2014-05-15T12:12:03-05:00 2013-06-30 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2012-07-01 250717890 CHATHAM UNIVERSITY CHAT 4123651100 WOODLAND ROAD PITTSBURGH PA 15232 WALTER FOWLER 4123651100 2014-05-12 1 SUSAN M KIRSCH P00341397 4122613644 2012 2015-11-30 17:44:51Z DR ESTHER L BARAZZONE WOODLAND ROAD PITTSBURGH PA 15232 76072109 0 X WWW.CHATHAM.EDU X 1869 PA PROVISION OF UNDERGRADUATE AND GRADUATE EDUCATION. 29 26 1366 1011 40012 -205 5382822 17614973 48205713 50563248 730108 1340688 -2602183 -398999 51716460 69119910 9626972 9591454 0 0 25780734 22164040 0 28624 1494226 20613699 23953567 56021405 55737685 -4304945 13382225 165390802 185848768 72360287 73954275 93030515 111894493 X CHATHAM UNIVERSITY PREPARES ITS STUDENTS, BACHELORS THROUGH DOCTORAL LEVEL, ON CAMPUS AND AROUND THE WORLD, TO EXCEL IN THEIR PROFESSIONS AND TO BE ENGAGED, ENVIRONMENTALLY RESPONSIBLE, GLOBALLY CONSCIOUS, LIFE-LONG LEARNERS, AND CITIZEN LEADERS FOR DEMOCRACY. CHATHAM COLLEGE FOR WOMEN OFFERS SUPERB CAREER PREPARATION INFORMED BY THE LIBERAL ARTS. CHATHAM COLLEGE FOR GRADUATE STUDIES AND CHATHAM COLLEGE FOR CONTINUING AND PROFESSIONAL STUDIES PROVIDE WOMEN AND MEN WITH UNDERGRADUATE, GRADUATE, PROFESSIONAL, AND CONTINUING EDUCATION OF THE HIGHEST QUALITY WITH PRIMARY EMPHASIS ON PREPARATION FOR WORK AND THE PROFESSIONS. 0 0 37861958 9591454 45765775 ACADEMIC AND INSTRUCTIONAL EDUCATION: SEE SCHEDULE OACCREDITED BY THE MIDDLE STATES COMMISSION ON HIGHER EDUCATION, CHATHAM UNIVERSITY GRANTS BACHELOR, MASTER AND DOCTORATE LEVEL DEGREES THROUGH THREE DISTINCTIVE COLLEGES, INCLUDING CHATHAM COLLEGE FOR WOMEN, ONE OF THE OLDEST WOMEN'S COLLEGES IN THE U.S. MAJORS ARE OFFERED IN PROGRAMS IN ARTS, LANDSCAPE ARCHITECTURE, INTERIOR DESIGN, ACCOUNTING, BUSINESS, INTERNATIONAL, GLOBAL, AND PUBLIC POLICY STUDIES, PHYSICIAN ASSISTANT STUDIES, NURSING, PHYSICAL THERAPY, OCCUPATIONAL THERAPY, PSYCHOLOGY, SOCIAL WORK, EDUCATION, SCIENCES, WRITING, LITERATURE, LANGUAGES, CULTURAL STUDIES, AND MANY OTHER FIELDS. THE UNIVERSITY NOW OFFERS 25 GRADUATE PROGRAMS IN VARIOUS FIELDS OF STUDY THROUGH THE COLLEGE FOR GRADUATE STUDIES AND THE COLLEGE FOR CONTINUING AND PROFESSIONAL STUDIES WHICH PROVIDES ON-LINE COURSES OF STUDY. THE UNIVERSITY'S FTE AS OF FALL 2013 WAS 2,170 STUDENTS.STUDENT AND COMMUNITY SERVICES: CHATHAM UNIVERSITY STRIVES TO DEVELOP THE WHOLE STUDENT - BOTH IN AND OUTSIDE THE CLASSROOM. STUDENT AFFAIRS PLAY AN INTEGRAL ROLE IN HELPING OUR STUDENTS ENHANCE THEIR PHYSICAL, MENTAL, SOCIAL AND PHILANTHROPIC WELL-BEING. STUDENTS HAVE A VARIETY OF OPPORTUNITIES HIGHLIGHTED IN THE ANNUAL ACTIVITIES CALENDAR FEATURING OVER 300 EVENTS AND HAPPENINGS THROUGHOUT THE YEAR. CHATHAM