2025-12-17T15:40:33-06:00 2025-03-31 880583367 SPRING STREET TAX RESOURCES 12 CENTURY HILL DRIVE SUITE 104 LATHAM NY 12110 990PF 2024-04-01 854107828 CAPRI HOLDINGS FOUNDATION FOR THE ADVANCEMENT OF DIVERSITY IN FASHION INC CAPR 2125495544 CO RCM PO BOX 5016 NEW YORK NY 101855016 TAI CARR-FRASER TREASURER 2125495544 2025-12-17 1 0 WILLIAM SULLIVAN P02263405 5183278353 2024 2025-03-06 01:10:19Z X 18670163 X X 20130 20130 374109 374109 964418 6870517 964418 8291 1671 1366948 1360328 0 0 0 1513 0 1513 124638 91785 32853 260 260 0 2500 0 0 3970 3552 418 132881 95597 34784 1048000 1048000 1180881 95597 1082784 186067 1264731 977127 98386 98386 236737 236737 9429980 9560491 10540798 6637700 7146687 7300574 283341 494102 493668 17328148 17536403 18670163 16838 40596 16838 40596 X 17311310 17495807 0 0 0 0 17311310 17495807 17328148 17536403 17311310 186067 0 17497377 1570 17495807 PUBLICLY TRADED 6715953 5906099 809854 809854 PUBLICLY TRADED - OPTIONS 154564 154564 154564 964418 17580 0 17580 0 17580 9000 0 30000 0 39000 0 21420 21420 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 0 0 0 1 N/A ROCKEFELLER CAPITAL MANAGEMENT 2125495544 PO BOX 5016 NEW YORK NY 101855016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JENNA HENDRICKS C/O CAPRI HOLDING LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 PRESIDENT, DIRECTOR, CHAIR 1.00 0 0 0 DANIEL PUREFOY C/O CAPRI HOLDINGS LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 DIRECTOR, PRESIDENT 1.00 0 0 0 TAI CARR-FRASER C/O CAPRI HOLDINGS LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 TREASURER 1.00 0 0 0 ALEXANDRA SIMMERSON C/O CAPRI HOLDING LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 SECRETARY 1.00 0 0 0 KRISTA MCDONOUGH C/O CAPRI HOLDINGS LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 DIRECTOR, CHAIR 1.00 0 0 0 SEMONEEL BAMBOAT C/O CAPRI HOLDINGS LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 DIRECTOR 1.00 0 0 0 NONE 0 GOLDMAN SACHS AND CO 200 WEST STREET NEW YORK NY 10282 INVESTMENT MANAGEMENT 91736 0 0 17653212 786504 60695 18500411 0 0 18500411 277506 18222905 911145 911145 17580 17580 893565 0 893565 0 893565 1082784 0 1082784 893565 128295 0 0 1082784 128295 0 0 893565 60924 0 0 60924 0 0 0 0 0 0 0 60924 60924 X BRITISH SCHOOLS AND UNIVERSITIES FOUNDATION 575 MADISON AVENUE SUITE 1006 NEW YORK NY 100222511 PC GENERAL SUPPORT 165000 UNITED NEGRO COLLEGE FUND INC 1805 7TH STREET NW WASHINGTON DC 20001 PC GENERAL SUPPORT 25000 RAISE FASHION INC 25 NORTH FORTY ROAD WOODBURY CT 06798 PC GENERAL SUPPORT 10000 FASHION INSTITUTE OF TECHNOLOGY FOUNDATION 512 7TH AVENUE NEW YORK NY 10018 PC GENERAL SUPPORT 250000 LEWIS COLLEGE OF BUSINESS 17526 PRAIRIE ST DETROIT MI 48221 PC GENERAL SUPPORT 232000 THE NEW SCHOOL 66 WEST 12TH STREET NEW YORK NY 10011 PC GENERAL SUPPORT 116000 BRITISH SCHOOLS AND UNIVERSITIES FOUNDATION 575 MADISON AVENUE SUITE 1006 NEW YORK NY 100222511 PC GENERAL SUPPORT 250000 1048000 0 14 20130 14 374109 14 8291 18 964418 0 1366948 0 1366948 0 0 