2014-05-15T13:15:21-05:00 2013-06-30 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1700 PHILADELPHIA PA 19103 990 2012-07-01 210634501 The Trustees of Princeton University % CONTROLLEROFFICE OF FIN&TRE TRUS 6092583080 701 CARNEGIE CENTER OFFICE OF THE TREASURER Suite 445 PRINCETON NJ 08540 CAROLYN AINSLIE 2673303000 2014-05-15 true 2673303000 2012 2015-11-30 17:44:51Z CHRISTOPHER L EISGRUBER ONE NASSAU HALL PRINCETON NJ 08544 4957106141 false X WWW.PRINCETON.EDU X 1746 NJ Princeton University is a privately endowed non-sectarian institution of higher learning And a world-renowned research institution. 39 34 13688 15000 -43178919 -49518874 580670000 417602000 374572735 394242060 452420000 -802196000 149412265 152743940 1557075000 162392000 267475819 284997258 0 0 701869000 699261000 0 0 35025000 524060181 561406742 1493405000 1545665000 63670000 -1383273000 20814986000 22272320000 3885118000 4010744000 16929868000 18261576000 X RESEARCH, EDUCATION AND GENERAL - PRINCETON UNIVERSITY IS A PRIVATELY ENDOWED NON-SECTARIAN INSTITUTION OF HIGHER LEARNING WITH APPROXIMATELY 5,300 UNDERGRADUATE AND 2,600 GRADUATE STUDENTS. 2,200 STUDENTS GRADUATED IN THE 2012-2013 ACADEMIC YEAR. AS A WORLD-RENOWNED RESEARCH UNIVERSITY, PRINCETON SEEKS TO ACHIEVE THE HIGHEST LEVELS OF DISTINCTION IN THE DISCOVERY AND TRANSMISSION OF KNOWLEDGE AND UNDERSTANDING. AT THE SAME TIME, PRINCETON IS DISTINCTIVE AMONG RESEARCH UNIVERSITIES IN ITS COMMITMENT TO UNDERGRADUATE TEACHING. false false 923152000 195892000 301535000 EDUCATION - Princeton University is a privately endowed non-sectarian institution of higher learning with approximately 5,300 undergraduate and 2,600 graduate students. 2,200 students graduated in the 2012-2013 academic year. As a world-renowned research university, Princeton seeks to achieve the highest levels of distinction in the discovery and transmission of knowledge and understanding. At the same time, Princeton is distinctive among research universities in its commitment to undergraduate teaching. 355456000 77866000 135656000 RESEARCH-One of the world's great research centers,Princeton University is the site of pioneering work across all academic areas.Every member of the faculty is engaged in scholarly research; each year the members of the faculty publish more than 3,000 scholarly documents.In addition, graduate students and upperclass undergraduates pursue independent research.External sources funded 1,363 separate projects in 2012-13(not including the Princeton Plasma Physics Lab.);there were 612 sponsored projects in the natural sciences,467 in engineering and applied science,146 in the humanities and social sciences,and 138 in centers,institutes,and nondepartmental programs. 118135000 91614000 AUXILIARY ACTIVITIES-PRINCETON UNIVERSITY FURNISHES SERVICES TO APPROXIMATELY 7,900 STUDENTS, 1,200 FACULTY, STAFF AND THE PUBLIC. SERVICES INCLUDE PROVIDING APPROXIMATELY 2.7 MILLION MEALS, HOUSING, RECREATIONS, ATHLETICS, LIBRARY, MUSEUM, PUBLIC LECTURES AND COMMUNITY EVENTS. 1396743000 true true false true true false true false true true true false false true true false true true true true true true false true false false true true true true true false false false false true true false true true true true false false true true true true false false true X 11727 0 true 13688 true true true true AS BR CA CI CH DA false false false true true false false false false X 39 34 true false false false false true false true true false true true true true true true true true true true true true X CONTROLLEROFFICE OF FINTRE 6092583080 701 CARNEGIE CENTER PRINCETON NJ 08540 X ALLEN DANIELLE 5.0 X AMMAH-TAGOE AKU 5.0 X AYALA JAIME I 5.0 X BARRON THOMAS A 5.0 X BERG A SCOTT 5.0 X BOYLE KIM M 5.0 X CHRISTIE CHRISTOPHER 5.0 X DAVIs PYPER 5.0 X DIEKMAN JOHN D 9.0 X DILDAY ELIZABETH A 5.0 X FERENBACH III CARL 5.0 X FORD HENRI R 5.0 X FORESE LAURA L 9.0 X FUNG WILLIAM K 5.0 X GIBSON CHARLES D 6.0 X GREHAN FRANCIS JOSHUA 8.0 X GROVES ANGELA 5.0 X GOTTSCH JULIA A HALLER 5.0 X HALL KATHRYN A 17.0 X HAMMARSKJOLD PHILIP U 15.0 X HENRY BRENT L 10.0 X HUGIN ROBERT J 5.0 X KENNEDY RANDALL L 8.0 X 1000 LEWIS PETER B 5.0 X MILLER HEIDI G 6.0 X MORSE LAurence c 5.0 X MURLEY ROBERT S 9.0 X NIX-HINES CRYSTAL 6.0 X OFFENSEND DAVID G 6.0 X PERETSMAN NANCY B 9.0 X SAMS LOUISE S 6.0 X simmons ruth j 5.0 X wendell peter c 5.0 X whitman meg 5.0 X WILL GEORGE F 5.0 X wynne john o 5.0 X YEH C JAMES 8.0 X ZHU MIN 5.0 X TILGHMAN SHIRLEY 50.0 X X 859413 0 120223 AINSLIE CAROLYN 50.0 X 430625 0 54243 BURSTEIN MARK 50.0 X 564137 0 51211 cherrey cynthia 50.0 X 309205 0 45693 dominick james 50.0 X 122769 0 20550 DURKEE ROBERT 50.0 X 384626 0 47278 EISGRUBER CHRISTOPHER 50.0 X 575843 0 54372 GOLDEN ANDREW 50.0 X 2567482 0 1301723 KLAUS CHAD 50.0 X 286593 0 45519 LEYDON BETTY 50.0 X 357993 0 47455 MCDONOUGH PETER 50.0 X 415991 0 64279 MCKAY MICHAEL 50.0 X 319329 0 51487 SHROFF NILUFER 50.0 X 251705 0 44809 SULLIVAN-CROWLEYLIANNE 50.0 X 314389 0 49342 williams treby 50.0 X 195015 0 42325 WOOD ELIZABETH 50.0 X 437843 0 52359 DOBKIN DAVID 50.0 X 449473 0 60724 RUSSEL WILLIAM 50.0 X 344271 0 49569 SMITH STEWART AJ 50.0 X 367253 0 54027 SMITH VALERIE 50.0 X 338769 0 48534 ERICKSON JONATHAN 50.0 X 1885593 0 937240 gottipati sunil kumar 50.0 X 582979 0 290928 millar james 50.0 X 761578 0 510654 NAKAMURA CARA 50.0 X 650795 0 299598 RIEDL DREW 50.0 X 1065191 0 508609 MALKIEL NANCY WEISS 50.0 X 747064 0 52847 15586924 0 4905598 1288 true true false STEVEN HOLL ARCHITECT PC 450WEST 31ST STREET 11TH FLOOR NEW YORK NY 10001 ARCHITECTURE 4038657 American Campus Communities Service 12700 Hill County BoulevardsSuite AUSTIN TX 78738 ARCHITECTURE 4607975 First Transit Inc 22192 Network Place CHICAGO IL 60673 Transportation 3571221 Beyer Blinder Belle Architects Pl 41 East 11th Street NEW YORK NY 10003 ARCHITECTURE 3378676 SHEPLEY BULFINCH RICHARDSON ABBOT 2 SEAPORT LANe BOSTON MA 02210 ARCHITECTURE 3672109 325 X 174945 249132000 168295055 48077000 417602000 TUITION AND FEES 900099 301535000 301535000 SALES AND SERVICES OF AUXILLARY ACTIVITIES 900099 91672872 91672872 CONFERENCE/EVENT SERVICES 812900 623454 623454 ADVERTISING 511120 415027 415027 FOOD SERVICES 722320 -4293 -4293 394242060 150041000 -44233335 194274335 87000 87000 135655944 135655944 12623000 8669000 3954000 0 3954000 3954000 3830525000 3086000 4783265000 2669000 -952740000 417000 -952324000 -952324000 51795 174945 111141 -59346 -59346 0 0 OTHER REVENUE 211110 13193342 20228 13173114 13193342 162392000 528863816 -43178919 -740894897 11240047 11240047 257980981 257980981 15776230 15776230 0 11086000 3751000 6837000 498000 784000 784000 535785000 491926000 25434000 18425000 48180000 44731000 1992000 1457000 68932000 63759000 3077000 2096000 34494000 31809000 1631000 1054000 708432 708432 2942000 94000 2118000 730000 709000 709000 112000 112000 0 1071000 1071000 27933000 7534000 15341000 5058000 2358000 1007000 352000 999000 105314000 74594000 28355000 2365000 15489000 13721000 1410000 358000 0 43795000 42659000 956000 180000 21305000 18510000 1992000 803000 0 8207000 7498000 488000 221000 124571000 114631000 9928000 12000 0 116297000 114307000 1645000 345000 1903000 1853000 42000 8000 INVENTOR SHARE OF ROYALTY INC. 39990000 39990000 SUBCONTRACTS 31503000 31503000 OTHER EXPENSES 17199310 7084742 9698568 416000 1545665000 1396743000 113897000 35025000 5277000 3449000 277661000 350149000 421731000 341951000 3104000 5938000 6748968 4391545 0 0 377623032 361914455 4954000 4565000 16600000 17998000 4436821000 1167603000 3040539000 3269218000 289973000 680222000 16370775000 17232524000 0 0 0 0 0 0 20814986000 22272320000 261751000 304426000 0 0 164011000 153628000 1839232000 1756851000 0 0 0 0 47157000 44572000 997035000 1234144000 575932000 517123000 3885118000 4010744000 X 6253998000 6778897000 8953081000 9716400000 1722789000 1766279000 16929868000 18261576000 20814986000 22272320000 -1383273000 2646140494 68840506 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 236700 236700 236700 236700 1545665000 1663114451 1545901700 1663351151 1000000 1000000 250000 250000 false 1000000 1000000 1000000 1000000 4000000 6000000 364685 340190 321495 236700 1263070 250000 250000 250000 250000 1000000 1500000 Affiliated group list Schedule C, Part II-A Trustees of Princeton University-Alumni Organizations and Classes 701 Carnegie Center, Princeton NJ 08540 22-2711242 Share of Expenses: 6,207,092 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Agricultural Corporation 701 Carnegie Center, Princeton NJ 08540 36-3625291 Share of Expenses: None 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Investment Corporation 701 Carnegie Center, Princeton NJ 08540 22-2968912 Share of Expenses: 85,985,695 501(h)Election: NO Share of Excess Lobbying Expenditures: None Founding Fathers Papers, Inc. 701 Carnegie Center, Princeton NJ 08540 22-2365602 Share of Expenses: 1,224,464 501(h)Election: NO Share of Excess Lobbying Expenditures: None Princeton University Press 41 William Street, Princeton NJ 08540 21-0634483 Share of Expenses: 18,981,485 501(h)Election: NO Share of Excess Lobbying Expenditures: None Stanley J. Seeger Hellenic Fund 701 Carnegie Center, Princeton NJ 08540 22-2266810 Share of Expenses: 1,523,286 501(h)Election: NO Share of Excess Lobbying Expenditures: None The Research Collections and Preservation Consortium 701 Carnegie Center, Princeton NJ 08540 22-3751732 Share of Expenses: 3,527,429 501(h)Election: NO Share of Excess Lobbying Expenditures: None 1 494553 96036 false false 2206115 202114198 X X X X X DIGITAL COLLECTIONS false 16068576000 153855000 1876905000 161792000 586911000 21850000 17328783000 16176391000 123356000 476360000 149054000 537997000 20480000 16068576000 13502506000 460527000 2877289000 145619000 500250000 18062000 16176391000 11612485000 869169000 1660434000 152004000 472918000 14660000 13502506000 14611945000 730974000 -3077474193 147500000 491604000 13856000 11612484807 0.38000 0.09000 0.53000 true true true 41497000 108576000 150073000 3545342000 926469000 2618873000 268946000 126039000 142907000 472460000 115095000 357365000 3269218000 INVESTMENTS LTD. PARTNERSHIPS 16940295000 F BOND PROCEED AWAITING DRAWDOWN 95702000 F PLANNED GIVING INVESTMENTS 194432000 F FUNDS SEPARATELY INVESTED 372000 F SECURITY GIFTS AWAITING LIQUID 1723000 F 17232524000 0 DEP HELD IN CUSTODY FOR OTHERS 125005000 LIAB.-PLANNED GIVING ARRANGEME 90700000 FEDERAL LOAN PROGRAMS 6608000 POST RETIREMENT BENEFITS 294810000 517123000 X COLLECTIONS OF ART, HISTORICAL TREASURES, OR OTHER SIMILIAR ASSETS SCHEDULE D, PART III, LINE 4 The primary mission of Princeton University Art Museum ("PUAM") is to effectively support and enhance the university's goals of teaching, research, and service. The museum does this through the study, preservation, conservation, exhibition, and development of its collections. Through direct and sustained access to original works of art, and by collaborating with faculty, students, and staff from the Department of Art and Archaeology and many other disciplines, the museum contributes to the development of critical thinking and visual literacy at Princeton. As one of the finest cultural resources in the state of New Jersey, the museum also has a clear commitment to serve the local community, the region, and beyond. The museum makes its collections and exhibitions accessible to a wide public. All audiences are encouraged to participate in PUAM's principal activities through specific programs and outreach initiatives. Scholarly exhibitions, publications, symposia, and an active loan program extend the museum's reach to a national and international audience, assuring its continuing vitality and active participation in the university's primary commitment to advance and impart knowledge. The Department of Rare Books and Special Collections, located in the Harvey S. Firestone Library and the Seeley G. Mudd Manuscript Library, is one of the premier repositories of its kind. Its holdings span five millennia and five continents, and include around 200,000 rare or significant printed works; 30,000 linear feet of textual materials, ranging from cuneiform tablets to contemporary manuscripts; a collection of prints, drawings, photographs, maps, coins, and other visual materials; the Cotsen Children's Library; and the Princeton University Archives. These collections support scholarship, research, faculty and students, and help further the overall mission of the university. ENDOWMENT FUNDS SCHEDULE D, PART V, QUESTION 4 Endowment funds are designated by donors or the university to support schools or departments of the University, often for specific purposes such as professorships, research, faculty support, scholarships and fellowships, athletics, library and art museum, building