2014-04-25T16:35:31-05:00 2013-12-31 522385296 LINDQUIST LLP 5000 EXECUTIVE PKWY 400 SAN RAMON CA 94583 990 2013-01-01 940859420 SHEET METAL WORKERS INTERNATIONAL ASSN LOCAL UNION NO 104 SHEE 9253148600 2610 CROW CANYON ROAD NO 300 SAN RAMON CA 945831547 JOSEPH A MARACCINI FIN SECRETARY/TREASURER 9253148600 2014-04-25 1 JOSEPH M THIERMANN P01066616 9252779100 2013 2015-11-30 17:44:51Z JOSEPH A MARACCINI 2610 CROW CANYON ROAD SUITE 300 SAN RAMON CA 94583 33254802 0 X WWW.SMW104.ORG X 1903 CA SEE SCHEDULE O DEDICATED TO EXTENDING THE BENEFITS AND SOLIDARITY TO ALL OF THOSE WORKING IN SHEET METAL THROUGHOUT NORTHERN CALIFORNIA. 17 14 94 0 0 0 0 0 14576262 17510589 2527927 2311432 441550 338051 17545739 20160072 0 0 187920 0 8717954 9702621 0 0 0 11468890 12269491 20374764 21972112 -2829025 -1812040 38094817 36366539 476767 560529 37618050 35806010 DEDICATED TO EXTENDING THE BENEFITS AND SOLIDARITY TO ALL OF THOSE WORKING IN SHEET METAL THROUGHOUT NORTHERN CALIFORNIA. 0 0 EXTENDED BENEFITS AND SOLIDARITY TO ALL OF THOSE WORKING IN SHEET METAL THROUGHOUT NORTHERN CALIFORNIA. 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 20 0 1 94 1 0 0 0 0 0 0 X 17 14 1 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 0 1 1 0 X JOSEPH A MARACCINI 9253148600 2610 CROW CANYON RD SAN RAMON CA 94583 JOSEPH A MARACCINI FIN SEC/TREAS 50.00 X X 167520 0 106764 BRUCE W WORD PRESIDENT/BUS MGR 50.00 X X 192454 0 122643 BRYAN AZEVEDO EXECUTIVE BOARD 2.00 X 7842 0 0 ISSAC CAMARENA EXECUTIVE BOARD 2.00 X 5489 0 0 MICHAEL MARK EXECUTIVE BOARD 2.00 X 6104 0 0 DOMINIC TORREANO EXECUTIVE BOARD/ BUS. DVLP. REP. 50.00 X 134609 0 93746 RICHARD FURTADO EXECUTIVE BOARD 2.00 X 7459 0 0 TIMOTHY J SLAPE EXECUTIVE BOARD 2.00 X 5537 0 0 MARK HAMMOND EXECUTIVE BOARD 2.00 X 7459 0 0 ERIN KISSANE EXECUTIVE BOARD - PAST 2.00 X 5558 0 0 ERIC MELENDEZ EXECUTIVE BOARD 2.00 X 5489 0 0 RITA MAGNER VICE PRESIDENT 50.00 X X 7459 0 0 MIKE NESBITT EXECUTIVE BOARD 2.00 X 7459 0 0 JOHN D PEREZ EXECUTIVE BOARD 2.00 X 7459 0 0 LINDA POWERS EXECUTIVE BOARD 2.00 X 5489 0 0 MICHAEL SLISKOVIC EXECUTIVE BOARD, 2.00 X 5558 0 0 KEITH SYLVA EXECUTIVE BOARD 2.00 X 7459 0 0 PAUL ARSENAULT BUSINESS REP 50.00 X 153718 0 86223 DENNIS CANEVARI ASSISTANT BUSINESS MANAGER 50.00 X 123324 0 83960 DAVID E DIAS BUSINESS REP 50.00 X 145820 0 89800 ARMANDO GUERRERO BUSINESS REP 50.00 X 105965 0 75478 ANTHONY LEDOUX BUSINESS REP 50.00 X 101610 0 80248 