OFFERS A NCAA DIVISION III ATHLETIC PROGRAM FEATURING NINE VARSITY SPORTS ANCHORED OUT OF OUR IMPRESSIVE 78,000 SQUARE FOOT ATHLETIC AND FITNESS CENTER. STUDENTS LIVING ON CAMPUS ARE WELCOMED INTO A LIVING AND LEARNING ENVIRONMENT WHERE WELLNESS AND A STRONG SENSE OF COMMUNITY PREVAIL. GIVING BACK TO THE COMMUNITY IS ONE OF OUR CORE VALUES AND THE CHATHAM COMMUNITY HAS RAISED THOUSANDS OF DOLLARS ANNUALLY TO SUPPORT PHILANTHROPIC INITIATIVES WORLDWIDE. A HEALTH AND COUNSELING CENTER ASSISTS STUDENTS IN NEED AND PROVIDES AN OPPORTUNITY FOR STUDENTS TO BETTER THEMSELVES THROUGH MANY PROGRAMS AND SERVICES.LIBRARY SERVICES: THE JENNIE KING MELLON LIBRARY HAS ADDED NEW RESOURCES THAT SUPPORT THE LEARNING AND TEACHING MISSION OF CHATHAM UNIVERSITY, INCLUDING A NUMBER OF FULL-TEXT JOURNAL DATABASES. THE LIBRARY STAFF CONTINUES TO DEVOTE SIGNIFICANT AMOUNTS OF TIME TO RESEARCH CONSULTATIONS. THE ARCHIVE COLLECTION HAS BENEFITED FROM ENDOWED SUPPORT AND INCREASED STAFF HOURS TO AID IN DOCUMENTATION, ORGANIZATION, AND PRESERVATION. 1374135 4797473 AUXILIARY SERVICES: SEE SCHEDULE OIN MAY 2008 THE UNIVERSITY RECEIVED THE 388-ACRE EDEN HALL FARM CAMPUS AS A GIFT FROM THE EDEN HALL FOUNDATION. LOCATED NORTH OF PITTSBURGH IN RICHLAND TOWNSHIP AND APPROXIMATELY 45 MINUTES FROM CHATHAM'S HISTORIC SHADYSIDE CAMPUS, EDEN HALL FARM CAMPUS IS A LIVING LABORATORY FOR UNDERGRADUATE AND GRADUATE STUDENTS AS WELL AS FOR THE SURROUNDING COMMUNITIES.THE UNIVERSITY OWNS THE OLDEST CIVIL WAR-ERA HOME ON FIFTH AVENUE, THE HOWE-CHILDS GATE HOUSE, WHICH NOW SERVES AS A GUEST HOUSE FOR UNIVERSITY VISITORS AS WELL AS HEADQUARTERS FOR THE CAMPUS ARBORETUM. THE UNIVERSITY IS HOME TO THE OLKES COLLECTION OF AFRICAN ART, ONE OF THE MOST SIGNIFICANT COLLECTIONS OF AFRICAN TRIBAL ART IN THE TRI-STATE REGION.THE UNIVERSITY HOSTS NUMEROUS EVENTS ON CAMPUS INCLUDING: ENTREPRENEURSHIP PROGRAMS FOR WOMEN, SPONSORED BY THE CENTER FOR WOMEN'S ENTREPRENEURSHIP; NATIONAL GIRLS AND WOMEN IN SPORTS DAY; HILLMAN DISTINGUISHED LECTURE SERIES; RACHEL CARSON DAY FOR STUDENTS GRADES 6-12; READY TO BE HEARD: ADVOCACY TRAINING FOR WOMEN; WESTERN PENNSYLVANIA GARDENING AND LANDSCAPING SYMPOSIUM; WESTERN PA UNDERGRADUATE PSYCHOLOGY CONFERENCE; AND A NUMBER OF GLOBAL FOCUS EVENTS. VARIOUS PERFORMING AND VISUAL ARTS EVENTS HELD THROUGHOUT THE ACADEMIC YEAR ARE FREE AND OPEN TO THE PUBLIC. 