2014-02-14T15:03:39-06:00 2013-09-30 721396621 CARR RIGGS & INGRAM LLC 215 BAYTREE DRIVE SUITE 1 MELBOURNE FL 329402195 990 2012-10-01 275410763 THE CENTER FOR THE ADVANCEMENT OF SCIENCE IN SPACE INC CENT 3217576119 6905 N WICKHAM ROAD NO 500 MELBOURNE FL 32940 JORGE FERNANDEZ 3217576119 2014-02-12 1 DEBORAH A GOODE CPA P00124233 3212550088 2014-02-11 2012 2015-11-30 17:44:51Z X GREGORY JOHNSON 6905 N WICKHAM ROAD SUITE 500 MELBOURNE FL 32940 15284080 0 X WWW.ISS-CASIS.ORG X 2011 FL CASIS MANAGES, PROMOTES,AND BROKERS RESEARCH FOR THE ISS U.S. NATIONAL LABORATORY. 7 7 38 0 0 0 11547999 15279936 0 0 1774 -32711 0 0 11549773 15247225 2120000 4918451 0 0 3660873 4431584 0 0 0 5465791 6112089 11246664 15462124 303109 -214899 1903926 2075842 284899 595964 1619027 1479878 ESTABLISHED THROUGH CONGRESSIONAL AUTHORITY AND SUPPORTED BY NASA VIA COOPERATIVE AGREEMENT NO. NNH11CD70A, CASIS WAS CREATED TO FACILITATE INNOVATIVE RESEARCH AND ENABLE GREATER ACCESS FOR NEW AND EXISTING USERS ON THE ISS U.S. NATIONAL LABORATORY. 0 0 12498010 4918451 -35125 CASIS IS TASKED WITH ESTABLISHING A ROBUST INNOVATION CYCLE, UTILIZING ISS FOR NEW CAPABILITIES BASED ON EXISTING TECHNOLOGIES AND MAINTAINING A STRONG PUBLIC OUTREACH PROMOTING THE VALUE OF THE ISS U.S. NATIONAL LABORATORY. PURSUANT TO THESE GOALS IN FISCAL YEAR 2013, CASIS DISTRIBUTED A TOTAL OF FIVE REQUESTS FOR PROPOSALS AND REQUESTS FOR INFORMATION SOLICITING RESEARCHERS FOR INNOVATIVE EXPERIMENTS TO BE CONDUCTED ON STATION. THROUGH THE FORMAL SOLICITATIONS AND THE UNSOLICITED PROPOSAL MODEL, CASIS SELECTED AND AWARDED TWENTY-EIGHT PROJECTS WITH $4.9 MILLION BEING ATTRIBUTED TO FLIGHT PROJECTS. IN ADDITION, THIRTY-TWO NEW PARTNERSHIPS WERE FORMED ALLOWING FOR GREATER OUTREACH OPPORTUNITIES TO NEW AND EXISTING USERS OF THE ISS NATIONAL LABORATORY. 12498010 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 37 0 1 38 1 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 0 0 X JORGE FERNANDEZ 3217576119 6905 N WICKHAM ROAD SUITE 500 MELBOURNE FL 32940 X DR FRANCE CORDOVA 8.00 X 0 0 0 DRBESS DAWSON-HUGHES 6.00 X 0 0 0 ANDRE RUCKENSTEIN 6.00 X 0 0 0 HOWARD ZUCKER 6.00 X 0 0 0 LEROY HOOD 6.00 X 0 0 0 LEWIS DUNCAN 6.00 X 0 0 0 GORDANA VUNKJAK-NOVAKOVIC 6.00 X 0 0 0 JORGE FERNANDEZ 60.00 X 89384 0 8330 DUANE RATLIFF 60.00 X 190068 0 26810 COL GREGORY JOHNSON 60.00 X 0 0 0 KRAIG BUTRUM 40.00 X 285022 0 4500 MELISSA SCHWALLER 40.00 X 243556 0 6150 WARREN BATES 50.00 X 175343 0 8884 BRIAN HARRIS 40.00 X 168849 0 16060 ROBERT BLOCK 40.00 X 161964 0 17317 JAMES ROYSTON 60.00 X 218906 0 14073 1533092 0 102124 12 1 1 0 MC KINSEY & COMPANY INC PO BOX 7247-7255 PHILADELPHIA PA 191707255 ECONOMIC MODELING 440000 DYNAMAC CORPORATION 1031 DEMOCRACY LANESUITE 300 FAIRFAX VA 220302545 PROJECT MANAGEMENT CONSULTANT 321310 FICTION CREATIVE 200 WEST WELBOURNE AVE WINTER PARK FL 32789 ADVERTISING 289187 UNIVERSITY OF NORTH CAROLINA OFFICE OF S PO BOX 40240 ATLANTA GA 303842420 ANIMAL/RODENT SCIENTIFIC SERVICES 287500 