2014-02-15T15:38:44-06:00 2013-06-30 221478099 COHNREZNICK LLP 9255 TOWNE CENTRE DRIVE - SUITE 250 SAN DIEGO CA 92121 990 2012-07-01 951648184 NEIGHBORHOOD HOUSE ASSN NEIG 8587152642 5660 COPLEY DRIVE SAN DIEGO CA 92111 KIM PECK 8587152642 2014-02-18 1 STEPHEN M DAY P00227737 8585352000 2012 2015-11-30 17:44:51Z KIM PECK 5660 COPLEY DRIVE SAN DIEGO CA 92111 81673386 0 X WWW.NEIGHBORHOODHOUSE.ORG X 1923 CA NEIGHBORHOOD HOUSE ASSOCIATION IS THE LARGEST MULTIPURPOSE HUMAN SERVICES ORGANIZATION IN SAN DIEGO COUNTY SERVING THOUSANDS OF RESIDENTS (CHILDREN, FAMILIES, SENIORS AND YOUTH) EACH YEAR. THE AGENCY HAS 12 KEY PROGRAM AREAS OFFERED AT MORE THAN 100 LOCATIONS THROUGHOUT SAN DIEGO COUNTY. THESE PROGRAMS INCLUDE AN ARRAY OF SERVICES DESIGNED TO MEET THE CULTURAL, SOCIAL, HEALTH AND EMERGENCY DAILY LIVING NEEDS OF UNDERSERVED RESIDENTS. PROGRAM SERVICE AREAS ARE FOCUSED ON HEALTH, YOUTH, CHILD DEVELOPMENT, SENIORS, MENTAL HEALTH, NUTRITION, HIV/AIDS SERVICES, HOUSING AND EMERGENCY ASSISTANCE. 18 18 845 1000 0 0 78957043 79626323 862296 886301 -36992 4405 1065101 1108691 80847448 81625720 1649577 1865104 0 0 34469067 33952466 0 0 0 47119942 47082188 83238586 82899758 -2391138 -1274038 16515919 15745372 9601031 10104522 6914888 5640850 X DEVELOPING CHILDREN, FAMILIES, AND FUTURE LEADERS OF OUR COMMUNITIES THROUGH EMPOWERMENT, EDUCATION, AND WELLNESS FROM OUR HOUSE TO YOURS. THIS IS DONE BY LEADING THE WAY IN DEVELOPING CONFIDENT, SELF-SUFFICIENT, HEALTHY FAMILIES AND COMMUNITIES. 0 0 71812660 1576705 1006642 CHILD CARE PROGRAMS - HEAD START, EARLY HEAD START AND CHILD DEVELOPMENT PROGRAMS. HEAD START IS A FEDERALLY FUNDED CHILD DEVELOPMENT PROGRAM FOR VERY LOW INCOME CHILDREN, AGES 3-5, AND THEIR FAMILIES. IT PROVIDES PRESCHOOL CHILDREN OF LOW INCOME FAMILIES WITH A COMPREHENSIVE PROGRAM TO MEET THEIR EMOTIONAL, SOCIAL HEALTH, NUTRITIONAL AND PSYCHOLOGICAL NEEDS. EARLY HEAD START FOCUSES ON ENROLLED CHILDREN 6 WEEKS TO 3 YEARS OF AGE AS WELL AS PREGNANT AND POST PARTUM LOW INCOME WOMEN. COMPREHENSIVE SERVICE INCLUDES PARENTING CLASS AND TRANSITION SERVICES FOR CHILDREN MOVING ON TO PRESCHOOL. TOTAL ENROLLED CHILDREN - 8,085. NHA'S NUTRITION SERVICES RECEIVES, HANDLES, PREPARES AND TRANSPORTS FOOD TO PRESCHOOLERS ACCORDING TO ALL FEDERAL, STATE AND LOCAL LAWS PERTAINING TO SAFE FOOD HANDLING. THE TEAM IS LED BY A REGISTERED DIETITIAN WHO ENSURES THAT ALL MEALS PREPARED EXCEED PATTERN GUIDELINES PROVIDED BY THE USDA'S CHILD CARE FOOD PROGRAM. TOTAL MEALS SERVED - 985,798 3626181 233076 830687 HEALTH AND NUTRITION: ADULT DAY HEALTH CARE PROVIDES NURSING, PSYCHOLOGICAL NUTRITION SERVICES AND OCCUPATIONAL THERAPY ACTIVITIES TO PARTICIPATING ADULTS WHO HAVE PHYSICAL OR MENTAL HEALTH PROBLEMS. TOTAL CLIENTS SERVED - 75. PROJECT ENABLE IS A FULL SCOPE