2014-05-28T14:48:41-05:00 2013-12-31 522041603 SQUIRE LEMKIN COMPANY LLP 111 ROCKVILLE PIKE SUITE 475 ROCKVILLE MD 20850 990 2013-01-01 202138855 ATS FOUNDATION INC ATSF 2123158600 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 STEPHEN C CRANE EXECUTIVE DIRECTOR 2123158600 2014-05-13 1 NANCY JOHNSON P01593478 3014246800 2013 2015-11-30 17:44:51Z STEPHEN C CRANE 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 2461694 0 X WWW.THORACIC.ORG X 2004 DC TO FOSTER CHARITABLE GIVING TO ADVANCE THE PREVENTION AND TREATMENT OF RESPIRATORY DISEASE, CRITICAL CARE AND SLEEP DISORDERS. 15 15 2 0 0 0 1937144 1907137 0 0 19211 20180 0 -86067 1956355 1841250 1213964 1353650 0 0 214931 246645 0 0 4932 114020 179240 1542915 1779535 413440 61715 3642554 3684219 213340 796461 3429214 2887758 X THE FOUNDATION IS THE PHILANTHROPIC ARM OF THE AMERICAN THORACIC SOCIETY. ITS MISSION IS TO FOSTER CHARITABLE GIVING TO ADVANCE THE PREVENTION AND TREATMENT OF RESPIRATORY DISEASE, CRITICAL CARE AND SLEEP DISORDERS. THE ATS FOUNDATION PARTNERS WITH INDIVIDUALS, NON-PROFIT LUNG-RELATED RESEARCH PARTNERS, PUBLIC INTEREST ORGANIZATIONS, INDUSTRY, AND OTHER ALLIED ORGANIZATIONS TO SUPPORT THE FULL SPECTRUM OF RESEARCH, FROM BASIC SCIENCE TO HEALTH CARE DELIVERY AND PUBLIC HEALTH, AS WELL AS TRAINING AND EDUCATION FOR SCIENTISTS, CLINICIANS, PATIENTS, AND PATIENT ORGANIZATIONS. THE ATS FOUNDATION HAS A VISION THAT STRIVES TO PRESERVE AND IMPROVE THE RESPIRATORY HEALTH OF ALL PEOPLE GLOBALLY THROUGH ITS STRATEGIC INVESTMENTS IN THE FULL SPECTRUM OF RESEARCH, EDUCATION, AND TRAINING. THE ATS FOUNDATION MEASURES THE SUCCESS OF ITS EFFORTS BY THE BENEFITS PROVIDED TO PATIENTS, THEIR FAMILIES, AND COMMUNITIES WORLDWIDE. 0 0 1688447 1353650 TO SUPPORT ACTIVITIES OF AMERICAN THORACIC SOCIETY, INC., A RELATED 501(C)(3) ORGANIZATION, ESTABLISHED TO PREVENT AND FIGHT RESPIRATORY DISEASE, CRITICAL CARE AND SLEEP MEDICINE. THE ATS FOUNDATION PARTNERS WITH INDIVIDUALS, NON-PROFIT LUNG-RELATED RESEARCH PARTNERS, PUBLIC INTEREST ORGANIZATIONS, INDUSTRY, AND OTHER ALLIED ORGANIZATIONS TO SUPPORT THE FULL SPECTRUM OF RESEARCH, FROM BASIC SCIENCE TO HEALTH CARE DELIVERY AND PUBLIC HEALTH, AS WELL AS TRAINING AND EDUCATION FOR SCIENTISTS, CLINICIANS, PATIENTS, AND PATIENT ORGANIZATIONS. THE ATS FOUNDATION HAS A VISION THAT STRIVES TO PRESERVE AND IMPROVE THE RESPIRATORY HEALTH OF ALL PEOPLE GLOBALLY THROUGH ITS STRATEGIC INVESTMENTS IN THE FULL SPECTRUM OF RESEARCH, EDUCATION, AND TRAINING. THE ATS FOUNDATION MEASURES THE SUCCESS OF ITS EFFORTS BY THE BENEFITS PROVIDED TO PATIENTS, THEIR FAMILIES, AND COMMUNITIES WORLDWIDE. 