2014-07-15T08:14:16-05:00 2013-08-31 131655065 LUTZ AND CARR CPAS LLP 300 EAST 42ND STREET NEW YORK NY 10017 990 2012-09-01 131844852 NEW YORK SHAKESPEARE FESTIVAL NEWY 2125398500 425 LAFAYETTE STREET NEW YORK NY 10003 RACHEL PIVNICK 2125398500 2014-07-14 1 MICHAEL WALLACE P00881958 2126972299 2012 2015-11-30 17:44:51Z THE PUBLIC THEATER JOE'S PUB RACHEL PIVNICK 425 LAFAYETTE STREET NEW YORK NY 10003 40358971 0 X WWW.PUBLICTHEATER.ORG X 1954 NY THROUGH THE PUBLIC THEATER, SHAKESPEARE IN THE PARK AND JOE'S PUB, NYSF IS DEDICATED TO DEVELOPING AN AMERICAN THEATER THAT IS ACCESSIBLE AND RELEVANT TO ALL PEOPLE. 37 35 943 35 2828 1488 20043794 17031807 5614063 7121247 164370 1368370 374665 938412 26196892 26459836 0 0 0 0 12845128 15171841 111151 241655 3203950 9748712 12003881 22704991 27417377 3491901 -957541 47122477 44086829 9877030 7271029 37245447 36815800 X AS THE NATION'S FOREMOST PRODUCER OF SHAKESPEARE AND NEW WORK, THE PUBLIC THEATER IS DEDICATED TO ACHIEVING ARTISTIC EXCELLENCE WHILE DEVELOPING AN AMERICAN THEATER THAT IS ACCESSIBLE AND RELEVANT TO ALL PEOPLE THROUGH PRODUCTIONS OF CHALLENGING NEW PLAYS, MUSICALS AND INNOVATIVE STAGINGS OF THE CLASSICS. 0 0 11252824 4556077 DOWNTOWN SEASON:THE PUBLIC THEATER'S 2012-2013 SEASON INCLUDED OVER 600 PERFORMANCES IN ALL FIVE THEATERS. FOUR PLAYS RECEIVED THEIR WORLD PREMIERE -- COLMAN DOMINGO'S WILD WITH HAPPY; NATHAN ENGLANDER'S THE TWENTY SEVENTH MAN, GUILLERMO CALDERON'S NEVA (ENGLISH-LANGUAGE PREMIERE) AND RICHARD FOREMAN'S OLD-FASHIONED PROSTITUTES. THE PUBLIC DEVELOPED AND PRODUCED TWO NEW MUSICALS AS PART OF ITS MUSICAL THEATER INITIATIVE: GIANT WRITTEN BY MICHAEL JOHN LACHIUSA AND SYBILLE PEARSON AND HERE LIES LOVE, WRITTEN BY DAVID BYRNE AND FATBOY SLIM (DRAMA DESK, OBIE, LORTEL AND OUTER CRITICS AWARD WINNER). 5055002 0 SHAKESPEARE IN THE PARK:2013 MARKED THE 51ST ANNIVERSARY OF SHAKESPEARE IN THE PARK AT THE DELACORTE THEATER. TWO PLAYS WERE PRESENTED OVER NINE WEEKS WITH OVER 100,000 IN ATTENDANCE: THE COMEDY OF ERRORS FEATURING JESSE TYLER FERGUSON AND HAMISH LINKLATER AND A WORLD PREMIERE OF A MUSICAL ADAPTATION OF SHAKESPEARE'S LOVE'S LABOUR'S LOST WITH A BOOK ADAPTED BY ALEX TIMBERS AND SCORE BY MICHAEL FRIEDMAN. ALL TICKETS FOR SHAKESPEARE IN THE PARK WERE OFFERED FREE OF CHARGE THROUGH A VARIETY OF DISTRIBUTION METHODS DESIGNED TO MAXIMIZE ACCESSIBILITY. NYSF PRESENTED A ONE-EVENING ONLY STAGED READING OF THE PIRATES OF PENZANCE, FIRST PRESENTED AT THE DELACORTE IN 1980 FEATURING KEVIN KLINE AND HONORING NORA EPHRON FOR HER LONGTIME SUPPORT AS A TRUSTEE. 