MENTAL HEALTH PROGRAM ESTABLISHED IN 1982. IT PROVIDES OUTPATIENT MENTAL HEALTH REHABILITATION AND RECOVERY SERVICES FOCUS ON PROVIDING DAY TREATMENT, PSYCHIATRIC MEDICATION, MEDICATION MANAGEMENT, AND INDIVIDUAL GROUP THERAPY. TOTAL UNDUPLICATED CLIENTS SERVED - 909. THE HIV/AIDS CASE MANAGEMENT AND PEER SUPPORT SERVICES PROGRAM WAS ESTABLISHED IN 1993. IT PROVIDES COMPREHENSIVE, ONGOING ASSISTANCE TO INDIVIDUALS LIVING WITH HIV/AIDS. IT AIMS TO HELP CLIENTS MAINTAIN AND IMPROVE HEALTH WHEREVER POSSIBLE AS WELL AS GAIN ACCESS TO RESOURCES AND SERVICES THAT MEET THEIR NEEDS. THE PROGRAM CONSISTS OF INTENSIVE CASE MANAGEMENT AND PEER ADVOCACY. TOTAL CLIENTS SERVED - 576. SENIOR SERVICE CENTER PROVIDES DAILY BREAKFAST AND LUNCH MEALS TO ADULTS 60 YEARS OF AGE AND OLDER. THE MEALS ARE PREPARED AND SERVED ON SITE. THE CENTER ALSO PROVIDES SOCIALIZATION, RECREATION, EDUCATION, HEALTH AND NUTRITION SERVICES TO ASSIST IN THE INDEPENDENCE AND SAFETY OF THE PARTICIPANTS. TOTAL MEALS SERVED - 28,838. 1575542 55323 187992 YOUTH AND OTHER SERVICES - NEIGHBORHOOD HOUSE ASSOCIATION'S EMERGENCY SERVICES PROGRAM OFFERS SHORT TERM EMERGENCY FOOD AND SAN DIEGO GAS AND ELECTRIC UTILITY BILL ASSISTANCE, FREE OF CHARGE TO QUALIFYING INDIVIDUALS AND FAMILIES. COMMODITIES DISTRIBUTED AS PART OF THIS PROGRAM ARE DETERMINED BY STRICT GOVERNMENT GUIDELINES AND DEPENDENT ON FAMILY SIZE. TOTAL FOOD DISTRIBUTION RECIPIENTS - 3,975 FAMILIES SERVED; 13,618 INDIVIDUALS SERVED. TOTAL UTILITY ASSISTANCE - 326 FAMILIES SERVED. HOMEWORK CENTER PROVIDES JUNIOR HIGH AND HIGH SCHOOL STUDENTS WITH A QUIET SAFE PLACE TO STUDY WHEN THEIR ALTERNATIVES ARE LIMITED. USE OF NHA'S HOMEWORK CENTER IS FREE TO QUALIFYING STUDENTS AND FEATURES TRANSPORTATION FROM DESIGNATED AREAS TO THE CENTER, COMPUTER AND INTERNET, PRINTERS, SCHOOL SUPPLIES AND SNACKS. TOTAL STUDENTS SERVED - 15. HOUSING COUNSELING PROGRAM OFFERS EDUCATION AND COUNSELING TO RENTERS, LANDLORDS, HOMEOWNERS, AND POTENTIAL HOMEOWNERS. THIS COMPREHENSIVE HOUSING COUNSELING PROGRAM PROMOTES HOMEOWNERSHIP AND FORECLOSURE PREVENTION, SAFE AND ADEQUATE RENTAL HOUSING AND RESOLUTION OF TENANT/LANDLORD DISPUTES. TOTAL CLIENTS SERVED - 501. 77014383 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 98 0 1 845 1 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X THE ORGANIZATION 8587152642 5660 COPLEY DRIVE SAN DIEGO CA 92111 VICTOR BAKER 3.07 X 0 0 0 ANDREA WALDRON 2.10 X 0 0 0 LAUREN ABRAMS 2.10 X 0 0 0 JUDITH WENKER 2.10 X 0 0 0 JEFFREY CARR SR EDD 2.10 X 0 0 0 RANDY FRISCH ESQ 2.10 X 0 0 0 THERESA HUDGINS 2.10 X 0 0 0 DORIANNE MORMANN CMP 2.10 X 0 0 0 SHIRLEY JUNIOR 2.10 X 0 0 0 WALTER LAM 2.10 X 0 0 0 DANIEL MUNOZ 2.10 X 0 0 0 DR SHARON LEE RHODES 2.10 X 0 0 0 VANESSA NELSON 2.10 X 0 0 0 VERNON EVANS 2.10 X 0 0 0 FELICIA