1688447 1 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 9 0 1 2 1 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY AL AK AZ CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY X X NICOLE ANTHONY 2123158615 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 JAMES F DONOHUE CHAIR 2.00 X X 0 0 0 THEODORE REISS VICE CHAIR 2.00 X X 0 0 0 DEAN E SCHRAUFNAGEL TREASURER 2.00 X X 0 0 0 WILLIAM C BAILEY DIRECTOR 2.00 X 0 0 0 A SONIA BUIST DIRECTOR 2.00 X 0 0 0 JACQUELINE E CARSANARO DIRECTOR 2.00 X 0 0 0 JEANNE M WALLACE DIRECTOR 2.00 X 0 0 0 THOMAS W FERKOL ATS PRESIDENT ELECT 2.00 X X 0 0 0 ATUL MALHOTRA ATS VICE PRESIDENT 2.00 X X 0 0 0 SUSANNA A MCCOLLEY DIRECTOR 2.00 X 0 0 0 SAMYA Z NASR DIRECTOR 2.00 X 0 0 0 LINDA NICI DIRECTOR 2.00 X 0 0 0 GREGORY R PORTA DIRECTOR 2.00 X 0 0 0 SHARON IS ROUNDS DIRECTOR 2.00 X 0 0 0 GERARD M TURINO DIRECTOR 2.00 X 0 0 0 STEPHEN C CRANE EXECUTIVE DIRECTOR 2.00 X 0 359927 10732 LYDIA NEUMANN DIRECTOR 35.00 X 141405 0 15695 141405 359927 26427 1 0 1 0 0 478120 1429017 1907137 20180 20180 534377 534377 0 0 0 478120 86067 -86067 -86067 1841250 0 0 -65887 1271186 1271186 82464 82464 207590 197211 6228 4151 2100 1995 63 42 23421 22250 703 468 13534 12857 406 271 10800 10800 21375 21375 37397 37397 23248 19569 3679 6995 6995 74777 73920 857 AFFILIATES AND SUBSCRIP 2448 2448 PROFESSIONAL TRAINING A 2200 2200 1779535 1688447 86156 4932 867894 496771 116583 201234 6340 24649 124678 24410 21893 2773 952297 1007909 1552869 1926473 3642554 3684219 36325 31461 65000 740000 112015 25000 213340 796461 X 79640 71650 3249574 2716108 100000 100000 3429214 2887758 3642554 3684219 61715 -28170 -575000 0 X 0 1 X 1 0 X X X 0 0 0 AMERICAN THORACIC SOCIETY INC 061548706 9 1 1 1 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 100000 2000 -2000 104000 100000 100000 100000 100000 100000 100000 100000 100000 1.00000 0 0 0 DUE FROM AFFILIATE 1926473 1926473 X 1813080 -28170 -28170 1841250 0 1841250 1779535 0 1779535 0 1779535 PART V, LINE 4: EARNINGS FROM THE PERMANENT ENDOWMENT IS INTENDED TO BE USED TO FUND RESEARCH PROGRAMS, GRANTS, AND AWARDS. PART X, LINE 2: THE FOUNDATION COMPLIES WITH THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD CODIFICATION TOPIC ACCOUNTING FOR UNCERTAINTY IN INCOME TAX. FOR THE YEARS ENDED DECEMBER 31, 2013 AND 2012, NO UNRECOGNIZED TAX PROVISION OR BENEFIT EXISTS. 1 IRELAND GRANTS TO RECIPIENT LOCATED IN REGION 20000 AUSTRALIA GRANTS TO RECIPIENT LOCATED IN REGION 20000 CANADA GRANTS TO RECIPIENT LOCATED IN REGION 20000 0 0 0 0 0 0 60000 0 60000 IRELAND RESEARCH 20000 CHECK AUSTRALIA RESEARCH 20000 CHECK CANADA RESEARCH 20000 CHECK 0 0 RESEARCH ALPHONSUS ISARA (NIGERIA) 1 5000 RESEARCH DANIEL OBASEKI (NIGERIA) 1 5000 RESEARCH LE THUONG (VIETNAM) 1 5000 RESEARCH GANG WANG (CHINA) 1 5000 0 0 0 0 0 0 PART I, LINE 2: ATS FOUNDATION MAKES AWARDS AND GRANTS FOR RESEARCH AND FOR TRAINING OF RESEARCHERS. THE AWARDS AND GRANTS ARE FUNDED BY THE FOUNDATION AND ITS CORPORATE