3738868 812872 NEW WORKS DEVELOPMENT & ANCILLARY PROGRAMS:THE PUBLIC WRITER'S INITIATIVE SUPPORTS PLAYWRIGHTS AT EVERY STAGE OF THEIR CAREERS. EMERGING WRITERS GROUP OFFERED ITS WRITERS TWO INDUSTRY SHOWCASES AND BI-WEEKLY MEETINGS AND RETREATS TO STRENGTHEN PROFESSIONAL RELATIONSHIPS. SIX OF THE TEN WRITERS WERE SIGNED TO PROFESSIONAL REPRESENTATION. FOR MID-CAREER WRITERS, NYSF HELD OVER 30 READINGS AND WORKSHOPS (OFTEN MULTIPLE SESSIONS OF THE SAME PLAY) AND COMMISSIONED MULTIPLE WRITERS. SUZAN-LORI PARKS CONTINUED FOR HER FIFTH YEAR AS MASTER WRITER CHAIR, A FRAMEWORK TO SUPPORT MASTER PLAYWRIGHTS IN NONPROFIT THEATERS. AS PART OF THE WALLACE SHAWN-ANDRE GREGORY PROJECT WITH TFANA,THE PUBLIC REVIVED WALLACE SHAWN'S THE DESIGNATED MOURNER, DIRECTED BY ANDRE GREGORY.THE TWO-WEEK UNDER THE RADAR FESTIVAL WITH $20K TICKETS TO MAXIMIZE REACH FEATURED THEATER COMPANIES FROM AUSTRALIA, BELARUS, HUNGARY AND JAPAN.TO AUGMENT SHAKESPEARE IN THE PARK, NYSF PROVIDES SEVERAL INITIATIVES TO REACH COMMUNITIES WITH NO OR LITTLE ACCESS TO THE ARTS. A MIDSUMMER DAY'S CAMP IS A TWO-WEEK CONSERVATORY PROGRAM FOR 36 YOUNG ACTORS, MANY RECEIVING SCHOLARSHIPS. MOBILE SHAKESPEARE UNIT, A REINVENTION OF FOUNDER JOSEPH PAPP'S SEMINAL PROGRAM BEGUN IN 1957 TO BRING SHAKESPEARE TO THE MASSES, BROUGHT MUCH ADO ABOUT NOTHING TO 18 VENUES THROUGHOUT THE METROPOLITAN AREA INCLUDING BAYVIEW AND RIKERS ISLAND CORRECTIONAL FACILITIES, THE FORTUNE SOCIETY, JAMAICA SERVICES FOR OLDER ADULTS AND CEPHAS CENTER FOR THE ARTS IN THE BRONX. FOLLOWING THE TOUR, MOBILE RAN AT THE PUBLIC THEATER WITH $20 TICKETS. 2978022 1982048 JOE'S PUB 2978022 1982048 23024716 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 561 0 1 943 1 1 1 0 0 0 0 1 1 0 0 0 0 X 37 35 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 NY CT NJ PA X MICHAEL RABINOWITZ CONTROLLER 2125398509 425 LAFAYETTE STREET NEW YORK NY 10003 WARREN SPECTOR 5.00 X X 0 0 0 PAT FILI-KRUSHEL 2.00 X X 0 0 0 ARIELLE TEPPER MADOVER 2.00 X X 0 0 0 JIM STEINBERG 2.00 X X 0 0 0 GAIL PAPP 1.00 X X 0 0 0 PAUL J EUSTIS 40.00 X X 316134 0 44474 PATRICK WILLINGHAM 40.00 X X 291512 0 21858 RENEE BEAUMONT 1.00 X 0 0 0 ANDREA E BERNSTEIN 1.00 X 0 0 0 ZACH BUCHWALD 1.00 X 0 0 0 MARY SCHMIDT CAMPBELL 1.00 X 0 0 0 GORDON J DAVIS ESQ 1.00 X 0 0 0 ERIC ELLENBOGEN 1.00 X 0 0 0 STEPHEN LFEINBERG 1.00 X 0 0 0 HILARY C FESHBACH 1.00 X 0 0 0 CANDIA FISHER 1.00 X 0 0 0 FAITH E GAY 1.00 X 0 0 0 ANNE HATHAWAY 1.00 X 0 0 0 KEVIN KLINE 1.00 X 0 0 0 DEBBY LANDESMAN 1.00 X 0 0 0 BARBARA MANOCHERIAN 1.00 X 0 0 0 GRACE LYU-VOLKHAUSEN 1.00 X 0 0 0 CHARLOTTE RELYEA 1.00 X 0 0 0 WENDI ROSE 1.00 X 0 0 0 LIZANNE ROSENSTEIN 1.00 X 0 0 0 MARK ROSENTHAL 1.00 X 0 0 0 LIEV SCHREIBER 1.00 X 0 0 0 ALEXANDRA SHIVA 1.00 X 0 0 0 ANDREW SHIVA 1.00 X 0 0 0 TOM SLAUGHTER 1.00 X 0 0 0 HENRY MCGEE 1.00 X 0 0 0 STEVEN TAUB 1.00 X 0 0 0 ROBIN WAGNER 1.00 X 0 0 0 SAM WATERSTON 1.00 X 0 0 0 AUDREY WILF 1.00 X 0 0 0 FRANCES WILKINSON 1.00 X 0 0 0 ANNE CLARKE WOLFF 1.00 X 0 0 0 RUTH STERNBERG 40.00 X 166620 0 25947 SANDRA E DAVIS 40.00 