MICHAEL LOPEZ BUSINESS REP 50.00 X 101820 0 86210 THOMAS RANGEL BUSINESS REP 50.00 X 103714 0 80248 SALVATORE ROTOLO BUSINESS REP 50.00 X 106696 0 80248 JEFF E SALVOTTI BUSINESS REP 50.00 X 137415 0 100532 CARL SANCHEZ JR BUSINESS REP 50.00 X 143800 0 99340 ROBERT W STOKER BUSINESS REP 50.00 X 125741 0 110486 VICTOR TORREANO BUSINESS REP 50.00 X 125918 0 109623 KEVIN J VANBUSKIRK BUSINESS REP 50.00 X 130807 0 105653 MARK VAN DEN HEUVEL BUSINESS REP 50.00 X 134883 0 105302 RANDY YOUNG BUSINESS REP 50.00 X 105131 0 75478 RICHARD WERNER ASST BUS MGR 50.00 X 154085 0 117496 KEITH GARCIA TRUSTEE 2.00 X 7459 0 0 JOSEPH SHELFO JR TRUSTEE 2.00 X 7459 0 0 STEPHEN HOPE TRUSTEE 2.00 X 5590 0 0 PANAGIOTIS SKONDRAS TRUSTEE 2.00 X 0 0 0 RICHARD KOENIG JR BUSINESS REP 50.00 X 134906 0 99341 BRETT RISLEY BUSINESS REP 50.00 X 127890 0 108880 WILBERT SOLIS BUSINESS REP 50.00 X 136887 0 110486 ANGELA MOLINA TRUSTEE 2.00 X 7459 0 0 ANTHONY URBINA BUSINESS REP 50.00 X 134377 0 101725 BRIAN MASTERS BUSINESS REP 50.00 X 135792 0 99920 JOHN STOW WARDEN/CONDUCTOR 2.00 X 3730 0 0 ROBERT HANSEN DIRECTOR OF BUS. DEVELOPMENT 50.00 X 148568 0 86223 GLENN SNYDER DIRECTOR OF BUS. DEVELOPMENT 50.00 X 100583 0 80248 DANIEL CAMPBELL BUS. DEVELOPMENT REP. 50.00 X 120543 0 97324 CHRISTINA TELLEZ ACCOUNTANT 50.00 X 119286 0 34563 3777379 0 2628188 28 0 1 0 EXIBILITY INC 3201 DANVILLE BLVD 295 ALAMO CA 94507 COMPUTER CONSULTING SERVICE 338324 ADAMS BROADWELL JOSEPH & CARDOZO 601 GATEWAY BLVD SOUTH SAN FRANCISCO CA 94080 LEGAL SERVICES 211543 JOHN DALRYMPLE 6528 TELEGRAPH AVE 102 OAKLAND CA 94609 CONSULTANT 154613 ALTSHULER BERZON NUSSBAUM 177 POST STREET 300 SAN FRANCISCO CA 94108 LEGAL SERVICES 112574 LINDQUIST LLP 5000 EXECUTIVE PARKWAY SUITE 400 SAN RAMON CA 94583 AUDIT AND ACCOUNTING SERVICES 109185 5 MEMBERSHIP DUES 900099 17098377 17098377 ORGANIZING SUBSIDY 900099 208637 208637 INITIATION, REINSTATEMENT, AND FI 900099 203575 203575 17510589 886835 886835 60507 0 60507 60507 60507 14449140 70187 13075087 19643 1374053 50544 1424597 1424597 MISCELLANEOUS RECEIPTS 900099 257955 257955 SALES OF JACKETS/T-SHIRTS/HATS 900099 19589 19589 277544 20160072 17788133 0 2371939 5564939 2366125 727765 612119 431673 589820 132237 22875 203415 245775 774472 439554 455879 656936 3521677 201738 213192 WAGE EQUALITY REIMBURSE 3554442 REBATES 524460 EVENTS 321514 DONATIONS & CONTRIBUTIO 272212 139293 21972112 1143275 521049 707526 