SPONSORS. ADDITIONAL FUNDING IS PROVIDED THROUGH INVESTMENT EARNINGS, CONTRIBUTIONS, AND VOLUNTARY CONTRIBUTIONS PAID WITH ATS MEMBERSHIHP DUES DESIGNATED FOR THE FOUNDATION'S PROGRAMS. RECIPIENTS ARE REQUIRED TO MEET CERTAIN QUALIFICATIONS AND TO PROVIDE ACCOUNTABILITY TO THE FOUNDATION FOR FUNDS DISBURSED. THE LIABILITY AND EXPENSE FOR AWARDS AND GRANTS ARE RECOGNIZED AT THE TIME OF AWARD AND NOTIFICATION TO, AND ACCEPTANCE BY, THE RECIPIENT, UNLESS THE GRANT CONTAINS CONDITIONAL PROVISION FOR THE SECOND YEAR OF FUNDING. CONDITIONAL GRANTS ARE NOT RECORDED UNTIL ALL CONDITIONS HAVE BEEN MET. REFUNDS OF UNEXPENDED GRANTS RETURNED TO THE FOUNDATION ARE RECORDED AS A REDUCTION OF GRANT EXPENSE. 1 BRIGHAM & WOMEN'S HOSPITAL 75 FRANCIS ST THORN803 BOSTON MA 02115 042312909 501(C)(3) 20000 RESEARCH JOHN HOPKINS UNIVERSITY 5501 HOPKINS BAYVIEW CIRCLE BALTIMORE MD 21224 520595110 501(C)(3) 75000 RESEARCH NATIONAL JEWISH HEALTH 1400 JACKSON STREET DENVER CO 80206 742044647 501(C)(3) 40000 RESEARCH UNIVERSITY OF COLORADO AT DENVER 13001 E 17TH PL AURORA CO 80045 846000555 501(C)(3) 65000 RESEARCH VANDERBILT UNIVERSITY MEDICAL CENTER 1501 NORTH PLANO SUITE 100 RICHARDSON TX 75081 620476822 501(C)(3) 95000 RESEARCH WASHINGTON UNIVERSITY IN ST LOUIS 700 ROSEDALE AVENUE ST LOUIS MO 63112 430653611 501(C)(3) 60000 RESEARCH YALE UNIVERSITY PO BOX 1873 NEW HAVEN CT 06508 060646973 501(C)(3) 45000 RESEARCH CINCINNATI CHILDREN'S HOSPITAL 3333 BURNETT AVENUE CINCINNATI OH 45249 310833936 501(C)(3) 40000 RESEARCH MEDICAL COLLEGE OF WISCONSIN 8701 WATERTOWN PLANK ROAD MILWAUKEE WI 53226 390806261 501(C)(3) 25000 RESEARCH TRUSTEES BOSTON UNIVERSITY 85 EAST NEWTON ST BOSTON MA 02118 042103547 501(C)(3) 20000 RESEARCH UNIVERSITY OF ALABAMA BIRMINGHAM 701 20TH ST BIRMINGHAM AL 35294 636005396 501(C)(3) 20000 RESEARCH UNIVERSITY OF ROCHESTER 910 HENESEE STREET SUITE 200 ROCHESTER NY 14611 160743209 501(C)(3) 20000 RESEARCH UNIVERSITY OF IOWA B5 JESSUP HALL IOWA CITY IA 52242 426004813 501(C)(3) 40000 RESEARCH UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM STREET ROOM 425 SAN FRANCISCO CA 941430897 946036493 501(C)(3) 40000 RESEARCH UNIVERSITY OF CHICAGO MEDICINE 1427 EAST 60TH STREET SUITE 120 CHICAGO IL 60637 363488183 501(C)(3) 40000 RESEARCH UNIVERSITY OF VERMONT 85 SOUTH PROSPECT STREET BURLINGTON VT 05405 030179440 501(C)(3) 40000 RESEARCH UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DRIVE CHICAGO IL 60693 916001537 501(C)(3) 65000 RESEARCH OREGON HEALTH & SCIENCE UNIVERSITY M/C L106SPA 690 BANCRIFT STREET PORTLAND OR 97239 237083114 501(C)(3) 50000 RESEARCH DUKE UNIVERSITY OFFICE OF SPONSORED PROGRAMS BOX 104004 DURHAM NC 27708 560532129 501(C)(3) 27500 RESEARCH THE CYSTIC FIBROSIS FOUNDATION 6931 ARLINGTON ROAD BETHESDA MD 20814 131930701 501(C)(3) 17772 RESEARCH