X 156637 0 9388 SUZAN LORI PARKS 40.00 X 113278 0 20087 MANDY HACKETT 40.00 X 138392 0 26153 HEIDI GRIFFITHS 40.00 X 101777 0 24017 ADRIENNE DOBSOVITS 40.00 X 132752 0 17247 1417102 0 189171 8 0 1 0 ENNEAD ARCHITECTS LLP 320 WEST 13TH STREET NEW YORK NY 100141278 ARCHITECT 386153 HUDSON YARDS CATERING LLC D/B/A UNION SQUARE EVENTS 640 WEST NEW YORK NY 10001 CATERING 234220 C&P MECHANICAL OF NEW YORK INC 75 SECOND AVENUE EAST ROCKAWAY NY 11518 REPAIR AND MAINTENANCE 219427 DALLAS THEATER CENTER ATTN HILLARY HART 2400 FLORA STREE DALLAS TX 75201 THEATER COMPANY (CO-PRODUCTION) 218903 ELEVATOR REPAIR SERVICE THEATER INC 47 GREAT JONES STREET 3RD FL NEW YORK NY 10012 THEATER COMPANY (CO-PRODUCTION) 194431 13 2038948 813836 14179023 21147 17031807 BOX OFFICE INCOME 711110 6051599 6051599 CO-PRODUCTION FEES, ENHANCEMENT I 900099 881668 881668 ROYALTY & SUB. RIGHTS 900099 131984 131984 TUITION INCOME 611710 39420 39420 WORKSHOPS/EVENTS 900099 16576 16576 7121247 469092 2828 466264 377109 0 377109 377109 377109 14567012 13667734 899278 899278 899278 231401 2038948 231401 0 33854 0 33854 33854 OTHER INCOME 900099 361734 361734 INSURANCE SETTLEMENT 900099 165715 165715 527449 26459836 7350997 2828 2074204 X 851178 537229 313949 11411711 9971572 584581 855558 631445 542867 31861 56717 892250 771469 44879 75902 1385257 1187972 66449 130836 82816 53207 29609 63485 63485 241655 241655 3171248 2838740 20482 312026 834537 532481 302056 1229606 893111 118518 217977 208556 208556 571510 509423 695 61392 469001 390788 14495 63718 32863 19588 9379 3896 685879 599921 30509 55449 116648 63485 45034 8129 PRODUCTION COSTS 3399672 3316401 83271 MISCELLANEOUS 1138060 587906 128735 421419 27417377 23024716 1188711 3203950 2435338 1784115 260204 7336191 6362308 767166 815673 505836 819823 17196339 3883018 2052392 13313321 7032584 9470833 9979524 9078423 17013446 2182129 47122477 44086829 3764845 1388045 366300 2190663 5295811 3000000 450074 692321 9877030 7271029 X 3136663 1800630 18687139 19593525 15421645 15421645 37245447 36815800 47122477 44086829 X -957541 809645 -281751 X 0 1 X 1 0 X 15868203 13509910 17433746 20043794 17031807 83887460 15868203 13509910 17433746 20043794 17031807 83887460 4784235 79103225 881076 775547 1034530 785319 975357 4451829 1444 1529 1488 4461 121907 262369 118558 104887 561303 1169024 89512774 31012912 0.88370 0.85850 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17233026 2175086 -898831 18509281 17302565 836157 -905696 17233026 17173342 1291633 -1162410 17302565 16296557 1809950 -933165 17173342 18426572 -1154556 -975459 16296557 0.00000 0.83320 0.16680 0 0 14611585 2102318 12509267 1016691 836942 179749 1568063 943758 624305 13313321 CANYON VALUE REALIZATION FUND (CAYMAN) LTD. 2041637 F TACONIC OPPORTUNITY OFFSHORE FUND 1948403 F HCP PRIVATE