0 0 0 0 0 0 0 0 CONSTELLATION BRANDS, INC. 4.4% 11/15/2025 49751 49918 AON PLC 3.875% 12/15/2025 75653 75749 THE BANK OF NOVA SCOTIA 4.5% 12/16/2025 49763 49914 CROWN CASTLE INTERNATIONAL COR 4.45% 02/15/2026 27930 27915 BANK OF NOVA SCOTIA (THE) 1.05% 03/02/2026 53160 53362 PIONEER NATURAL RESOURCES COMP 5.1% 03/29/2026 35079 35229 BOEING CO 3.1% 05/01/2026 40226 40275 TR FINANCE LLC 3.35% 05/15/2026 SER * SR LIEN NEXT CALL 74 12815 EMERA US FINANCE LP 3.55% 06/15/2026 76722 76817 FORTIVE CORPORATION 3.15% 06/15/2026 19678 19625 NASDAQ INC 3.85% 06/30/2026 24867 24796 SABINE PASS LIQUEFACTION, LLC 5.875% 06/30/2026 24235 24203 FISERV INC 3.2% 07/01/2026 28478 28527 AIR LEASE CORP 1.875% 08/15/2026 29546 29843 THE BANK OF NEW YORK MELLON CO MTN 2.45% 08/17/2026 51768 51703 ALTRIA GROUP, INC. 2.625% 09/16/2026 44782 44729 DELL INT LLC / EMC CORP 4.9% 10/01/2026 34014 34122 DTE ENERGY COMPANY 2.85% 10/01/2026 51708 51656 BANK OF AMERICA CORPORATION HYBRID MTN 10/24/2026 24381 26486 JPMORGAN CHASE & CO. HYBRID 11/19/2026 48851 52816 MORGAN STANLEY HYBRID 12/10/2026 36659 39982 ARCH CAPITAL FINANCE LLC 4.011% 12/15/2026 76135 76052 BAXTER INTERNATIONAL INC 1.915% 02/01/2027 28471 28604 HUMANA INC. 1.35% 02/03/2027 41493 41431 SABINE PASS LIQUEFACTION, LLC 5.0% 03/15/2027 39070 39166 ENERGY TRANSFER PARTNERS 4.2% 04/15/2027 29524 29737 MORGAN STANLEY HYBRID 05/04/2027 49629 53253 CANADIAN NATURAL RESOURCES LIM 3.85% 06/01/2027 49955 50169 CITIGROUP INC. HYBRID 06/09/2027 43782 47191 CARDINAL HEALTH, INC. 3.41% 06/15/2027 32220 32263 SIMON PROPERTY GROUP LP 3.375% 06/15/2027 31149 31312 MORGAN STANLEY HYBRID MTN 07/20/2027 12494 13454 BANK OF AMERICA CORPORATION HYBRID 07/22/2027 49455 52997 KROGER CO 3.7% 08/01/2027 39318 39310 ROYAL BANK OF CANADA MTN 4.24% 08/03/2027 49453 49831 JPMORGAN CHASE & CO. HYBRID 09/22/2027 50939 54526 PUBLIC SERVICE ENTERPRISE GROU 5.85% 11/15/2027 21564 21670 STATE STREET CORPORATION HYBRID 11/18/2027 83995 88928 AIR LEASE CORPORATION 5.85% 12/15/2027 38264 39110 SIMON PROPERTY GROUP INC 1.75% 02/01/2028 46848 47305 FISERV INC 5.45% 03/02/2028 38600 38834 BAT INTL FINANCE PLC 4.448% 03/16/2028 67172 68620 NUTRIEN LTD. 4.9% 03/27/2028 34107 34285 L3HARRIS TECHNOLOGIES, INC. 4.4% 06/15/2028 38647 38677 BAXTER INTERNATIONAL INC 2.272% 12/01/2028 41151 41322 NXP BV/NXP FUNDING LLC 5.55% 12/01/2028 38716 38889 PNC FINANCIAL SERVICES GROUP, HYBRID 12/02/2028 73841 74451 FOX CORPORATION 4.709% 01/25/2029 28730 28877 US BANCORP HYBRID 02/01/2029 50587 52002 T-MOBILE USA INC 2.625% 02/15/2029 38730 38883 MITSUBISHI UFJ FIN GRP 3.741% 03/07/2029 76839 77575 AMERICAN TOWER CORP 3.95% 03/15/2029 29750 30087 T-MOBILE USA, INC. 3.375% 04/15/2029 30190 30389 CLOROX COMPANY (THE) 4.4% 05/01/2029 51831 51736 CROWN CASTLE INTL CORP 3.1% 11/15/2029 39756 39573 STATE STREET CORPORATION HYBRID 12/03/2029 15931 15792 VERIZON COMMUNICATIONS, INC. 4.016% 12/03/2029 76045 75821 UDR INC MTN 3.2% 01/15/2030 37171 37253 INTEL CORPORATION 5.125% 02/10/2030 