2014-05-12T08:05:17-05:00 2013-06-30 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2012-07-01 620476822 Vanderbilt University VAND 6153436601 PMB 406310 2301 Vanderbilt Place Nashville TN 372406310 Brett Sweet 6153430373 2014-05-09 1 Gwen Spencer P00641463 6175305000 2012 2015-11-30 17:44:51Z Nicholas S Zeppos 211 Kirkland 2201 WestEnd Nashville TN 37240 7640957816 0 X WWW.VANDERBILT.EDU X 1873 TN and Form 990, Part III, Line 1, Description of Organization Mission:Vanderbilt University is a center for scholarly research, informed and creative teaching, and service to the community and society at large. Vanderbilt will uphold the highest standards and be a leader in the quest for new knowledge through scholarship, dissemination of knowledge through teaching and outreach, and creative experimentation of ideas and concepts. In pursuit of these goals, Vanderbilt values most highly the intellectual freedom that supports open inquiry and equality, compassion and excellence in all endeavors. 31 25 36104 8697 -6466078 -15421224 476594262 484681247 3197456719 3210342170 108328279 385968260 37745863 58071592 3820125123 4139063269 348781082 348561537 0 0 2178591301 2277183804 643817 610091 31918580 1165010804 1282370441 3693027004 3908725873 127098119 230337396 7437841959 7597041734 2439535434 2261795114 4998306525 5335246620 X See Schedule O 0 0 699398047 284670745 475901800 See Schedule O - EducationEducation: Vanderbilt University offers undergraduate programs in the Liberal Arts and Science, Engineering, Music, Education and Human Development, as well as a full range of graduate and professional degrees. Vanderbilt's ten schools and colleges include: College of Arts and Science, Graduate School, Blair School of Music, Divinity School, School of Engineering, Law School, School of Medicine, School of Nursing, Owen Graduate School of Management, and Peabody College (of Education and Human Development). Vanderbilt University has approximately 6,800 undergraduate students, 6,000 graduate and professional students, and more than 4,100 faculty members.Vanderbilt University ranked 17th among the nation's best universities, and jumped five spots among national universities, moving from 16th to 11th in the "Great Schools at a Great Price" category in an annual survey conducted by the U.S. News & World Report.Vanderbilt's Peabody College of Education and Human Development ranked as the best graduate school of education in the nation by U.S. News & World Report for the fifth consecutive year. The special education program has been ranked at No. 1. Other Vanderbilt schools with notable rankings include: School of Medicine, ranked 14th for research hopsitals in the nation; Law School ranked 15th; and the Vanderbilt Owen Graduate School of Management ranked 30th. U.S. News & World Report ranked the social sciences and humanities doctoral programs for the first time since 2009. The English Department's African American Literature program was tied for No. 4; English overall was tied for the No. 26 ranking (up three spots); History was tied for the No. 24 ranking (up from a tie for No. 26 in 2009).Expenses $669,398,047. including grants of $284,670,745. Revenue $475,901,800.For more information regarding education at Vanderbilt University, visit: http://www.vanderbilt.edu 447251484 54414803 214423104 See Schedule O - Academic and Scientific ResearchAcademic and Scientific Research: Vanderbilt is an internationally recognized research university. A majority of Vanderbilt University's research funding is received from the federal government. Funding is also received from foundations, associations, corporations, and other sources. Vanderbilt University's researchers are at the forefront of posing innovative solutions to some of the most challenging questions facing the world today.Expenses $447,251,484. including grants of $54,414,803. Revenue $214,423,104.For more information regarding research at Vanderbilt University, visit: http://www.research.vanderbilt.edu. 2233581192 9475989 2394213806 See Schedule O - Patient CarePatient Care: Vanderbilt University hospitals and clinics provide quality medical health care regardless of race, creed, sex, national origin, handicap, age, or ability to pay. Although reimbursement for services rendered is critical to the operation and stability of Vanderbilt University hospitals and clinics, it is recognized that not all individuals possess the ability to purchase essential medical services, and further that part of Vanderbilt's mission is to serve the community. Therefore, in keeping with Vanderbilt's commitment to serve all members of its community, free care and/or subsidized care, care provided to persons covered by governmental programs at below cost, and health activities and programs to support the community are provided where the need and/or an individual's inability to pay coexists. These activities include wellness programs, community education programs, special programs for the elderly, handicapped, medically underserved, and a variety of broad community support activities. Charity care is also provided through many reduced price services and free programs offered throughout the year based upon activities and services which Vanderbilt believes will serve a bona fide community health need. During the fiscal year, Vanderbilt serviced 57,768 inpatients and 1,952,562 emergency and outpatient clinic visits.Vanderbilt University Medical Center finished fiscal 2013 in the U.S. News and World Report annual rankings of America's Best Hospitals named, once again, among the nation's elite providers of health care services. For the second consecutive year, Vanderbilt University Medical Center was lauded as both the No. 1 hospital in Tennessee and No. 1 in the Metro Nashville area. Vanderbilt University Medical Center equaled an all-time best with 11 ranked specialties out of a possible 16 categories. Specialty programs ranking among the top 50 in their respective fields include; urology, nephrology, ear, nose and throat, pulmonology, gastroenterology, geriatrics, cardiology and heart surgery, cancer, neurology and neurosurgery, orthopedics, and gynecology. In addition, the Monroe Carell Jr. Children's Hospital at Vanderbilt was included among the nation's leaders in pediatric health care in the U.S. News & World report magazine's Best Children's Hospital ranking. The hospital achieved rankings in nine out of 10 specialties: urology, neonatology, cardiology and heart surgery, gastroenterology, diabetes and endocrinology, orthopedics, pulmonology, neurology and neurosurgery, and cancer.Along with the various national rankings, there are several Vanderbilt University Medical Center programs unique to the Middle Tennessee region, which include:- The only National Cancer Institute-designated Comprehensive Cancer center in the state serving adults and children;- The only Level 1 trauma center in Middle Tennessee;- The only Dedicated Burn Center in the region;- The only comprehensive solid organ transplant program in Tennessee; and- The only Level 4 Neonatal Intensive Care Unit.Expenses $2,233,581,192. including grants of $9,475,989. Revenue $2,394,213,806.For more information regarding health care at Vanderbilt University, visit: http://www.mc.vanderbilt.edu. 271887836 161670546 Other program services include public service, academic support, institutional support, student services, room and board, and other auxiliary services. Vanderbilt University engages in a variety of public service projects, including, but not limited to: supporting HIV care and treatment programs in rural Mozambique and Nigeria, Africa; developing training materials for current and future school personnel; formulating new approaches to increase health, safety, quality and outcomes, while decreasing total costs; and many other sponsored community health and educational programs. 271887836 161670546 3652118559 1 0 0 1 0 0 0 1 1 1 1 1 0 0 1 0 0 1 1 1 1 1 0 1 1 0 1 1 1 1 1 1 0 0 0 0 0 0 1 0 1 1 1 1 0 0 1 1 1 1 1 0 1 X 19476 0 36104 1 1 1 1 BR CA FR GM IN ID IV KS LU MY NI RP TW CH UK SP TH MZ AE 0 0 0 1 1 1 1 0 0 0 X 31 25 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 X Eric Kopstain 6158758617 110 21st Avenue South Ste 900 Nashville TN 37203 X Michael L Ainslie 1.00 X 0 0 0 M Chandler Anthony 1.00 X 0 0 0 John D Arnold 2.00 X 0 0 0 William W Bain Jr 1.00 X 0 0 0 Lee M Bass 1.00 X 0 0 0 Darryl D Berger 1.00 X 0 0 0 Camilla Dietz Bergeron 1.00 X 0 0 0 Dennis C Bottorff 1.00 X 0 0 0 Bill Ray Caldwell 2.00 X 0 0 0 Mark F Dalton 2.00 X 0 0 0 Claiborne P Deming 2.00 X 0 0 0 Charles H Esserman 2.00 X 0 0 0 Bruce R Evans 2.00 X 0 0 0 William W Featheringill 1.00 X 0 0 0 Joanne F Hayes 2.00 X 0 0 0 John J Hindle 1.00 X 15043 0 0 John R Ingram 2.00 X 0 0 0 Edith Carell Johnson 2.00 X 0 0 0 Leslie C Labruto 1.00 X 0 0 0 Jackson W Moore 2.00 X 0 0 0 Ayo Ositelu 2.00 X 0 0 0 Courtney C Pastrick 2.00 X 0 0 0 Nancy E Perot 2.00 X 0 0 0 H Ross Perot Jr 2.00 X 0 0 0 Joe L Roby 1.00 X 0 0 0 Eugene B Shanks Jr 1.00 X 0 0 0 Richard H Sinkfield 1.00 X 0 0 0 Wyatt H Smith 1.00 X 0 0 0 Levi Watkins Jr MD 1.00 X 0 0 0 Rebecca Webb Wilson 1.00 X 0 0 0 William M Wilson 2.00 X 0 0 0 Jon Winkelried 2.00 X 0 0 0 Nicholas S Zeppos JD 40.00 X X 1130518 0 200865 Audrey Jane Anderson 40.00 X 0 0 0 Jeffrey R Balser MD PHD 40.00 X 1294642 0 274387 Jerry G Fife BS 40.00 0.10 X 467314 0 32030 Beth A Fortune MA 40.00 X 385741 0 21040 John M Lutz 40.00 X 0 0 0 Richard C McCarty MS PHD 40.00 0.50 X 666349 0 28569 Susie S Stalcup BA 40.00 X 559860 0 27949 Brett C Sweet MBA 40.00 8.10 X 802947 0 30541 David Williams II MA MBA JD LLM 40.00 1.40 X 990430 0 224871 Matthew W Wright MBA 40.00 0.10 X 999075 0 224735 Charles L Gregory MA MBA MHA 40.00 1.00 X 654295 0 50017 John F Manning Jr PHD MBA 40.00 0.10 X 788330 0 129853 Charles W Pinson MD MBA 40.00 8.00 X 1327384 0 205165 David R Posch 40.00 3.40 X 767975 0 27824 Melanie S Balcomb 40.00 X 1767419 0 672056 James G Franklin 40.00 X 2773839 0 142665 John W Klekamp MD 40.00 X 1267880 0 34278 Kevin E Stallings MS 40.00 X 2068621 0 174601 Paul A Thomas MD 40.00 X 1638875 0 31304 Harry R Jacobson MD 40.00 X 541667 0 0 Betty L Price MBA CPA 40.00 X 488484 0 5880 Martin P Sandler MD 40.00 0.60 X 633257 0 22469 22029945 0 2561099 3257 1 1 0 Turner Universal Construction Company 5300 Virginia Way Brentwood TN 37027 Construction 21499395 Brasfield & Gorrie 2636 Elm Hill Pike 200 Nashville TN 37214 Construction 14821367 Balfour Beatty Construction 535 Marriott Dr Ste 625 Nashville TN 37214 Construction 10421939 Orion Building Corporation 9025 Overlook Blvd Ste 100 Brentwood TN 37027 Construction 9531852 Lewis Communications Inc 30 Burton Hills 207 Nashville TN 37215 Advertising Svcs. 6589249 271 604278 341718783 142358186 22406403 484681247 Health Care Services 900099 2394213806 2388971119 5242687 Tuition and Fees 900099 475901800 475901800 Research & Other Contr 900099 211774239 211774239 Room, Board & Auxiliar 900099 125803460 124335535 1467925 Other 900099 2648865 2648865 3210342170 173306420 -13537367 186843787 157 157 13843577 13843577 9606292 1243905 8362387 8362387 8362387 3712975360 3500313677 212661683 212661683 212661683 335507 604278 336965 -1458 -1458 Other 900099 35867086 35506409 360677 35867086 4139063269 3239137967 -6466078 421710133 X 46570255 46570255 284670745 284670745 17320537 17320537 15937246 3115763 10946502 1874981 442805 316556 126249 1852918420 1736294234 99693220 16930966 89883593 84226247 4836038 821308 200974335 183774352 14760758 2439225 117027405 109661605 6296467 1069333 2592961 1304834 1288127 7882938 7882938 697461 697461 133300 133300 610091 610091 9591630 9591630 106132435 83526913 22605522 19946613 18220336 1625029 101248 108947759 104381610 2491184 2074965 52350574 45874923 6051154 424497 242923 242923 196844116 178435914 16436794 1971408 36997176 34436471 1869527 691178 14397050 13502895 777987 116168 68170000 68163906 6094 174329785 162885059 10021153 1423573 23097253 22301713 795034 506 Other Medical 400373417 400297868 75549 Other Programs 24891332 19334045 4278544 1278743 Other 19414330 17921467 1402473 90390 Other Library 13080762 13080762 0 2256626 2256626 3908725873 3652118559 224688734 31918580 4589115 9763929 899062395 835473927 121180611 120592881 463758040 362026560 22848527 15093464 38329934 47693015 38024915 32545169 3819159426 2053400733 1702243435 1765758693 1745656793 1815545416 2352353511 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2488652439 1370734751 1117917688 73493176 15921912 57571264 1017414349 666744070 350670279 183347936 183347936 1765758693 Limited Partnerships 1751608535 F Int in Trusts Held by Others 38091375 F Other Investments & Securities 535316500 F Closely-held Equity Interests 6179268 C Inv Allocable to Minority Int 186901291 F 2518096969 Actuarial Liab-Self Insurance 33968148 Gov Adv for Student Loans 22051786 Actuarial liab-Annuities Payable 107513702 FV of Int Rate Exchg Agreement 206732998 State Taxes Payable 80246 370346880 Part III, Line 4: - Description of Collections: Vanderbilt University maintains various collections of art, historical treasures, and other similar assets in departments across the University. Such collections include, but are not limited to, historical drawings; historical scientific instruments; historical furniture; paintings; photography; book collections; and other similar items and artifacts. All such collections further Vanderbilt's exempt purpose by providing historical materials for students and researchers, and by providing cultural, historical, and educational opportunities to Vanderbilt University students and the community at large through exhibits, displays, and loan or exchange programs. Part III, line 5: - Solicitation of Art, etc.: Vanderbilt University solicited works of art to be sold at fundraising events in silent auctions. The fair market value of these items can range in value, and in FY13 the fair market value of these items did not meet the thresholds required for Form 8282 to be filed. Part IV, Line 2b: - Agency funds: Agency funds are held by Vanderbilt University, which serves as a custodian or fiscal agent for students, student groups, faculty, staff members, and other University related organizations. Description of Intended Use of Endowment Funds: Part V, Line 4: - Endowment funds: Vanderbilt University's endowment funds, as related to Part V, are intended to be used for scholarships, fellowships, endowed academic chair support, and capital and operational support. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Explanation of Nondiscriminatory Policy Publication Schedule E, Part I, Line 3 Vanderbilt University's nondiscrimination policy is widely disseminated through various University-related websites, online application portals, orientation sessions, publication in catalogs, application materials and handbooks. - See Part II for additional detail. Schedule E, line 3, Summary of Nondiscrimination Policy: In compliance with federal law, including the provisions of Title VII of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, Sections 503 and 504 of the Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA) of 1990, the ADA Amendments Act of 2008, Executive Order 11246, and the Uniformed Services Employment and Reemployment Rights Act, as amended, and the Genetic Information Nondiscrimination Act of 2008, Vanderbilt University does not discriminate against individuals on the basis of their race, sex, religion, color, national or ethnic origin, age, disability, or military service, or genetic information in its administration of educational policies, programs, or activities, admissions policies, scholarship and loan programs, athletic or other University-administered programs, or employment. In addition, the University does not discriminate against individuals on the basis of their sexual orientation, gender identity, or gender expression consistent with the University's nondiscrimination policy. Schedule E, line 6, Explanation of Government Financial Aid: Vanderbilt University participates in the following programs: Federal Pell Grants, Federal Supplemental Educational Opportunity Grants (FSEOG), Federal Direct Stafford Subsidized/Unsubsidized Loans, Federal Perkins Loans, Federal Direct Graduate Plus Loans, Federal Direct Parent Loan for Undergraduate Students (PLUS Loans), Federal Work Study Program, Tennessee Student Assistance Awards, and the Tennessee Education Lottery Scholarship Program. Vanderbilt University also receives various federal and state grants and contracts for academic and scientific research. 