AKIN GUMP STRAUSS HAUER & FELD LLP DEPT 7247-6827 PHILADELPHIA PA 191706827 LEGAL 273921 12 210 15274726 5000 15279936 2414 2414 1730 36855 -35125 -35125 -35125 15247225 -35125 0 2414 X 4918451 4918451 858111 213257 644854 2914684 2124411 790273 415988 251397 164591 242801 151436 91365 403686 201843 201843 340063 13820 326243 95564 10705 84859 3533167 3370717 162450 235753 233801 1952 26482 15307 11175 202076 116825 85251 709266 550534 158732 166517 96247 70270 60738 35107 25631 EQUIPMENT RENTAL 120107 69421 50686 TELEPHONE 86473 49981 36492 MEETINGS 70156 38890 31266 SUPPLIES 62041 35860 26181 15462124 12498010 2964114 0 3114 3036 1094208 1482611 292874 0 100141 259987 445942 179046 296804 266896 50047 50126 64488 11836 2250 1350 1903926 2075842 284899 199564 396400 284899 595964 X 369897 294960 1249130 1184918 1619027 1479878 1903926 2075842 -214899 75750 0 X X 0 1 X 1 1 1 X 2177624 11547999 15279936 29005559 2177624 11547999 15279936 29005559 29005559 212 1774 2414 4400 29009959 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 445942 179046 266896 0 266896 X 15358100 75750 75750 15282350 -35125 -35125 15247225 15462124 0 15462124 0 15462124 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: CASIS IS EXEMPT FROM FEDERAL AND STATE INCOME TAX UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE. THEREFORE, ONLY INCOME FROM BUSINESS UNRELATED TO CASIS'S CHARITABLE PURPOSE IS SUBJECT TO FEDERAL OR STATE INCOME TAX. CASIS FOLLOWS THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES USING THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ASC 740, INCOME TAXES. USING THAT GUIDANCE, TAX POSITIONS INITIALLY NEED TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS WHEN IT IS MORE-LIKELY-THAN-NOT THE POSITION WILL NOT BE SUSTAINED UPON EXAMINATION BY THE TAX AUTHORITIES. AS OF SEPTEMBER 30, 2013, CASIS HAD NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. ADDITIONALLY, CASIS HAD NO INTEREST AND PENALTIES RELATED TO INCOME TAXES. WITH FEW EXCEPTIONS, CASIS IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2009. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF ASSETS -35,125. 0 NANORACKS LLC 2437 BAY AREA BLVD 392 HOUSTON TX 77058 271127667 173000 ISS NATIONAL LAB FLIGHT PROJECT REGENTS OF THE UNIVERSITY OF COLORADO PO BOX 910220 DENVER CO 80291 846000555 501(C)(3) 75000 ISS NATIONAL LAB FLIGHT PROJECT TECHNICAL EDUCATION RESEARCH CENTERS (TERC) 2067 MASSACHUSETTS AVENUE CAMBRIDGE MA 02140 046134355 501(C)(3) 127079 ISS NATIONAL LAB FLIGHT PROJECT ADVANCED MATERIALS LLC 19922 MOUTNAIN PINE DRIVE GROVELAND CA 95210 454456461 174839 ISS NATIONAL LAB FLIGHT PROJECT BAYLOR COLLEGE OF MEDICINE 1 BAYLOR PLACE HOUSTON TX 77030 741613878 200000 GROUND BASED SCIENCE INVESTIGATION UTILIZING ISS CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 EAST CALIFORNIA AVENUE PASADENA CA 91125 981643307 371360 ISS NATIONAL LAB FLIGHT PROJECT DEFENSE FINANCE ACCOUNTING SERVICES US NAVAL RESEARCH LABORATORY 4555 OVERLOOK