construction, and other specific purposes. FASB INTERPRETATION NO. 48 SCHEDULE D, PART X, LINE 2 ASC 740, INCOME TAXES, PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION MUST MEET IN CONNECTION WITH ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY AN ENTITY BEFORE BEING MEASURED AND RECOGNIZED IN THE FINANCIAL STATEMENTS. THE UNIVERSITY CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF ASC 740, AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE UNIVERSITY'S FINANCIAL STATEMENTS. THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM INCOME TAXES ON RELATED INCOME. THE UNIVERSITY FILES U.S. FEDERAL AND VARIOUS STATE AND LOCAL TAX RETURNS. THE STATUTE OF LIMITATIONS ON THE UNIVERSITY'S U.S. FEDERAL TAX RETURNS REMAINS OPEN FOR THE YEARS ENDED JUNE 30, 2010, THROUGH THE PRESENT. true true true true true true true false false false false false false false false true false true NONDISCRIMINATORY POLICY LINE 3 PRINCETON UNIVERSITY DOES NOT HAVE A STUDENT SOLICITATION PROGRAM. INDIVIDUALS WHO REQUEST INFORMATION ABOUT UNDERGRADUATE ADMISSION RECEIVE A COPY OF THE ADMISSION "VIEWBOOK" OR CAN DOWNLOAD THE MATERIALS ONLINE. GRADUATE ADMISSION INFORMATION CAN BE VIEWED ON THE GRADUATE SCHOOL WEBSITE. ALL INCOMING FRESHMEN RECEIVE A COPY OF "RIGHTS, RULES, RESPONSIBILITES" IN THE MAIL DURING THE SUMMER BEFORE THEY MATRICULATE. ALL OTHER STUDENTS RECEIVE THIS PUBLICATION AT FALL REGISTRATION. THE CURRENT EDITIONS OF THESE PUBLICATIONS, ALONG WITH THE UNDERGRADUATE AND GRADUATE SCHOOL WEBSITES, CONTAIN THE UNIVERSITY'S POLICY REGARDING EQUAL OPPORTUNITY UNDER THE HEADING "NONDISCRIMINATION STATEMENT". FINANCIAL AID OR ASSISTANCE FROM GOVERNMENTAL AGENCY LINE 6A THE UNIVERSITY RECEIVES SIGNIFICANT RESEARCH GRANT FUNDS FROM THE FEDERAL GOVERNMENT. THIS AMOUNT IS INCLUDED IN FORM 990, PART 1, LINE 8. true Central America and the Caribbean 154 Program Services RES,EDU,TRAVEL,CONSULT 538096 East Asia and the Pacific 394 Program Services RES,EDU,TRAVEL,CONSULT 1667393 Europe (Including Iceland and Greenland) 5 1735 Program Services RES,EDU,TRAVEL,CONSULT 8918475 Middle East and North Africa 80 Program Services RES,EDU,TRAVEL,CONSULT 371795 North America 98 Program Services RES,EDU,TRAVEL,CONSULT 309611 Russia and the Newly Independent States 1 70 Program Services RES,EDU,TRAVEL,CONSULT 247741 South Asia 71 Program Services RES,EDU,TRAVEL,CONSULT 279250 Sub-Saharan Africa 1 428 Program Services RES,EDU,TRAVEL,CONSULT 2533965 South America 74 Program Services RES,EDU,TRAVEL,CONSULT 909901 Central America and the Caribbean Investments 4472421032 North America Investments 115550948 East Asia and the Pacific Investments 55656248 Europe (Including Iceland and Greenland) Investments 830394178 Sub-Saharan Africa Investments 294751627 7 3104 7 3104 5784550260 5784550260 Central America and the Caribbean RES/EDU/TRAV/CONSULT 268225 check N/A N/A East Asia and the Pacific RES/EDU/TRAV 786758 CHECK N/A N/A Europe (Including Iceland and Greenland) RES/EDU/TRAV/CONSULT 5457520 CHECK N/A N/A Middle East and North Africa RES/EDU/TRAVEL/CONSULT 139235 CHECK N/A N/A North America RES/EDU/TRAVEL/CONSULT 97720 CHECK N/A N/A Russia and the Newly Independent States RES/EDU/TRAV/CONSUL 85292 CHECK N/A N/A South America RES/EDU/TRAV/CONSUL 599190 CHECK N/A N/A South Asia RES/EDU/TRAV/CONSUL 148112 CHECK N/A N/A Sub-Saharan Africa RES/EDU/TRAV/CONSUL 1727023 CHECK N/A N/A 137 383 SCHOLARSHIP/FELLOWSHIP Central America and the Caribbean 52 269871 credit SCHOLARSHIP/FELLOWSHIP East Asia and the Pacific 196 880634 credit SCHOLARSHIP/FELLOWSHIP Europe (Including Iceland and Greenland) 746 3460955 credit SCHOLARSHIP/FELLOWSHIP Middle East and North Africa 61 232561 credit SCHOLARSHIP/FELLOWSHIP North America 102 211892 credit SCHOLARSHIP/FELLOWSHIP Russia and the Newly Independent States 34 162449 credit SCHOLARSHIP/FELLOWSHIP South America 75 310711 credit SCHOLARSHIP/FELLOWSHIP South Asia 38 131139 credit SCHOLARSHIP/FELLOWSHIP Sub-Saharan Africa 146 806943 credit true false true true true true ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS SCHEDULE F, PART I, QUESTION 2 The University provides the necessary institutional review and approval which is required prior to the awarding of grant funds outside the U.S. Grant awards are not authorized for projects that have not been properly approved by the University. The Office of Research and Project Administration (ORPA) provides guidance on export controls, foreign travel voucher policies, approval verifications, foreign travel checklists, and Federal Aviation Administration waiver checklists. ORPA completes the restricted party screening process for payments to foreign organizations and individuals. The University also maintains a travel registration database which informs users of potentially relevant export control laws and similar concerns when they register for travel to particular destinations. In order to monitor and ensure appropriate use of non-U.S. grant funds, the University analyzes all project results and prepares financial reports that are reviewed at both the program and central office levels. BEST AVAILABLE INFORMATION FOR TOTAL EXPENDITURES SCHEDULE F, PART I, QUESTION 3 Activities outside the United States have been identified on a reasonable efforts basis where such activities were not tracked separately under the University's current accounting procedures. These reasonable efforts included reviews of financial records, interviews with University personnel, review of the University's website and publications, etc. Expenditures by region in Part I, Column (F) are based on actual expenditures where available under current accounting procedures. ACTIVITIES CONDUCTED IN REGION SCHEDULE F, PART I, QUESTION 3 Pursuant to IRS guidance, Part I, Line 3, column D detail for each type of activity conducted outside the United States for each region is shown on a separate line. Part I, Line 3, column E Program Services include research, education, travel, consulting, conferences, workshops, fellowship research, and study abroad programs. Sub-awards Schedule F, Part II In furtherance of its research activities, Princeton University makes sub-awards to other foreign institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "foreign activities" for Form 990, Schedule F reporting, since the foreign recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University. PUAM