48853 48292 AT&T INC. 4.3% 02/15/2030 23496 23598 CARRIER GLOBAL CORPORATION 2.722% 02/15/2030 51783 52068 PHILIP MORRIS INTERNATIONAL IN 5.125% 02/15/2030 13165 13241 CVS HEALTH CORP 5.125% 02/21/2030 38504 38208 AMGEN INC. 5.25% 03/02/2030 43894 43955 EBAY INC 2.7% 03/11/2030 78386 78210 CVS HEALTH CORPORATION 3.75% 04/01/2030 28636 28275 DOLLAR GENERAL CORPORATION 3.5% 04/03/2030 34030 33650 GENERAL MOTORS FINL CO 5.85% 04/06/2030 38038 38644 FOX CORP 3.5% 04/08/2030 39574 39547 NORTHERN TRUST CORPORATION 1.95% 05/01/2030 44160 44018 NXP BV/NXP FDG/NXP USA 3.4% 05/01/2030 27751 27896 ORACLE CORPORATION 4.65% 05/06/2030 29522 29907 RELX CAPITAL INC 3.0% 05/22/2030 45253 45363 AUTONATION INC 4.75% 06/01/2030 28837 29416 DUKE ENERGY CORP 2.45% 06/01/2030 28624 28492 AGILENT TECHNOLOGIES INC 2.1% 06/04/2030 45830 45746 GENERAL MOTORS FINANCIAL COMPA 3.6% 06/21/2030 30038 30228 ROPER TECHNOLOGIES, INC. 2.0% 06/30/2030 70585 70630 MPLX LP 2.65% 08/15/2030 46289 46250 ROYALTY PHARMA PLC 2.2% 09/02/2030 48241 48367 TRACTOR SUPPLY COMPANY 1.75% 11/01/2030 33993 33953 BROADCOM INC. 4.15% 11/15/2030 28351 28999 ALEXANDRIA REAL ESTATE E 4.9% 12/15/2030 30655 30832 NASDAQ, INC. 1.65% 01/15/2031 53287 53243 TELEDYNE TECHNOLOGIES IN 2.75% 04/01/2031 69319 69411 BUNGE LIMITED FINANCE CORP. 2.75% 05/14/2031 40765 40705 TORONTO-DOMINION BANK (THE) HYBRID 09/15/2031 49280 50935 PROCTER & GAMBLE COMPANY (THE) 2.3% 02/01/2032 USD 106271 107671 REPUBLIC SERVICES INC 1.75% 02/15/2032 USD SR LIEN NEXT 54025 54309 COSTCO WHOLESALE CORP 1.75% 04/20/2032 USD SR LIEN 37309 37625 QUALCOMM INCORPORATED 1.65% 05/20/2032 USD SR LIEN 94686 95356 INTERCONTINENTAL EXCHANGE, INC 1.85% 09/15/2032 USD 33067 33314 MONDELEZ INTERNATIONAL 1.875% 10/15/2032 USD SR LIEN 40611 41084 AMERICAN ELECTRIC POWER COMPAN 5.95% 11/01/2032 73334 72215 BANK OF MONTREAL HYBRID 12/15/2032 98798 105249 INTEL CORPORATION 5.2% 02/10/2033 32669 31526 LOWE'S COMPANIES, INC. 5.0% 04/15/2033 32160 31847 AMERIPRISE FINANCIAL, INC. 5.15% 05/15/2033 44198 44289 KINDER MORGAN INC 5.2% 06/01/2033 24870 24716 BANK OF NY MELLON CORP HYBRID 02/01/2034 37130 39057 AMERICAN EXPRESS COMPANY HYBRID 05/01/2034 83206 83754 HOME DEPOT, INC. (THE) 4.95% 06/25/2034 USD SR LIEN NEXT 42335 43043 WESTPAC BANKING CORP HYBRID 07/24/2034 99444 104041 DOW CHEMICAL CO/THE 4.25% 10/01/2034 48757 49186 MICROSOFT CORPORATION 3.5% 02/12/2035 USD SR LIEN 68894 69861 LOCKHEED MARTIN CORPORATION 3.6% 03/01/2035 USD SR 35197 35618 KINDER MORGAN ENERGY PRTNRS LP 5.8% 03/15/2035 31967 31607 SHELL FINANCE US INC. 4.125% 05/11/2035 USD SER * SR 51387 50419 AT&T INC. 4.5% 05/15/2035 27569 27237 ANHEUSER-BUSCH COMPANIES, LLC 4.7% 02/01/2036 24563 25012 ANHEUSER-BUSCH INBEV FIN 4.7% 02/01/2036 23888 25974 WYETH LLC 6.0% 02/15/2036 26308 26793 UNION PACIFIC CORPORATION 2.891% 04/06/2036 50278 54863 LOCKHEED MARTIN CORPORATION 4.5% 05/15/2036 42592 42875 COMCAST CORP 3.2% 07/15/2036 USD SR LIEN NEXT CALL DT 25963 26351 MICROSOFT CORPORATION 3.45% 08/08/2036 