AVE SW WASHINGTON DC 20375 530197019 250000 GROUND BASED SCIENCE INVESTIGATION UTILIZING ISS GEORGIA TECH APPLIED RESEARCH CORPORATION PO BOX 277004 ATLANTA GA 30384 580603146 501(C)(3) 150000 ISS NATIONAL LAB FLIGHT PROJECT HAUPTMAN WOODWARD MEDICAL RESEARCH INSTITUTE INC 700 ELLICOTT STREET BUFFALO NY 14203 160807558 501(C)(3) 300000 ISS NATIONAL LAB FLIGHT PROJECT HY SPEED COMPUTING INC PO BOX 431824 SOUTH MIAMI FL 33243 213842314 150000 GROUND BASED SCIENCE INVESTIGATION UTILIZING ISS INSTITUTE FOR MEDICAL RESEARCH 508 FULTON STREET DURHAM NC 27705 561655431 501(C)(3) 100000 ISS NATIONAL LAB FLIGHT PROJECT IXPRESSGENES INC 601 GENOME WAY HUNTSVILLE AL 35806 202557239 398261 ISS NATIONAL LAB FLIGHT PROJECT MASS CHALLENGE INC 1 MARINE PARK DRIVE 14TH FLOOR BOSTON MA 02210 270382989 501(C)(3) 600000 MULTIPLE ISS NATIONAL LAB FLIGHT PROJECT MUSEUM OF SCIENCE 1 SCIENCE PARK BOSTON MA 02114 042103916 501(C)(3) 115464 SCIENCE AND TECHNOLOGY EXHIBIT ST LOUIS UNIVERSITY SPONSORED PROGRAMS ADMINISTRATION 3700 WEST PINE MALL FISZ HALL SUITE 357 ST LOUIS MO 63108 430654872 501(C)(3) 267000 ISS NATIONAL LAB FLIGHT PROJECT UNIV OF AL AT BIRMINGHAM DEPT OF PHARMACOLOGY AND TOXICOLOGY 1670 UNIVERSITY BLVD VH 140 BIRMINGHAM AL 35294 636005396 501(C)(3) 399999 ISS NATIONAL LAB FLIGHT PROJECT UNIVERSITY OF TOLEDO GRANTS ACCOUNTING DEPARTMENT 2801 W BANCROFT ST MS 455 TOLEDO OH 43606 346401483 501(C)(3) 150000 ISS NATIONAL LAB FLIGHT PROJECT ZIN TECHNOLOGIES INC 6475 EAGLE RD MIDDLEHEIGHTS OH 44130 341603383 405000 ISS NATIONAL LAB FLIGHT PROJECT WINGS OVER THE ROCKIES AIR AND SPACE MUSEUM 7711 E ACADEMY BLVD DENVER CO 80230 840931491 501(C)(3) 95000 SCIENCE AND TECHNOLOGY EXHIBIT UNIVERSITY OF FLORIDA BOARD OF TRUSTEES PO BOX 113001 GAINESVILLE FL 32611 596002052 501(C)(3) 49405 ISS NATIONAL LAB FLIGHT PROJECT THE AWTY INTERNATIONAL SCHOOL 7455 AWTY SCHOOL LANE HOUSTON TX 77055 233159838 501(C)(3) 6000 ISS NATIONAL LAB FLIGHT PROJECT JESUIT CRISTO REY PREPATORY SCHOOL OF HOUSTON 6700 MOUNT CARMEL STREET HOUSTON TX 77087 293159838 501(C)(3) 6000 ISS NATIONAL LAB FLIGHT PROJECT DUSCHENE ACADEMY OF THE SACRED HEART 10202 MEMORIAL DRIVE HOUSTON TX 77024 741390041 501(C)(3) 6000 ISS NATIONAL LAB FLIGHT PROJECT TECHSHOT INC 7200 HIGHWAY 150 GREENVILLE NC 47124 351794668 224000 ISS NATIONAL LAB FLIGHT PROJECT THE METHODIST HOSPITAL RESEARCH INSTITUTE 6670 BERTNER AVE HOUSTON TX 77030 870721923 501(C)(3) 79014 ISS NATIONAL LAB FLIGHT PROJECT THE VHS COLLABORATIVE 4 CLOCK TOWER PLACE SUITE 510 MAYNARD MA 01754 043560189 501(C)(3) 37000 ISS NATIONAL LAB FLIGHT PROJECT 17 9 GRANTS ARE DETERMINED BY A PANEL OF THREE COMMITTEES. THE FIRST COMMITTEE REVIEWS FOR THE OPERATIONAL VIABILITY, THE SECOND COMMITTEE REVIEWS FOR THE SCIENTIFIC AND THE THIRD COMMITTEE REVIEWS FOR THE ECONOMIC VALUATION. X 1 0 0 0 0 0 0 0 0 DUANE RATLIFF 190068 0 0 0 0 0 0 0 26810 0 216878 0 0 0 KRAIG BUTRUM 285022 0 0 0 0 0 0 0 4500 0 289522 0 0 0 MELISSA SCHWALLER 243556 0 0 0 0 0 0 0 6150 