1 Europe 0 0 Fundraising N/A 3900 Central America/Caribbean 0 6 Grantmaking N/A 593045 East Asia and the Pacific 0 3 Grantmaking N/A 1353589 Europe 0 5 Grantmaking N/A 2588739 Middle East and North Africa 0 0 Grantmaking N/A 173363 North America 0 4 Grantmaking N/A 1022737 South America 0 6 Grantmaking N/A 1525091 South Asia 0 0 Grantmaking N/A 109539 Sub-Saharan Africa 0 0 Grantmaking N/A 9954435 Central America/Caribbean 0 0 Investments N/A 1398146815 East Asia and the Pacific 0 0 Investments N/A 129705342 Europe 0 0 Investments N/A 187499198 North America 0 0 Investments N/A 22975068 South America 0 0 Investments N/A 61743764 South Asia 0 0 Investments N/A 37382770 Sub-Saharan Africa 0 0 Investments N/A 32945266 Central America/Caribbean 0 22 Program Services Education/Research/ Health-care/ Public Service 1015961 East Asia and the Pacific 0 5 Program Services Education/Research/ Health-care/ Public Service 1166377 Europe 2 17 Program Services Education/Research/ Health-care/ Public Service 4967362 Middle East and North Africa 0 1 Program Services Education/Research/ Health-care/ Public Service 760819 North America 0 2 Program Services Education/Research/ Health-care/ Public Service 735384 Russia/Independent States 0 0 Program Services Education/Research/ Health-care/ Public Service 31566 South America 0 21 Program Services Education/Research/ Health-care/ Public Service 1362056 South Asia 0 13 Program Services Education/Research/ Health-care/ Public Service 270553 Sub-Saharan Africa 3 296 Program Services Education/Research/ Health-care/ Public Service 6550659 Central America/Caribbean 0 0 Send Agents to Seminar N/A 500 East Asia and the Pacific 0 0 Send Agents to Seminar N/A 48482 Europe 0 0 Send Agents to Seminar N/A 108789 Middle East and North Africa 0 0 Send Agents to Seminar N/A 11519 North America 0 0 Send Agents to Seminar N/A 35344 Russia/Independent States 0 0 Send Agents to Seminar N/A 456 South America 0 0 Send Agents to Seminar N/A 2421 South Asia 0 0 Send Agents to Seminar N/A 1851 Sub-Saharan Africa Send Agents to Seminar N/A 4207 0 24 5 377 5 401 7370003 1897426964 1904796967 Central America and the Caribbean Academic Research 79479 Wire N/A N/A Central America and the Caribbean Academic Research 238412 Wire N/A N/A Central America and the Caribbean Academic Research 53325 Wire N/A N/A Central America and the Caribbean Academic Research 12320 Wire N/A N/A Central America and the Caribbean Academic Research 22850 Wire N/A N/A Central America and the Caribbean Academic Research 18460 Wire N/A N/A East Asia and the Pacific Academic Research 12865 Wire N/A N/A East Asia and the Pacific Academic Research 165933 Wire N/A N/A East Asia and the Pacific Academic Instruction 58110 Wire N/A N/A Europe (Including Iceland and Greenland) Academic Research 253250 Wire N/A N/A Europe (Including Iceland and Greenland) Academic Research 22020 Wire N/A N/A Europe (Including Iceland and Greenland) Academic Research 186480 Check N/A N/A Europe (Including Iceland and Greenland) Academic Research 362805 Wire N/A N/A Europe (Including Iceland and Greenland) Academic Research 200060 Wire N/A N/A North America Academic Research 332371 Wire N/A N/A North America Academic Research 155866 Check N/A N/A North America Academic Research 32635 Check N/A N/A North America Academic Research 140973 Check N/A N/A South America Academic Research 18750 Wire N/A N/A South America Academic Research 5650 Wire N/A N/A South America Academic Research 18023 Wire N/A N/A South America Academic Research 42066 Wire N/A N/A South America Academic Research 24350 Check N/A N/A South America Academic Research 224461 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 21460 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 5000 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 3769 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 3769 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 1895 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 7299 Wire N/A N/A Europe Subcontracts - Research 25000 Wire N/A N/A Europe Subcontracts - Research 7315 Wire N/A N/A Europe Subcontracts - Research 25000 Wire N/A N/A Europe Subcontracts - Research 6605 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 25000 Check N/A N/A East Asia and the Pacific Subcontracts - Research 14960 Check N/A N/A East Asia and the Pacific Subcontracts - Research 16650 Check N/A N/A East Asia and the Pacific Subcontracts - Research 3330 Check N/A N/A East Asia and the Pacific Subcontracts - Research 3330 Check N/A N/A East Asia and the Pacific Subcontracts - Research 3330 Check N/A N/A East Asia and the Pacific Subcontracts - Research 25000 Check N/A N/A East Asia and the Pacific Subcontracts - Research 108444 Check N/A N/A South Asia Subcontracts - Education and Research 4760 Wire N/A N/A South Asia Subcontracts - Education and Research 750 Wire N/A N/A South Asia Subcontracts - Education and Research 2450 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 11655 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 11655 Wire N/A N/A North America Subcontracts - Research 19133 Check N/A N/A North America Subcontracts - Research 19133 Check N/A N/A North America Subcontracts - Research 17800 Check N/A N/A North America Subcontracts - Research 20467 Check N/A N/A Europe Subcontracts - Research 14715 Check N/A N/A Europe Subcontracts - Research 135532 Check N/A N/A East Asia and the Pacific Subcontracts - Education and Research 26244 Wire N/A N/A East Asia and the Pacific Subcontracts - Education and Research 14060 Wire N/A N/A East Asia and the Pacific Subcontracts - Education and Research 11126 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 12420 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 12420 Wire N/A N/A Europe Subcontracts - Research 53107 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 54874 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 38065 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research and Patient Care 9475979 Wire N/A N/A South America Subcontracts - Research 45900 Wire N/A N/A South America Subcontracts - Research 45900 Wire N/A N/A South America Subcontracts - Research 20000 Wire N/A N/A South America Subcontracts - Education and Research 10 Wire N/A N/A South America Subcontracts - Education and Research 2725 Wire N/A N/A South America Subcontracts - Education and Research 1116 Wire N/A N/A South America Subcontracts - Research 167202 Wire N/A N/A South America Subcontracts - Research 167202 Wire N/A N/A South America Subcontracts - Research 172096 Check N/A N/A South America Subcontracts - Research 68060 Wire N/A N/A South America Subcontracts - 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Research 22313 Check N/A N/A Middle East and North Africa Subcontracts - Research 172 Check N/A N/A Middle East and North Africa Subcontracts - Research 2227 Check N/A N/A Middle East and North Africa Subcontracts - Research 7539 Check N/A N/A Middle East and North Africa Subcontracts - Research 8240 Check N/A N/A Middle East and North Africa Subcontracts - Research 12446 Check N/A N/A Middle East and North Africa Subcontracts - Research 1498 Check N/A N/A Central America and the Carribean Subcontracts - Research 7052 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7912 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7520 Wire N/A N/A Central America and the Carribean Subcontracts - Research 14291 Wire N/A N/A Central America and the Carribean Subcontracts - Research 6963 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7520 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7520 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7520 Wire N/A N/A Central America and the Carribean Subcontracts - Research 14043 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7520 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7520 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7520 Wire N/A N/A Central America and the Carribean Subcontracts - Research 7520 Wire N/A N/A Central America and the Carribean Subcontracts - Research 8942 Wire N/A N/A North America Subcontracts - Research 20111 Check N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 7371 Wire N/A N/A Europe Subcontracts - Research 2155 Wire N/A N/A Europe Subcontracts - Research 3283 Wire N/A N/A Europe Subcontracts - Research 5472 Wire N/A N/A Europe Subcontracts - Research 62500 Check N/A N/A Europe Subcontracts - Research 50760 Check N/A N/A Europe Subcontracts - Research 4320 Check N/A N/A Europe Subcontracts - Research 87500 Check N/A N/A South America Subcontracts - Education and Research 34142 Wire N/A N/A Europe Subcontracts - Research 4432 Wire N/A N/A Europe Subcontracts - Research 3119 Wire N/A N/A North America Subcontracts - Research 25000 Wire N/A N/A North America Subcontracts - Research 55001 Wire N/A N/A North America Subcontracts - Research 73428 Wire N/A N/A South Asia Subcontracts - Education and Research 31251 Wire N/A N/A Central America and the Carribean Subcontracts - Education and Research 25000 Check N/A N/A Central America and the Carribean Subcontracts - Education and Research 15000 Check N/A N/A North America Subcontracts - Research 36167 Check N/A N/A North America Subcontracts - Education and Research 8750 Check N/A N/A North America Subcontracts - Education and Research 1275 Check N/A N/A Sub-Saharan Africa Subcontracts - Research 6498 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 2672 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 119558 Wire N/A N/A East Asia and the Pacific Subcontracts - Education and Research 8728 Wire N/A N/A East Asia and the Pacific Subcontracts - Education and Research 2182 Wire N/A N/A South Asia Subcontracts - Education and Research 9693 Wire N/A N/A South Asia Subcontracts - Research 60635 Wire N/A N/A Europe Subcontracts - Education and Research 19532 Wire N/A N/A Europe Subcontracts - Research 12715 Wire N/A N/A Europe Subcontracts - Research 6529 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 54000 Check N/A N/A East Asia and the Pacific Subcontracts - Research 8640 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 71149 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 85539 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 75159 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 106682 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 19968 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 19968 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 8647 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 15000 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 95139 Wire N/A N/A East Asia and the Pacific Subcontracts - Education and Research 7202 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 15000 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 18000 Wire N/A N/A East Asia and the Pacific Subcontracts - Education and Research 2592 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 4378 Wire N/A N/A Europe Subcontracts - Research 8168 Check N/A N/A Europe Subcontracts - Research 9704 Check N/A N/A Sub-Saharan Africa Subcontracts - Research 6000 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 11924 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 7076 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 1080 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 7571 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 5568 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 1393 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 2410 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 2410 Wire N/A N/A Europe Subcontracts - Research 9000 Check N/A N/A South America Subcontracts - Research 8816 Wire N/A N/A South America Subcontracts - Research 35265 Wire N/A N/A South America Subcontracts - Research 17536 Wire N/A N/A South America Subcontracts - Research 8707 Wire N/A N/A South America Subcontracts - Research 10529 Wire N/A N/A South America Subcontracts - Research 9219 Wire N/A N/A South America Subcontracts - Research 2348 Wire N/A N/A South America Subcontracts - Research 4533 Wire N/A N/A South America Subcontracts - Research 1915 Wire N/A N/A South America Subcontracts - Research 30572 Wire N/A N/A South America Subcontracts - Research 21338 Wire N/A N/A South America Subcontracts - Research 11521 Wire N/A N/A South America Subcontracts - Research 41182 Wire N/A N/A South America Subcontracts - Research 10664 Wire N/A N/A South America Subcontracts - Research 9313 Wire N/A N/A South America Subcontracts - Research 8008 Wire N/A N/A South America Subcontracts - Research 21886 Wire N/A N/A Europe Subcontracts - Research 51320 Wire N/A N/A Europe Subcontracts - Research 51320 Wire N/A N/A Europe Subcontracts - Research 97176 Check N/A N/A Europe Subcontracts - Research 89944 Wire N/A N/A East Asia and the Pacific Subcontracts - Research 3300 Check N/A N/A East Asia and the Pacific Subcontracts - Research 3300 Check N/A N/A East Asia and the Pacific Subcontracts - Research 3300 Check N/A N/A Europe Subcontracts - Education and Research 7025 Wire N/A N/A Europe Subcontracts - Research 8323 Check N/A N/A Europe Subcontracts - Research 986 Check N/A N/A Europe Subcontracts - Research 15691 Check N/A N/A Europe Subcontracts - Research 24 Check N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 30489 Wire N/A N/A South America Subcontracts - Research 40800 Wire N/A N/A South America Subcontracts - Research 12844 Wire N/A N/A Europe Subcontracts - Research 257831 Check N/A N/A Europe Subcontracts - Research 111848 Check N/A N/A Europe Subcontracts - Research 76000 Check N/A N/A Europe Subcontracts - Research 36174 Check N/A N/A Middle East and North Africa Subcontracts - Research 14610 Wire N/A N/A Middle East and North Africa Subcontracts - Research 11117 Wire N/A N/A Middle East and North Africa Subcontracts - Research 11115 Wire N/A N/A Middle East and North Africa Subcontracts - Research 5971 Wire N/A N/A Middle East and North Africa Subcontracts - Research 4827 Wire N/A N/A Middle East and North Africa Subcontracts - Research 4023 Wire N/A N/A Middle East and North Africa Subcontracts - Research 4012 Wire N/A N/A Middle East and North Africa Subcontracts - Research 4016 Wire N/A N/A Middle East and North Africa Subcontracts - Research 4016 Wire N/A N/A Middle East and North Africa Subcontracts - Research 3474 Wire N/A N/A Middle East and North Africa Subcontracts - Research 3861 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 9677 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 4587 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 4571 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 11256 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 15215 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 12444 Wire N/A N/A Europe Subcontracts - Research 12989 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 7465 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 1018 Wire N/A N/A Sub-Saharan Africa Subcontracts - Research 194 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 11311 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 14485 Wire N/A N/A Central America and the Carribean Subcontracts - Education and Research 4913 Wire N/A N/A Central America and the Carribean Subcontracts - Education and Research 3925 Wire N/A N/A North America Subcontracts - Research 22071 Check N/A N/A North America Subcontracts - Research 14830 Check N/A N/A North America Subcontracts - Research 27728 Check N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 57266 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 19089 Wire N/A N/A Sub-Saharan Africa Subcontracts - Education and Research 24840 Wire N/A N/A Europe Subcontracts - Research 3986 Check N/A N/A Europe Subcontracts - Research 9182 Check N/A N/A Sub-Saharan Africa Subcontracts - Patient Care 42184 Check N/A N/A Sub-Saharan Africa Subcontracts - General 13937 Wire N/A N/A Sub-Saharan Africa Subcontracts - General 13478 Wire N/A N/A Sub-Saharan Africa Subcontracts - General 32517 Wire N/A N/A 75 16 1 0 1 1 1 1 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: - Monitoring Use of Grant Funds: Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside of the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient monitoring guidelines are available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient/ subrecipientsmonitoringguidelinesfinal.pdf Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: - Accounting method for Reporting Expenses: Expenses reported in Schedule F, Part I, Line 3 and Part II, Line 1 are derived from Vanderbilt's books and records, which are maintained on the accrual basis of accounting. X X X X X X X 1 Ruffalo Cody LLC 65 Kirkwood North Road SW Cedar Rapids IA 52404 Call Center 0 942264 467437 474827 True Sense Marketing 155 Commerce Drive Freedom PA 15042 Consulting Regarding Annual Giving Direct Appeals 0 129219 59170 70049 Grenzebach Glier and Associates 401 N Michigan Avenue Suite 2800 Chicago IL 60611 Consulting Services Related to Fundraising Programs 0 0 83484 0 1071483 610091 544876 Rascal Flatts - Behind the Music 262650 145749 116901 30800 57660 25945 1560 6344 Friends in Fashion 157423 96934 60489 14015 27511 3557 18186 10 519712 361595 158117 9421 40752 7110 10060 84044 939785 604278 335507 54236 98412 60566 15177 108574 336965 -1458 Explanation of Fundraising Payments Schedule G, Part I, Line 2b, Column (v) - Ruffalocody: The total amount paid to Ruffalocody for Fiscal Year 2013 was $481,688 which includes professional fundraising fees of $467,437 and fundraising expenses of $14,251. The contract between Vanderbilt University and Ruffalocody calls for the reimbursement of fundraising expenses incurred by Ruffalocody, such as printing and postage, which are invoiced separately from telemarketing services fees. Schedule G, Part I, Line 2b, Column (v): - True Sense Marketing: The total amount paid to True Sense Marketing for Fiscal Year 2013 was $73,242, which includes professional fundraising fees of $59,170 and postage of $14,072. The contract between Vanderbilt University and True Sense Marketing calls for the reimbursement of travel related fundraising expenses, printing and postage incurred by True Sense Marketing, which are invoiced as incurred. Schedule G, Part I, Line 2b, Column (v): - Grenzebach Glier and Associates: The total amount paid to Grenzebach Glier and Associates for Fiscal Year 2013 was $92,948, which includes professional fundraising fees of $83,484 and expenses of $9,464. The contract between Vanderbilt University and Grenzebach Glier and Associates calls for the reimbursement of travel related fundraising expenses incurred by Grenzebach Glier and Associates, such as airfare and hotel, which are invoiced as incurred. Grenzebach Glier and Associates provide consulting services for Vanderbilt University's overall fundraising program. They do not raise funds for Vanderbilt or help raise funds for a specific purpose. 1 1 X 1 X 1 X 1 1 1 0 1 1 117614026 0 117614026 0.03000 312198478 251296404 60902074 0.01550 429812504 251296404 178516100 0.04550 5677740 0 5677740 0.00140 115474998 26344667 89130331 0.02270 503927177 7726063 496201114 0.12660 625079915 34070730 591009185 0.15070 1054892419 285367134 769525285 0.19620 1 20212370 3926113 341860811 395682552 -53821741 X 1 0 1 Ambulatory Surgery Center of Cool Springs LLC Ambulatory Surgery Center 0.51020 0.00000 0.16260 2 Vanderbilt Imaging Services LLC Radiology Services 0.66670 0.00000 0.33330 3 New Light Imaging LLC Outpatient Diagnostic Imaging 0.66670 0.00000 0.33330 4 One Hundred Oaks Imaging LLC Outpatient Diagnostic Imaging 0.80000 0.00000 0.20000 5 Williamson Imaging LLC Outpatient Diagnostic Imaging 0.53340 0.00000 0.26660 6 VIP Midsouth LLC Pediatric Clinics 0.46220 0.00000 0.53780 7 Springfield VIP Realty LLC Own Real Estate Used as Medical Facility 0.49000 0.00000 0.51000 2 1 Vanderbilt Univ Hospitals & Clinics