224833 85156 0 7978888 1117148 4506132 6861740 31000304 28036324 652424 722593 38094817 36366539 21994 22644 454773 537885 476767 560529 X 37618050 35806010 37618050 35806010 38094817 36366539 -1812040 0 X X 0 1 X 1 0 SMW 104 POLITICAL ACTION COMMITTEE 555 CAPITOL MALL SACRAMENTO CA 958144602 943369996 525492 PART I-A, LINE 1: THE LOCAL SPONSORS TWO POLITICAL ACTION COMMITTEES TO SUPPORT OR OPPOSE STATE AND LOCAL POLITICAL CANDIDATES. THE POLITICAL ACTION COMMITTEES ARE FUNDED BY THE MEMBERS OF THE LOCAL. DURING 2013, NO POLITICAL CONTRIBUTIONS WERE RECEIVED OR DELIVERED TO THE SMW 104 DISTRICT 2 SMALL CONTRIBUTOR COMMITTEE. 1292689 1292689 5456806 176390 5280416 393265 306211 87054 836128 634547 201581 6861740 EMPLOYEE DEFERRED COMPENSATION 537885 537885 X PART X, LINE 2: THE LOCAL HAS ANALYZED THE TAX POSITIONS TAKEN AND HAS CONCLUDED THAT, AS OF DECEMBER 31, 2013, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE LOCAL IS SUBJECT TO ROUTINE AUDITS BY THE TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE LOCAL BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE FISCAL YEARS PRIOR 2010. X 0 0 0 JOSEPH A MARACCINI FIN SEC/TREAS 163831 0 0 0 3689 0 84074 0 22690 0 274284 0 0 0 BRUCE W WORD PRESIDENT/BUS MGR 191102 0 0 0 1352 0 99953 0 22690 0 315097 0 0 0 DOMINIC TORREANO EXECUTIVE BOARD/ BUS. DVLP. REP. 133965 0 0 0 644 0 71056 0 22690 0 228355 0 0 0 PAUL ARSENAULT BUSINESS REP 148414 0 0 0 5304 0 63533 0 22690 0 239941 0 0 0 DENNIS CANEVARI ASSISTANT BUSINESS MANAGER 122340 0 0 0 984 0 64657 0 19303 0 207284 0 0 0 DAVID E DIAS BUSINESS REP 144836 0 0 0 984 0 67110 0 22690 0 235620 0 0 0 ARMANDO GUERRERO BUSINESS REP 104382 0 0 0 1583 0 56175 0 19303 0 181443 0 0 0 ANTHONY LEDOUX BUSINESS REP 99612 0 0 0 1998 0 60945 0 19303 0 181858 0 0 0 MICHAEL LOPEZ BUSINESS REP 99612 0 0 0 2208 0 66907 0 19303 0 188030 0 0 0 THOMAS RANGEL BUSINESS REP 99612 0 0 0 4102 0 60945 0 19303 0 183962 0 0 0 SALVATORE ROTOLO BUSINESS REP 99612 0 0 0 7084 0 60945 0 19303 0 186944 0 0 0 JEFF E SALVOTTI BUSINESS REP 134104 0 0 0 3311 0 77842 0 22690 0 237947 0 0 0 CARL SANCHEZ JR BUSINESS REP 142451 0 0 0 1349 0 76650 0 22690 0 243140 0 0 0 ROBERT W STOKER BUSINESS REP 124150 0 0 0 1591 0 87796 0 22690 0 236227 0 0 0 VICTOR TORREANO BUSINESS REP 125014 0 0 0 904 0 86933 0 22690 0 235541 0 0 0 KEVIN J VANBUSKIRK BUSINESS REP 128983 0 0 0 1824 0 82963 0 22690 0 236460 0 0 0 MARK VAN DEN HEUVEL