BAKER 2.10 X 0 0 0 PATRICIA ZAHARAPOULOS ESQ 2.07 X 0 0 0 BILL HARDT 2.07 X 0 0 0 RUBEN BARRALES 2.07 X 0 0 0 RUDOLPH A JOHNSON III 40.00 X 400273 0 31341 MICHAEL KEMP 40.00 X 167689 0 17962 DWIGHT SMITH 40.00 X 169436 0 22144 KIM PECK 40.00 X 168327 0 15326 MARCIA K SAMUELS 40.00 X 168695 0 15998 ELIZABETH HERNANDEZ 40.00 X 105634 0 18456 DAMON CARSON 40.00 X 131100 0 13774 SHERYL D GEE 40.00 X 128062 0 19802 FRANK ZALICH 40.00 X 130363 0 13090 NORMA JOHNSON 40.00 X 102129 0 11806 1671708 0 179699 11 1 1 0 EPISCOPAL COMMUNITY SERVICES 4305 UNIVERSITY AVE 400 SAN DIEGO CA 92105 CHILD CARE SERVICES 17893339 ALPHA KAPPA ALPHA 620 W MADISON AVE EL CAJON CA 92020 CHILD CARE SERVICES 5804125 SAN DIEGO UNIFIED SCHOOL DISTRICT 4100 NORAL STREET ROOM 3244 SAN DIEGO CA 92103 CHILD CARE SERVICES 4814287 ANTHEM BLUE CROSS DEPT 5812 LOS ANGELES CA 90074 HEALTH INSURANCE PROVIDER 2745602 KAISER FOUNDATION HEALTH PLAN INC FILE 5915 LOS ANGELES CA 90074 HEALTH INSURANCE PROVIDER 2084071 12 4346 161775 79177664 282538 61849 79626323 MEDICAL/PARENT/SERVICE FEES 900099 886301 886301 886301 4405 4405 14522 161775 47666 -33144 -33144 ALL OTHER REVENUE 900099 1141835 1139020 2815 1141835 81625720 2025321 0 -25924 1865104 1865104 1940794 263998 1676796 23839757 21834720 2005037 1101174 1067809 33365 4876471 4450842 425629 2194270 1974230 220040 1213407 515428 697979 170358 152717 17641 151582 9929 141653 64112 34908 29204 36188 28883 7305 2265544 2148334 117210 834785 818694 16091 2855300 2790652 64648 666144 550191 115953 233114 192537 40577 164259 164259 802779 694149 108630 361671 260676 100995 SUBCONTRACTS - NHA DELE 36787369 36772333 15036 0 475576 423990 51586 82899758 77014383 5885375 0 5021552 5382739 296002 298224 4362157 3782563 322895 414572 24337 66798 23882794 18249258 6346410 5633536 73131 93339 69435 73601 16515919 15745372 7288669 8044781 26510 24969 2285852 2034772 9601031 10104522 X 6914888 5640850 6914888 5640850 16515919 15745372 -1274038 0 X X 0 1 X 1 1 1 X 78412409 83923331 84238967 78957043 79626323 405158073 78412409 83923331 84238967 78957043 79626323 405158073 405158073 51607 10688 7037 6830 4405 80567 405238640 12908836 0.99980 0.96580 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1191750 1191750 4768000 2172220 2595780 9079052 7954050 1125002 6006046 5416175 589871 2837946 2706813 131133 5633536 X 82327711 128681 525644 47666 701991 81625720 0 81625720 83601749 525644 176347 701991 82899758 0 82899758 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: INCOME TAX BENEFITS AND/OR LIABILITIES ARE RECOGNIZED FOR INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, ONLY WHEN IT IS DETERMINED THAT THE INCOME TAX POSITIONS WILL MORE-LIKELY-THAN-NOT BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. NHA HAS ANALYZED THE TAX