USD SR LIEN 25302 25800 GILEAD SCIENCES, INC. 4.0% 09/01/2036 51161 51232 ABBOTT LABORATORIES 4.75% 11/30/2036 USD SR LIEN NEXT 26066 26501 PFIZER INC. 4.0% 12/15/2036 USD SR LIEN S&P A /MOODY'S A2 60928 61764 JOHNSON & JOHNSON 3.625% 03/03/2037 USD SR LIEN NEXT 63295 63934 BERRY GLOBAL INC 1.57% 01/15/2026 31153 31187 MARATHON PETROLEUM CORPORATION 5.125% 12/15/2026 38271 38274 ACCRUED INCOME 0 51634 GS INVESTMENT GRADE CREDIT FUND CLASS P 267461 293387 GS SHORT DURATION BOND FUND CLASS P 257851 267294 JPMORGAN CHASE & CO. LNKD TO 20+ YEAR TREASURY BD 200000 196720 GS FINANCE CORP. LNKD TO 20+ YEAR TREASURY BD 200000 194512 UBS AG LNKD TO 20+ YEAR TREASURY BD CNTNGNT CPN W 200000 189700 JPMORGAN CHASE & CO. LNKD TO 20+ YEAR TREASURY BD 250000 247575 EATON VANCE INCOME FUND OF BOSTON I 215350 223291 ARISTOTLE FUNDS SERIES TR-ARIS MUTUAL FUND CLASS I 230357 230941 AMEX HEALTH CARE SELECT SECTOR 'SPDR' FUND (XLV) 249989 248217 SPDR S&P 500 ETF TRUST (SPY) 2161390 2645915 ISHARES CORE S&P MID-CAP ETF (IJH) 599112 553450 GS FINANCE CORP. LINKED TO S&P 500 INDEX 500000 596525 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX 500000 562900 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX 250000 288950 TORONTO DOMINION BANK LINKED TO S&P 500 INDEX 500000 587674 CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 500000 569528 GS FINANCE CORP. LINKED TO S&P 500 INDEX 500000 582080 TORONTO DOMINION BANK LINKED TO RUSSELL 2000 INDEX 250000 258375 UBS AG LINKED TO S&P 500 INDEX CNTNGNT CPN W BUFFER 400000 390200 MORGAN STANLEY FINANCE LLC LINKED TO S&P 500 INDEX 400000 392480 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX 250000 257300 MORGAN STANLEY FINANCE LLC LINKED TO RUSSELL 2000 250000 229925 TORONTO DOMINION BANK LINKED TO S&P 500 INDEX 350000 346150 GS FINANCE CORP. LINKED TO S&P 500 INDEX UPSIDE 150000 183522 BARCLAYS BANK PLC LINKED TO RUSSELL 2000 INDEX UPSIDE 200000 202980 UBS AG LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED 200000 182660 UBS AG LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED 250000 221275 THE BANK OF NOVA SCOTIA LINKED TO BASKET OF INDICES 150000 202254 JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES 200000 261160 CITIGROUP INC. LINKED TO BASKET OF INDICES UPSIDE 200000 221340 NATIONAL BANK OF CANADA-NEW YO LINKED TO TOPIX 150000 143958 ROYAL BANK OF CANADA LINKED TO BASKET OF INDICES 200000 193620 BARCLAYS BANK PLC LINKED TO BASKET OF INDICES UPSIDE 200000 210340 ACCRUED INCOME 0 8020 DOMAIN ENTERTAINMENT FEEDER FUND AT COST 329602 329602 VINTAGE REAL ESTATE AT COST 38704 40998 PRIVATE CREDIT MANAGERS 2023 AT COST 75796 76868 E&F PEM 2023 AT COST 50000 46200 LEGAL FEES 1513 0 1513 COST BASIS ADJUSTMENTS 1570 DE CORP REPRESENTATION FEES 393 0 393 DEDUCTIONS FROM PASSTHROUGHS 3552 3552 0 FRANCHISE TAX FEE 25 0 25 FEDERAL REFUND 6620 0 0 PCM 2023 1671 1671 1671 PUT OPTION LIABILITY 16838 40596 ADMINISTRATION FEES 32853 0 32853 INVESTMENT FEES 91785 91785 0 FEDERAL TAX PAID 2500 0 0