GALA 226740 174945 51795 59873 15463 35805 0 226740 174945 51795 59873 15463 35805 111141 -59346 true PRINCETON 400 witherspoon street PRINCETON NJ 08540 300746654 GOVERNMENT 3548990 CONTRIBUTION PRINCETON FIRST AID AND RESCUE SQUAD PO BOX 529 PRINCETON NJ 085420529 237140015 501 (C)(3) 35000 CONTRIBUTION PRINCETON FIRE DEPARTMENT 400 witherspoon street PRINCETON NJ 08540 300746654 GOVERNMENT 60000 CONTRIBUTION STONY BROOK MILLSTONE WATERSHED 31 TITUS MILL RD PENNINGTON NJ 08534 210649717 501 (C)(3) 15000 CONTRIBUTION UNITED WAY OF GREATER MERCER COUNTY 3131 PRINCETON PIKEBLDG 2 LAWRENCEVILLE NJ 08648 210683073 501 (c)(3) 22015 CONTRIBUTION WEST WINDSOR TOWNSHIP 271 CLARKSVILLE ROAD WEST WINDSOR NJ 08550 216001354 GOVERNMENT 54200 CONTRIBUTION ENVIRONMENTAL DEFENSE FUND 257 PARK AVNEUE SOUTH NEW YORK NY 10010 116107128 501(C)(3) 231034 CONTRIBUTION THE FOOD PROJECT INC 10 LEWIS STREET LINCOLN MA 01773 043262532 501(C)(3) 71047 CONTRIBUTION NEW JERSEY INSTITUTE FOR SOCIAL JUSTICE 60 PARK PLACE NEWARK NJ 07102 223478143 501(C)(3) 52222 CONTRIBUTION PU CLASS OF 1969 COMMUNITY SERVICE FUND PO BOX 261 PRINCETON NJ 08542 223436451 501(C)(3) 65472 CONTRIBUTION ROBERTSON FOUNDATION FOR GOVERNMENT INC 14255 US HIGHWAY 1 JUNO BEACH FL 33408 204630877 501(C)(3) 6462500 CONTRIBUTION PRINCETON HEALTHCARE SYSTEM 253 WITHERSPOON STREET PRINCETON NJ 08540 210635009 501(C)(3) 400000 CONTRIBUTION BARNARD COLLEGE 3009 BROADWAY NEW YORK NY 10027 131628149 501(C)(3) 52973 CONTRIBUTION MERCER STREET FRIENDS CENTER 7 DUNMORE AVENUE EWING NJ 08618 210733990 501(C)(3) 10000 CONTRIBUTION Sustainable Princeton Inc 400 Witherspoon Street Princeton NJ 08542 454743353 501(C)(3) 10000 CONTRIBUTION HITOPS INC 21 WIGGINS STREET PRINCETON NJ 08540 223486441 501(C)(3) 10000 CONTRIBUTION JOHN WITHERSPOON MIDDLE SCHOOL 217 WALNUT LN PRINCETON NJ 08540 221817947 GOVERNMENT 30000 CONTRIBUTION climate central inc 1 Palmer Sq Ste 330 Princeton NJ 08542 261797336 501(c)(3) 89594 contribution Triangle Club of Princeton University 91 University Place Princeton NJ 08540 210846217 501(c)(3) 20000 contribution 19 UNDERGRADUATE STUDENTS-SCHOLARSHIPS FOR TUITION 4449 115652500 UNDERGRADUATE STUDENTS-SCHOLARSHIPS NON-TUITION 737 5181823 GRADUATE STUDENTS-FELLOWSHIPS FOR TUITION 2480 88674095 GRADUATE STUDENTS-FELLOWSHIPS FOR NON-TUITION 1232 48472563 RECORDS MAINTAINED FOR GRANTS OR ASSISTANCE SCHEDULE I, PART I, LINE 2 The University has agreements with various government agencies regarding annual contributions. Also, Each year the University makes numerous small contributions to community organizations. THE UNIVERSITY'S Department of Community and Regional Affairs reviews requests from local non-profits, and looks to provide program support for organizations in the Princeton area who provide important services and resources to the community. All Contributions are evaluated to assure that they provide towards the betterment of the Princeton community at large. The University's Pace Center for Civic Engagement provides grant and support efforts by students, faculty, staff, and alumni to identify and address issues of public concern, to be actively engaged citizens, and to practice effective public leadership for the purpose of building stronger communities and societies throughout the world. THE UNDERGRADUATE FINANCIAL AID DEPARTMENT MAINTAINS THE RECORDS RELATED TO THE UNDERGRADUATE NEED-BASED GRANTS. THE PROCEDURE IS AS FOLLOWS: THE STUDENTS APPLY ANNUALLY FOR GRANTS BASED ON THEIR FAMILIES' FINANCIAL CIRCUMSTANCES. EACH APPLICATION IS THEN REVIEWED TO DETERMINE THE AMOUNT OF GRANT THAT IS NEEDED. THE GRANTS ARE PROVIDED FROM APPROPRIATE SOURCES AND APPLIED TO EACH STUDENT'S PRINCETON BILL FOR TUITION, FEES, ROOM, BOARD AND OTHER CHARGES. At the time of admission, graduate student fellowships are awarded on the basis of a combination of academic merit and financial need. All students must remain in good academic standing in order to receive funding. Students in certain programs receive research grants after their first year of study, While other students receive fellowships for the duration of their program. Graduate student fellowships are funded through a combination of university resources including endowment, general university funds, and/or departmental resources. Sub-awards Schedule I, Part II In furtherance of its research activities, Princeton University makes sub-awards to other institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "grants and other assistance" for Form 990 reporting, since the recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University. During the year ended June 30, 2013, Princeton University made sub-award payments to 184 recipient organizations totaling $32,361,126. X X X X X true true X X X X X false true false false false false false true false AINSLIE CAROLYN 400328 0 0 0 30297 0 31224 0 23019 0 484868 0 0 0 BURSTEIN MARK 519372 0 0 0 44765 0 31224 0 19987 0 615348 0 0 0 cherrey cynthia 299481 0 0 0 9724 0 31224 0 14469 0 354898 0 0 0 DOBKIN DAVID 415828 0 0 33645 0 31224 0 29500 0 510197 0 0 0 DURKEE ROBERT 360481 0 0 0 24145 0 31224 0 16054 0 431904 0 0 0 EISGRUBER CHRISTOPHER 531476 0 0 0 44367 0 31224 0 23148 0 630215 0 0 0 ERICKSON JONATHAN 608976 0 1214274 0 62343 0 912724 0 24516 0 2822833 0 728274 0 GOLDEN ANDREW 737476 0 1747458 0 82548 0 1256724 0 44999 0 3869205 0 1094958 0 gottipati sunil kumar 281280 0 292311 0 9388 0 270724 0 20204 0 873907 0 0 0 KLAUS CHAD 278793 0 0 0 7800 0 31224 0 14295 0 332112 0 0 0 LEYDON BETTY 289224 0 0 0 68769 0 31224 0 16231 0 405448 0 0 0 MALKIEL NANCY WEISS 269532 0 0 0 477532 0 31224 0 21622 0 799910 0 0 0 MCDONOUGH PETER 389071 0 0 0 26920 0 31224 0 33055 0 480270 0 0 0 MCKAY MICHAEL 306408 0 0 0 12921 0 31224 0 20263 0 370816 0 0 0 millar james 378828 0 360658 0 22092 0 485979 0 24675 0 1272232 0 115933 0 NAKAMURA CARA 257450 0 387563 0 5782 0 279224 0 20373 0 950392 0 0 0 RIEDL DREW 389000 0 654801 0 21390 0 493764 0 14845 0 1573800 0 413261 0 RUSSEL WILLIAM 328678 0 0 0 15593 0 31224 0 18345 0 393840 0 0 0 SHROFF NILUFER 250500 0 0 0 1205 0 31224 0 13585 0 296514 0 0 0 SMITH STEWART AJ 348644 0 0 0 18609 0 31224 0 22803 0 421280 0 0 0 SMITH VALERIE 303255 0 0 0 35514 0 31224 0 17310 0 387303 0 0 0 SULLIVAN-CROWLEYLIANNE 291252 0 0 0 23137 0 31224 0 18118 0 363731 0 0 0 TILGHMAN SHIRLEY 768872 0 0 0 90541 0 31224 0 88999 0 979636 0 0 0 