0 1 0 THIRD PARTY USE: PART I, LINE 32B: SCHEDULE M, LINE 32B: THE AMOUNTS SHOWN IN PART 1, COLUMN B FOR "NUMBER OF CONTRIBUTIONS" REPRESENTS THE TOTAL NUMBER OF CONTRIBUTIONS CONTRIBUTED AND NOT NECESSARILY THE TOTAL NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS OF GOVERNING BODY SUBJECT TO APPROVAL: THE PRESIDENT OF THE UNIVERSITY APPROVES EXPENDITURES MADE BY THE FOUNDATION WITHIN THE AUBURN UNIVERSITY ATHLETICS DEPARTMENT BUDGET. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 REVIEW PROCESS: THE ASSISTANT TREASURER/DIRECTOR OF FINANCE REVIEWS THE FORM 990 WITH THE AUDIT COMMITTEE BEFORE THE FILING DUE DATE. A COPY OF THE FORM 990 IS DELIVERED TO THE FULL GOVERNING BODY PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C WRITTEN CONFLICT OF INTEREST POLICY: ON AN ANNUAL BASIS, THE ASSISTANT TREASURER PROVIDES TO ALL DIRECTORS, THE EXECUTIVE DIRECTOR, MEMBERS OF SENIOR MANAGEMENT, AND AUBURN UNIVERSITY EMPLOYEES WITH PURCHASING AND/OR HIRING RESPONSIBILITIES OR AUTHORITY, A LIST OF ALL VENDORS WITH WHOM THE FOUNDATION HAS TRANSACTED BUSINESS AT ANY TIME DURING THE PRECEDING YEAR. ANY REPORTABLE CONFLICTS SHALL BE DISCLOSED IN WRITING TO THE EXECUTIVE DIRECTOR. THE EXECUTIVE DIRECTOR REVIEWS ALL WRITTEN DISCLOSURES SUBMITTED BY AUBURN UNIVERSITY EMPLOYEES, AND THE AUDIT COMMITTEE WILL REVIEW ALL WRITTEN DISCLOSURES SUBMITTED BY DIRECTORS AND THE EXECUTIVE DIRECTOR, AND DETERMINE THE APPROPRIATE RESOLUTION. THE AUDIT COMMITTEE SHALL BE RESPONSIBLE FOR MAKING ALL DECISIONS CONCERNING RESOLUTIONS OF CONFLICTS INVOLVING DIRECTORS, THE EXECUTIVE DIRECTOR, AND OTHER MEMBERS OF SENIOR MANAGEMENT. SHOULD THE REPORTABLE CONFLICT INVOLVE A MEMBER OF THE AUDIT COMMITTEE OTHER THAN THE CHAIR OF THE AUDIT COMMITTEE, THE CHAIR SHALL BE RESPONSIBLE FOR MAKING ALL DECISIONS CONCERNING RESOLUTIONS OF CONFLICTS INVOLVING THE AUDIT COMMITTEE MEMBER. SHOULD THE CONFLICT INVOLVE THE CHAIR OF THE AUDIT COMMITTEE, THE CHAIR OF THE BOARD SHALL BE RESPONSIBLE FOR MAKING ALL DECISIONS CONCERNING RESOLUTIONS OF THE CONFLICT. A DIRECTOR OR AUBURN UNIVERSITY EMPLOYEE MAY APPEAL A DETERMINATION THAT AN ACTUAL OR APPARENT CONFLICT OF INTEREST EXISTS. THE APPEAL MUST BE DIRECTED TO THE CHAIR OF THE BOARD. APPEALS MUST BE MADE WITHIN 30 DAYS OF THE INITIAL DETERMINATION. RESOLUTION OF THE APPEAL SHALL BE MADE BY VOTE OF THE FULL BOARD OF DIRECTORS. BOARD MEMBERS WHO ARE THE SUBJECT OF THE APPEAL, OR WHO HAVE A CONFLICT OF INTERESTS WITH RESPECT TO THE SUBJECT OF THE APPEAL, SHALL ABSTAIN FROM PARTICIPATING IN DISCUSSING OR VOTING ON THE RESOLUTION, UNLESS THEIR DISCUSSION IS REQUESTED BY THE REMAINING MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION: THE FOUNDATION HAS NO EMPLOYEES. THIS QUESTION IS ANSWERED WITH RESPECT TO AUBURN UNIVERSITY (A RELATED ORGANIZATION). COMPENSATION IS DETERMINED BASED ON MARKET SURVEYS DONE WITHIN AUBURN UNIVERSITY'S HUMAN RESOURCES. IF INFORMATION IS NOT AVAILABLE, INTERNAL EQUITY ISSUES DETERMINE SALARY GRADE. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19: PROCESS OF MAKING FOUNDATION'S DOCUMENTS & STATEMENTS AVAILABLE TO PUBLIC: THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FORM 990 ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION MADE NO CHANGES TO ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR. AUBURN UNIVERSITY INGRAM HALL AUBURN AL 36849 636000724 EDUCATION AL 115 N/A 0 AUBURN UNIVERSITY FOUNDATION 317 SOUTH COLLEGE STREET AUBURN AL 36849 636022422 SUPPORT AU AL 501(C)(3) 5 N/A 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 AUBURN UNIVERSITY B 11212530 FMV AUBURN UNIVERSITY D 504245 FMV AUBURN UNIVERSITY E -57200 FMV AUBURN UNIVERSITY O 18510486 FMV AUBURN UNIVERSITY FOUNDATION D 143221 FMV