39236093 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 2758 0 1 1366 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 29 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA CA X JENNIFER LUNDY 4123651145 WOODLAND ROAD PITTSBURGH PA 15232 X GENARA ANDRADE 3.00 X 0 0 0 G NICHOLAS BECKWITH III 3.00 X 0 0 0 BROOKS BROADHURST 3.00 X 0 0 0 LOUISE R BROWN 3.00 X 0 0 0 JANE BURGER 3.00 X 0 0 0 ALAN E CALEGARI PHD 3.00 X 0 0 0 ANNETTE CALGARO 3.00 X 0 0 0 MARTHA H CARSON 3.00 X 0 0 0 TERRI P DEAN 3.00 X 0 0 0 GAIL EMERY 3.00 X 0 0 0 LAURA FISHER 3.00 X 0 0 0 FREDDIE FU MD DSC HON DPS 3.00 X 0 0 0 STEPHEN H GREER 3.00 X 0 0 0 DIANE P HOLDER 3.00 X 0 0 0 CORDELIA SURAN JACOBS 3.00 X 0 0 0 JOANNE LAIPSON 3.00 X 0 0 0 BRENDA MARSH 3.00 X 0 0 0 KATHRYN MELLON 3.00 X 0 0 0 JANE G MURPHY PHD 3.00 X 0 0 0 HENRY J SIMONDS 3.00 X 0 0 0 ANDREW STOCKEY 3.00 X 0 0 0 MARY B TEMPLETON ESQ 3.00 X 0 0 0 BONNIE WESTBROOK VANKIRK 3.00 X 0 0 0 NANCY FOLLETT WAICHLER 3.00 X 0 0 0 MARGARET WHITFORD 3.00 X 0 0 0 JENNIFER POTTER WINTON 3.00 X 0 0 0 S MURRAY RUST III 3.50 X X 0 0 0 SIGO FALK 3.00 X X 0 0 0 KENT MCELHATTAN 3.00 X X 0 0 0 W DUFF MCCRADY 3.00 X X 0 0 0 DR ESTHER L BARAZZONE 70.00 X X 335215 0 279391 WALTER B FOWLER 60.00 X 232414 0 41332 ANTHONY GORECZNY 50.00 X 120569 0 27513 DAVID HASSENZAHL 50.00 X 135540 0 31598 ANN BOYD-STEWART 50.00 X 177061 0 22636 WILLIAM CAMPBELL 50.00 X 134283 0 15621 KAROL DEAN 50.00 X 129803 0 30773 1264885 0 448864 20 0 1 0 MITHUN PIER 56 1201 ALASKAN WAY 200 SEATTLE WA 98101 GENERAL CONTRACTOR 3227081 PARKHURST DINING SERVICES PO BOX 644091 PITTSBURGH PA 15264 FOOD SERVICE 2186514 SOTA 80 UNION AVENUE PITTSBURGH PA 15202 GENERAL CONTRACTOR 1723452 RED HOUSE COMMUNICATIONS 1908 SARAH STREET PITTSBURGH PA 15203 PUBLIC RELATIONS 518603 INSIGHT INVESTMENTS LLC 260 N CHARLES LINDGERG SALT LAKE CITY UT 84116 LEASING COMPANY 423386 27 1006546 16608427 1567612 17614973 TUITION AND FEES 900099 45765775 45765775 AUXILIARY ENTERPRISES 900099 4797473 4797473 50563248 1171936 28161 1143775 3187044 3586043 -398999 -398999 11851 -410850 3534908 3366156 168752 168752 168752 69119910 50563248 40012 901677 9591454 9591454 797558 153961 575854 67743 17486669 14489831 2159609 837229 1280439 1004246 201755 74438 1292886 995519 223295 74072 1306488 1082086 167519 56883 145476 145476 105433 105433 75000 75000 28624 28624 211631 211631 3305733 1606906 1465906 232921 958539 379022 579517 738392 420472 292909 25011 2000795 2000795 472658 334689 107518 30451 166661 118408 32068 16185 1403489 1403489 3154692 1666916 1487776 675909 675909 OVERHEAD ALLOCATIONS 6544854 4891302 1653552 ACADEMIC DEPT PROGRAMS 1085431 1027730 57701 OTHER EXPENSES 744754 602644 116780 25330 TAXES 505938 505938 1658182 870907 761936 25339 55737685 39236093 15007366 1494226 6459839 14040593 2975328 6445459 1669557 2040668 886221 841413 757689 680637 152276711 56785466 90685053 95491245 34088445 35444466 24204262 26976011 3664408 3888276 165390802 185848768 5470107 7993103 1511474 1511474 