BUSINESS REP 129334 0 0 0 5549 0 82612 0 22690 0 240185 0 0 0 RANDY YOUNG BUSINESS REP 104382 0 0 0 749 0 56175 0 19303 0 180609 0 0 0 RICHARD WERNER ASST BUS MGR 153098 0 0 0 987 0 94806 0 22690 0 271581 0 0 0 RICHARD KOENIG JR BUSINESS REP 134104 0 0 0 802 0 76651 0 22690 0 234247 0 0 0 BRETT RISLEY BUSINESS REP 125756 0 0 0 2134 0 86190 0 22690 0 236770 0 0 0 WILBERT SOLIS BUSINESS REP 135296 0 0 0 1591 0 87796 0 22690 0 247373 0 0 0 ANTHONY URBINA BUSINESS REP 132911 0 0 0 1466 0 79035 0 22690 0 236102 0 0 0 BRIAN MASTERS BUSINESS REP 134716 0 0 0 1076 0 77230 0 22690 0 235712 0 0 0 ROBERT HANSEN DIRECTOR OF BUS. DEVELOPMENT 148491 0 0 0 77 0 63533 0 22690 0 234791 0 0 0 GLENN SNYDER DIRECTOR OF BUS. DEVELOPMENT 99612 0 0 0 971 0 60945 0 19303 0 180831 0 0 0 DANIEL CAMPBELL BUS. DEVELOPMENT REP. 120543 0 0 0 0 0 74634 0 22690 0 217867 0 0 0 CHRISTINA TELLEZ ACCOUNTANT 119286 0 0 0 0 0 12991 0 21572 0 153849 0 0 0 COURTNEY WORD DAUGHTER OF AN OFFICER OF SMW LOCAL 104 79053 COMPENSATION 0 BRANDY WORD DAUGHTER OF AN OFFICER OF SMW LOCAL 104 16872 COMPENSATION 0 FORM 990, PART VI, SECTION A, LINE 2 VICTOR TORREANO FAMILY RELATIONSHIP DOMINIC TORREANO FAMILY RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 6 ACTIVE AND RETIRED SHEET METAL WORKER MEMBERS HAVE THE RIGHT TO ELECT THE MEMBERS OF THE GOVERNING BODY AND APPROVE SIGNIFICANT DECISIONS OF THE GOVERNING BODY. LIMITED MEMBERS WHO ARE RETIREES ARE MEMBERS OF THE LOCAL BUT HAVE ELECTED TO HAVE A LIMITED STATUS AND ARE NOT ELIGIBLE TO VOTE. OWNER MEMBERS ARE THOSE INDIVIDUALS WHO ARE OWNERS OF A BUSINESS AND ARE NOT ELIGIBLE TO VOTE. WITHDRAWAL CARD MEMBERS ARE THOSE MEMBERS NOT WORKING IN THE INDUSTRY AND ARE NOT ELIGIBLE TO VOTE. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION HAS AN EXECUTIVE BOARD. ACTIVE AND RETIRED SHEET METAL WORKER MEMBERS ELECT MEMBERS OF THE EXECUTIVE BOARD. IN ORDER TO BE ELIGIBLE TO VOTE, THE MEMBER MUST BE IN GOOD STANDING WITH THE LOCAL AND MUST BE AN ACTIVE OR RETIRED SHEET METAL WORKER. FORM 990, PART VI, SECTION A, LINE 7B ALL ITEMS APPROVED BY THE EXECUTIVE BOARD MUST ALSO BE APPROVED BY THE MEMBERSHIP DURING THE MONTHLY MEMBERSHIP MEETINGS. ACTIVE AND RETIRED SHEET METAL WORKER MEMBERS MUST BE IN GOOD STANDING WITH THE LOCAL IN ORDER TO APPROVE SUCH ITEMS. FORM 990, PART VI, SECTION A, LINE 8B THERE IS NO COMMITTEE WITH THE AUTHORITY TO ACT ON BEHALF OF THE EXECUTIVE BOARD. FORM 