williams treby 194318 0 0 0 697 0 23949 0 18376 0 237340 0 0 0 WOOD ELIZABETH 411476 0 0 0 26367 0 31224 0 21135 0 490202 0 0 0 NON-FIXED PAYMENTS SCHEDULE J, PART I, LINE 7 The President, the Managing Directors, and the Investment Director of Princeton University Investment Company, a University department, received incentive compensation from the University based on investment results relative to various benchmark indices, peer group performance and a discretionary factor. RELEVANT INFORMATION REGARDING TRAVEL, HOUSING & PERSONAL SERVICES SCHEDULE J, PART I, LINE 1A Under the University expense guidelines, Employees may travel at fares other than coach class for special health or other business reasons as approved by the Executive VP or the Dean of the Faculty or, in the case of the president, by the compensation committee. Spousal/partner travel is permissible in rare instances when the presence of a spouse/partner is required by the University to further an institutional business purpose as approved by the Executive VP or the Dean of the Faculty. The University may provide tax gross-up payments under certain circumstances as approved by the president, provost, executive vice president, vice president for human resources, or the dean of the faculty. The University does not provide tax indemnifications. The University requires its president to live in its official president's residence for its convenience and as a condition of employment. The University employs a cook, house manager and housekeeping staff to support business events at the official president's residence. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B The President, the Managing Directors, and the Investment Director of Princeton University Investment Company, a University department, participated in and received compensation from nonqualified unfunded 457(f) incentive compensation plans which provide for the deferral of compensation (which amount can increase or decrease substantially depending on the performance of certain market benchmarks), until such compensation is no longer subject to a substantial risk of forfeiture. PRIOR YEAR COMPENSATION SCHEDULE J, PART II, COLUMN F THE AMOUNTS REPORTED IN COLUMN (F) ONLY REFLECT COMPENSATION REPORTED IN COLUMN (B) THAT WAS REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR RETURNS. Voluntary Incentive Retirement Plan Schedule J, Part II, Column B (iii) Other Reportable Compensation Nancy Weiss Malkiel received bonus compensation in accordance with a voluntary incentive retirement plan offered to faculty members who reach retirement age. B NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lgg7 2003-10-23 125451946 FIN ADVANCE REFUNDING OF VAR Notes true false false C NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lry6 2004-07-29 185398618 FUNDS-MAINT,EQUIP&CONS&REF. NOTES false false false D NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605luu0 2005-04-12 148571158 FIN REFUNDING O/S NOTES&ADV REFUND true false false B 53500000 116230000 125451946 0 0 0 293172 0 0 0 0 0 true true true true C 39675000 0 189003810 0 0 0 129938 0 0 188650863 0 0 2006 true false true true D 12360000 139695000 148571158 0 0 58148463 271770 0 0 0 0 0 true true true true B 0 C false true true true true true 0.00182 0.00052 0.00235 false false false true D false true true true true true 0.00145 0.00042 0.00187 false false false true B true false false 0 false 0 false true C false false true false false false 0 true Transamerica LifeIns 1.9 true false true D false false false true false false 0 false 0 false true B true C true D true Difference between proceeds and issue price SCHEDULE K, PART II, LINE 3 FOR CUSIP NUMBERS 64605LRY6,646lwf1,64605LL97,646065JB9,646065VL3,646065E32, AND 646065Z21 THE DIFFERENCE BETWEEN THE TOTAL PROCEEDS AND THE ISSUE PRICE ARE DUE TO INVESTMENT EARNINGS INCLUDING IN TOTAL PROCEEDS. YEAR OF SUBSTANTIAL COMPLETION SCHEDULE K, PART II, LINE 13 FOR CUSIP NUMBER 64606R7M0, THE FINANCED PROJECTS WERE NOT SUBSTANTIALLY COMPLETE AS OF THE TAX YEAR END. FOR CUSIP NUMBERS 64605LGG7,64605LUU0,64605LT65,646065GY2, AND 646065WX6, THE BONDS WERE REFUNDING ISSUES, AND HENCE, THE YEAR OF COMPLETION OF THE FINANCED PROJECTS IS NOT APPLICABLE. PRIVATE BUSINESS USE SCHEDULE K, PART III IN ACCORDANCE WITH THE IRS INSTRUCTIONS, PART III FOR CUSIP NUMBER 64605LGG7 IS NOT COMPLETED SINCE THE BONDS WERE ISSUED ENTIRELY FOR THE PURPOSE OF REFUNDING PRE-1/1/2003 BOND ISSUES. ENGAGEMENT OF BOND COUNSEL SCHEDULE K, PART III, LINE 3D THE UNIVERSITY ENGAGED BOND COUNSEL THROUGH THE NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY, THE CONDUIT ISSUER OF THE BONDS, AND ALSO ENGAGED ITS INTERNAL OFFICE OF GENERAL COUNSEL TO REVIEW CONTRACTS AND AGREEMENTS RELATING TO THE FINANCED PROPERTY. REBATE DUE SCHEDULE K, PART IV, LINE 2C For CUSIP numbers 64605LUU0, 64605LWF1, 64605LT65, AND 646065GY2 the New Jersey Educational Facilities Authority, the conduit issuer of the bonds, monitored debt service at 6/30/13 to determine if rebate was due. due. A NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lwf1 2005-06-16 117648580 FUNDS-MAINT,EQUIP&CONST&PAY ISSUAN false false false B NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605ll97 2006-06-01 75231843 FUNDS-MAINT,EQUIP&CONST&PAY ISSUAN false false false C NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lt65 2006-08-10 93380761 FIN REFUND OF O/S NOTES&PAY ISSUAN true false false D NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065jb9 2007-06-19 330156288 FUNDS-MAINT,EQUIP&CONST&REF NOTES false false false A 17750000 0 122185075 0 0 0 645451 0 0 121539624 0 0 2008 false false true true B 11850000 0 76524797 0 0 0 228475 0 0 76296322 0 0 2008 false false true true C 1315000 90245000 93380761 0 0 65712492 184704 0 0 0 0 0 false true true true D 36040000 0 351448118 0 12666896 0 793000 0 0 337998222 0 0 2010 true false true true A false true true true true true 0.00417 0.00032 0.00449 false false false true B false true true true true true 0.00129 0.00093 0.00222 false false false true C false true true true true true 0.00208 0.00048 0.00256 false false false true D false true true true true true 0.01308 0.00020 0.01328 false false false true A false false false true false false 0 true Transamerica LifeIns 2.2 true true true B true false false 0 true Royal Bank of Canada 2. true false true C false false false