1211 22nd Avenue South Nashville TN 37212

X X X X X X 2 Vanderbilt Stallworth Rehab Hospital

2201 Childrens Way Nashville TN 37212

X Vanderbilt Univ Hospitals & Clinics 1 1 X X X X X X X X 12 1 1 1 X X X X X 1 0 1 1 200.000000000000 1 250.000000000000 1 X X X 1 0 0 0 1 X 0 0 Vanderbilt Stallworth Rehab Hospital 2 1 X X X X X X X X 12 1 1 1 X X X X 1 0 1 1 200.000000000000 1 400.000000000000 1 X X X 1 0 1 0 0 X X 0 0 10 Ambulatory Surgery Ctr of Cool Springs

2009 Mallory Lane Suite 100 Franklin TN 37067

Ambulatory Surgery Treatment Center SCA Nashville Surgery Center

1717 Patterson Street Nashville TN 37203

Ambulatory Surgery Treatment Center Vanderbilt Maury Radiation Oncology

1003 Reserve Boulevard Spring Hill TN 37174

Ambulatory Surgery Treatment Center Vanderbilt Williamson Cancer Ctr at Fran

2107 Edward Curd Lane Franklin TN 37067

Ambulatory Surgery Treatment Center One Hundred Oaks Imaging

719 Thompson Lane Nashville TN 37204

Outpatient Diagnostic Center Vanderbilt Gateway Cancer Center

375 Alfred Thun Road Clarksville TN 37040

Ambulatory Surgery Treatment Center Spring Hill Imaging Center

5421 Main Street Spring Hill TN 37174

Outpatient Diagnostic Center Cool Springs Imaging

2009 Mallory Lane Suite 150 Franklin TN 37067

Outpatient Diagnostic Center Belle Meade Imaging

4525 Harding Road Suite 102 Nashville TN 37232

Outpatient Diagnostic Center Hillsboro Imaging

1909 Acklen Avenue Nashville TN 37212

Outpatient Diagnostic Center Costing Methodology - Charity Care: Form 990, Schedule H, Part I, Line 7 The costing methodology used to calculate Charity Care and Certain Other Community Benefit costs reported was based on an overall cost-to-charge ratio for all patient populations. Community Benefit Expense: Form 990, Schedule H, Part I, Line 7(k), Column (f) The total community benefit expense using Part I, Line 7, Column (c) (before direct offsetting revenue) as a percentage of total expenses is 26.99%. Costing Methodology - Bad Debt Expense: Form 990, Schedule H, Part III, Lines 2 & 3 The costing methodology used to calculate Bad Debt Expense reported in Part III, Lines 2 and 3 was based on an overall cost-to-charge ratio for all patient populations. Discounts and payments on accounts considered as bad debt offset the total bad debt expense recorded. The applicable accounts are estimated to be 20% of the total bad debts recorded. Audited Financial Statements: Form 990, Schedule H, Part III, Line 4 The audited financial statements of Vanderbilt University disclose the consolidated amount of bad debt expense, the preponderant portion of which is attributable to its hospitals and clinics. This information is contained in Footnote 3, Accounts Receivable, on page 22 of the audited financial statements. Costing Methodology - Medicare Allowable Costs: Form 990, Schedule H, Part III, Line 8 The costing methodology used to calculate Medicare allowable costs reported in Part III, Line 6 was based on an overall cost-to-charge ratio for all patient populations. Although Schedule H does not allow the reporting of Medicare shortfalls as a community benefit item, the hospital believes that shortfalls from government programs such as Medicare and Tricare (Federal Health Plan for military and their families) should be included in the community benefit calculation similar to Medicaid shortfalls. In FY13, such shortfalls amounted to $53.8 million. Collection Practices: Form 990, Schedule H, Part III, Line 9b Although Vanderbilt University's policies do not contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance, in practice, if a patient qualifies for a 100% charity care write off, the account is closed and no further collection efforts are made. If a patient qualifies for a partial charity care write off, the account is reduced for the applicable charity discount and normal collection efforts are made. Community Health Needs Assessment: Form 990, Schedule H, Part V, Section B, Line 1(i), Facility 1 Vanderbilt University Hospitals and Clinics used multiple primary and secondary resources to assess the community's health needs and therefore was able to adequately identify the community's needs. Community Health Needs Assessment: Form 990, Schedule H, Part V, Section B, Line 3, Facility 1 The following describes the methodologies Vanderbilt University Hospitals and Clinics used to take into account input from persons who represent the community:- Online and paper surveys were used to seek the views of health care consumers and community leaders to identify gaps in services and health priorities in their communities. The survey was completed by 2,303 people.- Fourteen focus groups were conducted across the four counties that primarily represent the community served. In each county there was a focus group of community leaders from various sectors including education, government, healthcare, faith-based organizations, and business. Community Health Needs Assessment: Form 990, Schedule H, Part V, Section B, Line 4, Facility 1 Vanderbilt University Hospitals and Clinics also conducted a health needs assessment in partnership with its affiliated hospital Vanderbilt Stallworth Rehabilitation Hospital. Community Health Needs Assessment - Web Address Form 990, Schedule H, Part V, Section B, Line 5a, Facility 1 The Vanderbilt University Hospitals and Clinics Community Health Needs Assessment is accessible to the public via the following web address: http://www.vanderbilthealth.com/main/38766. Community Health Needs Assessment: Form 990, Schedule H, Part V, Section B, Line 6 (c) & (d), Facility 1 The Vanderbilt University Hospitals and Clinics implementation plan states that "Vanderbilt is situated in a region that has many health and health care stakeholders including public health, community healthcare providers, schools, social service providers, governmental agencies, and other entities. To achieve success in any of the three strategic areas, collaboration with these organizations is critical. To move from planning to implementation over the next three years, Vanderbilt will actively engage key community stakeholders to further refine these plans and work collaboratively to improve the health of our community." Financial Assistance Policy: Form 990, Schedule H, Part V, Section B, Line 14, Facility 1 Although Vanderbilt University Hospitals and Clinics' policies do not contain measures to publicize the policy, Vanderbilt did make the policy available to its community. See supplemental information for Part VI, Line 3 for Vanderbilt University Hospitals and Clinics. Financial Assistance Policy: Form 990, Schedule H, Part V, Section B, Line 15, Facility 1 See supplemental information for Part III, Line 9(b) for Vanderbilt University Hospitals and Clinics. Charges to Individuals Eligible for Assistance Under the FAP: Form 990, Schedule H, Part V, Section B, Line 20(d), Facility 1 The State of Tennessee requires each healthcare facility in the State to provide a discount from charges for uninsured patients. The discount is calculated for each hospital specifically and is based on the most recently filed Joint Annual Report with the State of Tennessee. For FY13, the state mandated discount for Vanderbilt was 39.8%. However, Vanderbilt voluntarily implemented a higher discount for the uninsured of 50%. Community Health Needs Assessment: Form 990, Schedule H, Part V, Section B, Line 1(i), Facility 2 Vanderbilt Stallworth Rehabilitation Hospital used multiple primary and secondary resources to assess the community's health needs and therefore was able to adequately identify the community's needs. Community Health Needs Assessment: Form 990, Schedule H, Part V, Section B, Line 3, Facility 2 The following describes the methodologies Vanderbilt Stallworth Rehabilitation Hospital used to take into account input from persons who represent the community:- Online and paper surveys were used to seek the views of health care consumers and community leaders to identify gaps in services and health priorities in their communities. The survey was completed by 2,303 people.- Fourteen focus groups were conducted across the four counties that primarily represent the community served. In each county there was a focus group of community leaders from various sectors including education, government, healthcare, faith-based organizations, and business. Community Health Needs Assessment: Form 990, Schedule H, Part V, Section B, Line 4, Facility 2 Vanderbilt Stallworth Rehabilitation Hospital also conducted a health needs assessment in partnership with its affiliated hospital Vanderbilt University Hospitals and Clinics. Community Health Needs Assessment - Web Address Form 990, Schedule H, Part V, Section B, Line 5a, Facility 2 The Vanderbilt Stallworth Rehabilitation Hospital Community Health Needs Assessment is accessible to the public via the following web address: http://www.vanderbiltstallworthrehab.com/en/our-approach/committed-to-quality. Community Health Needs Assessment: Form 990, Schedule H, Part V, Section B, Line 6 (c) & (d), Facility 2 The Vanderbilt Stallworth Rehabilitation Hospital implementation plan states that "Vanderbilt is situated in a region that has many health and health care stakeholders including public health, community healthcare providers, schools, social service providers, governmental agencies, and other entities. To achieve success in any of the three strategic areas, collaboration with these organizations is critical. To move from planning to implementation over the next three years, Vanderbilt will actively engage key community stakeholders to further refine these plans and work collaboratively to improve the health of our community." Financial Assistance Policy: Form 990, Schedule H, Part V, Section B, Line 14, Facility 2 Although Vanderbilt Stallworth Rehabilitation Hospital's policies do not contain measures to publicize the policy, Stallworth did make the policy available to its community. A summary of the policy is posted in the main elevator to the patient care units. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial personnel to discuss qualifications for free or discounted care. Charges to Individuals Eligible for Assistance Under the FAP: Form 990, Schedule H, Part V, Section B, Line 20(d), Facility 2 Individuals without insurance are extended a 40% discount off gross charges which extends the discount required by Tennessee Code Annotated 68-11-262 - Limit on Amount of Charges for Services to an Uninsured Patient. Needs Assessment: Form 990, Schedule H, Part VI, Line 2 The hospitals and clinics play an active part in assessing the health care needs of the communities it serves by strategically targeting and providing essential health care services that would otherwise not be available to these patient populations. These services include high risk obstetrics, children's specialty services such as neonatal intensive care, pediatric intensive care, and hemophilia clinic as well as an adult aids program that is administered through the Department of Infectious Disease. Services have also been strategically implemented for underserved and economically disadvantaged areas and include the Vine Hill Community Clinic which is staffed by Nurse Practitioners, Certified Nurse Midwives, and Psychiatric Mental Health Nurse Practitioners from Vanderbilt University School of Nursing and the Shade Tree Family Clinic, a free health clinic run by Vanderbilt medical students. Patient Education of Eligibility for Assitance: Form 990, Schedule H, Part VI, Line 3 Patients are notified of potential assistance under Federal, State, or local government programs or under the organization's charity care policy via signage posted in the patient care registration points, brochures available at the registration points, and language included on all statements mailed to the patients. A summary of the Vanderbilt Stallworth Rehabilitation Hospital policy is posted in the main elevator to the patient care units. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial personnel to discuss qualifications for free or discounted care. Community Information: Form 990, Schedule H, Part VI, Line 4, Facility 1 The Vanderbilt University Medical Center (VUMC), located in Nashville, Tennessee, serves Tennessee, northern Alabama and southern Kentucky. Three hospitals comprise the Vanderbilt Hospital System: the Vanderbilt University Hospital (adult care), the Monroe Carell, Jr. Children's Hospital at Vanderbilt and the Vanderbilt Psychiatric Hospital. Annually, the Vanderbilt University Hospitals have approximately 57,000 discharges. Annually, VUMC also provides approximately 1.7 million outpatient visits, including 110,000 to the emergency departments of the three hospitals. Vanderbilt University Hospitals provide critical and often unique health care resources to the community and provide broad access to care. The majority of Vanderbilt's patients live in four Tennessee counties: Davidson, Williamson, Rutherford and Montgomery. Community Information: Form 990, Schedule H, Part VI, Line 4, Facility 2 The Vanderbilt Stallworth Rehabilitation Hospital (Stallworth), located in Nashville, Tennessee, serves middle Tennessee, southern Kentucky, and the northern parts of Mississippi, Alabama and Georgia. This 80-bed hospital is a joint venture between Vanderbilt University Medical Center and HealthSouth and offers comprehensive acute rehabilitation services. Annually, Stallworth has approximately 1,600 discharges. The majority of Stallworth's patients live in four Tennessee counties: Davidson, Montgomery, Rutherford and Williamson. 