POSITIONS TAKEN IN ITS FILINGS WITH THE INTERNAL REVENUE SERVICE AND THE CALIFORNIA FRANCHISE TAX BOARD. NHA BELIEVES THAT ITS INCOME TAX FILING POSITIONS WILL BE SUSTAINED UPON EXAMINATION AND DOES NOT ANTICIPATE ANY ADJUSTMENTS THAT WOULD RESULT IN A MATERIAL ADVERSE EFFECT ON NHA'S FINANCIAL CONDITION, RESULTS OF OPERATIONS OR CASH FLOWS. ACCORDINGLY, NHA HAS NOT RECORDED ANY RESERVES, OR RELATED ACCRUALS FOR INTEREST AND PENALTIES FOR UNCERTAIN INCOME TAX POSITIONS AT JUNE 30, 2013. NHA'S FEDERAL AND STATE INCOME TAX RETURNS PRIOR TO FISCAL YEARS 2010 AND 2009, RESPECTIVELY, ARE CLOSED. MANAGEMENT CONTINUALLY EVALUATE EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAWS AND NEW AUTHORITATIVE RULINGS. MANAGEMENT IS NOT AWARE OF ANY PENDING REVIEWS OR EXAMINATIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE 47,666. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE 47,666. MARK TO MARKET INTEREST EXPENSE 128,681. VIRTUAL GALA 83425 83425 1260 5598 GOLF TOURNAMENT 90322 75800 14522 484 3259 34788 1 2550 2550 186 1185 906 176297 161775 14522 670 5704 41292 47666 -33144 0 ACTUAL PAYMENTS FOR MILEAGE AND CHILD CARE REIMBURSEMENTS TOPARENTS WHO PARTICIPATED IN EDUCATIONAL, NUTRITIONAL ANDGOVERNING ACTIVITIES OF THE HEAD START PROGRAM. 4050 0 166202 ACTUAL PAYMENTS MEALS SERVED TO HEAD START CHILDREN - NUTRITION SERVICES PROVIDEDTO ELIGIBLE CLIENTS GRANTED BY THE CHILD CARE PROGRAM UNDER THEAUSPICES OF THE U.S. DEPARTMENT OF AGRICULTURE. 2350 0 1455977 ACTUAL COSTS INCURRED IN KIND ASSISTANCE - ACTUAL AMOUNT INCURRED FOR BUS PASSES,TUITION REIMBURSEMENT, PARENT ACTIVITIES, FIELD TRIPS AND OTHERMISCELLANEOUS ASSISTANCE. 250 0 242925 ACTUAL COSTS INCURRED X 1 1 X X X X 0 1 0 0 0 0 0 0 0 RUDOLPH A JOHNSON III 346508 0 35765 0 18000 0 22936 0 8405 0 431614 0 0 0 MICHAEL KEMP 159289 0 0 0 8400 0 9557 0 8405 0 185651 0 0 0 DWIGHT SMITH 156902 0 4134 0 8400 0 9662 0 12482 0 191580 0 0 0 KIM PECK 158661 0 3666 0 6000 0 9740 0 5586 0 183653 0 0 0 MARCIA K SAMUELS 158561 0 4134 0 6000 0 9762 0 6236 0 184693 0 0 0 NORMA JOHNSON 84129 0 15000 0 3000 0 5948 0 5858 0 113935 0 0 0 PART I, LINE 4B RUDOLPH A JOHNSON III, PRESIDENT/CEO - SECTION 457(B) DEFERRED COMPENSATION PLAN COMPENSATION IS $17,000. MICHAEL KEMP, EXECUTIVE VP/COO - SECTION 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN COMPENSATION IS $15,399.92. X OTHER DONATED ITEMS 25 61849 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 NEIGHBORHOOD HOUSE IS A MEMBERSHIP ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A CURRENTLY, MEMBERS WHO CONTRIBUTE FINANCIALLY OR WHO PARTICIPATE IN PROGRAM ACTIVITIES MAY QUALIFY TO PARTICIPATE IN THE ELECTION OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE DEPARTMENT PROVIDES THE REQUIRED INPUTS TO OUR INDEPENDENT ACCOUNTANTS