4414261 4853468 47649456 46674268 9387296 8896134 3927693 4025828 72360287 73954275 X 33035278 32825170 18419837 36689584 41575400 42379739 93030515 111894493 165390802 185848768 13382225 5481753 0 X X 0 1 X 0 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 65000 65000 59188728 59253728 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 40980 61032 60013 65000 227025 250000 250000 250000 250000 1000000 1500000 X X X 0 64545893 580471 11326850 1068395 1637542 122396 73624881 66141399 1941432 -1836938 985836 607862 106302 64545893 53594515 3043323 9503561 66141399 46955334 1299705 5339476 53594515 61408751 554278 -15007695 46955334 0.25210 0.46270 0.28520 1 0 9853427 9853427 106103199 106103199 14694000 14694000 21626085 21626085 56785466 -56785466 95491245 LIMITED PARTNERSHIPS 12904092 F HEDGE FUNDS 11380443 F REAL ESTATE INVESTMENT FUND 2691476 F 26976011 FUNDS HELD FOR OTHERS 14278 CAPITAL LEASE OBLIGATION 4011550 4025828 68526252 5481753 3586043 9067796 59458456 70000 9591454 9661454 69119910 49662274 3586043 3586043 46076231 70000 9591454 9661454 55737685 PART III, LINE 1A: THE UNIVERSITY'S COLLECTIONS INCLUDE PAINTINGS, PRINTS, PHOTOGRAPHS, SCULPTURES, DRAWINGS AND WATERCOLORS, AND DECORATIVE ARTS. THESE ITEMS ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENDITURES IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS INCLUDE PAINTINGS, PRINTS, PHOTOGRAPHS, SCULPTURES, DRAWINGS AND WATERCOLORS, AND DECORATIVE ARTS. THESE ITEMS ARE HELD FOR EDUCATIONAL, RESEARCH, AND SCIENTIFIC PURPOSES. THE UNIVERSITY IS HOME TO THE OLKES COLLECTION OF AFRICAN ART, ONE OF THE MOST SIGNIFICANT COLLECTIONS OF AFRICAN TRIBAL ART IN THE TRI-STATE REGION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT IS TO SUPPORT THE MISSION OF THE UNIVERSITY. ENDOWMENT ASSETS INCLUDE THOSE ASSETS OF DONOR-RESTRICTED FUNDS THAT THE UNIVERSITY MUST HOLD IN PERPETUITY OR FOR A DONOR SPECIFIED PERIOD. THE UNIVERSITY'S OBJECTIVE IS TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS HELD IN PERPETUITY, AS WELL AS TO PROVIDE REAL GROWTH THROUGH NEW GIFTS AND INVESTMENT RETURN, WHILE PROVIDING A DEPENDABLE SOURCE OF INCOME FOR THE UNIVERSITY FOR CURRENT OPERATION. AS PERMITTED BY ACT 141, THE UNIVERSITY ANNUALLY TRANSFERS BETWEEN 5% AND 7%, BASED ON A THREE-YEAR AVERAGE OF HISTORICAL ENDOWMENT MARKET VALUES TO UNRESTRICTED NET ASSETS, FOR USE IN CURRENT AND FUTURE OPERATIONS. IN 2013, THE SPENDABLE RETURN APPROXIMATED $1,865,000 AND WAS TRANSFERRED TO BOARD-DESIGNATED ENDOWMENT. THE UNIVERSITY SATISFIED ITS MUST OR SHALL SPEND PROVISIONS OF INDIVIDUAL ENDOWMENT AGREEMENTS THROUGH THE USE OF UNRESTRICTED OPERATING FUNDS. THE UNIVERSITY BELIEVES THAT THIS SPENDING POLICY IS CONSISTENT WITH THE COMMONWEALTH OF PENNSYLVANIA'S GUIDELINES AND WITH THE UNIVERSITY'S OBJECTIVE TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS HELD IN PERPETUITY, AS WELL AS TO PROVIDE ADDITIONAL REAL GROWTH THROUGH NEW GIFTS AND INVESTMENT RETURN. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 3,586,043. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS/FINANCIAL AID 9,591,454. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 3,586,043. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS/FINANCIAL AID 9,591,454. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE RACIALLY NONDISCRIMINATORY POLICY IS REFERENCED IN PRINT DOCUMENTS AND IS PROMINENTLY DISCLOSED ON THE UNIVERSITY'S WEB PAGE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 CHATHAM UNIVERSITY RECEIVES VARIOUS GRANTS FROM GOVERNMENTAL AGENCIES TO FUND SCHOLARSHIPS AND EDUCATIONAL PROGRAM DEVELOPMENT. IN ADDITION, STUDENTS AT CHATHAM UNIVERSITY RECEIVE FEDERAL AND STATE SPONSORED FINANCIAL AID FOR PAYMENT OF TUITION AND FEES. CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENTS 3009383 EUROPE 0 0 CHATHAM STUDY ABROAD PROGRAM; MFA - FIELD SEMINAR EDUCATIONAL ACTIVITIES 107027 SUB-SAHARAN AFRICA 0 0 CHATHAM STUDY ABROAD PROGRAM; OT FIELD EXPERIENCE EDUCATIONAL ACTIVITIES 54561 EAST ASIA AND THE PACIFIC 0 0 CHATHAM STUDY ABROAD PROGRAM EDUCATIONAL ACTIVITIES 17140 SOUTH ASIA 0 0 CHATHAM STUDY ABROAD PROGRAM EDUCATIONAL ACTIVITIES 7600 SOUTH AMERICA 0 0 OT FIELD EXPERIENCE EDUCATIONAL ACTIVITIES 12586 0 0 0 0 0 0 3208297 0 3208297 1 0 1 1 1 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: GRANT AND SCHOLARSHIP AWARDS REPRESENT STUDENT FINANCIAL AID. AID MAY ONLY BE USED TO PAY EDUCATIONAL EXPENSES ASSOCIATED WITH ATTENDANCE AT THE UNIVERSITY AND ALL AWARDS ARE POSTED DIRECTLY TO THE STUDENTS REGISTRAR ACCOUNT. X X 1 WASHBURN & MCGOLDRICK INC 950 NEW LOUDON ROAD SUITE 210 LATHAM NY 12110 FEDERAL GRANTS AND FOUNDATION SUBMISSION 0 0 128038 -128038 MCALLISTER & QUINN LLC 1030 15TH STREET NW SUITE 590 WEST WASHINGTON DC 20005 CAMPAIGN COUNSEL 0 0 40725 -40725 168763 -168763 1 ALLEGHENY CONFERENCE ON COMMUNITY DEVELOPMENT 425 SIXTH AVENUE SUITE 1100 PITTSBURGH PA 152191811 250965213 501(C)(3) 15400 N/A N/A PROGRAM SUPPORT 1 EDUCATIONAL GRANTS AND SCHOLARSHIPS 880 9591454 N/A N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANT AWARDS REPRESENT STUDENT FINANCIAL AID. SUCH AID MAY ONLY BE USED TO PAY EDUCATIONAL EXPENSES ASSOCIATED WITH ATTENDANCE AT THE UNIVERSITY. X X X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 DR ESTHER L BARAZZONE 303840 0 0 0 31375 0 252000 0 27391 0 614606 0 0 0 WALTER B FOWLER 229535 0 0 0 2879 0 