1 ABT Associates Inc 4550 Montgomery Avenue Suite 800N Bethesda MD 20814 526041929 N/A 226459 Research Acorda Therapeutics Inc 420 Saw Mill River Rd Ardsley NY 10502 133831168 N/A 150000 Subcontract - Research Aerospace Corporation 2310 East El Segundo Blvd El Segundo CA 90245 952102389 501(c)(3) 112500 Research Albert Einstein College of Medicine 500 West 185th Street New York NY 10033 131624225 501(c)(3) 40253 Subcontract - Research Alignment Nashville 1 Public Square Nashville TN 37201 450549393 501(c)(3) 50000 Contribution Allegheny Singer Research Institute 320 E North Ave Pittsburgh PA 15212 251320493 501(c)(3) 34523 Subcontract - Research American Heart Association 1101 Northchase Parkway Suite 1 Marietta GA 30067 135613799 501(c)(3) 166500 Contribution Anatomic & Clinical Lab Assoc PC 2010 Church St Ste 615 Nashville TN 37203 621051717 N/A 10424 Subcontract - Research APCO Worldwide Inc 700 12th Steet NW Suite 800 Washington DC 20005 133627625 N/A 132821 Subcontract - Public Service Arizona State University Box 873503 Tempe AZ 85287 860196696 N/A 59243 Subcontract - Research/Research Auburn University 301 Samford Hall Auburn AL 36849 636000724 501(c)(3) 108428 Research Austin Peay University PO Box 4635 Clarksville TN 37044 620646576 N/A 48376 Instruction Baylor College of Medicine 1 Baylor Plaza Houston TX 77030 741613878 501(c)(3) 225943 Subcontract - Education and Research Baylor Research Institute 3310 Live Oak Suite 501 Dallas TX 75204 751921898 501(c)(3) 22946 Subcontract - Research Baystate Medical Center Inc 759 Chestnut St Springfield MA 01199 042790311 501(c)(3) 18089 Subcontract - Research Beech Creek Ministries Inc 3101 Curtis St Nashville TN 37218 364651466 501(c)(3) 11750 Subcontract - Education and Research Belmont University 1900 Belmont Blvd Nashville TN 37203 620465076 501(c)(3) 130903 Subcontract - Education and Research Beth Israel Deaconess Medical Center 330 Brookline Ave Boston MA 02215 042103881 501(c)(3) 267110 Subcontract - Education and Research Bethlehem Centers of Nashville 1417 Charlotte Ave Nashville TN 37203 620843073 501(c)(3) 21000 Subcontract - Education and Research Boston University 881 Commonwealth Avenue Boston MA 02215 042103547 501(c)(3) 40252 Subcontract - Research/Research Brain Plasticity Inc 625 Market St Suite 610 San Francisco CA 94105 270600336 N/A 58282 Subcontract - Education and Research Brandeis University 415 South St Msc 110 Waltham MA 02453 042103552 501(c)(3) 105833 Subcontract - Research Bridges Domestic Violence Center PO Box 1592 Franklin TN 37605 621753127 501(c)(3) 6000 Contribution Brigham & Womens Hospital Inc 75 Francis St Boston MA 02115 042312909 501(c)(3) 554663 Subcontract - Research Brigham Young University PO Box 21128 Provo UT 84602 870217280 501(c)(3) 21064 Subcontract - Research BrightStone PO Box 682966 Franklin TN 37064 621783260 501(c)(3) 7500 Contribution Brown University 164 Angell Street Providence RI 02912 050258809 501(c)(3) 79647 Subcontract - Education and Research Carnegie-Mellon University 5000 Forbes Avenue Pittsburgh PA 15213 250969449 501(c)(3) 54852 Research Case Western Reserve University 10900 Euclid Avenue Cleveland OH 44106 341018992 501(c)(3) 515027 Subcontract - Education and Research Cedars-Sinai Medical Center 8700 Beverly Boulevard 6732 West Hollywood CA 90048 951644600 501(c)(3) 57736 Subcontract - Research Center for Biomedical Research LLC 1415 Old Weisgarber Rd Suite 200 Knoxville TN 37909 270952972 N/A 10367 Subcontract - Research Centers for Family Life 5712 Spring House Way Brentwood TN 37027 621257266 501(c)(3) 6500 Subcontract - Education and Research CFD Research Corporation 601 Genome Way Suite 2301 Huntsville AL 35806 639044385 N/A 112069 Research Childrens Hospital Medical Center 3333 Burnet Ave Cincinnati OH 45229 310833936 501(c)(3) 168756 Subcontract - Research Children's Hospital of Boston 300 Longwood Ave Boston MA 02115 042774441 501(c)(3) 94451 Subcontract - Research Childrens Hospital of Los Angeles 4650 Sunset Boulevard Mailstop 97 Los Angeles CA 90027 951690977 501(c)(3) 19987 Subcontract - Research Childrens Hospital of Philadelphia 34th Street and Civic Center Blvd Philadelphia PA 19104 231352166 501(c)(3) 285157 Subcontract - Research/Research Children's Research Institute at Nationwide Children's Hospital 700 Childrens Drive Columbus OH 43205 316056230 501(c)(3) 98308 Subcontract - Education and Research Christian Brothers University 650 East Parkway South Memphis TN 38104 620476666 N/A 5519 Instruction Claremont Graduate University 150 East Tenth Street Harper Hall 152 Claremont CA 91711 951664100 501(c)(3) 679212 Public Service, Research Cleveland Clinic Foundation 9500 Euclid Ave Cleveland OH 44195 340714585 501(c)(3) 293997 Subcontract - Research/Research CNA Corporation 4825 Mark Center Drive Alexandria VA 22311 541558882 501(c)(3) 15831 Research College of William and Mary 314 Jamestown Road Williamsburg VA 23185 546001718 N/A 17697 Research Colorado School of Mines 1500 Illinois Street Golden CO 80401 846000551 N/A 18564 Research Columbia University 2960 Broadway New York NY 10027 135598093 501(c)(3) 675253 Subcontract - Education and Research/Research Community Campus Partnerships for Health UW Box 354809 Seattle WA 98915 943285533 501(c)(3) 35640 Subcontract - Research Community Fdn of Middle TN Inc 3833 Cleghorn Ave Ste 400 Nashville TN 37215 621471789 501(c)(3) 6500 Contribution Cooper Health Systems 1 Cooper Plz Camden NJ 08103 210634462 501(c)(3) 29573 Subcontract - Research Cornell University 1300 York Ave New York NY 10065 131623978 501(c)(3) 978030 Subcontract - Education and Research/Research Cumberland Pharmaceuticals Inc 2525 West End Ave Ste 950 Nashville TN 37203 621765329 N/A 52848 Subcontract - Research Dana Farber Cancer Institute 44 Binney St Boston MA 02115 042263040 501(c)(3) 223532 Subcontract - Research/Research Dartmouth College 7 Lebanon St Ste 302 Hanover NH 03755 020222111 501(c)(3) 190636 Subcontract - Education and Research David Lipscomb University One University Park Dr Nashville TN 37204 620485733 501(c)(3) 72557 Subcontract - Education and Research Delaware State University Administration Building Room 307 Dover DE 19901 510305893 501(c)(3) 63283 Public Service Denver Health and Hospital Authority 777 Bannock St Denver CO 80204 841343242 N/A 40760 Subcontract - Research Duke University OSP Box 104135 Durham NC 27708 560532129 501(c)(3) 200947 Subcontract - Education and Research East Tennessee University ORSP Box 70565 Ada Earnest House Johnson City TN 37614 626021046 N/A 6040 Instruction Education Development Center Inc 55 Chapel Street Newton MA 02458 042241718 501(c)(3) 792395 Research Emory University 201 Dowman Drive Atlanta GA 30322 580566256 501(c)(3) 1325882 Subcontract - Research Eucleo Software Corporation 3000 Pine Spring Road Falls Church VA 22042 272145593 N/A 396346 Research FACET Innovations LLC 1314 NE 43rd Street Suite 207 Seattle WA 98105 200155627 N/A 89396 Research Filament Games LLC 2010 Eastwood Drive Suite 104 Madison WI 53704 412188923 N/A 165793 Research Fisk University 1000 17th Avenue North Nashville TN 37208 620202000 501(c)(3) 112451 Public Service, Research, Instruction Florida Atlantic University 777 Glades Road Adm 295 Boca Raton FL 33431 590917284 501(c)(3) 134331 Subcontract - Research Florida International University 11200 SW 8th Street MARC 430 Miami FL 33199 650177616 N/A 17210 Research Florida State University 874 Traditions Way 3rd Floor SSB PO Box 3064166 Tallahassee FL 32306 596001138 501(c)(3) 250419 Public Service, Research Footprint Fund at the Community Foundation of Middle Tennessee 3833 Cleghorn Ave 400 Nashville TN 37215 621471789 501(c)(3) 6500 Contribution Fox Chase Cancer Center 333 Cottman Ave Philadelphia PA 19111 232003072 501(c)(3) 17015 Subcontract - Research Fred Hutchinson Cancer Research Center 1100 Fairview Ave N Seattle WA 98109 237156071 501(c)(3) 73345 Subcontract - Research George Mason University OSP 4400 University Drive MS 4C6 Fairfax VA 22030 540836354 501(c)(3) 86626 Research Georgia State University Research PO Box 3999 Atlanta GA 30302 586033185 501(c)(3) 215774 Subcontract - Research Georgia Tech Research Corporation 550 Tenth Street NW Atlanta GA 30332 580603146 501(c)(3) 736299 Research Gilda's Club Nashville 1707 Division Street Nashville TN 37203 621614190 501(c)(3) 9000 Contribution H Lee Moffitt Cancer Center 12902 Magnolia Dr Tampa FL 33612 592451713 501(c)(3) 354181 Subcontract - Research Harvard Pilgrim Healthcare 93 Worcester St Wellesley MA 02481 042452600 501(c)(3) 19838 Subcontract - Research Haskins Laboratories 300 George Street New Haven CT 06511 131628174 501(c)(3) 59863 Research Henry Ford Health System One Ford Pl Ste 5F Detroit MI 48202 381357020 501(c)(3) 17891 Subcontract - Research Heritage Foundation PO Box 723 Franklin TN 37065 237042596 501(c)(3) 9500 Contribution Hospital for Special Surgery 535 East 70th St New York NY 10021 131624135 501(c)(3) 5846 Subcontract - Research Hospital Hospitality House 214 Reidhurst Ave Nashville TN 37203 620909363 501(c)(3) 25000 Contribution Howard University 576 W Street NW Washington DC 20059 530204707 501(c)(3) 10500 Research Hugo W Moser Research Institute at Kennedy Kriege 707 North Broadway Baltimore MD 21205 521524967 N/A 13119 Research Humanities Tennessee 306 Gay St Ste 306 Nashville TN 37201 620933337 501(c)(3) 10000 Contribution IBEX Preclinical Research Inc 1072 RSI Drive Logan UT 84321 200756707 N/A 142214 Research IIT Research Institute 10 West 35TH St Chicago IL 60616 362169122 501(c)(3) 35228 Subcontract - Research Illinois State University 310 Hovey Hall Campus Box 3040 Normal IL 61790 376014070 501(c)(3) 18556 Research Immune Disease Institute 3 Blackfan Circle 3rd FL Boston MA 02115 042158520 501(c)(3) 14220 Subcontract - Research Indiana University PO Box 1847 Bloomington IN 47402 356001673 501(c)(3) 327586 Subcontract - Research/Research Institute for Broadening Participation 281 Main Street Damariscotta ME 04543 201891162 N/A 15066 Public Service Intelligent Action Inc 11 Sundance Way Natick MA 01760 300737960 N/A 31559 Research International Epidemiology Institute Inc 1455 Rsch Blvd Ste 550 Rockville MD 20850 521882016 N/A 4711681 Subcontract - Research IPSOS Observer Columbia Square Phase I Office Building Cincinnati OH 45226 522337211 N/A 48670 Research Jackson Laboratory 600 Main St Bar Harbor MA 04609 010211513 501(c)(3) 567409 Subcontract - Research Jackson Madison County General Hospital 620 Skyline Dr Jackson TN 38301 626010402 501(c)(3) 26605 Subcontract - Research Johns Hopkins University 3400 N Charles Street Baltimore MD 21218 520595110 501(c)(3) 413124 Subcontract - Research Jones Clinic 7710 Wolfe River Cir Germantown TN 38138 621717770 N/A 8342 Subcontract - Research Joslin Diabetes Center 101 Huntington Avenue Suite 300 Boston MA 02199 042203836 501(c)(3) 8958 Subcontract - Research Junior League of Nashville 2202 Crestmoor Road Nashville TN 37215 620476815 501(c)(3) 30000 Contribution Juvenile Diabetes Research Foundation 105 Westpark Drive Suite 415 Brentwood TN 37027 231907729 501(c)(3) 26000 Contribution Kaiser Family Foundation 2701 Nw Vauahn Street Portland OR 97210 941105628 501(c)(3) 328700 Subcontract - Research Kansas State University 2 Fairchild Hall Manhattan KS 66506 480771751 501(c)(3) 18102 Research Kestrel Institute 3260 Hillview Avenue Palo Alto CA 94304 942750021 501(c)(3) 281372 Research KUMC Research Institute Inc 3901 Rainbow Blvd Kansas City KS 66160 481108830 501(c)(3) 415789 Subcontract - Research Lehigh University 526 Brodhead Avenue Bethlehem PA 18015 240795445 501(c)(3) 52469 Research Louisiana State University 117D David Boyd Hall Baton Rouge LA 70803 726000848 501(c)(3) 282911 Subcontract - Research Ludwig Institute for Cancer Research 666 Third Ave28th Floor New York NY 10017 237121131 501(c)(3) 170934 Subcontract - Research March of Dimes 98 North Star Drive Suite D Jackson TN 38305 131846366 501(c)(3) 17500 Contribution Marshfield Clinic Research Foundation 1000 N Oak Ave Marshfield WI 54449 390452970 501(c)(3) 36766 Subcontract - Research Massachusetts General Hospital 