0 249706 0 0 0 WARREN BATES 175343 0 0 0 0 0 0 0 8884 0 184227 0 0 0 BRIAN HARRIS 168849 0 0 0 0 0 0 0 16060 0 184909 0 0 0 ROBERT BLOCK 161964 0 0 0 0 0 0 0 17317 0 179281 0 0 0 JAMES ROYSTON 218906 0 0 0 0 0 0 0 14073 0 232979 0 0 0 PART I, LINE 4A SEVERANCE PAYMENTS TOTALING $375,000 WERE MADE TO TWO HIGHLY COMPENSATED EMPLOYEES DURING CALENDAR YEAR 2012. THESE PAYMENTS ARE INCLUDED IN THE COMPENSATION SHOWN IN FORM 990 PART VII AS WELL AS FORM 990 SCHEDULE J PART II. ORGANIZATION MISSION STATEMENT FORM 990, PART III, LINE 1: ESTABLISHED THROUGH CONGRESSIONAL AUTHORITY AND SUPPORTED BY NASA VIA COOPERATIVE AGREEMENT NO. NNH11CD70A, CASIS WAS CREATED TO FACILITATE INNOVATIVE RESEARCH AND ENABLE GREATER ACCESS FOR NEW AND EXISTING USERS ON THE ISS U.S. NATIONAL LABORATORY. CASIS MANAGES THE NATIONAL LABORATORY WITH THE PURPOSE OF LEVERAGING THE RESOURCES ABOARD STATION TO BRING BENEFITS TO EARTH VIA ADVANCED RESEARCH AND TECHNOLOGICAL DEVELOPMENT. CASIS CONTINUES TO DEVELOP A ROBUST INNOVATION CYCLE THAT CONTRIBUTES TO INCREASED UTILIZATION OF STATION. THROUGH A FORMAL SOLICITATION PROCESS AND UNSOLICITED PROPOSAL PROCESS, CASIS CONTINUES TO IDENTIFY KEY RESEARCH AREAS AND WORK WITH RESEARCHERS FROM COMMERCIAL, ACADEMIC AND OTHER GOVERNMENTAL ENTITIES AS WELL AS A NETWORK OF IMPLEMENTATION PARTNERS. CASIS ALSO MAINTAINS A STRONG PUBLIC OUTREACH THROUGH STEM INITIATIVES, CONFERENCES, PANEL DISCUSSIONS, SOCIAL MEDIA AND ESTABLISHMENT OF VARIOUS ECOSYSTEMS NATIONWIDE COMPRISED OF COMMUNITY, ACADEMIC AND CORPORATE PARTNERS. FORM 990, PART VI, SECTION A, LINE 2 INTERIM PRESIDENT/INTERIM EXECUTIVE DIRECTOR HAD A BUSINESS RELATIONSHIP WITH SPACE FLORIDA. SPACE FLORIDA DONATES FACILITY TO THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 COPY OF FORM 990 GIVEN TO EACH BOARD MEMBER FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CERTIFICATIONS ARE MADE. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE DIRECTOR'S COMPENSATION WAS DETERMINED BASED UPON AN INDEPENDENT STUDY PERFORMED BY OUTSIDE RECRUITING PROFESSIONAL CONSULTANTS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES IT'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PAGE 7, PART VII, SECTION A: THE INFORMATION CONTAINED IN PART VII SECTION A IS BASED UPON THE CALENDAR YEAR ENDED DECEMBER 31, 2012 AS REQUIRED BY THE IRS REGULATIONS. THE DIRECTORS RECEIVE A QUARTERLY RETAINER OF $8,750 PLUS AN IN PERSON MEETING FEE OF $1,500. THEREFORE, EACH DIRECTOR RECEIVED APPROXIMATELY $41,000 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2013. OTHER FEES FORM 990, PART IX, LINE 11G OTHER FEES: PROGRAM SERVICE EXPENSES 3,370,717. MANAGEMENT AND GENERAL EXPENSES 162,450. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,533,167. FORM 990, PAGE 12, PART XII, LINE 2C: THERE WAS NO CHANGE TO THE OVERSIGHT OF THE AUDIT PROCEDURES DURING THE YEAR. THE ORGANIZATION HAS A POLICY WHICH REQUIRES AN AUDIT COMMITTEE TO SELECT AN INDEPENDENT ACCOUNTANT TO PERFORM THE AUDIT.