VANDERBILT UNIVERSITY 2200 CHILDRENS HOSPITAL-11208B DOT NASHVILLE TN 37232 620476822 501(C)(3) 75000 RESEARCH THE UNIVERSITY OF MEMPHIS 263 ADMINISTRATION BLDG MEMPHIS TN 38152 626048540 501(C)(3) 20000 RESEARCH NORTHWESTERN UNIVERSITY 750 N LAKE SHORE DRIVE CHICAGO IL 60611 362167817 501(C)(3) 20000 RESEARCH RESEARCH INSTITUTE AT NATIONWIDE PO BOX 715245 COLUMBUS OH 43271 316056230 501(C)(3) 20000 RESEARCH CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE CLEVELAND OH 44195 340714585 501(C)(3) 27500 RESEARCH PULMONARY HYPERTENSION ASSOCIATION 801 ROEDER ROAD SUITE 1000 SILVER SPRING MD 20910 650880021 501(C)(3) 37804 RESEARCH MASSACHUSETTS GENERAL HOSPITAL PO BOX 414876 BOSTON MA 02114 041564655 501(C)(3) 20000 RESEARCH TULANE UNIVERSITY 1430 TULANE AVE SL-9 NEW ORLEANS LA 70112 720423889 501(C)(3) 20000 RESEARCH BOARD OF TRUSTEES OF UNIVERSITY OF ILLINOIS PO BOX 20787 SPRINGFIELD IL 62708 376000511 501(C)(3) 27500 RESEARCH JOHNS HOPKINS MEDICAL INSTITUTE 1800 ORLEANS ST MB 08004 BALTIMORE MD 21287 520595110 501(C)(3) 20000 RESEARCH WAKE FOREST BAPTIST MEDICAL CENTER PIEDMONT PLAZA ONE MEDICAL CENTER BLVD WINSTON SALEM NC 27157 510190238 501(C)(3) 20000 RESEARCH 54 PART I, LINE 2: AWARDEES ARE REQUIRED TO SUBMIT AN INTERIM PROGRESS REPORT AFTER THE FIRST OYEAR OF SUPPORT. THE SECOND YEAR OF FUNDING, AS APPLICABLE, IS CONTINGENT ON THE DEMONSTRATION OF GOOD SCIENTIFIC PROGRESS DURING YEAR ONE OF THE AWARD. AWARDEES' INSTITUTIONS ARE REQUIRED TO SUBMIT AN INTERIM FINANCIAL REPORT AFTER THE FIRST YEAR OF FUNDING. AWARDEES ARE REQUIRED TO SUBMIT A FINAL PROGRESS REPORT AT THE END OF THE FUNDING PERIOD AND AWARDEES' INSTITUTIONS ARE REQUIRED TO SUBMIT A FINAL FINANCIAL REPORT. THESE AGREEMENTS REQUIRE THAT THE FOUNDATION PROVIDE A COMPLETE ACCOUNTING FOR ALL GRANTS FUNDS. ANY EXCESS FUNDS MUST BE RETURNED TO THE GRANTOR. X 0 0 0 0 0 0 0 0 0 STEPHEN C CRANE EXECUTIVE DIRECTOR 0 359927 0 0 0 0 3825 0 6907 0 10732 359927 0 0 LYDIA NEUMANN DIRECTOR 141405 0 0 0 0 0 2100 0 13595 0 157100 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR AND THE DIRECTOR OF FINANCE. FORM 990, PART VI, SECTION B, LINE 12C THE TRUSTEES, DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST FORM ANNUALLY AND ANY DISCLOSURES ARE INVESTIGATED. FORM 990, PART VI, SECTION B, LINE 15 COMPARABILITY DATA FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. AMERICAN THORACIC SOCIETY INC 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 061548706 RESEARCH DC 501(C)(3) LINE 9 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 AMERICAN THORACIC SOCIETY C 336619 FMV OF ADMINISTRATIVE EXPENSES AMERICAN THORACIC SOCIETY M 0 FMV OF ADMINISTRATIVE EXPENSES AMERICAN THORACIC SOCIETY N 0 FMV OF ADMINISTRATIVE EXPENSES AMERICAN THORACIC SOCIETY O 0 FMV OF ADMINISTRATIVE EXPENSES