55 Fruit St Boston MA 02114 042697983 501(c)(3) 1145249 Subcontract - Research Massachusetts Institute of Technology 77 Massachusetts Ave Cambridge MA 02139 042103594 501(c)(3) 1163959 Subcontract - Research/Research Mathematica Policy Research Inc PO Box 2393 Princeton NJ 08543 222112296 N/A 117888 Subcontract - Research Matthew Walker Comprehensive Healthcare 1035 14th Avenue North Nashville TN 37208 621035426 501(c)(3) 133566 Subcontract - Education and Research Mayo Clinic Jacksonville 4500 San Pablo Rd S Jacksonville FL 32224 593337028 501(c)(3) 28040 Subcontract - Research Mayo Clinic Rochester 200 First St SW Rochester MN 55905 416011702 501(c)(3) 206803 Subcontract - Research Medical College of Wisconsin 9000 West Wisconsin Ave Milwaukee WI 53226 390806261 501(c)(3) 311724 Subcontract - Research Medtronic Sofamor Danek USA Inc 2600 Sofamor Danek Drive Memphis TN 38132 621483635 N/A 249914 Research Meharry Medical College 1005 DB Todd Blvd Nashville TN 37208 620488046 501(c)(3) 1168776 Subcontract - Education and Research/Research Mental Health America of MD TN 295 Plus Park Blvd Nashville TN 37217 620637710 501(c)(3) 8300 Contribution Mercer University 1400 Coleman Ave Macon GA 31207 580566167 501(c)(3) 30517 Subcontract - Research Metropolitan Government of Nashville & Davidson Co 511 Oman Street Nashville TN 37203 620694743 501(c)(3) 236413 Subcontract - Research Michigan State University 301 Administration Bldg East Lansing MI 48824 386005984 501(c)(3) 15010 Research Mid-Continent Research for Education and Learning 4601 DTC Boulevard Suite 500 Denver CO 80237 430837728 501(c)(3) 10838 Research Middle Tennessee Research Institute 1310 24th Avenue South Nashville TN 37212 621387860 501(c)(3) 34849 Subcontract - Research Middle Tennessee State University ORSP 1301 East Main Street MGB Bldg Room 104 Murfreesboro TN 37132 626005794 501(c)(3) 56496 Research Miriam Hospital 164 Summit Ave Providence RI 02906 050258905 501(c)(3) 9767 Subcontract - Education and Research Montana State University PO Box 172470 309 Montana Hall Bozeman MT 59717 816010045 501(c)(3) 12568 Research Montefiore Medical Center 111 E 210th St Bronx NY 10467 131740114 501(c)(3) 26556 Subcontract - Research Mount Sinai School of Medicine One Gustave L Levy Place New York NY 10029 136171197 501(c)(3) 40861 Subcontract - Research Nashville CARES 633 Thompson Lane Nashville TN 37204 621274532 501(c)(3) 69295 Subcontract - Education and Research Nashville International Center for Empowerment 3221 Nolensville Pike Nashville TN 37211 020674431 501(c)(3) 20446 Subcontract - Public Service Nashville Public Library Foundation 615 Church St Nashville TN 37219 621681766 501(c)(3) 67040 Subcontract - Research/Contribution Nashville Public Television 161 Rains Avenue Nashville TN 37203 621740928 N/A 88000 Research Nashville Symphony 1 Symphony Place Nashville TN 37201 620550979 501(c)(3) 25000 Contribution National Alliance of Mental Illness Davidson County 1101 Kermit Drive Nashville TN 37217 453016459 501(c)(3) 7000 Contribution National Disease Research Interchange 1628 John F Kennedy Blvd Philadelphia PA 19103 232213205 501(c)(3) 54000 Subcontract - Research National Jewish Health 1400 Jackson Street Room M 213 Denver CO 80206 742044647 501(c)(3) 36739 Subcontract - Research National Opinion Research Center 55 E Monroe - 20th Floor Chicago IL 60603 362167808 N/A 262131 Research New York University 665 Broadway Suite 801 New York NY 10012 135562308 501(c)(3) 416064 Subcontract - Education and Research/Research Niowave Inc 1012 North Walnut Street Lansing MI 48906 030579926 N/A 36375 Research Northern Illinois University 301 Lowden Hall Dekalb IL 60115 366008480 N/A 59869 Research Northwestern University 619 Clark Street Rm 217 Evanston IL 60208 362167817 501(c)(3) 130562 Subcontract - Research Norton Healthcare 224 E Broadway 5THFloor Louisville KY 40202 611028725 501(c)(3) 25410 Subcontract - Research Oak Ridge Associated Universities PO Box 117 Oak Ridge TN 37831 620476816 501(c)(3) 12620 Subcontract - Research Object Computing Inc 12140 Woodcrest Executive Parkway Suite 230 St Louis MO 63141 431695110 N/A 839097 Research Ohio State University 1960 Kenny Road Columbus OH 43210 316025986 501(c)(3) 145089 Subcontract - Research Ohio State University 1960 Kenny Road Columbus OH 43210 316401599 501(c)(3) 28000 Public Service Ohio University CDL Center Athens OH 45701 316402113 501(c)(3) 73023 Subcontract - Research Oregon Health & Science University 3181 SW Sam Jackson Park Portland OR 97239 931176109 501(c)(3) 635955 Subcontract - Research/Research Oregon State University 312 Kerr Admin Bldg Corvallis OR 97331 481278540 501(c)(3) 297220 Subcontract - Research/Research Palo Alto Institute for Research and Education 3801 Miranda Ave Palo Alto CA 94304 770207331 501(c)(3) 84933 Subcontract - Research Palo Alto Research Center Inc 3333 Coyote Hill Road Palo Alto CA 94304 061568182 N/A 190289 Research Pathfinder Therapeutics Inc 2969 Armory Drive Suite 100A Nashville TN 37204 201380333 N/A 78911 Research Pencil Foundation 421 Great Circle Road Ste 100 Nashville TN 37228 581475675 501(c)(3) 23000 Subcontract - Education and Research Pennsylvania State University 417 Old Main University Park PA 16802 246000376 501(c)(3) 1240071 Subcontract - Research Piedmont Respiratory Research Foundation 2727 Paces Ferry Rd Ste 1-1100 Atlanta GA 30339 581503902 501(c)(3) 9900 Subcontract - Education and Research President & Fellows of Harvard College Massachusetts Hall Cambridge MA 02138 042103580 501(c)(3) 946199 Subcontract - Research Providence Health & Services-Washington 1801 Lind Ave SW No 9016 Renton WA 98057 510216586 501(c)(3) 8450 Subcontract - Research Purdue University 302 Wood Street West Lafayette IN 47907 356002041 501(c)(3) 136997 Subcontract - Research/Research Rand Corporation 4570 Fifth Avenue Suite 600 Pittsburgh PA 15213 951958142 501(c)(3) 152411 Subcontract - Education and Research/Research Research Foundation for Mental Hygiene 150 Broadway Suite 301 Albany NY 12204 141410842 501(c)(3) 75600 Subcontract - Research Research Foundation State University of New York 35 State Street Albany NY 12207 141368361 501(c)(3) 75604 Research Research Institute at Nationwide Children's Research 700 Childrens Drive Columbus OH 43205 131605623 N/A 107509 Research Research Triangle Institute PO Box 900002 Raleigh NC 27675 560686338 501(c)(3) 479946 Subcontract - Research Rhode Island Hospital 593 Eddy St Providence RI 02903 050258954 501(c)(3) 26025 Subcontract - Research Risk Assessment Corporation 417 Till Road Neeses SC 29107 570701628 501(c)(3) 313477 Subcontract - Research Ronald McDonald House Charities of Nashville 2144 Fairfax Avenue Nashville TN 37212 621310717 501(c)(3) 10700 Contribution Rush University Medical Center 1700 West Van Buren Street Room No Chicago IL 60612 362174823 501(c)(3) 284594 Subcontract - Research Rutgers University 3 Rutgers Plaza New Brunswick NJ 08901 122600108 N/A 416972 Research Saffire Systems PO Box 40295 Indianapolis IN 46240 352187086 N/A 54633 Research Saint Thomas Research Institute 4228 Harding Rd Ste 105 Nashville TN 37205 621284994 501(c)(3) 23883 Subcontract - Research Salk Institute for Bioplogical Studies PO Box 85800 San Diego CA 92186 952160097 501(c)(3) 91608 Subcontract - Research Seattle Children's Hospital 4800 Sand Point Way NE Seattle WA 98105 910564748 501(c)(3) 261383 Subcontract - Research Shalom Foundation PO Box 1354 Franklin TN 37065 954894733 501(c)(3) 15000 Contribution Shepherd Center Inc 2020 Peachtree Road NW Atlanta GA 30309 510141601 N/A 90000 Research Sickle Cell Foundation of Tennessee 1519 Union Ave Pmb 224 Memphis TN 38104 263954703 501(c)(3) 25000 Subcontract - Research Sloan Kettering Institute for Cancer Research 633 Third Avenue 3rd Floor New York NY 10017 131624182 N/A 35243 Research Smart Information Flow Technologies LLC (SIFT) 211 North 1st Street Suite 300 Minneapolis MN 55401 411929753 N/A 158042 Research Southern Illinois University Mail Code 6829 Carbondale IL 62901 376005961 501(c)(3) 44667 Subcontract - Research Springfield College 263 Alden St Springfield MA 01109 042104329 501(c)(3) 29894 Subcontract - Research SRI International 333 Ravenswood Avenue Menlo Park CA 94025 941160950 N/A 143424 Research St Jude Childrens Research Hospital 501 St Jude Place Memphis TN 38105 620646012 501(c)(3) 88875 Subcontract - Research St Thomas Health Services 4220 Harding Pike Nashville TN 37205 620347580 501(c)(3) 26686 Subcontract - Research St Michael's College One Winooski Park Colchester VT 05439 301794030 N/A 8658 Research Stanford University 651 Serra Street Room 260 Stanford CA 94305 941156365 501(c)(3) 1128368 Subcontract - Research Susan G Komen West End Avenue Nashville TN 37215 841689067 501(c)(3) 7500 Contribution T J Martell Foundation 15 Music Square West Suite C Nashville TN 37203 510180178 501(c)(3) 66000 Contribution Temple University 1852 N 10th Street 083-11 Philadelphia PA 19122 231365971 501(c)(3) 344985 Research Tennessee Disability Coalition 955 Woodland St Nashville TN 37206 621447320 501(c)(3) 10634 Subcontract - Education and Research Tennessee Medical Foundation 216 Centerview Drive Suite 304 Brentwood TN 37027 620541813 501(c)(3) 7500 Contribution Tennessee Performing Arts Center PO Box 190660 Nashville TN 37219 581320590 501(c)(3) 15000 Contribution Tennessee State University 3500 John Merritt Blvd Nashville TN 37209 620786119 501(c)(3) 90225 Subcontract - Education and Research/Research Tennessee Technological University ORGS Box 5012 Cookeville TN 38505 620646806 501(c)(3) 26304 Instruction Tennessee Valley Healthcare System 1310 24th Avenue South Nashville TN 37212 620484828 501(c)(3) 20622 Subcontract - Research Texas A&M University 400 Harvey Mitchell Parkway South Ste 300 College Station TX 77845 743600053 N/A 17978 Research The Conservancy For The Parthenon And Centennial Park PO Box 196340 Nashville TN 37219 581609026 501(c)(3) 10000 Contribution Third Sector New England 89 South Street Suite 700 Boston MA 02111 042261109 501(c)(3) 144636 Research Topaz Canyon Group LLC 1330 Weber St Alameda CA 94501 202388726 N/A 13056 Subcontract - Research Transit Alliance of Middle Tennessee 511 Union Street Nashville TN 37219 271568117 501(c)(3) 100000 Contribution Trustees of Indiana University 980 Indiana Avenue Room 2232 Indianapolis IN 46202 603007902 N/A 56986 Research US Army Institute of Surgical Research 3400 Rawley E Chamber Ave Building 3611 Ft Sam Houston TX 78234 300440374 N/A 91593 Research United Way of the Mid South 6775 Lenox Center Court Suite 200 Memphis TN 38115 561010742 501(c)(3) 7000 Contribution University of Alabama Box 870104 Tuscaloosa AL 35847 636001138 N/A 5610 Research University of Alabama at Birmingham 701 20th St South Birmingham AL 35233 636005396 501(c)(3) 142895 Subcontract - Education and Research University of Arizona P O Box 3308 Tucson AZ 85722 742652689 501(c)(3) 49187 Subcontract - Research University of Arizona P O Box 3308 Tucson AZ 85722 866004791 501(c)(3) 216259 Research University of Arkansas 1 University of Arkansas Fayetteville AR 72701 710236904 501(c)(3) 117040 Subcontract - Research University of California 1850 Research Park Drive Ste 300 Davis CA 95618 946036494 501(c)(3) 1801734 Subcontract - Education and Research/Research University of California - Los Angeles Box 951406 11000 Kinross Bldg Ste 102 Los Angeles CA 90095 956006143 501(c)(3) 235516 Research University of California Berkeley 2150 Shattuck Ave Ste 313 Berkeley CA 94704 946002123 501(c)(3) 229170 Subcontract - Research/Research University of California Irvine University Drive Irvine CA 92617 952226406 501(c)(3) 44021 Subcontract - Research University of California San Diego 9500 Gilman Dr La Jolla CA 92093 956006144 501(c)(3) 126599 Subcontract - Research University of California San Francisco 505 Parnassus Avenue San Francisco CA 94122 946036493 501(c)(3) 93265 Subcontract - Research University of Chicago 1225 East 60th Street Chicago IL 60637 362177139 501(c)(3) 212395 Subcontract - Research/Research University of Colorado Denver SPA 3100 Marine Street - 4th Floor 574 UCB Boulder CO 80309 846000555 501(c)(3) 705911 Subcontract - Research University of Connecticut 263 Farmington Ave Farmington CT 06030 060772160 501(c)(3) 40101 Subcontract - Research University of Delaware 209 Hullihen Hall Newark DE 19716 513000297 501(c)(3) 70226 Research University of Florida 302 Tigert Hall Box 113001 Gainesville FL 32611 596002052 501(c)(3) 432308 Subcontract - Research/Research Instruction University of Hawaii 2530 Dole Street Honolulu HI 96822 996000354 501(c)(3) 304023 Subcontract - Research University of Houston E Cullen Building Room 316 Houston TX 77204 746001399 501(c)(3) 24053 Research University of Illinois 1901 S First St Ste A MC685 Champaign IL 61820 376000511 501(c)(3) 417545 Subcontract - Research