23436 0 17896 0 273746 0 0 0 DAVID HASSENZAHL 135125 0 0 0 415 0 14040 0 17558 0 167138 0 0 0 ANN BOYD-STEWART 175973 0 0 0 1088 0 17599 0 5037 0 199697 0 0 0 KAROL DEAN 129196 0 0 0 607 0 13500 0 17273 0 160576 0 0 0 PART I, LINE 4B PRESIDENT ESTHER BARAZZONE PARTICIPATES IN A SECTION 457(F) PLAN. CURRENT YEAR ADDITIONS OF $210,500 WERE MADE TO THE PLAN IN 2013. DR. ESTHER BARAZZONE SERVES CHATHAM UNIVERSITY IN THE CAPACITY OF CHIEF ADMINISTRATIVE AND EXECUTIVE OFFICER WITH THE TITLE OF PRESIDENT. DR. BARAZZONE HAS SERVED THE UNIVERSITY FOR OVER 21 YEARS. DURING HER TENURE, CHATHAM UNIVERSITY HAS ACHIEVED UNIVERSITY STATUS, ADDED 25 GRADUATE PROGRAMS AND FIVE HIGHLY COMPETITIVE DOCTORAL PROGRAMS, AND HAS CONDUCTED SUCCESSFUL CAPITAL CAMPAIGNS THAT HAVE RAISED OVER $150 MILLION IN TOTAL AND SEEN THE ENDOWMENT GROW FROM $30 MILLION TO $63 MILLION. IN ADDITION, OPERATING DEFICITS WERE ELIMINATED AND STUDENT ENROLLMENT QUADRUPLED. CONSISTENTLY RANKED AMONG THE TOP MASTER'S-LEVEL INSTITUTIONS IN THE NORTHEAST BY U.S. NEWS & WORLD REPORT AND THE PRINCETON REVIEW, CHATHAM UNIVERSITY IS ALSO RANKED IN THE TOP FIVE PERCENT OF GRADUATE-INTENSIVE INSTITUTIONS NATIONALLY. MIDDLE STATES COMMISSION ON HIGHER EDUCATION HAS ACCREDITED CHATHAM UNIVERSITY WITH NO EXCEPTIONS. THE PRINCETON REVIEW HAS ALSO RECOGNIZED CHATHAM AS ONE OF THE NATION'S GREENEST INSTITUTIONS WITH INCLUSION ON THEIR "GREEN HONOR ROLL". DR. BARAZZONE HAS BEEN ABLY ASSISTED BY MR. FOWLER DURING HER TENURE. SUPPLEMENTAL INFORMATION PART III SCHEDULE J - SUPPLEMENTAL COMPENSATION INFORMATION: BASIC EMPLOYEE BENEFITS (INCLUDING HEALTH BENEFITS, LIFE INSURANCE, AND LONG-TERM CARE INSURANCE) PROVIDED TO DR. BARAZZONE AND MR. FOWLER, ARE REPORTED ON SCHEDULE J, PART II, COLUMN (D). AS A CONDITION OF HER EMPLOYMENT, DR. BARAZZONE IS REQUIRED TO RESIDE IN UNIVERSITY HOUSING. THE VALUE ATTRIBUTED TO HER PERSONAL SPACE IS ALSO REPORTED ON SCHEDULE J, PART II, COLUMN (D) UNVESTED DEFERRED COMPENSATION ACCRUALS WHICH ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, AND EMPLOYER CONTRIBUTIONS TO THE UNIVERSITY'S 403(B) PLAN, ARE REPORTED IN COLUMN (C). THE DEFERRED COMPENSATION BENEFITS ARE PART OF A RETIREMENT PROGRAM THAT PROVIDES A MODEST LEVEL OF RETIREMENT INCOME FOR ALL YEARS OF SERVICE THAT THE PRESIDENT PROVIDES TO THE UNIVERSITY. AS A CONDITION OF HER EMPLOYMENT THE UNIVERSITY REQUIRES THE PRESIDENT TO RESIDE ON CAMPUS. THE VALUE OF THE PRESIDENT'S PERSONAL USE OF THIS PROPERTY IS APPROPRIATELY REPORTED AS A NON-TAXABLE BENEFIT ON SCHEDULE J, PART II, AND COLUMN (D). AMOUNTS REPORTED IN COLUMN (B)(III) ALSO INCLUDE INTERNAL REVENUE CODE SECTION 132 BENEFITS PROVIDED BY THE UNIVERSITY TO THE