990, PART VI, SECTION B, LINE 11 THE EXECUTIVE BOARD MEMBERS REVIEW THE FORM 990 PRIOR TO FILING THE FORM, WHICH IS MADE AVAILABLE DURING THE MONTHLY MEETING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY APPLIES TO ALL OFFICERS AND BOARD MEMBERS OF THE UNION AS WELL TO ALL EMPLOYEES WHO EXERCISE AUTHORITY OVER THE AFFAIRS OF THE UNION. AT LEAST ANNUALLY, OFFICERS AND BOARD MEMBERS MUST DISCLOSE IN WRITING ANY RELATIONSHIPS OR INTERESTS THAT COULD GIVE RISE TO A CONFLICT. SHOULD A CONFLICT OF INTEREST EXIST, SUCH MATTER IS REVIEWED AND DELIBERATED BY THE GOVERNING BOARD (WITHOUT THE INPUT OR PARTICIPATION OF THE CONFLICTED INDIVIDUAL). FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE BOARD AND MEMBERSHIP REVIEWS AND APPROVES COMPENSATION FOR ALL FULL-TIME OFFICERS BASED ON AN APPROVED PERCENTAGE OF THE INDUSTRY WAGE AND FRINGE SCHEDULES. THE WAGE AND FRINGE SCHEDULES EFFECTIVE JULY 1, 2013, WERE APPROVED BY THE MEMBERSHIP DURING THE MEETING. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL INFORMATION AVAILABLE TO THE ORGANIZATION'S MEMBERS. FORM 990, PART XII, LINE 1: THE ORGANIZATION USES THE MODIFIED CASH BASIS OF ACCOUNTING TO PREPARE THE FORM 990. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS AN EXECUTIVE BOARD THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED. SMW 104 POLITICAL ACTION COMMITTEE 555 CAPITOL MALL SACRAMENTO CA 958144602 943369996 TO SUPPORT OR OPPOSE STATE AND LOCAL CANDIDATES. CA 527 N/A SMW LOCAL 104 0 SMW 104 DISTRICT 2 SMALL CONTRIBUTOR COMMITTEE 2610 CROW CANYON ROAD SAN RAMON CA 94583 900048814 TO SUPPORT OR OPPOSE STATE AND LOCAL CANDIDATES. CA 527 N/A SMW LOCAL 104 0 SHEET METAL WORKERS LOCAL 104 HEALTH CARE PLAN 2610 CROW CANYON ROAD SAN RAMON CA 94583 942541328 TO PROVIDE HEALTH BENEFITS & SUPP UNEMPLOYMENT BENEFITS TO PARTICIPANTS CA 501(C)(9) N/A N/A 0 NORTHERN CALIFORNIA SHEET METAL WORKERS HEALTH CARE PLAN PO BOX 1677 SAN RAMON CA 94583 776113549 TO PROVIDE HEALTH & WELFARE BENEFITS TO PARTICIPANTS CA 501(C)(9) N/A N/A 0 OFFICE EMPLOYEES INSURANCE TRUST FUND OF CALIFORNIA 1640 SOUTH LOOP ROAD ALAMEDA CA 94502 946102898 TO PROVIDE HEALTH & WELFARE BENEFITS TO PARTICIPANTS CA 501(C)(9) N/A N/A 0 OFFICE AND PROFESSIONAL EMPLOYEES WELFARE FUND 4160 DUBLIN BLVD STE 400 DUBLIN CA 94568 237120690 TO PROVIDE HEALTH & WELFARE BENEFITS TO PARTICIPANTS CA 501(C)(9) N/A N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0