University of Iowa 201 Gilmore Hall Iowa City IA 52242 426004813 501(c)(3) 47103 Subcontract - Research University of Kansas VPR 2385 Irving Hall Road Room 150 Youngberg Lawrence KS 66045 480680117 501(c)(3) 40986 Research University of Kentucky Research Foundation 201 Kinkead Hall Lexington KY 40506 616033693 501(c)(3) 122048 Subcontract - Education and Research University of Maryland OCGA 4101 Chesapeake Building 3112 Lee Building College Park MD 20742 526002033 501(c)(3) 522217 Subcontract - Research/Research University of Massachusetts 181 Presidents Drive Amherst MA 01003 043167352 501(c)(3) 1767653 Subcontract - Research/Research University of Medicine & Dentistry of NJ 335 George Street 4th Floor New Brunswick NJ 08903 221775306 501(c)(3) 504934 Subcontract - Research/Research University of Memphis Administration Bldg Room 315 Memphis TN 38152 620648618 501(c)(3) 69775 Instruction, Research University of Miami 1200 Campo Sano Ave Miami FL 33146 590624458 501(c)(3) 548532 Subcontract - Research University of Michigan 1009 Greene St Ann Arbor MI 48109 386006309 501(c)(3) 29605 Subcontract - Research University of Minnesota 200 Oak Street SE Suite 450 Minneapolis MN 55455 416007513 501(c)(3) 198297 Subcontract - Education and Research/Research University of Missouri-Columbia 310 Jesse Hall Columbia MO 65211 436003859 501(c)(3) 35513 Research University of Norte Dame 511 Main Building Notre Dame IN 46556 350868188 501(c)(3) 451807 Research University of North Carolina Chapel Hill 104 Airport Dr Ste 2200 CB 1350 Chapel Hill NC 27599 566001393 501(c)(3) 741017 Subcontract - Education and Research/Research University of North Florida 1 UNF Drive Jacksonville FL 32224 592976169 N/A 37587 Research University of Pennsylvania 3440 Market Street Suite 560 Philadelphia PA 19104 231352685 501(c)(3) 1119929 Subcontract - Research/Research University of Pittsburgh 3130 Cathedral of Learning Pittsburgh PA 15620 250965591 501(c)(3) 568105 Subcontract - Education and Research/Research University of Rochester 910 Genesee St Ste 200 Rochester NY 14611 160743209 501(c)(3) 31533 Subcontract - Research University of South Alabama 307 North University Boulevard Mobile AL 36688 630477348 501(c)(3) 14742 Subcontract - Research University of South Carolina 514 Main St Columbia SC 29208 576001153 501(c)(3) 108947 Subcontract - Research University of South Florida 4202 E Fowler Ave BEH 253 Tampa FL 33620 159601874 N/A 192194 Research University of Southern California University Gardens Los Angeles CA 90089 951642394 501(c)(3) 870035 Subcontract - Research/Research University of Tennessee 201 Andy Holt Tower Knoxville TN 37996 626001636 501(c)(3) 704948 Instruction, Research/Subcontract Educ. & Research/Instruction University of Texas 1 University Station Austin TX 78712 746001118 501(c)(3) 107513 Subcontract - Research University of Texas - Southwestern 5323 Harry Hines Boulevard Dallas TX 75390 751305566 501(c)(3) 314765 Subcontract - Research University of Texas Health Science Center at San Antonio 7703 Floyd Curl Drive San Antonio TX 78284 741586031 501(c)(3) 23962 Subcontract - Research University of Utah 201 S Presdients Circle Room 408 Salt Lake City UT 84112 876000525 501(c)(3) 235480 Subcontract - Research University of Virginia Health System OSP PO Box 400195 Charlottesville VA 22904 546001796 501(c)(3) 54000 Subcontract - Research University of Washington OSP Box 359472 Seattle WA 98195 916001537 501(c)(3) 368214 Subcontract - Education and Research/Research University of Wisconsin 21 N Park Street Suite 6401 Madison WI 53715 391805963 501(c)(3) 139086 Subcontract - Research University of Wisconsin-Madison 21 North Park Street Suite 6401 Madison WI 53715 396006492 501(c)(3) 1216072 Research Urban Housing Solutions Inc 822 Woodland Street Nashville TN 37206 621466422 501(c)(3) 38158 Subcontract - Education and Research Virginia Commonwealth University 1111 West Broad Street Richmond VA 23220 546001758 501(c)(3) 38500 Subcontract - Research Virginia Polytechnic Institute & State 460 Turner Street Suite 360 Blacksburg VA 24060 546001805 501(c)(3) 77204 Subcontract - Research/Research Wake Forest University Health Sciences PO Box 7201 WinstonSalem NC 27109 560532138 501(c)(3) 24981 Subcontract - Research Washington State University WSU Pullman WA 99164 916001108 501(c)(3) 79559 Subcontract - Research Washington University One Brookings Drive Campus Box 1054 1054 St Louis MO 63130 430653611 501(c)(3) 462396 Subcontract - Education and Research West Virginia University 1550 University Ave Morgantown WV 26506 556000842 501(c)(3) 5900 Subcontract - Research Westat Inc 1600 Research Blvd Rockville MD 20850 840529566 N/A 64331 Subcontract - Public Service Western Carolina University Cordelia Camp Bld Room 109 Cullowhee NC 28723 566001440 501(c)(3) 20464 Research Williamson County Fair 1007 Mooreland Blvd Brentwood TN 37027 810644815 501(c)(3) 20000 Contribution Yale University 47 College Street Suite 203 New Haven CT 06520 060646973 501(c)(3) 140354 Subcontract - Education and Research YWCA of Nashville & Middle Tennessee 1608 Woodmont Blvd Nashville TN 37215 620475702 501(c)(3) 28000 Subcontract - Education and Research 216 53 Patient Assistance 156 214227 N/A N/A Patient Assistance 6024 33132 FMV Food Patient Assistance 345 65290 FMV Medical Supplies Patient Assistance 450 91200 FMV Outreach Programs Patient Assistance 4000 346210 FMV Senior Wellness Programs Student Financial Assistance 6648 283920686 N/A N/A Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Subrecipient grants - Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient policy is available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient /SubrecipientMonitoringGuidelinesfinal.pdf Other Assistance - Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. Financial Aid - The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal University policies and operational guidelines/criteria. X X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 Nicholas S Zeppos JD 842744 0 267300 0 20474 0 176895 0 23970 0 1331383 0 0 0 Jeffrey R Balser MD PHD 1105792 0 171995 0 16855 0 212350 0 62037 0 1569029 0 0 0 Jerry G Fife BS 422038 0 31783 0 13493 0 12350 0 19680 0 499344 0 0 0 Beth A Fortune MA 347729 0 23466 0 14546 0 12350 0 8690 0 406781 0 0 0 Richard C McCarty MS PHD 559414 0 84150 0 22785 0 12350 0 16219 0 694918 0 0 0 Susie S Stalcup BA 510864 0 34509 0 14487 0 12350 0 15599 0 587809 0 0 0 Brett C Sweet MBA 654583 0 137280 0 11084 0 12350 0 18191 0 833488 0 0 0 David Williams II MA MBA JD LLM 794717 0 167076 0 28637 0 194168 0 30703 0 1215301 0 0 0 Matthew W Wright MBA 603612 0 381562 0 13901 0 200658 0 24077 0 1223810 0 0 0 Charles L Gregory MA MBA MHA 509830 0 131239 0 13226 0 12350 0 37667 0 704312 0 0 0 John F Manning Jr PHD MBA 612047 0 164518 0 11765 0 112350 0 17503 0 918183 0 0 0 Charles W Pinson MD MBA 1077355 0 235600 0 14429 0 192176 0 12989 0 1532549 0 0 0 David R Posch 606019 0 147527 0 14429 0 12350 0 15474 0 795799 0 0 0 Melanie S Balcomb 1476071 0 280000 0 11348 0 663557 0 8499 0 2439475 0 0 0 James G Franklin 2712799 0 50000 0 11040 0 122350 0 20315 0 2916504 0 0 0 John W Klekamp MD 1256570 0 0 0 11310 0 12176 0 22102 0 1302158 0 0 0 Kevin E Stallings MS 1839017 0 210730 0 18874 0 148108 0 26493 0 2243222 0 0 0 Paul A Thomas MD 1626053 0 0 0 12822 0 12176 0 19128 0 1670179 0 0 0 Harry R Jacobson MD 0 0 0 0 541667 0 0 0 0 0 541667 0 0 0 Betty L Price MBA CPA 0 0 0 0 488484 0 0 0 5880 0 494364 0 0 0 Martin P Sandler MD 619193 0 0 0 14064 0 12176 0 10293 0 655726 0 0 0 Part I, Line 1a Vanderbilt excludes the benefits from taxable income when a documented business purpose is served. First-class or charter travel - Travelers should fly via commercial airline and work to obtain the lowest fare possible. If an airline provides business class or first class seating and the length of an individual flight segment is more than four hours, the traveler may petition his/her vice Chancellor and with this written approval purchase a business or first class ticket. In cases where it is not possible to fly commercial due to scheduling commitments, and the travel is of the highest importance, travelers may request that the Chancellor approve a charter flight, after weighing the benefits of the trip against the cost of the charter. The Board of trust has approved the first class travel or charter for the Chancellor when necessitated by his schedule. Per Vanderbilt's athletics travel policy, family members are allowed, with the approval of the Vice Chancellor for University Affairs and Athletics, to accompany the team on charter flights when there are extra seats, without having to reimburse the university since the charter fee is not determined by the number of actual passengers. Three officers, two highest compensated employees and one trustee/officer received first-class or charter travel benefits in accordance with Vanderbilt's travel policy that were not included in taxable compensation. Travel for companion - One highest compensated employee received travel for companion benefits in accordance with Vanderbilt's travel policy that were included in taxable compensation. One highest compensated employee received travel for companion benefits in accordance with Vanderbilt's travel policy that were not included in taxable compensation. Tax indemnification and gross-up payments - Two officers and two key employees received tax indemnification and/or gross-up payment benefits that were included in taxable compensation. Health or social club dues or initiaion fees - Three key employees and two officers received health or social club dues or initiation fees benefits that were included in taxable compensation. Two officers received health or social club dues or initiation fees benefits that were not included in taxable compensation. Part I, Lines 4a-b Part I, Lines 4a-b: Line 4a: Former Officer (Vice Chancellor for Health Affairs) Harry R. Jacobson, MD terminated employment with Vanderbilt University in May 2010. He received severance payments totaling $541,667 in 2012, which was included in his 2012 W-2. Former Interim Officer (Interim Vice Chancellor for Finance and CFO) Betty L. Price, terminated employment with Vanderbilt University in July 2011. She received severance payments totaling $488,484 in 2012, which was included in her 2012 W-2. Line 4b: Certain individuals listed in Form 990, Schedule J, Part II, participate in nonqualified deferred compensation plans. Amounts contributed to the plans include fixed %s of annual bonus payments, and fixed dollar amounts. Contributions to the plan vest when individuals complete their contract term. Current year accruals of compensation associated with these plans are included in the amounts reported for such individuals in Schedule J, Part II, Column (C). The payout of these amounts will be included in the amounts reported in Schedule J, Part II, Column (B)(iii) for such individuals in future years. There were no payments made under these plans to participating individuals in 2012. Part I, Line 7 Chancellor Nicholas S. Zeppos achieved various incentive goals where judgment was determined by the Board of Trust. Total incentive compensation earned from these measures was $72,900 and is included in his 2012 W-2. The following individuals achieved various incentive goals where judgment was determined by the Chancellor or the Board of Trust. Total incentive compensation earned from these measures during 2012 for each individual follows, and is included in their respective 2012 W-2s. Vice Chancellor for Health Affairs; Dean, School of Medicine; Associate Vice Chancellor for Research Jeffrey R. Balser, MD, PHD - $27,891; Provost and Vice Chancellor for Academic Affairs, Professor of Psychology Richard C. McCarty - $16,830; Vice Chancellor for Finance and Chief Financial Officer Brett C. Sweet - $49,920; Vice Chancellor for University Affairs and Athletics; Former General Counsel; and Former Secretary of the University David Williams, II - $39,780; Vice Chancellor for Public Affairs Beth A. Fortune - $8,691. A HEFB Vanderbilt Univ Series 2012D&E 626139016 VariousNu 2012-11-29 169603023 See Part VI 0 0 0 B HEFB Vanderbilt Univ Series 2012AB&C 626139016 VariousNu 2012-03-29 180230953 See Part VI 0 0 0 C HEFB Vanderbilt Univ Series 2009A&B 626139016 VariousNu 2009-04-01 328850840 See Part VI 0 0 0 D HEFB Vanderbilt Univ Series 2008A&B 626139016 VariousNu 2008-04-23 274405009 See Part VI 0 0 0 A 169603023 169603023 1 0 1 1 B 16440000 180231110 180231110 1 0 1 1 C 328896899 2245733 100365260 266285906 2011 1 0 1 1 D 42790000 275052312 1774403 273277909 1 0 1 1 A 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 1 0.00020 0 1 B 0 1 1 1 1 1 0.00070 0.00000 0.00070 0 1 0.00010 0 1 C 0 1 1 1 1 1 0.00030 0.00000 0.00030 0 1 0.00040 0 1 D 0 1 1 1 1 1 0.00120 0.00010 0.00130 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 1 1 0 1 0 0 0 1 C 0 1 1 0 0 0 0 0 1 D 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Form 990, Schedule K, Part I, Column (a), All Rows Full Issuer Name: The Health and Educational Facilities Board of Metropolitan Government of Nashville and Davidson County, TN (HEFB). Form 990, Schedule K, Part I, Column (f) Description of Purpose: 1st group (Series 2012D&E, 2012A,B&C, 2009A&B & 2008A&B) Row A - To refund a portion of series 2000A bonds (issued on January 20, 2005); a portion of the series 2005A bonds (issued on January 20, 2005); and a portion of tax-exempt commercial paper. Row B - To refund series 2000B bonds (issued on May 16,2000); series 2003A bonds (issued on May 29, 2003); a portion of the series 2005A bonds (issued on January 20, 2005); and the series 2001A&B bonds (both issued January 1, 2001). Row C - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance various capital projects; refund series 2005 B-1 & B-2 bonds (both issued on January 20, 2005); finance various capital improvements; to pay for costs associated with issuance of bonds. Row D - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance capital projects of the University and Hospitals; to pay for costs associated with issuance of bonds. 