PRESIDENT, CONSISTING OF THE VALUE OF PERSONAL USE OF A UNIVERSITY-PROVIDED AUTOMOBILE AND FINANCIAL CONSULTING SERVICES. THE UNIVERSITY DOES NOT PROVIDE THE PRESIDENT WITH AN EXPENSE ACCOUNT FOR PERSONAL USE. A MCKEESPORT INDUSTRIAL DEVELOPMENT AUTHORITY 251448115 2008-09-29 10000000 CAPITAL PURCHASES AND RENOVATIONS 0 0 0 B ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 2012-02-29 35870000 SEE DESCRIPTION IN PART VI FOLLOWING 0 0 0 A 10000000 230035 800000 9200000 2009 0 0 1 1 B 35870000 2559375 230000 33080625 1 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 1 0 0 0 0 0 B 0 0 0 0 1 0 0 0 0 SCHEDULE K, BOND ISSUE, BOND (B) ON FEBRUARY 29, 2012, ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY ISSUED $35,870,000 AGGREGATE PRINCIPAL OF ITS UNIVERSITY REVENUE BONDS SERIES A OF 2012 ON BEHALF OF THE UNIVERSITY FOR THE PURPOSE OF CURRENT REFUNDING OF THE 1998 SERIES A BONDS AND 2002 SERIES A BONDS, AND THE CURRENT AND ADVANCE REFUNDING OF THE 2002 SERIES A BONDS. THE SERIES A OF 2012 BONDS BEAR INTEREST AT RATES RANGING FROM 2.0% TO 5.0%. INTEREST PAYMENTS ARE REQUIRED SEMIANNUALLY. PRINCIPAL PAYMENTS ARE REQUIRED ON SEPTEMBER 1 OF EACH YEAR, WITH THE FINAL PAYMENT DUE ON SEPTEMBER 1, 2035. DOLLAR BANK BOARD MEMBER 1567621 THE PRESIDENT OF THE UNIVERSITY SERVES ON THE BOARD OF DOLLAR BANK. THE UNIVERSITY PROCURES BANKING SERVICES, A LINE OF CREDIT AND GENERAL MORTGAGES WITH THE BANK. 0 UPMC HEALTH PLAN BOARD MEMBER 353378 A BOARD MEMBER OF THE UNIVERSITY IS EMPLOYED AS CHIEF EXECUTIVE OFFICER OF UPMC HEALTH PLAN. THE UNIVERSITY PURCHASES HEALTH INSURANCE THROUGH UPMC HEALTH PLAN. 0 PARKHURST DINING SERVICES BOARD MEMBER 2186514 A BOARD MEMBER OF THE UNIVERSITY HAS A BUSINESS INTEREST IN PARKHURST DINING SERVICES. PARKHURST PROVIDES ON CAMPUS DINING SERVICES. 0 X 22 1567612 FAIR MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY SENIOR FINANCE MANAGEMENT AND THE PRESIDENT IN DETAIL. THE FORM IS THEN DISCUSSED AND REVIEWED BY THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. FOLLOWING COMMITTEE LEVEL REVIEW, THE APPROVED DOCUMENT IS PROVIDED TO THE FULL MEMBERSHIP OF THE BOARD BEFORE ELECTRONIC SUBMISSION TO THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES SHALL DISCLOSE TO THE BOARD OF TRUSTEES ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICAL TIME. FURTHERMORE, THE TRUSTEE SHALL ABSENT HERSELF OR HIMSELF FROM DISCUSSIONS OF, AND ABSTAIN FROM VOTING ON, SUCH MATTERS UNDER CONSIDERATION BY THE BOARD OF TRUSTEES OR ITS COMMITTEES. THE MINUTES OF SUCH MEETING SHALL REFLECT THAT A DISCLOSURE WAS MADE AND THAT THE TRUSTEE HAVING A CONFLICT, OR POSSIBLE CONFLICT, ABSTAINED FROM VOTING. ANY TRUSTEE WHO IS