true false false 0 false 0 false true D false false true false false false 0 true Citigroup Financial 2.2 true false true A true B true C true D true A NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065gy2 2007-06-19 68538881 FIN ADV REFUND&DEFEASANCE O/S NOTE true false false B NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065vl3 2008-09-25 254564399 FUNDS-MAINT,EQUIP&CONST&PAY ISSUAN false false false C NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065wx6 2008-11-05 215736061 FIN REFUNDING&DEFEASANCE O/S NOTES true false false D NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065e32 2010-01-28 262164806 FUNDS-MAINT,EQUIP,CONSTR&PAY ISSUA false false false A 600000 66100000 68538881 0 0 61552922 133888 0 0 0 0 0 false true true true B 18735000 0 258892375 0 12000000 0 810619 0 0 246081756 0 0 2010 false false false true C 60035000 214650000 215736061 0 0 0 936426 0 0 0 0 0 true false true true D 9185000 0 262532815 0 0 0 961995 0 0 261570820 0 0 2012 false false false true A false true true true true true 0.00247 0.00044 0.00290 false false false true B false true true true true true 0.02749 0.00018 0.02767 false false false true C false true true true true true 0.00052 0.00012 0.00064 false false false true D false true true true true true 0.01469 0.00024 0.01493 false false false true A false false false true false false 0 false 0 false true B false true false false false false 0 false 0 false true C false true false false false false 0 false 0 false true D false true false false false false 0 false 0 false true A true B true C true D true A NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065z21 2011-07-06 266360210 funds-maint,equip,constr&pay issua false false false B NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64606r7m0 2012-07-02 50700000 commercial paper notes-fin.constr false false false A 4230000 0 266477765 0 0 0 1067500 0 0 265439166 0 0 2012 false false false true B 0 0 50700000 0 0 0 0 0 0 50700000 0 0 false false false true A false true true true true true 0.00153 0.00033 0.00186 false false false true B false true true true true true 0.00098 0.00006 0.00105 false false false true A false true false false false false 0 false 0 false true B false true false false false false 0 false 0 true A true B true Former StudentFERPA Trustee Education X 2100 1892 false false true Ainslie Carolyn Officer MORTGAGE X 675000 649283 false false true ERICKSON JONATHAN Highest Compensated MORTGAGE X 758398 735106 false false true gottipatisunil kumar highest compensated MORTGAGE X 481695 464736 false false true KLAUS CHAD officer MORTGAGE X 474835 433186 false false true mcdonough peter officer MORTGAGE X 322700 281728 false false true NAKAMURA CARA highest compensated MORTGAGE X 417000 396386 false false true SMITH VALERIE key employee MORTGAGE X 493380 462795 false false true SMITH VALERIE key employee RECRUITMENT LOAN X 240000 80000 false false true Sullivan-CrowleyL officer mortgage X 518500 479706 false false true Tilghman Shirley officer Mortgage X 417000 406727 false true true 4391545 NOT REQUIRED 81437 SCHOLARSHIPS EDUCATION NOT REQUIRED 13376 PARENT LOAN EDUCATION SRIDEVI VANKA SPOUSE OF HIGHEST COMP. 86547 COMPENSATION AS AN EMPLOYEE false HellmanFriedman Capital Partners V SEE PART V -6472062 SEE PART V false HELLMANFRIEDMAN CAPITAL PARTNERS V SEE PART V -34763440 SEE PART V false hellmanfriedman capptns vii lp SEE PART V 1899450 SEE PART V false SIERRA VENTURES IXLP SEE PART V -1999037 SEE PART V false SIERRA VENTURES VIII-ALP SEE PART V -479588 SEE PART V false SIERRA VENTURES VII LP SEE PART V 16667 SEE PART V false WESTBRIDGE CROSSOVER FUNDLLC SEE PART V 27447976 SEE PART V false Loans to and/or from interested persons Schedule L, Part II In accordance with a mortgage loan program, the University provides home financing assistance on residential properties in the area surrounding the University to eligible employees, including officers, key and highest compensated employees, under the authority of resolutions adopted by the Committee on Finance of the Board of Trustees. HELLMAN & FRIEDMAN CAPITAL PARTNERS V, VI, & VII, LP SCHEDULE L, PART IV (B) PRINCETON UNIVERSITY HOLDS LIMITED PARTNERSHIP INTERESTS IN HELLMAN & FRIEDMAN CAPITAL PARTNERS V, VI, AND VII, LP. pHILIP HAMMARSKJOLD, A PRINCETON UNIVERSITY TRUSTEE, IS AN OFFICER, DIRECTOR, PARTNER AND SHAREHOLDER IN THESE ENTITIES. SCHEDULE L, PART IV (D) THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS V, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $166,475, THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF 24,941, AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $6,663,478. THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS VI, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $11,878,486, THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF 17,621,439, AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $64,263,365. THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS VII, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $3,377,270 AND THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF (366,814), AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $1,111,006. SIERRA VENTURES IX, L.P. AND SIERRA VENTURES VIII-A, L.P. SCHEDULE L, PART IV (B) PRINCETON HOLDS LIMITED PARTNERSHIP INTERESTS IN SIERRA VENTURES IX, L.P. AND SIERRA VENTURES VIII-A, L.P. PETER WENDELL, A PRINCETON UNIVERSITY TRUSTEE, SERVES AS AN INDIVIDUAL MANAGING DIRECTOR OF THE GENERAL PARTNER OF THESE PARTNERSHIPS. SCHEDULE L, PART IV (D) THE AMOUNT OF TRANSACTION (C) FOR SIERRA VENTURES IX, L.P. INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $2,500,000 AND THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF ($1,985,386), AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $2,513,651. THE AMOUNT OF TRANSACTION (C) FOR SIERRA VENTURES VIII-A, L.P. INCLUDES THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF ($311,553) AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $168,035. Schedule L, Part IV (D) The University holds a limited partnership interest in Nassau Capital Funds LP of 98.78%. Nassau Capital Funds holds a limited partnership interest in Sierra Ventures VII, LP. Peter Wendell, a Princeton University Trustee, serves as an individual managing director of the general partner of Sierra Ventures VII, LP. The amount of transaction (c) for