2nd group (CP Program 5, Series 2005 A-1 & A-2) Row A - To refund series 2005B bonds (issued on January 20, 2005 and June 28, 2007); to finance various capital projects and improvements. Row B - Issued as a private replacement to fund purchase of medical transport helicopters. Form 990, Schedule K, Part II, Line 3, Variances: Differences between Part I, Column (e) and Part II, Line 3 is investment earnings. Form 990, Schedule K, Part III, Lines 4, 5, & 6 Private Business Use: Vanderbilt University is reporting private business use percentages on a net basis. Reporting on a net basis means that private business use has been allocated to the equity portion of any debt-financed buildings and equipment where private business use has occurred. In Vanderbilt's case, equity has substantially exceeded relatively minor private business use, resulting in zero reported amounts on a net basis. Form 990, Schedule K, Part III, Line 8a Sale or Disposition of Bond-Financed Property: Vanderbilt University calculates the percentage of sale or disposition of bond-financed property by using all disposed property in the numerator without considering if the property was sold to a private organization or disposed of in the regular course of business. This provides for a more conservative calculation. The assets that have been disposed of consist of small equipment. No bond-financed buildings or large equipment have been sold. It is not Vanderbilt's policy to sell any bond-financed assets to a nongovernmental person other than a 501(c)(3) organization. Form 990, Schedule K, Part III, Line 8b Percentage of Bond-Financed Property: 1st group (Series 2012D&E, 2012A,B&C, 2009A&B) Column A - Since a portion of the 20012D&E bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2012D&E bonds. Column B - Since a portion of the 2012A,B&C bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2012A,B&C bonds. Column C - Since a portion of the 2009A&B bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2009A&B bonds. 2nd group (CP Program 5) Column A - Since a portion of the CP Program 5 bonds refinanced the series 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the CP Program 5 bonds. The cost of the disposed asset was such that the calculation rounded to 0.04%. In addition, there were other assets financed by the CP Program 5 bonds that were disposed of which resulted in a calculation that rounded to 0.02%. This results in a total calculation of 0.06%. Form 990, Schedule K, Part IV, Lines 2c No Rebate Due: 2nd group (Series 2005 A-1 & A-2) Column B - No rebate is due as calculated by our rebate monitor in the report dated June 10, 2013. A HEFB Vanderbilt Univ CP Program 5 626139016 VariousNu 2010-03-29 177740000 See Part VI 0 0 0 B HEFB Vanderbilt Univ Series 2005A-1 & A-2 626139016 VariousNu 2005-02-15 16440000 See Part VI 0 0 0 A 78535000 177740000 177740000 1 0 1 1 B 7380000 16440000 64961 16375039 2005 0 0 1 1 A 0 1 1 1 0 0.00000 0.00000 0.00000 0 1 0.00060 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 0 1 0 0 0 1 B 0 0 0 1 1 0 0 0 1 A 1 B 1 See Part V See Part V 0 Schedule L, Part III Grants or Assistance Benefiting Interested Persons (a) Name of interested person:Education assistance provided to eleven interested persons(b) Relationship between interested person and the organization:Employees, dependents, family members(c) Amount of assistance:$401,068(d) Type of assistance:Merit based scholarships and awards(e) Purpose of assistance:Scholarships and awards to assist individuals fund education costs(a) Name interested person:Tuition assistance provided to six interested persons(b) Relationship between interested person and the organization:Qualifying dependents of eligible employees(c) Amount of assistance:$120,250(d)Type of assistance:Tuition assistance(e) Purpose of assistance:Tuition to assist individuals fund education costs Schedule L, Part IV Business Transactions Involving Interested Persons (a) Name of Person: Barbara E. Wilson-Engelhardt, MD(b) Relationship between interested person and Organization: Family member of trustee William Wilson(c) Amount of transaction: $130,490(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Taylor Fife, APRN-BC(b) Relationship between interested person and Organization: Family member of current officer Jerry Fife(c) Amount of transaction: $24,703(d) Description of transaction: Employment at Vanderbilt (terminated 11/1/12)(e) Sharing of Organization revenues? = No(a) Name of Person: Hava Fife, APRN-BC(b) Relationship between interested person and Organization: Family member of current officer Jerry Fife(c) Amount of transaction: $111,185(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Stacey McCarty(b) Relationship between interested person and Organization: Family member of current officer Richard McCarty(c) Amount of transaction: $50,178(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Gail P. Carr-Williams, JD(b) Relationship between interested person and Organization: Family member of current officer David Williams, II(c) Amount of transaction: $126,249(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Dell, Inc.(b) Relationship between interested person and Organization: Trustee Nancy E. Perot's brother and Trustee H. Ross Perot, Jr. serve on the board of Dell, Inc.(c) Amount of transaction: $4,327,312(d) Description of transaction: Purchases of computer hardware, software, accessories and services(e) Sharing of Organization revenues? = No(a) Name of Person: Summit Partners(b) Relationship between interested person and Organization: Trustee Bruce Evans is an owner/investor and on the board of Summit Partners(c) Amount of transaction: $2,151,983(d) Description of transaction: Management fees of $504,628 and carried interest of $1,647,355(e) Sharing of Organization revenues? = No X 18 50451 FMV X 367997 Various X 25145 Selling Price X 532 18383029 Market Quote X 1 360900 Selling Price/FMV X 38 16849 Various X 117 14754 Cost X 31 404227 Cost X See Part II 17 25251 Cost X See Part II 256 52968 Cost X Software 1 2704832 FMV 4 0 1 1 Method for Determining Number of Contributions: Part I, Column (b): - Number of contributions or items contributed: Vanderbilt University reports the number of contributions received throughout the year for each type of property listed. Schedule M, Part I, Line 26: - Types of property, other: This line includes donations for various fundraising efforts and silent auctions items, such as giftcards and tickets to performances and athletic events. Schedule M, Part I, Line 27: - Types of property, other: This line includes donor out-of-pocket expenses for hosting Vanderbilt events. Third Party Use: Part I, Line 32b: Vanderbilt used an unrelated third party to sell gifts of real property. The terms of such arrangements are in accordance with the ordinary course of business for such real estate transactions. Form 990, Part VI, Section A, line 2 - Family/Business Relationships: Trustees Jackson W. Moore and Rebecca W. Wilson have a family relationship. Trustees Nancy E. Perot and H. Ross Perot, Jr. have family and business relationships. Trustees Dennis C. Bottorff and John R. Ingram have a business relationship. Form 990, Part VI, Section B, line 11 - Complete Copy of Form 990 to Governing Body: The Form 990 is prepared by Vanderbilt University Finance Staff and provided to PricewaterhouseCoopers, Vanderbilt University's independent accounting firm for review. After review by PricewaterhouseCoopers, Vanderbilt University provides a draft copy of the Form 990 and all required schedules for review to all General Officers, which includes the Chancellor and Chief Financial Officer. Once this review process is complete, the Full Board of Trust and its Audit Committee are provided a hard copy of the draft Form 990 and all required schedules for review. The final Form 990 and all required schedules are made available to the full Board of Trust for review via Vanderbilt's secure Board of Trust website prior to the filing of the return. Form 990, Part VI, Section B, line 12c - Conflict of Interest: Vanderbilt University requires that for any faculty or staff member disclosing a potential conflict of interest, the conflict be reviewed by the individual's manager, as well as by the conflict of interest and commitment management office or Vanderbilt University Medical Center faculty affairs office, and the reported conflict be managed, reduced, or eliminated. The manager is required to respond that any recommended management plan has been implemented or that the reported conflict no longer exists. For those conflicts in which Vanderbilt may have an institutional interest, those in which human subject research is performed, or those deemed unmanageable, the University Conflicts Committee reviews and determines appropriate actions. The University Conflicts Committee members are appointed by the chancellor and are made up of a faculty member representing each of the university schools, the vice chancellor for administration, the director of technology transfer, the director of the institutional review board, the assistant vice chancellor of internal audit, and the heads of research for both the university and medical center. The University Conflicts Committee is chaired by the vice chancellor for university affairs and athletics, general counsel, and secretary of the university. The University Conflicts Committee reports bi-annually to the Audit Committee of the Board of Trust the matters brought before the committee and the resulting actions. Board of Trust members and senior executive management of the university also must complete annual conflict of interest disclosures and management plans are developed to manage, reduce, or eliminate any potential conflicts of interest. Trustees are notified of their plans and the plans are thoroughly discussed with them to ensure compliance. Those with disclosed potential conflict of interest are presented to the Audit Committee of the board of trust, along with their respective management action plans, where applicable. Management plans may include restrictions on members such as recusing themselves during deliberations and decisions in which a potential conflict may exist, with the minutes of the meeting reflecting their recusal. Additionally, all members of the Vanderbilt community are required to disclose potential conflicts as they arise throughout the year. The same process noted above occurs for these disclosures. Form 990, Part VI, Section B, line 15 - Determining Compensation: To ensure that Vanderbilt is paying reasonable total compensation, is not violating the private inurement prohibition, which requires that none of the organization's income or assets unreasonably benefit any of its trustees, officers, or key employees, and is in compliance with the intermediate sanctions provisions with respect to the general officers, Vanderbilt's Board of Trust has designated a Compensation Committee made up of outside, independent, board members to review and recommend to the Executive Committee of the Board of Trust the total compensation annually for the general officers. The committee utilizes an outside consulting firm to provide expert information regarding industry-wide compensation norms and compliance with all Internal Revenue Service rules concerning executive compensation, including the Internal Revenue Code provision related to intermediate sanctions, deferred compensation, and private inurement. The Compensation Committee reviews the executive compensation philosophy and affirms that it is in line with the Board's