WHO PREPARE THE DRAFT TAX RETURNS. THE DRAFT OF THE RETURNS IS REVIEWED BY THE FINANCE DEPARTMENT AND ANY NECESSARY REVISIONS ARE MADE TO THE TAX RETURNS. THE COMPLETED RETURNS ARE THEN REVIEWED BY THE AUDIT COMMITTEE OF THE BOARD AND THEN PRESENTED TO THE BOARD PRIOR TO FILING AND ELECTRONIC SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C NEIGHBORHOOD HOUSE ASSOCIATION SENDS AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE TO ALL DIRECTORS AND KEY EMPLOYEES WHICH SOLICITS INFORMATION TO ASCERTAIN ANY CURRENT FINANCIAL INTEREST IN CERTAIN BUSINESS RELATIONSHIPS. IN ADDITION, AN ANNUAL CERTIFICATION OF COMPLIANCE WITH THE AGENCY'S APPROVED VENDOR LIST FOR ANY ACTUAL OR APPEARANCE OF CONFLICT WITH NHA. FURTHER, THE LEGAL DEPARTMENT REVIEWS THE INFORMATION FOR ANY POSSIBLE CONFLICT BETWEEN ANY NEW VENDOR AND THE INFORMATION PROVIDED IN THE CONFLICT OF INTEREST QUESTIONNAIRE. IN THE EVENT A NEW DIRECTOR OR KEY EMPLOYEE JOINS THE ORGANIZATION, A QUESTIONNAIRE AND CERTIFICATION OF COMPLIANCE IS REQUESTED AT THAT TIME. IN THE EVENT A SITUATION ARISES THAT CREATES THE APPEARANCE OF, OR AN ACTUAL CONFLICT OF INTEREST AS DEFINED BY THE HEAD START ACT REGULATIONS AND NHA CORPORATE POLICY #105, A FULL AND COMPLETE DISCLOSURE OF THE FACTS MUST BE MADE BY THE INDIVIDUAL(S) AFFECTED. THE PRESIDENT/CEO OR A MAJORITY OF DISINTERESTED DIRECTORS WILL ANALYZE THE FACTS AND ISSUES AND MAKE A DETERMINATION ABOUT HOW THE SITUATION WILL BE HANDLED. A POTENTIAL CONFLICT CAN BE ADDRESSED IN SEVERAL WAYS DEPENDING ON THE NATURE OF THE SITUATION, FOR EXAMPLE BY EXCLUSION OF THE MEMBER(S) OR PERSON(S) WITH THE CONFLICT FROM THE GOVERNING BODY, OR THE MEMBER'S RECUSAL FROM DISCUSSION OF, AND VOTING ON ISSUES THAT WOULD CREATE A CONFLICT. OTHER WAYS TO ELIMINATE A CONFLICT WOULD BE TO TERMINATE THE RELATIONSHIP OR CONTRACT RELATING TO THE OFFENDING TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD SETS THE SALARY FOR THE CEO/PRESIDENT. A LABOR MARKET ANALYSIS OF DATA GATHERED FROM THE IRS'S FORM 990 FILED BY COMPARABLE ORGANIZATIONS, AND SALARY SURVEYS CONDUCTED BY AN OUTSIDE CONSULTANT AND THE HUMAN RESOURCES DEPARTMENT WERE UTILIZED. DATA WERE ON JOBS MATCHED BASED ON CONTENT, RESPONSIBILITIES, LEVEL AND QUALIFICATIONS. THE SAME ANALYTICAL PROCESS IS USED FOR OTHER MANAGEMENT POSITIONS AND THE SALARIES ARE SET BY THE CEO/PRESIDENT. FORM 990, PART VI, SECTION C, LINE 19 NHA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REASONABLE REQUEST. DOCUMENTS ARE ALSO POSTED ON THE AGENCY'S INTRANET. FINANCIAL STATEMENTS ARE PRESENTED ON A MONTHLY BASIS TO THE BOARD'S FINANCE COMMITTEE AND THEN TO THE FULL GOVERNING BOARD. INQUIRIES ARE MADE OF ALL VENDORS TO ASCERTAIN POTENTIAL CONFLICT OF INTEREST. PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.