Sierra Ventures VII, LP is the University's share of current year income (loss) of (16,667). WESTBRIDGE CROSSOVER FUND, LLC SCHEDULE L, PART B PRINCETON HOLDS LIMITED PARTNERSHIP INTERESTS IN WESTBRIDGE CROSSOVER FUND, LLC. PETER WENDELL, A PRINCETON UNIVERSITY TRUSTEE, SERVES AS a senior advisor and a member of the Board of Directors, to ENTITIES AFFILIATED WITH wESTbRIDGE cAPITAL. THESE ENTITIES INCLUDE WESTBRIDGE CROSSOVER FUND, LLC. SCHEDULE L, PART IV (D) THE AMOUNT OF TRANSACTION (C) FOR WESTBRIDGE CROSSOVER FUND, LLC INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $21,330,000 AND THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF ($6,117,976). X 7 1815996 SEE PART II X 302619 SEE PART II X 1002 45870873 SEE PART II X 2 72500 SEE PART II X INSTRUMENT 1 15000 SEE PART II 20 false true true NUMBER OF CONTRIBUTIONS PART I, COLUMN B AMOUNT REPRESENTS THE NUMBER OF INDIVIDUAL TRANSACTIONS OF NON-CASH CONTRIBUTIONS RECEIVED. TYPE OF PROPERTY SCHEDULE M, PART I, LINES 1,4,18, & 25 METHOD OF DETERMINING REVENUES FOR ART WORK, BOOKS & PUBLICATIONS, COLLECTIBLES, AND OTHER (INSTRUMENT) ARE BASED ON APPRAISAL AND OTHER VALUATION METHODS. SECURITIES SCHEDULE M, PART I, LINE 12 SECURITIES-MISCELLANEOUS INCLUDES BOTH MARKETABLE AND NON-MARKETABLE SECURITIES. REVENUES FOR MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON QUOTED MARKET PRICES. REVENUES FOR NON-MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON DISCOUNTED CASH FLOW AND OTHER VALUATION APPROACHES. USE OF THIRD PARTIES PART I, QUESTION 32B BROKERS ARE USED TO SELL CONTRIBUTED SECURITIES. THE ORGANIZATION DOES NOT USE THIRD PARTIES TO SOLICIT NONCASH CONTRIBUTIONS. FINANCIAL ACCOUNTS IN FOREIGN COUNTRIES PART V, LINE 4B CONTINUED FROM STATEMENT 2 France Germany Hong Kong Ireland Japan Luxembourg Malaysia Mauritius Netherlands Norway Poland Singapore Sweden Switzerland Thailand United Kingdom BUSINESS RELATIONSHIP PART VI, SECTION A, QUESTION 2 Nancy Peretsman, a trustee, serves on the board of an exempt organization which employs danielle allen, a trustee. GOVERNING BODY PART VI, SECTION A, QUESTION 7A The Princeton University Board of Trustees consists of 39 members. Thirteen members are Alumni Trustees who are elected by the alumni members of the University and serve four-year terms. Four Alumni Trustees are elected by the junior and senior classes and the two most recently graduated undergraduate classes. Nine of these alumni trustees are elected through an alumni-wide election overseen by the Committee to Nominate Alumni Trustees. Alumni trustees have the same rights and powers as other trustees. FORM 990 PROVIDED TO ORGANIZATIONS GOVERNING BODY PART VI, SECTION B, LINE 11a The Form 990 is prepared by the University's Office of Finance & Treasury and is reviewed by management. The Schedule J compensation information is reviewed by the Compensation Committee and the entire Form 990 is reviewed by the Audit & Compliance Committee at a meeting prior to its filing with the IRS. A draft copy of the form, along with supplementary information, is provided in electronic form to the committees in advance of the meetings, and the draft is revised subsequently, as necessary. The full Board of Trustees is provided access to the final draft form prior to the filing date, allowing sufficient time for review. Conflict of Interest Policy Part VI, Section B, Line 12c On an annual basis, all trustees are provided with a copy of the conflict of interest policy for trustees and a statement of compliance affirmation which they are required to sign and return to the office of the Vice President and Secretary. Where questions arise about potential conflicts of interest or the possible perception of such conflicts, the policy requires that those issues be brought to the chair of the trustee committee on compensation for resolution. On an annual basis, the vice president of human resources, the dean of the faculty, and the director of the Princeton Plasma Physics Laboratory ("PPPL") are responsible for ensuring compliance with the University's conflict of interest policies by all employees hired through their respective units. All office heads, managers of departments, programs, centers, and institutes, and academic department chairs are reminded of their obligation to ensure compliance in their functional areas. All employees are asked to review the conflict of interest policies, which are provided to them online, and to complete a disclosure form acknowledging that they have reviewed the policies and requiring that any conflicts or potential conflicts be disclosed. All disclosed conflicts are reviewed by the applicable office head, manager or department chair, and then brought to the respective vice president of human resources, the dean of the faculty, or the director of the PPPL for further review and resolution. Conflict disclosure forms completed by officers are reviewed by the president of the University and by the compensation committee of the board of trustees; the president's disclosure form is reviewed by the compensation committee of the board of trustees, and disclosed conflicts, if any, are appropriately resolved. DETERMINATION OF COMPENSATION PART VI, SECTION B, QUESTIONS 15a & 15b The Compensation Committee of the Board of Trustees meets every spring to set the President's compensation and the compensation levels for officers and key employees. The Compensation Committee has an independent compensation consultant who provides all of the comparability data for the President's position. With this information, the Committee then determines the President's compensation. The Human Resources Department provides the Committee with market comparability data for the remaining officers and key employees. The Committee discusses and reviews the recommended compensation of such individuals with the president. The secretary to the Committee takes notes during the meetings and writes the minutes reflecting the deliberation and decision processes. FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND THE FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH PRINCETON UNIVERSITY'S WEBSITE. AVERAGE HOURS PER WEEK PART VII, SECTION A, COLUMN B Certain officers of the Trustees of Princeton University also serve on the boards of related organizations: Stanley J. Seeger Hellenic Fund, Forrestal Investment Corporation, Princeton