expectation. The compensation of the general officers is disclosed in the annual Form 990, which is available to the public in accordance with regulations sections 301.6104(d)-1 through 3. Each year the total compensation review and recommendations are recorded in the minutes of the Compensation Committee meetings. The approval of the recommendations is recorded in the Executive Committee meetings. The full Board is informed annually of the total compensation of the general officers during private session. Form 990, Part VI, Section C, line 19 - Policies Available to Public: - Vanderbilt University makes its governing documents available to the public through its Board of Trust website located at: http://www.vanderbilt.edu/boardoftrust. - Vanderbilt University makes its conflict of interest policy available to the public through its Compliance Program website located at: http://www.vanderbilt.edu/compliance and Vanderbilt University Medical Center's Office of Compliance and Corporate Integrity website located at: http://www.mc.vanderbilt.edu/compliance. - Vanderbilt University makes its financial statements available to the public through its website located at: http://www.financialreport.vanderbilt.edu. Continuation of Titles Form 990, Part VII, Section A, Column (A) - Nicholas S. Zeppos, JD - Chancellor - Audrey Jane Anderson - Vice Chancellor, General Counsel and University Secretary (effective March 11, 2013) - Jeffrey R. Balser, MD, PHD - Vice Chancellor for Health Affairs; Dean, School of Medicine; Associate Vice Chancellor for Research - Jerry G. Fife, BS - Vice Chancellor of Administration - Beth A. Fortune, MA - Vice Chancellor for Public Affairs - John M. Lutz - Vice Chancellor for Information Technology (effective April 15, 2013) - Richard C. McCarty, MS, PHD - Provost and Vice Chancellor for Academic Affairs, Professor of Psychology - Susie S. Stalcup, BA - Vice Chancellor for Development and Alumni Relations - Brett C. Sweet, MBA - Vice Chancellor for Finance and Chief Financial Officer and Interim Vice Chancellor for Investments (effective January 31, 2013) - David Williams, II, MA, MBA, JD, LLM - Vice Chancellor for University Affairs and Athletics; Former General Counsel and Former Secretary of the University (effective March 11, 2013) - Matthew W. Wright, MBA - Former Vice Chancellor for Investments (through January 31, 2013) - Charles L. Gregory, MA, MBA, MHA - Assistant Vice Chancellor and CEO, Monroe Carell, Jr. Children's Hospital at Vanderbilt; Chief Business Development Officer - John F. Manning, Jr., PHD, MBA - Associate Vice Chancellor for Health Affairs and Chief Administrative Officer, Vanderbilt University Medical Center; Senior Associate Dean for Operations and Administration, School of Medicine - Charles W. Pinson, MD, MBA - Deputy Vice Chancellor for Health Affairs; Senior Associate Dean for Clinical Affairs - David Posch - CEO, Vanderbilt University Hospital - Melanie S. Balcomb - Head Women's Basketball Coach - James G. Franklin - Head Football Coach - John W. Klekamp, MD - Assistant Professor for Clinical Orthopaedic Surgery - Kevin E. Stallings, ME - Head Men's Basketball Coach - Paul A. Thomas, MD - Associate Professor of Clinical Orthopaedic Surgery - Harry R. Jacobson, MD - Former Officer (Vice Chancellor for Health Affairs); Terminated status as an officer in June 2009 - Betty L. Price, MBA, CPA - Former Interim Officer (Interim Vice Chancellor for Finance and CFO); Terminated status as an officer in August 2009 - Martin P. Sandler, MD - Former Key Employee (Associate Vice Chancellor for Hospital Affairs); Terminated status as a key employee in June 2009; Professor of Radiology and Radiological Sciences Investment Management Fees Form 990, Part IX, Line 11F The investment management fee of $9,591,630 represent fees paid directly to investment managers (i.e., separately managed accounts processed through the university's asset custodian). For Vanderbilt's audited financial statements, these fees are recorded through other comprehensive income. These fees are required to be reported as current year expense on Form 990, Part IX, line 11f. To reconcile net assets back to the audited financial statements, the expense is also reported on Form 990 Part XI (Reconciliation of Net Assets), Line 7, Investment Expenses. Form 990, Part IX, Line 24e, All Other Functional Expenses: Bad Debts: Program service expenses 2,256,626 Management and general expenses 0 Fundraising expenses 0 Total expenses 2,256,626 Total Other Expenses of Form 990, Part IX, Line 24e Col A 2,256,626 Changes in Net Assets or Fund Balances: Form 990, Part XI, line 9: Adjustment resulting from deconsolidation of entities having different EIN 1,655,137. Adjustment to reconsolidate prior years deconsolidated entities 15,570,219. Change in net assets related to noncontrolling interests -14,484,984. Dore Capital LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264337602 Investment DE 0 0 VU Dore Capital Real Estate LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264581498 Investment DE 0 0 VU Vanderbilt Global Holdings LLC 2100 West End Ave Suite 750 Nashville TN 37203 463504785 Holding Company TN 0 0 VU Vanderbilt Health Services LLC 2100 West End Ave Suite 750 Nashville TN 37203 621176354 Support Org TN 1302708 8806790 VU Friends in Global Health LLC 2100 West End Ave Suite 750 Nashville TN 37203 260170070 Public Health TN 48262 540766 VHS Vanderbilt-Wilson Radiation Oncology LLC 2100 West End Ave Suite 750 Nashville TN 37203 261241612 Inactive TN 0 62934 VHS Vanderbilt Health Affiliated Network LLC 2100 West End Ave Suite 750 Nashville TN 37203 461571024 Support Org TN -611918 341506 VHS VUCH Donation LLC 2100 West End Ave Suite 750 Nashville TN 37203 620476822 Investment TN 0 0 VU VU Real Estate Holdings Inc 2100 West End Ste 750 Nashville TN 37203 582018307 Title Holding TN 501(C)(2) N/A VU 1 Vanderbilt Student Communications Inc 2301 Vanderbilt Place Nashville TN 37235 237030713 Support Org TN 501(c)(3) 11-A-I VU 1 Ingram Charitable Fund Inc 4400 Harding Road 9th Floor Nashville TN 37203 581916504 Support Org TN 501(c)(3) 11D-III-O N/A 0 Vanderbilt Home Care Services Inc 2120 Belcourt Avenue Nashville TN 37212 621404948 Home Health TN 501(c)(3) 9 VHS 1 Vanderbilt Global Inc 2100 West End Ste 750 Nashville TN 37203 460888454 Support Org DE 501(c)(3) Pending VGH 1 Alternative Fixed Income Fund LP 1250 E Hallendale Beach Blvd PH-A Hallendale FL 33009 650769632 Investments FL Ztips Inc Excluded -104 21577 0 0 0.00240 Dore Capital LP 2100 West End Ste 1000 Nashville TN 37203 264337679 Investments DE VU Excluded -3853710 171225176 1 1 0.68290 Dore Capital Real Estate LP 2100 West End Ste 1000 Nashville TN 37203 264581574 Investments DE VU Unrelated -3767170 78894155 1 1 0.69460 Ambulatory Surgery Center of Cool Springs LLC 40 Burton Hills Blvd Ste 500 Nashville TN 37215 621809227 Ambulatory Surgery TN VHS Related 1921625 2034265 0 0 0.51020 New Light Imaging LLC 4525 Harding Road Suite 102 Nashville TN 37205 141895171 Management Services TN VHS Related 713497 179795 0 0 0.66670 One Hundred Oaks Imaging LLC 4525 Harding Road Suite 102 Nashville TN 37205 263762022 Diagnostic Imaging TN VIS Related 1521438 1951005 0 0 0.80000 Springfield VIP Realty LLC 3319 West End Ave Ste 700 Nashville TN 37203 261237360 Real Estate TN VU Excluded 5680 447157 0 1 0.49000 Vanderbilt Gateway Cancer Center GP 3319 West End Ave Ste 700 Nashville TN 37203 203844791 Oncology Services DE VHS Related 389173 1479297 0 0 0.50000 Vanderbilt Imaging Services LLC (VIS) 1909 Acklen Avenue Nashville TN 37212 621787098 Radiology Services TN VHS Related 5281510 2345705 0 0 0.66670 Vanderbilt Stallworth Rehabilitation Hospital LP 3660 Grandview Parkway Ste 200 Birmingham AL 35243 631077470 Rehab Services TN VHS Related 1989032 8004121 0 0 0.50000 Williamson Imaging LLC 2009 Mallory Lane Suite 150 Franklin TN 37067 621855535 Diag. Imaging TN VIS Related 2010918 1079475 0 0 0.53340 Third Eye Capital Credit Opportunities Fund-Insight Fund 19 Rue De Bitbourg L-1273 LU 980691142 Investments LU VU Excluded 5381231 29325912 0 0 0.74310 Investec Institutional Pan African Fund LLC 666 5th Avenue 15th Floor New York NY 10103 262188279 Investments DE VU Excluded 4588276 38500520 0 0 0.54750 Vanderbilt - Maury Radiation Oncology LLC 1031 22nd Ave South Suite B-1034 Nashville TN 37232 460757412 Oncology Services TN VHS Related -31999 2808634 0 1 0.40000 Vanderbilt Health and Williamson Medical Center Clinics and Services 3319 West End Ave Ste 700 Nashville TN 37203 621864145 Walk-in Clinics TN VHS Related 42926 0 0 0.51000 Vanderbilt Legends Club Inc 1500 Legends Club Lane Franklin TN 37069 621429615 Golf Club TN VU C 6370495 13467601 1.00000 1 ZTIPS Inc (ZTIPS) 2100 West End Ave Suite 750 Nashville TN 37203 621865562 Investments DE VU C 54 1.00000 1 Commodore Scottish Patron II LP 50 Lothian Road Festival Square Edinburgh Scotland UK Investments UK VU C -70439 8906121 1.00000 1 Callao Partners LTD Appleby Trust (Cayman) LTD Clifton House 75 Fort Street PO George Town CJ KY1-1108 Investments CJ VU C 10196873 163252769 0.98720 1 Emergent Pro Alia Fund Sub Fund Emergent African Land Fund 20 Boulevard Emmanuel Servais LU L-2535 980600835 Investments LU VU C 5000000 0.79600 1 Vision Hybrid Fund 4 Intertrust Corporate Svcs Cayman George Town CJ KY1-9005 Investments CJ VU C -5216097 1 Vanderbilt Integrated Providers (VIP) 3319 West End Ave Suite 700 Nashville TN 37203 621650124 Practices TN VHS C 2248645 2332375 1.00000 1 Pacific Harbor Special Holdings Ltd PO Box 957 Offshore Incorporations Tortola British Virgin Is VI Investments VI VU C 26115966 74526616 1.00000 1 Vision Borda Da Serra Fund Intertrust Corporate Svcs Cayman George Town CJ KY1-9005 Investments CJ VU C 11145956 0.65250 1 Vision Sao Domingos Fund Intertrust Corporate Svcs Cayman George Town CJ KY1-9005 Investments CJ VU C 23838679 0.52230 1 1 Charitable Remainder Trust (88) Charitable Trust TN VU T 1 Perpetual Trusts (6) Charitable Trust TN VU T 1 Charitable Lead Trusts (1) Charitable Trust TN VU T 1 1 1 1 1 1 0 0 0 0 1 1 1 1 0 1 1 1 1 1 One Hundred Oaks Imaging LLC A 12852 Fair Market Value VU Real Estate Holdings Inc A 425129 Fair Market Value Vanderbilt Home Care Services Inc A 98852 Fair Market Value Vanderbilt Legends Club Inc A 556830 Fair Market Value One Hundred Oaks Imaging LLC A 184516 Fair Market Value Vanderbilt Home Care Services Inc A 82154 Fair Market Value Vanderbilt Student Communications Inc A 51779 Fair Market Value Vanderbilt Health Services Inc B 8678128 Fair Market Value Lead Trust (1) C 82532 Fair Market Value One Hundred Oaks Imaging LLC D 159264 Fair Market Value VU Real Estate Holdings Inc D 6002608 Fair Market Value Vanderbilt Home Care Services Inc J 100954 Fair Market Value Vanderbilt Legends Club Inc D 8566612 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP A 135000 Fair Market Value VU Real Estate Holdings Inc K 503855 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP J 81336 Fair Market Value Vanderbilt Imaging Services LLC O 421753 Fair Market Value Vanderbilt Home Care Services Inc L 328995 Fair Market Value New Light Imaging LLC O 240432 Fair Market Value One Hundred Oaks Imaging LLC J 184516 Fair Market Value Vanderbilt Home Care Services Inc M 2117269 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP K 258392 Fair Market Value New Light Imaging LLC Q 251927 Fair Market Value New Light Imaging LLC S 760921 Fair Market Value One Hundred Oaks Imaging LLC Q 312689 Fair Market Value VU Real Estate Holdings Inc Q 361388 Fair Market Value Vanderbilt Health Services Inc B 1303281 Fair Market Value Vanderbilt Health Services Inc S 15377446 Fair Market Value Vanderbilt Home Care Services Inc O 57894 Fair Market Value Vanderbilt Imaging Services LLC S 5242007 Fair Market Value Vanderbilt Integrated Providers Q 73304 Fair Market Value Vanderbilt Legends Club Inc P 100033 Fair Market Value Charitable Remainder Trust (6) R 2105080 Fair Market Value Perpetual Trusts (6) R 903961 Fair Market Value VU Real Estate Holdings Inc S 1787918 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP S 1967834 Fair Market Value One Hundred Oaks Imaging LLC S 941880 Fair Market Value Vanderbilt Legends Club Inc B 141292 Fair Market Value Vanderbilt Student Communications Inc B 470795 Fair Market Value Vanderbilt Home Care Services Inc S 388877 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP S 1595462 Fair Market Value Amount Involved Form 990, Schedule R, Part V, Column C The amounts reported are derived from the books and records of Vanderbilt University, which are maintained on an accrual basis in accordance with U.S. Generally Accepted Accounting Principles. Valuation of the amounts reported in Schedule R, Part V, Column C is consistent with the valuation reflected in the University's consolidated audited financial statements.