EQUITY FUND III (CAYMAN), L.P. 357216 F HCP REAL ASSETS FUND II, L.P. 183548 F HCP VARDE FUND IX INVESTORS, L.P. 1331678 F WATERSHED CAPITAL INSTITUTIONAL PARTNERS, L.P. 1434500 F FIR TREE INTERNATIONAL 1781441 F 9078423 ACCRUED PENSION LIABILITY 692321 692321 X DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: INCOME FROM THE ENDOWMENTS IS USED TO SUPPORT THE ARTISTIC AND OPERATIONAL ACTIVITIES OF THE ORGANIZATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: MANAGEMENT HAS EVALUATED ALL INCOME TAX POSITIONS AND CONCLUDED THAT NO DISCLOSURES RELATING TO UNCERTAIN TAX POSITIONS WERE REQUIRED IN THE FINANCIAL STATEMENTS. X X X X X X X 1 ROSE POLIDORO ENTERPRISES INC 215 EAST 68TH STREET - SUITE 6J NEW YORK NY 10021 CORPORATE FUNDRAISING CONSULTING 0 445000 88500 356500 SD&A 5757 W CENTURY BLVD STE 300 LOS ANGELES CA 90045 TELEFUNDRAISING 0 279670 73680 205990 GURA ASSOCIATES LTD 505 WEST END AVENUE NEW YORK NY 10024 MAJOR GIFT CONSULTING 0 0 79475 0 724670 241655 562490 NY CT NJ PA ANNUAL GALA EVENT 2270349 2038948 231401 138265 93136 2270349 2038948 231401 138265 93136 231401 0 X X X X X 1 0 0 0 0 0 0 0 0 PAUL J EUSTIS 315364 0 0 0 770 0 14793 0 29681 0 360608 0 0 0 PATRICK WILLINGHAM 291062 0 0 0 450 0 5696 0 16162 0 313370 0 0 0 RUTH STERNBERG 166620 0 0 0 0 0 9785 0 16162 0 192567 0 0 0 SANDRA E DAVIS 123336 0 0 0 33301 0 0 0 9388 0 166025 0 0 0 MANDY HACKETT 138082 0 0 0 310 0 3979 0 22174 0 164545 0 0 0 PART I, LINE 4A SANDRA E. DAVIS, DIRECTOR OF DEVELOPMENT, RECEIVED SEVERANCE OF $28,462. ADRIENNE DOBSOVITS, DIRECTOR OF CAPITAL PROJECTS AND GOVERMENT RELATIONS, RECEIVED SEVERANCE OF $20,000. X 12 21147 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 THE ORGANIZATION HAS AN EXECUTIVE COMMITTEE CONSISTING OF THE CHAIR, OTHER OFFICERS OF THE BOARD, THE CHAIRS OF THE AUDIT, FINANCE AND NOMINATING COMMITTEES, AND SUCH ADDITIONAL TRUSTEES AS MAY BE ELECTED BY THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL THE POWERS OF THE BOARD PERMITTED BY LAW WHEN THE BOARD IS NOT IN SESSION, EXCEPT FOR CERTAIN SPECIFIC MATTERS PURSUANT TO THE ORGANZIATION'S BY-LAWS. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES ALEXANDRA SHIVA AND ANDREW SHIVA - FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 MANAGEMENT (INCLUDING BUT NOT LIMITED TO THE EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER) REVIEWS THE 990 WITH THE AUDIT COMMITTEE BEFORE SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C THE AUDIT COMMITTEE OR THE CHAIR WILL EVALUATE THE DISCLOSURES TO DETERMINE WHETHER THEY INVOLVE ACTUAL CONFLICTS. THE INTERESTED BOARD MEMBER SHALL RECUSE HIMSELF OR HERSELF FROM DISCUSSION AND VOTING RELATING TO THE MATTER. HOWEVER, AS A MEMBER OF THE BOARD OR COMMITTEE, THE INTERESTED BOARD MEMBER MAY BE COUNTED IN DETERMINING THE ESTABLISHMENT OF THE QUORUM AT SUCH A MEETING. AT THIS TIME, ONLY THE TRUSTEES ARE REQUIRED TO DISCLOSE. A POLICY IS BEING DRAFTED TO REQUIRE THE SAME OF OFFICERS AND KEY EMPLOYEES. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE CONTRACTS WERE NOT UP FOR RENEWAL DURING THIS FISCAL YEAR. THE ARTISTIC DIRECTOR'S CONTRACT WAS RENEWED IN JULY 2012 AND RUNS THROUGH 2015 AND EXECUTIVE DIRECTOR WAS HIRED IN NOVEMBER 2011 WITH A THREE-YEAR-CONTRACT. THE EXECUTIVE COMMITTEE INITIATES THE PROCESS FOR SALARY REVIEW BY ASKING FOR A REPORT FROM AN INDEPENDENT CONSULTANT WITH COMPARATIVE DATA FROM PEER CULTURAL INSTITUTIONS IN BUDGET AND PROGRAM SIZE IN NEW YORK CITY AND ACROSS THE COUNTRY. USING THIS DATA, THE COMMITTEE DETERMINES A COMPARABLE COMPENSATION LEVEL. FOR THE KEY POSITIONS OF PRODUCTION EXECUTIVE, SENIOR DIRECTOR OF DEVELOPMENT, CHIEF FINANCIAL OFFICER, AND SENIOR DIRECTOR OF MARKETING THE HUMAN RESOURCES DIRECTOR GARNERS INFORMATION USING COMPARATIVE DATA FROM OTHER THEATERS. THE INFORMATION IS CULLED FROM PERUSING OTHER ORGANIZATIONS' 990S AND FROM SURVEYING OTHER EXECUTIVES. USING THIS DATA, THE EXECUTIVE DIRECTOR AND HR DIRECTOR DETERMINE THE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. OTHER FEES FORM 990, PART IX, LINE 11G ARTISTIC & CONSULTING FEES: PROGRAM SERVICE EXPENSES 2,838,740. MANAGEMENT AND GENERAL EXPENSES 20,482. FUNDRAISING EXPENSES 312,026. TOTAL EXPENSES 3,171,248. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: PENSION RELATED CHANGES OTHER THAN PERIODIC PENSION COST -281,751. JOINT VENTURE FORM 990, PART VI, LINE 16A THE ORGANIZATION'S WHOLLY-OWNED SUBSIDIARY, PUBLIC THEATER PRODUCTIONS, INC., PARTICIPATED IN CO-PRODUCTIONS AS A MANAGING MEMBER OF FOUR ENTITIES TAXABLE AS PARTNERSHIPS (SEE SCHEDULE R, PART III) FORMED TO UNDERTAKE COMMERICAL THEATRICAL PRODUCTIONS OF SHOWS ORIGINALLY PRODUCED BY THE NEW YORK SHAKESPEARE FESTIVAL. AQUARIUS BROADWAY LLC 234 WEST 44TH STREET 800 NEW YORK NY 10036 264049932 THEATRICAL PRODUCTION NY PUBLIC THEATER PRODUCTIONS UNRELATED 8233 17860 0 1 0.15860 POPULISM YEA YEA LLC 234 WEST 44TH STREET 800 NEW YORK NY 10036 134078712 THEATRICAL PRODUCTION NY PUBLIC THEATER PRODUCTIONS UNRELATED 2456 5034 0 1 0.12850 WHERE DO I GO TOUR LP 234 WEST 44TH STREET 800 NEW YORK NY 10036 272135601 THEATRICAL PRODUCTION NY PUBLIC THEATER PRODUCTIONS UNRELATED 102754 11855 0 1 0.06820 ON THE RIALTO LLC 234 WEST 44TH STREET 800 NEW YORK NY 10036 364674259 THEATRICAL PRODUCTION NY PUBLIC THEATER PRODUCTIONS UNRELATED 1320 13660 0 1 0.12650 PUBLIC THEATER PRODUCTIONS 425 LAFAYETTE STREET NEW YORK NY 10003 263803813 COMMERCIAL THEATER CO-PRODUCTIONS NY N/A C 35419 29029 1.00000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PUBLIC THEATER PRODUCTIONS INC - SEE SCHEDULE O A 2828 AMOUNT OF CASH TRANSFERRED