Charitable Foundation Limited, Princeton University Press, and Forrestal Agricultural Corporation. The average hours per week that these officers devote to the related organizations during the year is less than one hour a week or month. PRINCETON CHARITABLE FOUNDATION LIMITED 19 OLD BAILEY LONDON EC4M 7EG UK 980591811 CHARITY UK 1894410 289668 PRINCETON U PRINCETON INTERNATIONAL LLC 701 Carnegie Center Princeton NJ 08540 462973166 Programs DE 0 0 Princeton U Forrestal LLC 701 Carnegie Center Princeton NJ 08540 464991582 Holding DE 1155460 22527450 Princeton U FORRESTAL INVESTMENT CORPORATION 701 CARNEGIE CENTER SUITE 445 PRINCETON NJ 08540 222968912 HOLDING CO. NJ 501(c)(2) N/A PRINCETON U true STANLEY J SEEGER HELLENIC FUND 701 CARNEGIE CENTER SUITE 445 PRINCETON NJ 08540 222266810 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true FORRESTAL AGRICULTURAL CORPORATION 701 CARNEGIE CENTER SUITE 445 PRINCETON NJ 08540 363625291 INVESTMENTS IA 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON UNIVERSITY ALUMNI ORGANIZATION 701 CARNEGIE CENTER SUITE 445 PRINCETON NJ 08540 222711242 ALUMNI NJ 501(c)(3) 11-III-O na false PRINCETON UNIVERSITY PRESS 41 William Street Princeton NJ 08540 210634483 PUBLICATIONS NJ 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON-BLAIRSTOWN CENTER INC 350 ALEXANDER ROAD PRINCETON NJ 08540 226075831 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON IN AFRICA INC PO BOX 226 PRINCETON NJ 08542 223824520 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON IN ISHIKAWA INC 211 JONES HALL PRINCETON UNIVERSIT PRINCETON NJ 08544 223563022 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON IN BEIJING INC 211 JONES HALL PRINCETON UNIVERSIT PRINCETON NJ 08544 223779722 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true FOUNDING FATHERS PAPERS INC 701 CARNEGIE CENTER Suite 445 PRINCETON NJ 08540 222365602 RESEARCH/PUB NJ 501(c)(3) 11-TYPE I na false RESEARCH COLLECTIONS&PRESERVCONSORTIUM 701 CARNEGIE CENTER Suite 445 PRINCETON NJ 08540 223751732 BOOK STORAGE NJ 501(c)(3) 11-TYPE I na false PETROTIGER III LTD 1 HOUSTON CTR 1221 MCKINNEY SUITE HOUSTON TX 77010 760328789 INVESTMENT TX NA excluded from tax 181296 7834038 false 92872 false 0.99000 NASSAU CAPITAL FUNDS 22 CHAMBERS STREET 4TH FLOOR PRINCETON NJ 08542 223344912 INVESTMENT DE NA excluded from tax 28182639 162515487 false 1823420 false 0.98784 DYNAMO BRASIL I LLC 2711 CENTERVILLE ROAD SUITE 400 WILMINGTON DE 19808 980515400 INVESTMENT DE NA excluded from tax -1761756 206338960 false false 1.00000 PB INSTITUTIONAL LP 10 ST JAMES AVE STE 1700 BOSTON MA 02116 043425688 INVESTMENT DE NA excluded from tax 67661336 1030975217 false 811345 false 0.98268 VARDE FUND VI-A LP 8500 NORMANDALE LAKE BLVD SUITE 15 MINNEAPOLIS MN 55437 412022693 INVESTMENT DE NA excluded from tax -15715032 146117171 false -3452 false 0.87535 FARALLON CAP INST PARTIII ONE MARITIME PLAZA SUITE 2100 SAN FRANCISCO CA 94111 943253905 INVESTMENT DE NA excluded from tax 45460009 514047385 false false 0.91660 BAKER BIOTECH FUND II (A) LP 667 MADISON AVENUE 21ST FLOOR NEW YORK NY 10065 331004876 INVESTMENT DE NA excluded from tax 65197 2926672 false false 0.55010 LONE BALSAM LP TWO GREENWICH PLAZA SECOND FLLOR GREENWICH CT 08630 582359631 INVESTMENT DE NA excluded from tax 34739552 253752468 false -108115 false 0.57336 WHITECREST PARTNERS LP 222 BERKELEY STREET 22ND FLOOR BOSTON MA 02116 043585396 INVESTMENT DE NA excluded from tax 47691253 489576795 false 502217 false 0.88151 THE ORANGE PARTNERS FUND LTD PO BOX 309GT UGLAND HOUSE GRAND CAYMAN CA CJ 210634501 INVESTMENT CJ NA excluded from tax -6844005 252865290 false false 0.98960 ALEXANDER STREET PARTNERS LTD 225 WEST WATER STREET STE 1987 JACKSONVILLE FL 322025152 593374725 INVESTMENT FL NA excluded from tax 20212503 334420630 false false 0.80724 LAXEY UNIVERSAL VALUE LP 1209 ORANGE STREET WILMINGTON DE 19801 210634501 INVESTMENT DE NA excluded from tax 423182 6979546 false false 0.93330 BPI LTD 103 S CHURCH ST PO BOX 1034 GT GR CJ CAYMAN ISLANDS INVESTMENT CJ NA excluded from tax 88911452 710413672 false false 1.00000 PETROTIGER IV LTD 1 HOUSTON CENTER-1221 MCKINNEY 37 HOUSTON TX 77010 760495639 INVESTMENT TX NA excluded from tax 1273592 8542683 false false 0.82600 PETROTIGER I LTD 1 HOUSTON CENTER 1221 MCKINNEY 3 HOUSTON TX 77010 760230203 INVESTMENT TX NA excluded from tax 7692402 25196165 false false 0.84830 farallon special situation partners 1 maritime plaza suite 2100 san francisco CA 94111 943244687 investment CA na excluded from tax 105750 6507751 false -311917 false 0.98916 GEOLOGIC RESOURCE OPPORTUNITIES FUNDLTD c/o Goldman Sachs caymanTrustltd Gardenia court,Ste 407,45 Market st Ca CJ KY1-1103 investment CJ na excluded from tax -58418520 87964685 false false 0.71050 ANCHOR FUND INTERNATIONAL INC 4306 Pablo Oaks Court Jacksonville FL 32224 investment VI NA excluded from tax -2113613 0 false false Charitable Remainder TrustS (299) Investment various TRUST true CHARITABLE LEAD TRUSTS (12) INVESTMENT VARIOUS TRUST true POOLED FUNDS (187) INVESTMENT VARIOUS TRUST true CHARITABLE GIFT ANNUITIES (122) INVESTMENT VARIOUS TRUST true Nassau Opex Corp po box 305 Belle Mead NJ 085020305 223643230 Investment DE princeton u C Corp -388 45445 1.00000 true true true true false false false false false false false true false false true true true true true true FORRESTAL INVESTMENT CORPORATION s 85985695 CASH STANLEY J SEEGER HELLENIC FUND C 1518286 CASH FORRESTAL AGRICULTURAL CORPORATION s 2437011 cash PRINCETON UNIVERSITY PRESS A 53506 CASH PRINCETON UNIVERSITY PRESS k 125455 CASH PRINCETON UNIVERSITY PRESS N,O,Q 176046 CASH PRINCETON UNIVERSITY PRESS R 4315449 CASH PRINCETON-BLAIRSTOWN CENTER INC b 102009 cash PRINCETON-BLAIRSTOWN CENTER INC P 175000 CASH PB INSTITUTIONAL LIMITED PARTNERSHIP B 50000000 CASH NASSAU CAPITAL FUNDS B 965112 CASH NASSAU CAPITAL FUNDS S 61035085 CASH ANCHOR FUND S 25768882 CASH THE ORANGE PARTNERS FUND B 127418912 CASH THE ORANGE PARTNERS FUND S 33818912 CASH LAXEY UNIVERSAL VALUE LP S 35599714 CASH GEOLOGIC RESOURCE OPPORTUNITIES FUNDLTD B 50000000 CASH PETROTIGER IIILTD S 1224310 CASH FARALLON CAPITAL INSTITUTIONAL PARTNERS III b 742800 cash FARALLON CAPITAL INSTITUTIONAL PARTNERS III S 515000 CASH PETROTIGER I LTD S 5942784 CASH PETROTIGER IV LTD S 1140442 CASH FARALLON SPECIAL SITUATION PARTNERS LP S 3262261 CASH WHITECREST PARTNERS LP S 12133914 CASH