UNCERTAIN WHETHER A CONFLICT OF INTEREST MAY EXIST IN ANY MANNER MAY REQUEST THE BOARD OF TRUSTEES OR COMMITTEE TO RESOLVE THE QUESTION IN HER OR HIS ABSENCE BY MAJORITY VOTE. ANNUALLY, BOARD MEMBERS AND KEY EMPLOYEES SIGN A CONFLICT OF INTEREST DISCLOSURE FORM PROVIDED BY THE SECRETARY OF THE BOARD. THE SIGNED FORM IS THEN FORWARDED TO THE PRESIDENT'S OFFICE AND THE FINANCE DEPARTMENT TO BE LOGGED AND FILED FOR REFERENCE. ANY IDENTIFIED CONFLICTS ARE IMMEDIATELY BROUGHT TO THE ATTENTION OF THE EXECUTIVE COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE UTILIZES AN APPROPRIATE MIX OF COMPARABLE DATA, EXPERTISE FROM OUTSIDE CONSULTANTS AND SPECIFIC INSTITUTIONAL FACTORS IN MAKING A DETERMINATION OF COMPENSATION FOR THE PRESIDENT AND KEY EMPLOYEES BOTH IN TERMS OF DOLLAR AMOUNT AND STRUCTURE OF COMPENSATION AND BENEFITS. COMPENSATION DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED BY AN INDEPENDENT BOARD AND COMPLY WITH THE PROVISIONS OF IRC SECTION 4958. FORM 990, PART VI, SECTION C, LINE 19 POLICIES, ORGANIZATIONAL DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART VII, TRUSTEES EMERITI: THE FOLLOWING INDIVIDUALS ARE EMERITI TRUSTEES WHO MAY ATTEND ALL MEETINGS OF THE BOARD AND COMMITTEES, BUT SHALL HAVE NO VOTING RIGHTS: THOMAS J. HILLIARD, JR AND HANNAH HONIG KAMIN. FINANCIAL STATEMENTS AND REPORTING: FORM 990, PART XII, LINE 2C THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS APPROVES THE APPOINTMENT OF THE INDEPENDENT ACCOUNTING FIRM ENGAGED TO AUDIT THE UNIVERSITY'S FINANCIAL STATEMENTS ON AN ANNUAL BASIS. IN ADDITION, THE AUDIT COMMITTEE REVIEWS DRAFT FINANCIAL STATEMENTS AND RECEIVES A REPORT ON THE RESULTS OF THE AUDIT FROM THE INDEPENDENT ACCOUNTANT. THE AUDIT COMMITTEE IS ALSO UPDATED REGARDING THE AUDIT BY THE VICE PRESIDENT OF FINANCE AND BUSINESS ADMINISTRATION AND BY THE ASSISTANT VICE PRESIDENT OF FINANCE AND BUSINESS ADMINISTRATION. DESCRIPTION OF PROPERTY: SCHEDULE B, PART II, LINE 4(B) 7,404.827 SHS FEDERATED EQUITY KAUFMANN CL A; 5,375 SHS FEDERATED STRATEGIC VALUE DIVIDEND INSTL CL; 550 SHS FRANKLIN GROWTH ADVISOR CL; 1,000 SHS GROWTH FUND OF AMERICA CL F2; 2,500 SHS INCOME FUND AMERICA CL F1; 1,000 SHS INVESTMENT COMPANY OF AMERICA CL F2; 800 SHS MUTUAL SHARES CL Z; 1,000 SHS NEW PERSPECTIVE CL F2; 1,678.679 SHS PUTNAM EQUITY INCOME CL Y; 1,517.345 SHS ROYCE PREMIER INVESTMENT CL; 779.345 SHS SMALLCAP WORLD CL F2 THE DIETRICH FOUNDATION 600 GRANT STR SUITE 5360 PITTSBURGH PA 15219 364711746 SUPPORT, BENEFIT, PERFORM THE FUNCTIONS OF AND CARRY OUT PURPOSES OF C.U. PA 501(C)(3) TYPE I N/A 0 CHARITABLE TRUST (1) PHILANTHROPY PA N/A T 3505161 0.50000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0